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Missed Micrometastatic Disease in Breast Cancer
May Lynn Quan and Hiram S. Cody III
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n the era of sentinel lymph node (SLN) biopsy for breastancer, ultrastaging by enhanced pathologic techniquesserial sections and/or immunohistochemical [IHC] stain-ng) has become logistically feasible for the first time.etrospective studies suggest that SLN (and bone mar-ow) micrometastases detected by these methods arerognostically significant, but controversy still surroundshe significance of micrometastases detected only byHC, and especially of isolated tumor cells. This hetero-eneity among micrometastases may confound the inter-retation of current prospective clinical trials that aim toetermine their significance. A major challenge for future
nvestigations will be to determine if SLN and bone mar-ow micrometastases represent similar or distinct bio-ogic phenomena, and whether this distinction will haveny implications for treatment.emin Oncol 31:311-317. © 2004 Elsevier Inc. All rightseserved.
ECENT DECLINES in breast cancer mortal-ity have been attributed both to earlier diag-
osis and to the increasing use of systemic adju-ant therapies.1 As the surgical treatment of breastancer has become less radical, systemic treatmentas increased. Coincident with this increase, risktratification is more important than ever. Forhich patients will the benefit of systemic therapyxceed the risk, and for which patients does sys-emic therapy represent over treatment?
Axillary lymph node status remains the singleost powerful prognostic indicator in patientsith breast cancer,2,3 and the presence of nodaletastases remains a key factor in determining theeed for adjuvant therapy.4 Unfortunately, about5% to 30% of node-negative patients will relapsend ultimately die of their disease, prompting theearch for other variables that may predict a poorutcome. These include primary tumor size, histo-ogic grade, and lymphovascular invasion, butone of these has equalled the prognostic power of
ymph node status as an independent variable.5entinel lymph node (SLN) biopsy, a new stan-ard of care for axillary nodal staging in breastancer, allows the routine performance of en-anced pathologic techniques and has renewed
nterest in the identification and prognostic im-ortance of axillary micrometastases in patientsho are node-negative by conventional patho-
ogic techniques. Here we review the subject oficrometastases, and in particular their prognostic
ignificance, in breast cancer.
eminars in Oncology, Vol 31, No 3 (June), 2004: pp 311-317
DEFINITION OF MICROMETASTASES
The term “micrometastases” was coined in 1971y Huvos et al,6 who arbitrarily made the distinc-ion between “macrometastases” and “micrometas-ases” using a 2-mm size threshold. Micrometasta-es were defined as tumor deposits measuring lesshan 2 mm; macrometastases were those �2 mm.lthough other arbitrary definitions of microme-
astases have been proposed, including percentagef the lymph node area examined7 and depositsess than 1.3 mm,8 a size threshold of 2 mm wasdapted through the fifth revision of the Americanoint Committee on Cancer (AJCC) staging sys-em in 19979 and is now the most widely used andccepted clinical definition.
The ability of enhanced pathologic techniqueso detect increasingly smaller deposits of tumorells prompted Hermanek et al10 to propose aower size limit to micrometastases at 0.2 mm,alling smaller metastases less than 0.2 mm “iso-ated tumor cells” (ITC), and deposits 0.2 mm to 2m in size “micrometastases.” The argument for
reating a lower size distinction for micrometasta-es arises from the hypothesis that ITCs may rep-esent a displacement artifact of the biopsy proce-ure rather than an indicator of true metastaticotential, and that metastatic potential is limitedo those patients with larger nodal deposits.3 Therbitrary lower threshold of �0.2 mm was selectedy the task force revising the most recent AJCCtaging system, in an effort to reduce the likelihoodhat ITCs being recorded as micrometastases, and toliminate the need to estimate cell number counts.11
A differentiating feature between micrometas-ases and ITCs emphasized by Hermanek et al10
nd noted in the most recent AJCC staging revi-ion is “evidence of metastatic activity,” such asroliferation, stromal reaction, extravasation, orenetration of the lymphatic sinus wall.3 While
From the Breast Service, Department of Surgery, Memorialloan-Kettering Cancer Center, New York, NY.Address reprint requests to Hiram S. Cody III, MD, Breast
ervice, Department of Surgery, Memorial Sloan-Kettering Cancerenter, 1275 York Ave, New York, NY 10021.© 2004 Elsevier Inc. All rights reserved.0093-7754/04/3103-0011$30.00/0
doi:10.1053/j.seminoncol.2004.03.012311
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312 QUAN AND CODY
ot exclusionary, these findings are more likely toe present in deposits greater than 0.2 mm, anday be more indicative of a clinically significantetastases that has arrested and implanted in the
ymph node than deposits �0.2 mm. One of thebjectives of the staging system revisions is torovide a classification system so future clinicaltudies evaluating the effect of size and the methodf detection of nodal metastases can be standard-zed. The sixth revision of the AJCC’s stagingystem reflects these advances in pathologic tech-ique by acknowledging the method of tumor de-ection using subscript notation (Table 1). Ofote, micrometastases 0.2 to 2 mm render a pa-ient stage II, while the detection of ITC does not.
