11
CLINICAL INVESTIGATION INTERVENTIONAL ONCOLOGY Long-Term Outcome of Transcatheter Subsegmental and Segmental Arterial Chemoemobolization Using Lipiodol for Hepatocellular Carcinoma Satoshi Takaki Hiroshi Sakaguchi Hiroshi Anai Toshihiro Tanaka Kiyosei Yamamoto Kengo Morimoto Hideyuki Nishiofuku Masayoshi Inoue Satoru Sueyoshi Takeshi Nagata Teruyuki Hidaka Hideo Uchida Kimihiko Kichikawa Received: 23 February 2011 / Accepted: 16 June 2011 / Published online: 8 July 2011 Ó Springer Science+Business Media, LLC and the Cardiovascular and Interventional Radiological Society of Europe (CIRSE) 2011 Abstract Purpose To clarify the efficacy of transcatheter hepatic sub-subsegmental, subsegmental, and segmental arterial chemoembolization using lipiodol (subseg/seg lip-TACE) for hepatocellular carcinoma (HCC), long-term outcomes of patients who had been treated using subseg/seg lip- TACE alone were retrospectively examined. Materials and Methods Subjects comprised 199 patients with HCC (T1/2/C3 = 30/108/61; Child–Pugh A/B/ C = 115/52/32; Japan Integrated Staging [JIS] score B1/2/ C3 = 88/64/47) who underwent subseg/seg lip-TACE using lipiodol mixed with an anticancer drug followed by injection of gelatin sponge particles. Each patient was followed-up every 3 months, and repeat subseg/seg lip- TACE and/or conventional lip-TACE was performed in cases showing recurrence. One-, 3-, 5-, 7-, and 10-year cumulative survival rates were calculated. Subgroup anal- yses were performed by stratifying the population accord- ing to T-factor, Child–Pugh classification, and JIS score. Results Median duration of follow-up was 3.8 years (range 0.2 to 16.4). Median overall survival was 3.8 years. One-, 3-, 5-, 7- and 10-year survival rates were 91.5, 66.1, 38.8, 20.3, and 9.4% for all patients, and 95.5, 76.9, 51.9, 27.9 and 20.4% for patients with JIS B1, respectively. Significant survival differences were found across two subgroups of staging systems (T2 vs. T3B [P = 0.0012] and JIS score B1 vs. 2 [P = 0.0036]). Conclusion This study demonstrated that subseg/seg lip- TACE is a feasible treatment for obtaining prolonged survival in patients with localized HCC showing rich vasculature. Outcomes are influenced by both tumor stage and liver function, as seen in the best prolonged survival in patients with JIS score B1. Keywords Hepatocellular carcinoma Á Transcatheter arterial chemoembolization Á Subsegmental/segmental embolization Introduction Although local ablation techniques, such as radiofrequency ablation (RFA), have advanced and are becoming increasingly prevalent, but trancatheter arterial chemoe- mobolization (TACE) using iodized oil (lipiodol [lip]; Guerbet, France; distributed by Terumo in Japan) remains an important therapeutic option for patients with hepato- cellular carcinoma (HCC) in Japan [120, 2430]. The widespread use of sub-subsegmental, subsegmental, and/or segmental lipiodol TACE (subseg/seg lip-TACE) is a technique used to occlude arterial branches by the infusion of a lipiodol emulsion containing anticancer drugs fol- lowed by gelatin sponge (GS) particles into cancer-bearing sub-subsegmental, subsegmental, and/or segmental seg- ment arterial branches in the liver [520]. This approach contributes to improved therapeutic outcomes and is associated with low complication rates. Furthermore, S. Takaki Á H. Sakaguchi Á H. Anai (&) Á T. Tanaka Á K. Yamamoto Á K. Morimoto Á H. Nishiofuku Á M. Inoue Á S. Sueyoshi Á T. Hidaka Á K. Kichikawa Department of Radiology, Nara Medical University, Nara 634-8522, Japan e-mail: [email protected] S. Takaki Department of Radiology, Nagaoka Red Cross Hospital, Niigata 940-2085, Japan T. Nagata Á H. Uchida Interventional Radiology Center, Daiyukai General Hospital, Aichi 491-8551, Japan 123 Cardiovasc Intervent Radiol (2012) 35:544–554 DOI 10.1007/s00270-011-0224-9

Long-Term Outcome of Transcatheter Subsegmental and Segmental Arterial Chemoemobolization Using Lipiodol for Hepatocellular Carcinoma

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Page 1: Long-Term Outcome of Transcatheter Subsegmental and Segmental Arterial Chemoemobolization Using Lipiodol for Hepatocellular Carcinoma

CLINICAL INVESTIGATION INTERVENTIONAL ONCOLOGY

Long-Term Outcome of Transcatheter Subsegmentaland Segmental Arterial Chemoemobolization Using Lipiodolfor Hepatocellular Carcinoma

Satoshi Takaki • Hiroshi Sakaguchi • Hiroshi Anai • Toshihiro Tanaka •

Kiyosei Yamamoto • Kengo Morimoto • Hideyuki Nishiofuku • Masayoshi Inoue •

Satoru Sueyoshi • Takeshi Nagata • Teruyuki Hidaka • Hideo Uchida •

Kimihiko Kichikawa

Received: 23 February 2011 / Accepted: 16 June 2011 / Published online: 8 July 2011

� Springer Science+Business Media, LLC and the Cardiovascular and Interventional Radiological Society of Europe (CIRSE) 2011

Abstract

Purpose To clarify the efficacy of transcatheter hepatic

sub-subsegmental, subsegmental, and segmental arterial

chemoembolization using lipiodol (subseg/seg lip-TACE)

for hepatocellular carcinoma (HCC), long-term outcomes

of patients who had been treated using subseg/seg lip-

TACE alone were retrospectively examined.

