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LIQUID PHASEOXIDATION VIAHETEROGENEOUSCATALYSIS
LIQUID PHASEOXIDATION VIAHETEROGENEOUSCATALYSIS
Organic Synthesis andIndustrial Applications
Edited by
MARIO G. CLERICI
Formerly with Enitecnologie (ENI Group)
San Donato Milanese, Italy
OXANA A. KHOLDEEVA
Boreskov Institute of Catalysis
Novosibirsk, Russia
Copyright # 2013 by John Wiley & Sons, Inc. All rights reserved
Published by John Wiley & Sons, Inc., Hoboken, New Jersey
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Library of Congress Cataloging-in-Publication Data:
Liquid phase oxidation via heterogeneous catalysis : organic synthesis and industrial applications / edited
by Mario G. Clerici, formerly with Enitecnologie (ENI Group) ; San Donato Milanese, Italy, Oxana A.
Kholdeeva, Boreskov Institute of Catalysis, Novosibirsk, Russia.
pages cm
Includes index.
ISBN 978-0-470-91552-3 (cloth)
1. Oxidation. 2. Oxidation–Industrial applications. 3. Heterogeneous catalysis.
4. Heterogeneous catalysis–Industrial applications. I. Clerici, Mario G. II. Kholdeeva, Oxana A.
QD281.O9L57 2013
5410.393–dc23
2012047247
Printed in the United States of America
ISBN: 9780470915523
10 9 8 7 6 5 4 3 2 1
CONTENTS
Preface xi
Contributors xiii
Abbreviations xv
1 Environmentally Benign Oxidants 1
Giorgio Strukul and Alessandro Scarso
1.1 Introduction 1
1.2 Oxygen (Air) 3
1.3 Alkylhydroperoxides 5
1.4 Hydrogen Peroxide 9
1.5 Conclusions 16
References 17
2 Oxidation Reactions Catalyzed by Transition-Metal-Substituted
Zeolites 21
Mario G. Clerici and Marcelo E. Domine
2.1 Introduction 21
2.2 Synthesis and Characterization of Zeolites 22
2.2.1 Isomorphous Metal Substitution 23
2.2.2 Synthesis of Titanium Silicalite-1 (TS-1) 24
2.2.3 Characterization of Titanium Silicalite-1 (TS-1) 26
2.2.4 Ti-Beta, Synthesis and Characterization 30
v
2.2.5 Other Ti Zeolites 32
2.2.6 Other Metal Zeolites 33
2.3 Catalytic Properties 34
2.3.1 Hydroxylation of Alkanes 34
2.3.2 Hydroxylation of Aromatic Compounds 40
2.3.3 Oxidation of Olefinic Compounds 47
2.3.4 Oxidation of Alcohol and Ether Compounds 59
2.3.5 Reactions of Carbonyl Compounds 60
2.3.6 Oxidation of N-Compounds 63
2.3.7 Oxidation of S-Compounds 65
2.4 Mechanistic Aspects 66
2.4.1 The Nature of Active Species 66
2.4.2 Hydroxylation 69
2.4.3 Epoxidation 71
2.4.4 Oxidation of Alcohols 72
2.4.5 Ammoximation 73
2.4.6 Decomposition of Hydrogen Peroxide 74
2.4.7 Active Species, Adsorption and Catalytic Activity 74
2.5 Stability of Metal-Substituted Zeolites to Reaction Conditions 77
2.6 Conclusions 78
References 80
3 Selective Catalytic Oxidation over Ordered NanoporousMetallo-Aluminophosphates 95
Parasuraman Selvam and Ayyamperumal Sakthivel
3.1 Introduction 95
3.2 Synthesis 100
3.2.1 Microporous Aluminophosphates 100
3.2.2 Mesoporous Aluminophosphates 102
3.3 Characterization 103
3.4 Catalytic Properties 106
3.4.1 Oxidation of Hydrocarbons 106
3.4.2 Oxidation of Olefins 110
3.4.3 Oxidation of Alcohols 111
3.4.4 Oxidation of Phenols 113
3.4.5 Ammoximation and Ammoxidation 114
3.4.6 Baeyer–Villiger Oxidation 116
3.4.7 Oxidation of Heterocycles 116
3.5 Mechanistic Aspects 116
3.6 Catalysts Stability 118
3.7 Conclusion 119
References 120
vi CONTENTS
4 Selective Oxidations Catalyzed by Mesoporous Metal Silicates 127
Oxana A. Kholdeeva
4.1 Introduction 127
4.2 Synthesis and Characterization 128