DETECTION OF MICROMETASTASES
Standard evaluation of axillary nodes, as recom-ended by the College of American Pathologists,
Table 1. AJCC Sixth Edition Staging System
Pathologic (pN)*pNx regional lymph nodes canno
study)pN0 no regional lymph node met
isolated tumor cells (ITC)
Note: isolated tumor cells (ITC) are defined as single tumor celimmunohistochemistry (IHC) or molecular methods but wof malignant activity, eg, proliferation or stromal reaction
pN0(i) no regional lymph node metpN0(I�) no regional lymph node metastpN0(mol�) no regional lymph node met
polymerase reaction (RT”pN0(mol�) no regional metastasis histol
* Classification is based on axillary lymph node dissection with or wsentinel lymph node dissection without subsequent axillary lymph
pN1 metastases in 1 to 3 axillarydisease detected by sentin
pN1mic micrometastasis (greater thaStage
0 TisI T1a
IIA T0T1a
T2IIB T2
T3
hould consist of one or two sections through the m
iddle of each node, stained with hematoxylinnd eosin (H&E) and examined by light micros-opy.5 Tumor deposits measuring at least 1 mm orreater can be detected using this method.
The concept of “obscure” metastases was intro-uced by Saphir and Amromin12 in 1948 aftererforming additional serial sections on nodesound negative on routine examination. Theyound additional metastatic disease in 33% andoncluded that serial sectioning should be per-ormed routinely to accurately assess the true sta-us of the nodes.
Numerous studies since then have demonstratedhe inadequacy of single-section analysis to reli-bly determine the presence of metastases. Serialectioning (SS) followed by H&E staining canmprove the detection of metastases by 7% to 33%ver routine histology,13-16 prompting the viewhat SS should be adopted as the new routine
gic Nodal Classification for and N1 Disease
ssed (eg, previously removed, or not removed for pathologic
istologically, no additional examination for examination for
ll cell clusters not greater than 0.2 mm, usually detected only byy be verified on H&E stains. ITCs do not usually show evidence
istologically, negative IHClogically, positive IHC, no IHC, no IHC cluster greater than 0.2 mmistologically, negative molecular findings reverse-transcriptase
positive molecular findings (RT-PCR)
entinel lymph node dissection. Classification based solely onssection is designated (sn) for “sentinel node” eg, pN0(i�) (sn)
odes, and/or in internal mammary nodes with microscopicnode dissection but not clinically apparent
m, none greater than 2.0 mm)
M0 aincludes T1micM0M0 bincludes N1micM0M0M0M0
Patholo
t be asse
astases h
ls or smahich ma
astasis hasis histoastasis h-PCR)ogically,
ithout snode di
lymph nel lymphn 0.2 m
N0N0N1b
N1b
N0N1b
N0
ethod of evaluation. However, routine SS on
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MISSED MICROMETASTATIC DISEASE IN BREAST CANCER 313
xillarly lymph node dissection (ALND) speci-ens was never embraced on a large scale; thisethodology was both labor-intensive and costly,ith many studies suggesting that the identifica-
ion of micrometastases in fact heralded no ad-erse clinical sequelae.Immunohistochemistry (IHC) uses monoclonal
nd polyclonal antibodies to epithelial elements,nhancing the identification of cells that mighttherwise have been overlooked. IHC increasesetection rates by 9% to 31% over standard H&E,nd by an additional 10% to 20% above thoseound by SS.17-22 IHC is of particular benefit inatients with invasive lobular cancer, where sin-le-cell micrometastases missed with routine H&Evaluation are easily found by IHC.18,23
Reverse-transcriptase polymerase chain reactionRT-PCR) has enabled the detection of evenmaller tumor deposits, down to one metastaticell in a million lymphocytes,24,25 increasing theield of micrometastases by 15% to 40%.26 RT-CR studies in breast cancer are currently limitedy the lack of markers unique to breast cancer, byhe extreme sensitivity of the technique (andherefore the possibility of contamination arti-acts), and by the absence of histopathologic val-dation in patients with “positive” results, but RT-CR has exciting potential and remains theubject of active investigation.