Materials and Methods Subjects comprised 199 patients

with HCC (T1/2/C3 = 30/108/61; Child–Pugh A/B/

C = 115/52/32; Japan Integrated Staging [JIS] score B1/2/

C3 = 88/64/47) who underwent subseg/seg lip-TACE

using lipiodol mixed with an anticancer drug followed by

injection of gelatin sponge particles. Each patient was

followed-up every 3 months, and repeat subseg/seg lip-

TACE and/or conventional lip-TACE was performed in

cases showing recurrence. One-, 3-, 5-, 7-, and 10-year

cumulative survival rates were calculated. Subgroup anal-

yses were performed by stratifying the population accord-

ing to T-factor, Child–Pugh classification, and JIS score.

Results Median duration of follow-up was 3.8 years

(range 0.2 to 16.4). Median overall survival was 3.8 years.

One-, 3-, 5-, 7- and 10-year survival rates were 91.5, 66.1,

38.8, 20.3, and 9.4% for all patients, and 95.5, 76.9, 51.9,

27.9 and 20.4% for patients with JIS B1, respectively.

Significant survival differences were found across two

subgroups of staging systems (T2 vs. T3B [P = 0.0012]

and JIS score B1 vs. 2 [P = 0.0036]).

Conclusion This study demonstrated that subseg/seg lip-

TACE is a feasible treatment for obtaining prolonged

survival in patients with localized HCC showing rich

vasculature. Outcomes are influenced by both tumor stage

and liver function, as seen in the best prolonged survival in

patients with JIS score B1.

Keywords Hepatocellular carcinoma � Transcatheter

arterial chemoembolization � Subsegmental/segmental

embolization

Introduction

Although local ablation techniques, such as radiofrequency

ablation (RFA), have advanced and are becoming

increasingly prevalent, but trancatheter arterial chemoe-

mobolization (TACE) using iodized oil (lipiodol [lip];

Guerbet, France; distributed by Terumo in Japan) remains

an important therapeutic option for patients with hepato-

cellular carcinoma (HCC) in Japan [1–20, 24–30]. The

widespread use of sub-subsegmental, subsegmental, and/or

segmental lipiodol TACE (subseg/seg lip-TACE) is a

technique used to occlude arterial branches by the infusion

of a lipiodol emulsion containing anticancer drugs fol-

lowed by gelatin sponge (GS) particles into cancer-bearing

sub-subsegmental, subsegmental, and/or segmental seg-

ment arterial branches in the liver [5–20]. This approach

contributes to improved therapeutic outcomes and is

associated with low complication rates. Furthermore,

S. Takaki � H. Sakaguchi � H. Anai (&) � T. Tanaka �K. Yamamoto � K. Morimoto � H. Nishiofuku � M. Inoue �S. Sueyoshi � T. Hidaka � K. Kichikawa

Department of Radiology, Nara Medical University,

Nara 634-8522, Japan

e-mail: [email protected]

S. Takaki

Department of Radiology, Nagaoka Red Cross Hospital,

Niigata 940-2085, Japan

T. Nagata � H. Uchida

Interventional Radiology Center, Daiyukai General Hospital,

Aichi 491-8551, Japan

123

Cardiovasc Intervent Radiol (2012) 35:544–554

DOI 10.1007/s00270-011-0224-9

Page 2: Long-Term Outcome of Transcatheter Subsegmental and Segmental Arterial Chemoemobolization Using Lipiodol for Hepatocellular Carcinoma

subseg/seg lip-TACE, in addition to conventional lip-

TACE, is effective in prolonging favorable prognosis in

patients with recurrent HCC encountered after cancer

resection or local ablation [21–23]. Lip-TACE, including

subseg/seg lip-TACE, before RFA is expected to extend

the application of RFA and further improve therapeutic

outcomes [22, 24]. Recently, subseg lip-TACE has been

modified and emphasized as the more effective and useful

therapeutic method for small or localized hypervascular

HCC and has been reported as angiographic subsegmen-

tectomy by Iwamoto et al. [18, 20] and ultraselective

TACE by Miyayama et al. [19], using more skillful

microcatheter techniques that improve on our original

methods [4–9, 11, 13] and those described by Matsui et al.

[10]. In addition, to improve exact catheterization for the

target tumor, various methods, e.g., superselective TACE

for collateral pathways to the recurrent lesion after repeat

TACE, utility of C-arm computed tomography (CT) for

identifying feeding arteries and studies related to variations

of tumor-feeding arteries have been described [25–27].

Lip-TACE, including subseg/seg lip-TACE, has been

generally accepted as an indispensable treatment modality

for HCC in Japan [1–32], but it is typically only evaluated

as a palliative therapy or second-line option for cases in

which surgical resection or ablation therapy, such as RFA,

is contraindicated [21–23, 28–32]. Few reports have

examined efficacy based on long-term outcomes during

5 years after TACE, including subseg/seg lip-TACE

[16, 20]. In Japan, sophisticated improved criteria and

surveys of therapeutic results for HCC have been periodi-

cally reported at intervals of several years. Recently, the

Japan Integrated Staging (JIS) score system, which com-

bines the Child–Turcotte–Pugh classification and tumor-

nodemetastasis (TNM) staging, has been proposed as a

more useful prognostic staging system for HCC by the

Liver Cancer Study Group of Japan (LCSGJ) [31, 32].