4.2.1 General Synthetic Approaches 128
4.2.2 Characterization Techniques 129
4.2.3 Sol-Gel Synthesis of Amorphous Mixed Oxides 132
4.2.4 Thermolytic Molecular Precursor Method 136
4.2.5 Templated Synthesis of Ordered Metal Silicates 136
4.2.6 Postsynthesis Modifications 156
4.2.7 Organic–Inorganic Hybrid Materials 162
4.3 Catalytic Properties 163
4.3.1 Oxidation of Alkanes 163
4.3.2 Oxidation of Aromatic Compounds 167
4.3.3 Oxidation of Olefins 172
4.3.4 Oxidation of Alcohols 182
4.3.5 Oxidation of Ketones and Aldehydes 183
4.3.6 Oxidation of S-compounds 185
4.3.7 Oxidation of Amines 188
4.4 Mechanistic Aspects 189
4.5 Stability 194
4.5.1 Mechanisms of Deactivation 194
4.5.2 Solving Problem of Hydrothermal Stability 197
4.5.3 Hydrothermally Stable Catalysts: Scope and Limitations 199
4.6 Conclusions and Outlook 200
References 201
5 Liquid Phase Oxidation of Organic Compounds by SupportedMetal-Based Catalysts with a Focus on Gold 221
Cristina Della Pina, Ermelinda Falletta, and Michele Rossi
5.1 Introduction 221
5.2 Catalyst Preparation and Characterization 222
5.3 Catalytic Properties 224
5.3.1 Oxidation of Hydrocarbons 224
5.3.2 Oxidation of Alcohols and Phenols 228
5.3.3 Oxidation of Carbohydrates: The Case of Glucose 241
5.3.4 Oxidation of Amines and Aminoalcohols 244
5.3.5 Oxidative Polymerization of Aniline and Pyrrole 245
5.4 Reaction Mechanisms 250
5.5 Catalyst Stability 254
5.6 Conclusions 256
References 256
CONTENTS vii
6 Selective Liquid Phase Oxidations in the Presence of Supported
Polyoxometalates 263
Craig L. Hill and Oxana A. Kholdeeva
6.1 Introduction 263
6.2 Synthesis and Characterization 266
6.2.1 Choice of POM 266
6.2.2 Embedding POM into Silica and Other Matrixes 267
6.2.3 Adsorption on Active Carbon 271
6.2.4 Electrostatic Attachment 273
6.2.5 Dative and Covalent Binding 283
6.3 Catalytic Properties 287
6.3.1 Oxidation of Alkanes 287
6.3.2 Oxidation of Aromatic Compounds 288
6.3.3 Oxidation of Olefins 288
6.3.4 Oxidation of Alcohols 297
6.3.5 Oxidation of Aldehydes 298
6.3.6 Co-Oxidation of Alkenes and Aldehydes 299
6.3.7 Oxidation of S-containing Compounds 301
6.4 Mechanistic Aspects 304
6.5 Stability 307
6.6 Conclusions 309
References 311
7 Selective Oxidations Catalyzed by SupportedMetal Complexes 321
Alexander B. Sorokin
7.1 Introduction 321
7.2 Synthesis and Characterization 323
7.2.1 General Synthetic Strategies 324
7.2.2 Metal Porphyrins 329
7.2.3 Metal Phthalocyanines 331
7.2.4 Complexes with Other Macrocyclic Ligands 336
7.2.5 Chiral Complexes 337
7.3 Catalytic Properties and Stability 338
7.3.1 Oxidation of Alkanes 339
7.3.2 Oxidation of Olefins 344
7.3.3 Oxidation of Aromatic Hydrocarbons 352
7.3.4 Oxidation of Substituted Phenols 353
7.3.5 Oxidation of Alcohols 356
7.3.6 Miscellaneous Oxidations 359
7.4 General Remarks on Stability 362
7.5 Conclusion and Perspectives 364
References 365
viii CONTENTS
8 Liquid Phase Oxidation of Organic Compounds by Metal-Organic
Frameworks 371
Young Kyu Hwang, G�erard F�erey, U-Hwang Lee, and Jong-San Chang
8.1 Introduction 371
8.2 Characteristics and Structures 372
8.2.1 Characteristics 372
8.2.2 Structures 374
8.2.3 Syntheses 378
8.2.4 Active Sites 380
8.3 Catalytic Properties 388
8.3.1 Oxidation of Cycloalkanes 388
8.3.2 Oxidation of Aromatic Compounds 389
8.3.3 Oxidation of Olefins 393
8.3.4 Oxidation of Alcohols and Phenols 398