CLINICAL SIGNIFICANCE OFMICROMETASTASES
The debate over the clinical significance of mi-rometastases in breast cancer is ongoing. A num-er of studies6,8,13,14,27 between 1970 and 1980emonstrated no difference in disease-free survivalDFS) or overall survival (OS) in patients withicrometastases compared with those who were
ruly node-negative, but these studies were limitedoth by small size (�100 patients) and by shortollow-up (�5 years). Among those studies com-rising with more than 100 patients (Table 2) andith more than 5 years of follow-up, a substantialajority demonstrate significantly decreased DFS
nd OS in patients with micrometastatic diseaseound by SS and/or IHC, compared with thoseho were truly node-negative.16,18-20,28
The most notable of these is Trial V of thenternational (Ludwig) Breast Cancer Studyroup, published in 1990.16 This was a random-
zed trial testing whether a single dose of periop- o
rative chemotherapy would affect DFS and/or OSn axillary node-negative women, and 921 wereligible for evaluation. Negative lymph nodes aseported by local pathologists were evaluated byentralized study pathologists using re-cuts of theriginal paraffin blocks. SS methodology was used,aking two sections from each of six levels withinach paraffin block, and staining with H&E.ighty-three of 921 patients (9%) were convertedo node-positive and at 5 years had a significantlyoorer DFS and OS compared to true node-nega-ive patients: 58% versus 74% (P � .003) and 79%ersus 88% (P � .002), respectively (Table 2).A 10-year follow-up study to the Ludwig trial
as reported in 1999 by Cote et al,23 evaluating36 specimens from the initial cohort of 921 pa-ients. The previously sectioned paraffin blocksere re-examined, comparing a single section
tained with IHC (anticytokeratins AE � 1 andAM 5 � 2) to 12 sections (two from each of six
evels) stained with H&E. As in the earlier study,he SS/H&E method found micrometastases in 7%f patients, and the detection rate was improved to0% with the addition of single-section IHC. Mi-rometastases detected by SS/H&E (and those de-ected by IHC) were again associated with de-reased DFS and OS. This margin was statisticallyignificant only in the SS/H&E group and, curi-usly, only in postmenopausal patients. Also ofnterest, the authors stratified by micrometastaticumor burden, and demonstrated poorer outcomesith increasing volume of micrometastasis; com-aring patients with no cells, 1 to 100 cells, andore than 100 cells, they observed 10-year DFS
ates of 63%, 57%, and 40%, respectively.SS of lymph nodes obtained during ALND is
oth labor-intensive and costly, and therefore noteasible in routine practice. The emergence ofLN biopsy over the last decade has promptedenewed interest in enhanced pathologic tech-iques and reactivated debate over the clinicalignificance of micrometastases. SLN biopsy re-rieves an average of two to three nodes, thoseost likely to contain metastases, and has made
easible the routine use of SS and/or IHC analysis.HC on SLN specimens has improved the detec-ion of metastases by 6% to 26% over standard&E staining.33-36
Aside from prognostication, there are otherlear advantages to enhanced pathologic analysis
36
f SLN. Turner et al have validated the SLNhtdmSpamah
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314 QUAN AND CODY
ypothesis by demonstrating that (1) micrometas-ases are not merely a byproduct of more sensitiveetection, and (2) the SLN is indeed the nodeost likely to be positive; among patients whoseLNs were negative by both routine and enhancedathology, only one of 1,087 (0.09%) non-SLNsnalyzed by an identical method proved to containetastasis. Thus, axillary metastases do not occur