Furthermore, two Japanese data sets regarding the value of

TACE, based on studies with large cohorts showing the

present status of TACE for the treatment of unresectable

HCC, have been reported [28, 29]. A recent survey from

the TACE Group of Japan clarified that TACE using lipi-

odol and anticancer agents is the most popular option for

unresectable HCC treatment in Japan [30] based on the

common therapeutic algorithm using surgery or ablation

therapy as the first-choice therapies [21–23, 28–32]. In

contrast, for the purposes of providing better therapeutic

outcomes for TACE, a novel anticancer agent for use

mixed with lipiodol as a hepatic arterial-infusion drug for

HCC has been developed in Japan [33]. In addition, several

new embolic materials, such as drug-delivery beaded

embolic materials and superabsorbent polymer micro-

spheres [34], have been developed and used with favorable

results and are going to be introduced to Japan in the near

future. Under such circumstances, clarification of the long-

term therapeutic outcomes of subseg/seg lip-TACE will be

valuable as basic comparative data and will play an

important role in resolving current unstable situations and

achieving future advances. In this study, therapeutic out-

comes after long-term follow-up of patients who were

treated using only subseg/seg lip-TACE from initial to

repeated treatment during the entire course and who

underwent therapy before the official introduction of RFA

were retrospectively investigated.

Material and Methods

Patient Data Collection and Eligibility Criteria

Data from 199 patients (143 men and 56 women; mean age

65.9 years [range 37–87]) with HCC were retrospectively

analyzed. The diagnosis of HCC in this study was defined

as rich vascular HCC that demonstrated typical character-

istics on several imaging modalities, such as tumor

enhancement on arterial phase of contrast-enhanced CT,

enhanced Doppler ultrasound, and contrast-enhanced

magnetic resonance imaging (MRI), and also indicated

tumor stain on angiography. All patients had been treated

using only subseg/seg lip-TACE as initial treatment at our

hospitals from September 1986 to December 2004. For

recurrences after initial subseg/seg lip-TACE, subseg/seg

lip-TACE was selected as the most suitable therapy. If the

recurrence was multiple and subseg/seg lip-TACE was

inadequate, conventional lip-TACE to the lobar or entire

liver was selected. If the feeding arteries included extra-

hepatic collaterals, collateral lip-TACE was also selected

to repeat treatment during the entire treatment course

[18–20, 25–27]. A summary of clinical characteristics for

all patients is listed on Table 1. The degree of tumor

extension was assessed based on TNM stage by the LCSGJ

(stage I through IV = T1 to T4 factor), and the number of

patients in each stage (T-factor) was as follows: stage I

([T1] solitary lesion B2 cm in diameter) n = 30; stage II

([T2] solitary [2 cm or nonsolitary B2 cm) n = 108; and

stage III or greater ([CT3] more advanced than T2 or with

vascular invasion) n = 61. Grade of hepatic functional

reserve was judged using Child–Pugh classification, and

the number of patients in each classification was as fol-

lows: Child A n = 115; Child B n = 52; and Child C

n = 32. The number of patients with each JIS score, which

combines Child–Pugh classification and TNM staging [31,

32], was as follows: JIS B1 n = 88; JIS 2 n = 64; and JIS

C3 n = 47. All patients fulfilled the following criteria: (1)

definitive diagnosis of rich vascular HCC demonstrating

typical characteristics on several imaging modalities; (2)

no previous treatment for HCC (patients were excluded if

S. Takaki et al.: Subseg/Seg Lip-TACE for HCC 545

123

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they had undergone any other treatments for HCC during

the entire course, e.g., hepatic resection, local ablation

therapy, or chemotherapy); and (3) follow-up until death or

at least for[2 years after initial subseg/seg lip-TACE. We

obtained written informed consent from each patient before

each TACE treatment. Institutional Review Board approval

was also obtained for this retrospective study for all par-

ticipating institutions.

Subseg/Seg Lip-TACE Procedures

Subseg/seg lip-TACE was performed by superselective

catheterization by inserting the tip of the microcatheter

(tip diameter 2.3–2.4F) as close as possible to each tumor

within the hepatic sub-subsegmental or subsegmental

arteries supplying the tumor. The basic techniques were the

same as has already been reported [5–11, 18–20]. Super-

selective infusion of lipiodol mixed with an anticancer

drug was slowly performed by hand into the hepatic sub-

subsegmental or subsegmental arteries supplying the

tumor-bearing subsegment using a 1-ml syringe until the

lipiodol had densely accumulated in the tumor, accompa-

nied by slight to moderate visualization of portal branches

around the tumor in almost all cases. Those feeding arteries

visualized were subsequently embolized to decrease arte-

rial flow without complete occlusion using GS particles.

When the tumor was supplied by several sub-subsegmental

or subsegmental arteries and/or those more peripheral

branches, particularly in cases of tumors[3 cm in diameter

and/or multiple tumors (T2 or T3), subseg lip-TACE for

each feeding arterial branch over the subsegmental area

was performed. Such cases were considered as seg lip-

TACE in this study. Furthermore, when tumors were

located in different distant subsegments, subseg lip-TACE

was usually performed for each tumor simultaneously. This

was defined as multisubseg lip-TACE and was also clas-

sified as seg lip-TACE for the purposes of this study.

Basically, subseg lip-TACE was defined as a procedure

only involving the sub-subsegmental artery, subsegmental

artery or that branch, and seg lip-TACE was defined as a

procedure involving two or three sub-subsegmental or

subsegmental arteries at the same time. That is, subseg and

seg lip-TACE were categorized on the basis of the extent of

lip-TACE performed according to the tumor size and

degree of tumor extension, including the number of tumors.

To promote the flow of lipiodol and prevent pain, a

small amount of 2% lidocaine hydrochloride (0.5–1 ml:

25–50 mg [usual total volume 5 ml]) and lipiodol or GS

particles was alternatively injected multiple times using the

‘‘sandwich’’ method into each feeding artery during

injection of lipiodol or GS particles [4, 6, 11, 13].