8.3.5 Oxidation of Sulfides 399
8.4 Mechanistic Aspects 400
8.5 Stability 402
8.5.1 Thermal and Chemical Stability 402
8.5.2 Leaching of Active Metal Components 404
8.6 Conclusion 405
References 405
9 Heterogeneous Photocatalysis for Selective Oxidations
with Molecular Oxygen 411
Andrea Maldotti, Rossano Amadelli, and Alessandra Molinari
9.1 Introduction 411
9.2 Catalysts Preparation and Mechanistic Aspects 413
9.2.1 Titanium Dioxide 413
9.2.2 Highly Dispersed Oxides 416
9.2.3 Polyoxotungstates 418
9.3 Catalytic Properties 422
9.3.1 Oxidation of Alkanes 422
9.3.2 Oxidation of Aromatic Compounds 427
9.3.3 Oxidation of Alcohols 430
9.3.4 Oxidation of Olefins 436
9.4 Stability 438
9.5 Conclusions 443
References 444
10 Industrial Applications 451
10.1 The Hydroxylation of Phenol to Hydroquinone and Catechol 451
Ugo Romano and Marco Ricci
10.1.1 The Discovery of TS-1 451
CONTENTS ix
10.1.2 The Hydroxylation of Phenol 452
10.1.3 The Industrial Process 456
10.1.4 Other Processes Exploiting TS-1 460
References 461
10.2 The Greening of Nylon: The Ammoximation Process 462
Franco Rivetti and Roberto Buzzoni
10.2.1 Nylon-6 and e-Caprolactam, Outlook
and Industrial Production 462
10.2.2 TS-1 Catalyzed Ammoximation 466
10.2.3 Eni Cyclohexanone Ammoximation Process 467
10.2.4 Salt-Free Caprolactam Production 470
10.2.5 Other TS-1-Catalyzed Ammoximation Reactions
and Related Processes of Industrial Relevance 470
10.2.6 Conclusion 471
References 472
10.3 Production of Propylene Oxide 474
Anna Forlin, Massimo Bergamo, and Joerg Lindner
10.3.1 Propylene Oxide Production via Ethylbenzene
Hydroperoxide Route 476
10.3.2 Propylene Oxide Production via Cumene
Hydroperoxide Route 480
10.3.3 Propylene Oxide Production via Hydrogen Peroxide Route 483
10.3.4 Conclusions 487
References 494
10.4 Engineering Aspects of Liquid Phase Oxidations 496
Bruce D. Hook
10.4.1 Heterogeneous Liquid Phase Systems 496
10.4.2 Temperature-Control Requirements 499
10.4.3 Packed-Bed Reactors 500
10.4.4 Three-Phase Systems – Gas, Liquid, Solid 501
10.4.5 Oxidant Selection 503
10.4.6 Summary 505
References 506
Index 507
x CONTENTS
PREFACE
Liquid phase oxidation finds widespread application in the chemical industry for the
manufacture of a variety of chemicals ranging from the commodities to fine chemi-
cal specialties. About half of the overall capacity of oxidation processes, in fact, are
liquid phase ones. Until not long ago, however, heterogeneous catalysis did not play
a major role in this area, if compared to homogeneous catalysis. The prospects
started to change at the beginning of the 1980s with the synthesis of Titanium
Silicalite-1 (TS-1), even though the new processes based on it had to wait until the
2000s. Actually, the need to use hydrogen peroxide was initially felt to be a serious
obstacle to the development of large volume processes for which TS-1 appeared to
be suited. On the other hand, research activities, both in academia and industry,
received a great stimulus with papers and patents growing exponentially on the syn-
thesis, characterization and application of a large variety of new metal-substituted
molecular sieves, catalytically active for oxidation reactions. At the same time,
other families of catalysts, namely supported transition-metal complexes, noble
metal nanoparticles and photoactive materials benefited from major development.