t random and the SLN is the node most likely toarbor disease.In addition, enhanced pathology allows the pre-
iction of non-SLN metastasis. CompletionLND is standard therapy for SLN-positive pa-
ients, 30% to 50% of whom will have additional&E-positive metastases in the non-SLNs. Even
or patients whose SLNs are positive only on IHC,&E-positive non-SLN metastasis are found in
37-39
Table 2. Summary of Studies Evaluating Presence of Micr
Author NSerial
SectionDetectionMethod
Axillary nodes*Huvos et al6 208 No H&EAttiyeh et al27 105 No H&EBlack et al7 172 — H&ERosen et al29 147 No H&EWilkinson et al15 525 Yes H&ETrojani et al18 150 No IHFriedman et al31 456 Yes H&ELudwig group16 921 Yes H&ENeville et al30 921 Yes H&Ede Mascarel et al19 336 Yes IHCHainsworth et al32 343 Yes IHCNasser et al20 159 Yes H&E, IHCMcGuckin et al22 208 Yes H&E, IHCCote et al23 736 Yes IHC
Bone marrow AntibodyMansi et al43 350 Anti-EMADiel et al44 727 ZE11Braun et al45 552 A45B/B3Gebauer et al46 393 —Solomayer et al47 727 —
BloodKrag et al48 21 9184, 9187Beitsch et al49 34 EPCAM
Abbreviations: DFS, disease-free survival; OS, overall survival; Hsignificant.
* Includes only studies with �100 patients.
0% to 16% of cases. A number of studies t
ombine variables (including tumor characteristicsnd size of micrometastasis) in an effort to predicthe likelihood of non-SLN metastasis37,40 anddentify a subset of SLN-positive patients in whomLND may not be required. We have recently
evised a nomogram to predict the risk on non-LN metastasis, drawing on the results of en-anced pathology as well as seven other his-opathologic features.41
No prospective trials to date show poorer out-omes in patients with axillary nodes positive onlyn IHC. Tan et al42 have reanalyzed the lymphode tissue blocks in 369 “node-negative” patientsreviously treated at our institution with radicalurgery and no systemic therapy, using our currentLN pathology protocol. They demonstrated thathe 18-year DFS of IHC-positive patients was in-
tases in Axillary Lymph Nodes, Bone Marrow, and Blood
% Positiveicrometases
Follow-up(yr) DFS OS
— 8 NS NS— 14 NS NS7.5 3 NS NS— 10 NS P � 0.01
17 15 NS NS14 10 P � .0025 P � .029 10 P � .059 5 P � .003 P � .0029 6 P � .0008 P � .00097 7 P � .005 P � .037
12 6 P � .05 NS31 11 P � .02 P � .0725 5 P � .021 P � .00720 12 P � .01 P � .003
25 6 P � .005 P � .00543 3 P � .001 P � .00136 3 P � .001 P � .00142 6 P � .006 P � .065— 6 P � .001 P � .005
95 — —97 — —
matoxylin & eosin staining; IHC, immunohistochemistry; NS, not
ometas
M
&E, he
ermediate between that of those who were truly
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MISSED MICROMETASTATIC DISEASE IN BREAST CANCER 315
truly node-negative” and those who were positiven H&E. Trials currently accruing include themerican College of Surgeons Oncology Group
ACOSOG) Z0010, an observational study ofLN biopsy in which investigators and patients arelinded to the results of IHC analysis of the SLNnd bone marrow, and the National Surgical Ad-uvant Breast and Bowel Project (NSABP)-32rial, a randomized trial of SLN biopsy with similarlinding to the results of IHC. Both aim to deter-ine the significance of IHC-detected microme-
astases in patients treated by conventional patho-ogic criteria. Pending these results, the sixthJCC staging system classifies micrometastases 0.2m to 2 mm as N1a disease, while smaller tumor
eposits detected by any other means are given N0tatus with notation of positivity for documenta-ion only.