Preparing Emulsion of Lip and Anticancer Drug

Lipiodol (1–10 ml [usually 3–5 ml]) and epirubicin or

doxorubicin (20–60 mg) were used, with the dosage of

each agent determined based on tumor size and liver

function according to our basic criteria, as reported else-

where [4, 6, 11–13, 30]. Lipiodol emulsion was prepared

by pumping the mixture 20–30 times using a three-way

connector, mixing lipiodol inside one syringe with a small

amount of nonionic contrast medium and saline-dissolved

epirubicin or doxorubicin inside another syringe. The

average dosage (D ml) of lipiodol was basically equal to

the tumor diameter (d cm), with D and d being the same

numbers (D = d). For example, for a tumor 2 cm in

diameter, 3 ml emulsion was created by mixing 1 ml

nonionic contrast medium and saline with 2 ml lipiodol

and 20 mg doxorubicin or epirubicin. Likewise, for a

tumor 5 cm in diameter, 7.5 ml emulsion was created by

mixing 2.5 ml nonionic contrast medium and saline with

5 ml lipiodol and 30–50 mg epirubicin or doxorubicin.

Finally, dosages of anticancer agent and lipiodol were

Table 1 Summary of clinical characteristics for all patients

Characteristics No. of patients

Total no. of patients 199

Sex

Men 143

Women 56

Age (year)

Mean 65.9

Range 37–87

Clinical stage (T)

I 30

II 108

III 59

IV 2

Liver function: Child–Pugh grade

A 115

B 52

C 32

JIS score

0 20

1 68

2 64

3 37

4 10

Repeated TACE

0 69

1 57

2–3 48

4–6 23

[7 2

546 S. Takaki et al.: Subseg/Seg Lip-TACE for HCC

123

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varied slightly according to certain factors, such as liver

function, embolized area, and patient age [12, 13].

Follow-up, Diagnosis of Recurrence, and Repeat

Treatment by Subseg/Seg Lip-TACE [4, 6–11]

All patients who were treated by subseg/seg lip-TACE

underwent regular follow-up (usually every 3 months) on

an outpatient basis. Follow-up included physical examina-

tion, tumor marker levels (alpha-fetoprotein [AFP], protein

induced by the absence of vitamin K or antagonist II

[PIVKA II]) and imaging (ultrasonography [US], CT, and/

or MRI). Local recurrence was diagnosed by low density

close to lipiodol accumulated in the tumor, a defect of

lipiodol accumulated in the tumor on plain CT, or tumor

stain consisting of low-density areas or defect regions on

contrast-enhanced CT, MRI and/or US. When recurrence

was observed on imaging diagnosis with occasional

increase of tumor markers (AFP and/or PIVKA II) and

subseg/seg lip-TACE was selected as the most suitable

therapy obtaining written informed consent from each

patient, enrolment of the patient in this study was continued.

Repeated subseg/seg lip-TACE using skillful superselective

or ultrasuperselective techniques and/or additional lip-

TACE was performed for the feeding arteries including

various kind collaterals in addition to the extrahepatic blood

supply feed the recurrent HCC [18–20, 25–27].

Investigated Items and Statistical Analysis

Seven outcomes were assessed as follows: (1) cumulative

survival rates and median survival time (MST) for all

patients after initial subseg/seg lip-TACE; (2) comparison

of cumulative survival rates and MST between subseg lip-

TACE and seg lip-TACE; (3) cumulative survival rates and

MST based on T-factor; (4) cumulative survival rates and

MST based on Child–Pugh classification; (5) cumulative

survival rates and MST based on JIS score; (6) rates of

local recurrence and number of performances of TACE;

and (7) complications.

Dr. SPSS II version 11.01J (SPSS Japan, Tokyo, Japan)

was used for statistical analysis, and survival was analyzed

using Kaplan-Meier survival curves. The log-rank test was

used for comparing groups. In all analyses, the level of

significance was set at P \ 0.05.

Results

The duration of follow-up for the subseg/seg lip-TACE

patient population ranged from 96 to 5975 days. By final

follow-up, 133 patients had died, 47 patients were alive,

and follow-up had been terminated because of a change in

institution for 19 patients. Causes of death were as follows:

liver failure n = 44; cancer n = 48; variceal rupture

n = 11; other diseases n = 15; accident n = 2; and

unknown n = 13. Cumulative survival rates and MSTs for

all patients and for patients grouped according to subseg or

seg lip-TACE, T factor, Child–Pugh classification, and JIS

score are listed in Table 2.

For the overall patient population, survival rates at 1, 3,

5, 7, and 10 years were 91.5, 66.1, 38.8, 20.3, and 9.4%,

respectively, and MST was 3.8 years (95% confidence

interval [CI] 3.4–4.2) (Table 2; Fig. 1). The subseg lip-

TACE group comprised 93 patients, including 25 patients

Table 2 Cumulative survival rates of all patients with subseg and seg lip-TACE, T-factor, Child–Pugh classification, and JIS score classification

No. of

patient

No. of

deaths

Median

(years)/

95% CI

(years)

1 year survival

rate (%)/no. of

survival

patient

3 year survival

rate (%)/no.

of survival

patient

5 year survival

rate (%)/no.

of survival

patient

7 year survival

rate (%)/no.

of survival

patient

10 year

survival rate

(%)/no. of

survival patient

P

All patients 199 133 3.8/3.4–4 2 91.5/182 66.1/111 38.8/43 20.3/17 9.4/6

Seg group 106 73 3.7/3.5–4.0 92.5/98 66.9/63 30.5/17 18.3/9 6.1/2 –

Sub group 93 59 4.4/2.8–6.1 90.3/84 62.9/48 48.4/26 22.5/8 12.9/4 0.4521 (NS)

T-l 30 16 5.3/4.5–6.1 93.3/28 83.2/20 61.5/11 35.1/3 17.6/1 –

T-2 108 68 4.4/3.8–5.0 93.5/101 68.7/61 43.5/26 21.9/11 12.2/5 0.2710 (NS)

T-3 59 46 3.1/2.5–3.7 88.1/52 53.3/29 21.1/6 12.7/3 0/0 0.0012 (\0.05)