On the whole, the area of catalysis related to liquid phase oxidations has experi-
enced an impressive progress in the last two to three decades, from both a scientific
and industrial perspective.
Books and journal reviews of excellent quality dealing with the above-mentioned
catalysts are available. Liquid phase oxidation, however, is in most cases covered by
single chapters, inevitably providing a partial picture of a multifaceted topic. The
second aspect is that the point of view and the needs of chemists looking for novel
synthetic routes generally remain in the background. This new book has the aim to
overcome these limitations, giving a comprehensive picture of promising materials,
privileging their application to organic synthesis and illustrating industrial
xi
realizations. Sections on synthesis and characterization provide essential informa-
tion on the different classes of materials. Stability under reaction conditions and
reusability are specifically stressed in each chapter.
The book is mainly oriented to an audience composed of faculty members,
researchers of both academia and industry, and R&D managers directly or indirectly
involved in organic synthesis and catalysis. To facilitate the desired approach, all
chapters are organized in a similar fashion, with the exception of the first and last
ones. Trying to adhere to the style of organic chemistry textbooks, catalytic propert-
ies are organized per class of compounds.
Typical oxidants, illustrated in the first chapter, are molecular oxygen, organic
hydroperoxides and, especially, hydrogen peroxide, while oxidants more or less dis-
tant from “green chemistry” are extraneous to the book. Inorganic molecular sieve
catalysts, namely, transition-metal-substituted zeolites, aluminophosphates and
mesoporous silicates are the subjects of the next three chapters. Supported catalysts
of gold, polyoxometalates and metal complexes are dealt with in chapters five
through seven and are followed by a novel class of functional materials, metal-
organic frameworks, and by heterogeneous photocatalysts. Industrial applications
in the last chapter, from early POSM process to recent ones for the hydroxylation of
phenol, production of caprolactam and of propylene oxide, are contributed by
authors directly involved in their development. A section on engineering aspects of
liquid phase oxidations dealing with issues that could facilitate subsequent scale up
of lab results closes the last chapter. Each chapter contains an extensive bibliogra-
phy covering most of the recent literature up to the beginning of 2012.
We would like to thank the authors that accepted to contribute to the book for
their nice work and their adhering to a uniform style. Finally, we thank Jonathan T.
Rose, Senior Editor of Wiley for his help and assistance from the initial preparation
of the book project through to its realization.
MARIO G. CLERICI
OXANA A. KHOLDEEVA
October 2012
Milan and Novosibirsk
xii PREFACE
CONTRIBUTORS
Rossano Amadelli, CNR-ISOF, U.O.S, c/o Dipartimento di Chimica Universit�a di
Ferrara, Ferrara, Italy.
Massimo Bergamo, Dow Deutschland Anlagengesellschaft mbH, Stade, Federal
Republic of Germany.
Roberto Buzzoni, Eni S.p.A., Green Chemistry - Research Center Novara, Catalysis,
Novara, Italy.
Jong-San Chang, Research Group for Nanocatalyst and Biorefinery Research
Group, Korea Research Institute of Chemical Technology (KRICT), Daejeon,
Republic of Korea.
Mario G. Clerici, formerly with ENI Group, San Donato Milanese, Italy.
Cristina Della Pina, Universit�a degli Studi di Milano, Dipartimento di Chimica e
ISTM-CNR, Milano, Italy.
Marcelo E. Domine, Instituto de Tecnolog�ıa Qu�ımica, ITQ (UPV - CSIC), Valencia,
Spain.