MICROMETASTASES TO OTHER SITES
Micrometastatic disease has also been detectedn the bone marrow and blood of patients withreast cancer (Table 2). In a recent review of theiterature on studies of bone marrow micrometas-ases by Ozbas et al,50 micrometastatic cells wereetected in the bone marrow of breast canceratients (using various IHC methods) in 27% ofases (range, 1% to 48%). Despite wide variationn method of detection, heterogeneous patientroups, and short follow-up, there is fairly consis-ent evidence that bone marrow micrometastaseso correlate with poorer prognosis.Diel et al44 reported on 727 patients with breast
ancer and (using a monoclonal antibody) foundumor cells in the bone marrow of 43%. Theresence of tumor cells correlated with axillaryode status, tumor size, and histologic grade. In-erestingly, 31% of node-negative patients wereound to have tumor cells, suggesting cancer cellsre shed early in the stages of breast cancer devel-pment. On multivariate analysis at 36 months’ollow-up, the independent prognostic significancef occult bone marrow metastases was comparableo that of positive axillary nodes, and exceededhat of other histopathologic parameters. The au-hors emphasize in particular the significance ofccult bone marrow metastases for patients withmall, node-negative tumors, and a recent 6-yearollow-up is consistent with their earlier findings.47
he ACOSOG Z0010 trial, now fully accrued,
ill address the same issue. cA few small studies have evaluated the presencef micrometastases in the blood of breast canceratients (Table 2), and found tumor cells in 75%o 100% of patients with both early stage andetastatic breast cancer. Krag et al48 performed a
ilot study in 19 patients with early-stage diseaseusing an immunomagnetic method), and foundancer cells in the blood of 95% of patients pre-peratively and 30% postoperatively, suggestinghat some proportion blood-borne tumor cells arehed by the intact primary tumor but that persis-ent disease (at local or distant sites) may accountor the remainder. Further research is ongoing inhis exciting arena.
SUMMARY
The status of the axillary nodes is unable toompletely predict outcome in a significant pro-ortion of breast cancer patients. The studiesbove suggest that (1) micrometastases in breastancer are frequent, even in the setting of conven-ionally “node-negative” disease; (2) each patientith micrometastases has some combination of
ymph node, bone marrow, or blood-borne disease;nd (3) patients without micrometastases have arognosis better than that of historic norms forode-negative breast cancer.Regarding the first observation, the literature onicrometastases confirms the clinical intuition
hat subclinical metastatic disease is present in ateast some proportion of breast cancers at the timef diagnosis. The second observation has implica-ions that are both biologic and clinical. The de-ree to which lymph node, bone marrow, andlood-borne metastases represent similar (or dif-erent) biologic phenomena is unknown. The rel-tive frequency of each possible combination oficrometastatic sites is also unknown (Fig 1), as is
heir prognostic significance. Regarding the thirdbservation, the absence of micrometastases is ateast as important as their presence. The objectivef finding micrometastases is to identify patients atncreased risk who could benefit from systemicreatment, while the absence of micrometastasesdentifies patients at decreased risk (relative toistoric norms for node-negative disease based ononventional histopathology), for whom systemicherapy might represent over treatment.
The surgical therapy of breast cancer has movedn recent decades from an era of radicalism to
onservatism. In distinction, medical therapy haspenwibtt
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316 QUAN AND CODY
aradoxically become more radical, expanding toncompass even the majority of women withode-negative disease, relatively few of whomould be expected to benefit. Further work to
dentify and characterize the presence (or absence)reast cancer micrometastases offers the potentialo reverse this trend, and more precisely to matchhe treatment to the disease.
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Fig 1. Schematic representation of micrometastases in thelood, bone marrow, or axillary lymph nodes in patients withreast cancer. Each patient with micrometastasis has someombination of lymph node, bone marrow, and blood-borneisease, as diagrammed above. The degree to which each ofhese overlap is largely unknown. Major objectives for futuretudies will to determine whether each site represents differ-nt (or similar) biologic phenomena, and to determine bothhe frequency and the clinical significance of each combinationf sites.
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MISSED MICROMETASTATIC DISEASE IN BREAST CANCER 317
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