T-4 2 2 0.8/– 50/1 50/1 0/0 0/0 0/0 0.5030 (NS)

Child-A 115 68 4.4/3.4–5.5 95.7/110 67.7/65 44.0/27 25.5/11 16.2/5 –

Child-B 52 38 3.7/3.5–3.9 94.2/49 72.6/32 35.3/10 11.9/3 4.0/1 0.1430 (NS)

Child-C 32 26 2.9/1.3–4.5 71.9/23 49.3/14 27.1/6 16.3/3 0/0 0.2545 (NS)

JISO and 1 88 47 5.3/4.2–6.4 95.5/84 76.9/55 51.9/25 27.9/9 20.4/5 –

JIS 2 64 46 3.5/2.9–4.0 96.9/62 62.3/34 33.6/11 15.3/5 5.1/1 0.0036 (\ 0.05)

3 over 47 39 3.3/2.0–4.6 76.6/36 50.7/22 22.8/7 14.3/3 0/0 0.1770 (NS)

S. Takaki et al.: Subseg/Seg Lip-TACE for HCC 547

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who underwent sub-subseg lip-TACE and 68 patients who

underwent subseg lip-TACE. The seg lip-TACE group

comprised 106 patients, including 72 patients who under-

went seg lip-TACE and 34 patients who underwent mul-

tisubseg/seg lip-TACE. Survival rates at 1, 3, 5, 7, and

10 years for the subseg lip-TACE group were 90.3, 62.9,

48.4, 22.5, and 12.9%, respectively, and MST was

4.4 years (95% CI 2.8–6.1). Survival rates for seg lip-

TACE were 92.5, 66.9, 30.5, 18.3, and 6.1%, respectively,

and MST was 3.7 years (95% CI 3.5–4.0). There was no

significant difference between both groups (Fig. 2;

Table 2). Patients surviving for 10 years were only rec-

ognized in the subseg lip-TACE group. One-, 3-, 5-, 7-, and

10-year survival rates in the T1 group were 93.3, 83.2,

61.5, 35.1, and 17.6%, respectively, and MST was

5.3 years (95% CI 4.5–6.1). Survival rates in the T2 group

were 93.5, 68.7, 43.5, 21.9, and 12.2%, respectively, and

MST was 4.4 years (95% CI 3.8–5.0). The survival rates of

T3B group were 88.1, 53.3, 21.1, 12.7, and 0% respec-

tively and MST was 3.1 years (95% CI 2.5–3.7). A sig-

nificant difference was recognized between the T2 and

T3B groups (T2 vs. T3B, P = 0.0012) (Table 2; Fig. 3).

One-, 3-, 5-, 7-, and 10-year survival rates for the Child A

group were 95.7, 67.7, 44.0, 25.5, and 16.2%, respectively,

and MST was 4.4 years (95% CI 3.4–5.5). Survival rates

for the Child B group were 94.2, 72.6, 35.3, 11.9, and

4.0%, respectively, and MST was 3.7 years (95% CI

3.5–3.9). Survival rates for the Child C group were 71.9,

49.3, 27.1, 16.3, and 0%, respectively, and MST was

2.9 years (95% CI 1.3–4.5). Although survival rates

showed slightly better survival in Child A and B groups

than in the Child C group at 1, 3, and 5 years, no significant

differences were identified between groups (Table 2;

Fig. 4). One-, 3-, 5-, 7-, and 10-year survival rates for the

JIS B1 group were 95.5, 76.9, 51.9, 27.9, and 20.4%,

respectively, and MST was 5.3 years (95% CI 4.2–6.4).

Survival rates in the JIS = 2 group were 96.9, 62.3, 33.6,

15.3, and 5.1%, respectively, and MST was 3.5 years (95%

CI 2.9–4.0). Survival rates in the JIS C3 group were 76.6,

50.7, 22.8, 14.3, and 0%, respectively, and MST was

Fig. 1 Cumulative survival rates of all patients after initial subseg/

seg lip-TACE. The 1, 3, 5, 7, and 10-year survival rates were 91.5,

66.1, 38.8, 20.3, and 9.4%, respectively, and the MST was 3.8 years

(95% CI 3.4 initial cases 4.2)

Fig. 2 Comparison of the cumulative survival rates of after subseg

and seg lip-TACE. The 1, 3, 5, 7, and 10-year survival rates of the

subseg lip-TACE group were 90.3, 62.9, 48.4, 22.5, and 12.9%,

respectively, and the MST was 4.4 years (95% CI 2.8–6.1). Those of

the seg lip-TACE group were 92.5, 66.9, 30.5, 18.3, and 6.1%,

respectively, and the MST was 3.7 years (95% CI 3.5–4.0)

Fig. 3 Comparison of the cumulative survival rates based on T-factor

(T1, T2, T3B). One, 3, 5, 7, and 10-year survival rates of the T1 group

were 93.3, 83.2, 61.5, 35.1, and 17.6%, respectively, and the MST

was 5.3 years (95% CI 4.5–6.1). Those of the T2 group were 93.5,

68.7, 43.5, 21.9, and 12.2%, respectively, and the MST was 4.4 years

(95% CI 3.8–5.0). The survival rates of the T3 group were 88.1, 53.3,

21.1, 12.7, and 0%, respectively, and the MST was 3.1 years (95% CI

2.5–3.7). A significant difference was recognized between the T2 and

T3B groups (T2 vs. T3B, P = 0.0012)

548 S. Takaki et al.: Subseg/Seg Lip-TACE for HCC

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3.3 years (95% CI 2.0–4.6). Significant differences in

survival rates were seen between the JIS B1 group and

JIS = 2 group (JIS B1 vs. JIS = 2, P = 0.0036) (Table 2;

Fig. 5).