Ermelinda Falletta, Universit�a degli Studi di Milano, Dipartimento di Chimica e
ISTM-CNR, Milano, Italy.
G�erard F�erey, Universit�e de Versailles Saint-Quentin-en-Yvelines, Institut
Lavoisier (UMR CNRS 8180), Versailles cedex, France.
Anna Forlin, Dow Italia S.r.L., Correggio (Reggio Emilia), Italy.
Craig L. Hill, Emory University, Department of Chemistry, Atlanta - GA, USA.
xiii
Bruce D. Hook, The Dow Chemical Company, Performance Materials R&D,
Freeport - TX, USA.
Young Kyu Hwang, Research Group for Nanocatalyst and Biorefinery Research
Group, Korea Research Institute of Chemical Technology (KRICT), Daejeon,
Republic of Korea.
Oxana A. Kholdeeva, Boreskov Institute of Catalysis, Novosibirsk, Russia.
U-Hwang Lee, Research Group for Nanocatalyst and Biorefinery Research Group,
Korea Research Institute of Chemical Technology (KRICT), Daejeon, Republic
of Korea.
Joerg Lindner, Dow Deutschland Anlagengesellschaft mbH, Stade, Federal
Republic of Germany.
Andrea Maldotti, Dipartimento di Chimica Universit�a di Ferrara, Ferrara, Italy.
Alessandra Molinari, Dipartimento di Chimica Universit�a di Ferrara, Ferrara,
Italy.
Marco Ricci, Eni S.p.A., Centro Ricerche per le Energie non Convenzionali -
Istituto Eni Donegani, Novara, Italy.
Franco Rivetti, formerly with ENI Group, Milano, Italy.
Ugo Romano, FEEM - Fondazione Eni Enrico Mattei, Milano, Italy.
Michele Rossi, Universit�a degli Studi di Milano, Dipartimento di Chimica e ISTM-
CNR, Milano, Italy.
Ayyamperumal Sakthivel, University of Delhi, Department of Chemistry, Delhi,
India.
Alessandro Scarso, Universit�a Ca’ Foscari, Dipartimento di Scienze Molecolari e
Nanosistemi, Venezia, Italy.
Parasuraman Selvam, Indian Institute of Technology - Madras, National Centre
for Catalysis Research and Department of Chemistry, Chennai, India.
Alexander B. Sorokin, Institut de Recherches sur la Catalyse et l’Environnement
de Lyon, IRCELYON, UMR 5256, CNRS, Universit�e Lyon 1, Villeurbanne,
France.
Giorgio Strukul, Universit�a Ca’ Foscari, Dipartimento di Scienze Molecolari e
Nanosistemi, Venezia, Italy.
xiv CONTRIBUTORS
ABBREVIATIONS
(FePctBu4)2N N-bridged di-iron phthalocyanine complex
2,6-AQDS anthraquinone-2,6-disulfonate
2,6Cl2pyNO 2,6-dichloropyridine-N-oxide
2-pymo 2-hydroxypyrimidinolate
2R, RR-L (R,R)-(-)-1,2-cyclohexanediamino-N,N’-bis(3-tert-butyl-5-
(4-pyridyl)salicylidene)
2S, SS-L (S,S)-(-)-1,2-cyclohexanediamino-N,N’-bis(3-tert-butyl-5-
(4-pyridyl)salicylidene)
ACP acetophenone
AO anthraquinone process
APO aluminophosphate
AZY azoxybenzene
AZO azobenzene
BDC 1,4-benzenedicarboxylate
BDPB 1,4-bis[(3,5-dimethyl)pyrazol-4-yl]-benzene
BIPY 2,2’-bipyridine
bpdc biphenyldicarboxylate
BPED meso-1,2-bis(4-pyridyl)-1,2-ethanediol
bpy 4,4’-bipyridine
BQ benzoquinone
BT benzothiophene
btb 1,3,5-benzene-tri-benzoic acid
xv
BTC 1,3,5-benzenetricarboxylate
BTEC 1,2,4,5-benzenetetracarboxylic acid
BV Baeyer–Villiger (oxidation reaction)
CD colloidal dispersion
CHP cumyl hydroperoxide