Local recurrence rates for all 199 patients were 46, 58,

and 62% after 2, 3, and 5 years during follow-up. Repeat

TACE for patients with local or intrahepatic distant

recurrence was performed for 130 of 199 patients (65%),

among whom 57 patients (44%) underwent repeat TACE

once; 48 (37%) underwent repeat TACE 2 to 3 times; and

25 (19%) underwent repeat TACE C4 times (Table 1).

Fifty-five (42%) of the 130 patients who underwent repeat

TACE received subseg/seg lip-TACE. The other 75

patients (58%) underwent conventional lip-TACE, com-

bined subseg/seg and conventional lip-TACE, and/or col-

lateral lip-TACE (Table 1; Fig. 6).

Figure 7 illustrates a 50-year-old male patient with

chronic hepatitis (Child–Pugh class A) due to hepatitis C

virus infection who is still surviving 16 years after initial

subseg lip-TACE. His tumor stage was II (T2N0M0), and

his JIS score was 1. Contrast-enhanced CT showed a 3-cm

single hypervascular nodule tumor in subsegment III

(Fig. 7A). CT-arterioportgraphy showed a clearly defined

perfusion defect in the tumor (Fig. 7B). CT–hepatic arte-

riography showed hypervascular tumor (Fig. 7C). Subseg-

mental arteriography by way of A3 showed a hypervascular

tumor, and subseg lip-TACE was performed (Fig. 7D).

Homogeneous and dense accumulation of lipiodol was seen

on plain CT immediately after subseg lip-TACE (Fig. 7E).

Follow-up CT showed partial defect of lipiodol in the

tumor 2 years after initial subseg lip-TACE (Fig 7F). Left

inferior phrenic arteriography showed the tumor stain in

the recurrent portion of the tumor (Fig. 7G). Superselective

arteriography by way of the peripheral branch of left

inferior phrenic artery showed tumor stain (Fig. 7H). Good

lipiodol accumulation was seen on plain CT immediately

after the procedure (Fig. 7I). CT 10 years after initial

Fig. 4 Comparison of the cumulative survival rates of Child A, B,

and C based on Child–Pugh classification. The 1, 3, 5, 7 and 10-year

survival rates of the Child A group were 95.7, 67.7, 44.0, 25.5, and

16.2%, respectively, and the MST was 4.4 years (95% CI 3.4–5.5).

Survival rates of the Child B group were 94.2, 72.6, 35.3, 11.9, and

4.0%, respectively, and the MST was 3.7 years (95% CI 3.5–3.9).

Survival rates of the Child C group were 71.9, 49.3, 27.1, 16.3, and

0%, respectively, and the MST was 2.9 years (95% CI 1.3–4.5)

Fig. 5 Comparison of the cumulative survival rates based on JIS

score classification (JIS B1/2/C3). One-, 3-, 5-, 7-, and 10-year

survival rates for the JIS B1 group were 95.5, 76.9, 51.9, 27.9, and

20.4%, respectively, and the MST was 5.3 years (95% CI 4.2–6.4).

Survival rates in the JIS = 2 group were 96.9, 62.3, 33.6, 15.3, and

5.1%, respectively, and the MST was 3.5 years (95% CI 2.9–4.0).

Survival rates in the JIS C3 group were 76.6, 50.7, 22.8, 14.3, and

0%, respectively, and the MST was 3.3 years (95% CI 2.0–4.6).

Significant differences in survival rates were seen between the JIS B1

group and JIS = 2 group (JIS B1 vs. JIS = 2, P = 0.0036)

Fig. 6 Cumulative local recurrence rates of all patients after initial

subseg/seg lip-TACE. Local recurrence was recognized in 46, 58, and

63% of cases after 2, 3, and 5 years of follow-up, respectively

S. Takaki et al.: Subseg/Seg Lip-TACE for HCC 549

123

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Fig. 7 A 50-year-old man with

chronic hepatitis (Child–Pugh

class A) due to hepatitis C virus

infection who is still surviving

16 years after initial subseg lip-

TACE. His tumor stage is II

(T2N0M0), and his JIS score

was 1. A Contrast-enhanced CT

shows a 3-cm single

hypervascular nodule tumor in

subsegment III. B CT-

arterioportgraphy shows a

clearly defined perfusion defect

in the tumor. C CT hepatic-

arteriography shows

hypervascular tumor stain.

D Subsegmental arteriography

by way of A3 shows

hypervascular tumor stain, and

subseg lip-TACE was

performed without any

complication. E Plain CT after

subseg lip-TACE shows dense

accumulation of lipiodol in the

tumor and the surrounding liver.

F Plain CT 2 years after initial

subseg lip-TACE shows a

partial defect of lipiodol in the

tumor, which suggests

recurrence. G Left inferior

phrenic arteriography shows

tumor stain in the recurrent

portion of the tumor.

H Superselective arteriography

by way of the peripheral branch

of left inferior phrenic artery

shows tumor stain. I Good

lipiodol accumulation is seen on

plain CT after lip-TACE. J CT

10 years after initial subseg lip-

TACE shows no signs of local

recurrence, and the tumor has

shrunk and shows little lipiodol

accumulation and a partial low-

density area

550 S. Takaki et al.: Subseg/Seg Lip-TACE for HCC

123

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subseg lip-TACE showed no sign of local recurrence, and

the tumor had shrunk and showed decreased lipiodol

accumulation with a partial low-density area (Fig. 7J). The

patient has undergone repeat lip-TACE 10 times for distant

liver recurrence and is still alive 16 years after initial

subseg lip-TACE.

Regarding complications related to TACE, such as

nausea, vomiting, pain, and other complaints reported by

patients during and after subseg/seg lip-TACE, almost all

patients had no complaints. Although most patients usually

had mild fever (\38.0�C) for a few days, fever [38.0�C

was only recognized in a small number of patients with

advanced-stage HCC who underwent TACE of a relative

wide region, and the fevers were usually well controlled

without any severe complaints. With the exception of

unexpected accidents, such as esophageal variceal rupture,

no patients died due to hepatic failure directly related to

subseg/seg lip-TACE during the short-term period

of \ 1 year after the procedure. Almost all patients were

discharged within 7 approximately 10 days after the

procedure.

Discussion

TACE using lipiodol mixed with anticancer agents has

been routinely performed for the treatment of unresectable

HCC in Japan for 25 years [1–20, 24–30] and has been

widely used worldwide not only in Asian countries but also

in European countries, the United States, and other coun-

tries. In addition, we already reported the utility of seg lip-

TACE, including sub-subseg and subseg lip-TACE, to

further enhance the anticancer effects and decrease the

adverse effects on surrounding nontumorous tissues [4–9,

11–13]. These improvements have been adopted by many

physicians [10, 14–20, 42] and are routinely used for

patients with localized hypervascular HCC who are

excluded from hepatic resection or ablation therapy in

Japan. Although lip-TACE, including subseg/seg lip-

TACE, is the most popular option for unresectable HCC

treatment and contributes as an indispensable additional

therapeutic method for recurrence after surgery or RFA,

general evaluations of TACE, including subseg/seg lip-

TACE, have only examined the technique as a palliative

therapy or a second-line option for patients in whom sur-

gical resection or ablation therapy, such as RFA, are con-

traindicated due to advanced or multiple lesions or poor

liver function associated with liver cirrhosis according to

the therapeutic algorithm for HCC in Japan. The only

exception has been a report of TACE as potential first-line

therapy for the treatment of patients with stage I or II HCC

by Iwamoto et al. [18, 20]. However, because TACE,

including subseg/seg lip-TACE, is commonly recognized

as contributing to prolonged survival with favorable

prognosis and thus indispensable for the control of HCC, a

prospective randomized controlled study with reliable

quality was impossible from the perspective of medical

ethical concepts in Japan. In contrast, several randomized

controlled trials using TACE for unresectable HCC have

been conducted in other countries, and all found that TACE

possessed antitumor effects but did not improve prognosis

[35–39]. However, TACE in those trials was performed in

a nonselective manner and was applied periodically irre-

spective of tumor recurrence, a method that is completely

different from the super- or ultrasuperselective catheteri-

zation commonly used in Japan. We think that the most

noticeable causes of those relatively poor results were due

to not only the various backgrounds of HCC but also the

different TACE methods applied compared with our pro-

cedures, including catheter tip position, dose of injected

lipiodol, and interval until repeat TACE. Since those

reports, other randomized controlled studies have sup-

ported the efficacy of TACE for unresectable HCC,

showing superior results to conservative therapies [40, 41].

These discrepancies were explained by a report that

showed increased efficacy and tolerability of TACE when

used selectively and repeated only when necessary on the

basis of follow-up imaging [42].

Comparing survival rates between this study and pre-

vious reports using mainly conventional TACE, the 1-,

3- 5-, and 7-year survival rates for all patients who

underwent subseg/seg lip-TACE in this study were 91.5,

66.1, 38.8, and 20.3%, respectively, and these were better

than the results of not only the early reports [2, 3, 6, 8] but

also of two recent reports, which presumably included a

small number of patients underwent subseg/seg lip-TACE

and showed rates of 82, 47, 26, and 16% at 1, 3, 5, and

7 years, respectively [28], and 81, 46, and 25% at 1, 3, and

5 years, respectively [29]. In particular, our 1-, 3- 5-, and

7-year survival rates for the JIS B1 group were 95.5, 76.9,

51.9, and 27.9%, respectively, markedly better than the

previously cited results. In contrast, our outcomes were

generally almost equal to the survival rates reported for

subseg lip-TACE in several studies [10, 11, 15, 16, 20],

although the survival rates reported by Iwamoto et al. [20]

were greatly superior to those in the present study and other

reports. These differences in outcomes may be attributable

to differences in background factors, such as tumor size,

tumor number, and/or liver function in addition to the

procedures. The method of ‘‘angiographic subsegmentec-

tomy’’ emphasized by Iwamoto et al. [20] involves the

infusion of lipiodol from the sub-subsegmental artery into

the portal vein through drainage vessels of the HCC. Use of

natural arteriovenous shunts or sinusoids has already been

reported as ‘‘medical subsegmentectomy’’ by Matsui et al.

[10], basically representing the same theory and procedures

S. Takaki et al.: Subseg/Seg Lip-TACE for HCC 551

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described by our group [4–9, 11], Nakamura et al. [5], and

Miyayama et al. [19]. We have already reported the rela-

tion between the histopathology of resected specimens and

the CT pattern of lipiodol accumulation after subseg/seg

lip-TACE, showing complete necrosis of the tumor,

including daughter nodules and capsular invasion, in[80%

patients showing homogenous lipiodol accumulation in and

around the tumor on CT (type 1a) [9]. In addition, as shown

by two reports [12, 13] reporting the optimal dose of lipi-

odol, this evidence helps to justify subsegmentectomy;

recurrence rates were low and survival rates were high for

HCC showing a CT pattern of type 1a after subseg/seg

lip-TACE.

Survival rates did not differ significantly between seg

lip-TACE and subseg lip-TACE groups in this study, even

although survival rates at 5 and 7 years tended to be

slightly better for subseg lip-TACE than for seg lip-TACE,

and MST tended to be slightly longer with subseg lip-

TACE than with seg lip-TACE (Fig. 2; Table 2). Con-

versely, survival rates at 1 and 3 years were greater for seg

lip-TACE than for subseg lip-TACE. These ambiguous

results were attributed to differences in patient back-

grounds between groups, including short-term deaths at

\2 years due to variceal rupture, liver failure, and other

causes in the subseg lip-TACE group. No significant dif-

ference in survival rates was seen among subgroups based

on T-factor and Child–Pugh classification as independent

morphological and functional factors. However, survival

rates based on JIS score, which combines both factors,

showed significant differences among subgroups as verified

by the best prolonged outcomes in the JIS B1 group

(Table 2; Figs. 1, 2, 3, 4, 5).

Although Child class C is usually considered a contra-

indication for TACE, considering that some strictly selec-

ted patients with relatively better physical condition due to

medication before subseg/seg lip-TACE will become an

indication for mild subseg/seg lip-TACE, we were able to

obtain relatively better results in such patients. Mild sub-

seg/seg lip-TACE is the method by which to decrease drug

dose (anticancer agent and lipiodol) as well as the embol-

ized area of TACE according to liver function, and we

must pay more attention and administer intensive medi-

cation in such cases even after mild subseg/seg lip-TACE.

Miyagawa and Kawasaki [21] reported 1-, 3-, and 5-year

survival rates after hepatic resection of 94, 75, and 52% in

patients, respectively. Tateishi reported that survival rates

at 1, 3, and 5 years after RFA were 95, 78 and 54% for

naive patients who received RFA as primary treatment

[22]. Our outcomes obtained from the JIS B1 group were

almost the same as those for hepatic resection and RFA.

Shortcomings and various side effects due to hepatic

resection and ablation therapy cannot be ignored [21–23].

Although hepatic resection is generally defined as the

first-line treatment for HCC, hospitals with high-quality

outcomes are limited, and recurrence rates after hepatic

resection are relatively high. In addition, disadvantages of

hepatic resection include loss of hepatic reserve caused by

decreased hepatic volume due to resection, chronic hepatic

failure, and subsequent increased intrahepatic distant

recurrence during follow-up. Smaller HCCs (\3 cm in

diameter), which represent a contraindication for resection

due to hepatic cirrhosis, are indicated for RFA; however,

RFA has some shortcomings in such cases. When tumors

are located close to important structures, such as the gall-

bladder, alimentary tract, diaphragm, portal vein, or infe-

rior vena cava, RFA is not usually feasible unless

performed by a limited number of doctors with sufficient

skill in advanced procedures. Reported complications for

RFA include massive bleeding due to arterial puncture and

seeding of HCC through the punctured tract [22, 23].

Compared with RFA and surgery, subseg/seg lip-TACE

offers several advantages, such as decreased invasiveness,

with side effects in almost no cases and high effectiveness

for tumors located in marginal regions, particularly those

abutting the diaphragm or gastrointestinal tract, which is a

difficult and dangerous position for RFA procedures. In

addition, even for exophytic hypervascular tumors beyond

the liver margin, which are usually contraindicated for

RFA, lip-TACE by way of collateral pathways from the

extrahepatic blood supply, such as the inferior phrenic

artery, is useful and effective [25–27] (Figs. 7G, H).

Although local recurrence rates after RFA may be slightly

lower than after subseg/seg lip-TACE, local recurrence

after RFA has been recognized, and the intrahepatic distant

recurrence rate is relatively high after RFA [22, 23] and is

usually treated using TACE, including subseg/seg lip-

TACE, in addition to RFA.

Regarding postembolization complications, although

TACE-related mortality rates and rates of complications

from conventional TACE, such as fever C38�C, abdominal

pain, and vomiting, were relatively greater in previous

reports [28, 37, 43], complications of subseg/seg lip-TACE

usually show a low incidence and are mild in our experi-

ence [4–11, 18–20, 43]. Subseg/seg lip-TACE was also

applicable even to patients with HCC who needed to be

treated with a combination of TACE and transjugular

intrahepatic portosystemic shunt for their esophagogastric

varices because of its minimum adverse effects to hepatic

functional reserves [44]. Because uncommon bile duct

stricture occurring after TACE has been reported [45], and

because we have also experienced a case associated with

partial bile duct dilatation without symptoms after subseg/

seg lip-TACE, relatively mild subseg/seg lip-TACE

suitable for each individual patient is recommended.

Postembolization fever (PEF), defined as a body tempera-

ture[38�C after chemoembolization in patients with HCC,

552 S. Takaki et al.: Subseg/Seg Lip-TACE for HCC

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correlates strongly with large tumor size and develops in

only 4.8% of patients with tumor size \5 cm, which is

significantly lower than in patients with tumor size [5 cm

[41]. The incidence of PEF in the present investigation was

lower than that reported in the previously mentioned study

because tumors in our cohort were relatively smaller and

the embolized area was localized to the tumor-bearing

region. Abdominal pain during or after subseg/seg lip-

TACE is mild compared with that after RFA and is not

usually reported by patients.

Recently, combining therapies with TACE, including

subseg/seg lip-TACE, and RFA has gained attention as a

useful therapy for initial treatment. Yamakado et al. [24]

reported excellent survival rates after combined TACE and

RFA, similar to outcomes after hepatectomy. In terms of

the future of subseg/seg lip-TACE, the number of pure

subseg/seg lip-TACE procedures seems likely to decrease

with wider use of RFA and RFA combined with lip-TACE,

but subseg/seg lip-TACE will remain an important and

useful therapeutic option with the development of new

intra-arterial therapies using lipophilic platinum deriva-

tives, drug-eluting beads, and radioactive beads [33, 34].

In this study, although patients who underwent ablation

therapy for recurrent lesions during follow-up were

excluded to limit evaluations to pure subseg/seg lip-TACE,

improved outcomes might be expected by including

patients undergoing RFA for recurrent HCC after subseg/

seg lip-TACE.

Subseg/seg lip-TACE showed excellent outcomes for

patients with JIS B1, in which almost cases will be indi-

cated for surgery and/or RFA therapy. We believe that

subseg/seg lip-TACE may still be a useful and feasible

initial treatment for obtaining prolonged survival in

patients with localized HCC showing rich vasculature.

Conflict of interest None.

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