CHPO chlorohydrin process
CMOF isoreticular chiral metal-organic framework
CSTR continuous stirred-tank reactior
CT charge transfer
CUM coordinatively unsaturated metal
CVD chemical vapor deposition
DBT dibenzothiophene
DEF diethylformamide
DFT density functional theory
DHBDC 2,5-dihydroxybenzenedicarboxylate
DHTP dihydroxyterephtalate
DMDBT 4,6-dimethyl dibenzothiophene
DMF N,N’-dimethylformamide
DOPO direct oxidation of propylene with oxygen
DP deposition-precipitation
DPM diphenylmethane
DR UV-vis diffuse reflectance UV-vis
DTBP 2,6-di-tert-butylphenol
EB ethylbenzene
EBHP ethylbenzene hydroperoxide
ES-40 ethyl silicate 40
EXAFS extended X-ray absorption fine structure
FAMEs fatty acid methyl esters
FDMS 1,10-ferrocenediyl-dimethylsilane
FePcS iron tetrasulfophthalocyanine
FePctBu4 iron tetra-tert-butylphthalocyanine
GA glutaraldehyde
H2tea triethanolamine
H2TMPyP 5,10,15,20-tetrakis(1-methyl-4-pyridinio)porphyrin
HDS hydrodesulfurization
Hmdea N-methyldiethanolamine
HMDS hexamethyldisilazane
HOPO hydro-oxidation of propylene with oxygen and hydrogen
xvi ABBREVIATIONS
HP/HPPO HPPO with H2O2 from direct synthesis
HPPO hydrogen peroxide to propylene oxide (PO process)
Hpz pyrazole
HQ hydroquinone
HR TEM high-resolution transmission electron microscopy
IBA isobutyraldehyde
Im imidazole
IWI incipient wetness impregnation
KIE kinetic isotope effect
L1 and L2 1,2,4,5-tetrakis(4-carboxyphenyl) benzene and 5,15-dipyridyl-
10,20-bis(pentafluorophenyl)-porphyrin
LDH layered double hydroxide
L-lac L-lactic acid
MAPO metal-substituted APO
MAS NMR magic-angle spinning nuclear magnetic resonance
MBA methylbenzylalcohol
MIL Materials of Institut Lavoisier
MIL-101 mesoporous chromium terephthalate, abbreviation derives from
“Mat�eriau de l’Institut Lavoisier”
MMO methane mono-oxygenase
MN 2-methylnaphthalene
Mn(acac) Mn(II) acetylacetonate complex
MNQ 2-methyl-1,4-naphthoquinone
MOF(s) metal-organic framework(s)
MPc metal phthalocyanine complex
MPc(NO2)4 metal tetranitrophthalocyanine complex
MPcCl16 metal hexadecachlorophthalocyanine complex
MPcF16 metal phthalocyanine perflorinated complexes (M ¼ Fe, Ru).
MPcS metal tetrasulfophthalocyanine complex
MPS methyl phenyl sulfide
MTBE methyl-tert-butyl ether
MTDCPP metal 5,10,15,20-tetra(2,6-dichlorophenyl)porphyrin complex
MTMP metal tetamesytilporphyrin complex
MTMPyP metal tetra(4-N-methylpyridyl)porphyrin complex
MW microwave
NDS naphthalene disulfonate
NHPI N-hydroxyphthalimide
NP(s) nano-particle(s)
NSB nitrosobenzene
ABBREVIATIONS xvii
ODS oxidative desulfurization
PANI polyaniline
PDMS polydimethylsiloxane membrane
PILC pillared clay
PMO periodic mesoporous organosilicas
PO propylene oxide
POM polyoxometalate
POSM propylene oxide – styrene monomer (PO process)
POSS polyhedral oligomeric silsesquioxane
PSD pore-size distribution
PVA polyvinylalcohol
PVDF polyvinylidene fluoride
PVP polyvinylpyrrolidone
Py pyridine
PYZ pyrazine
PZ pyrazole
PZDC pyrazine-2,3-dicarboxylate
RPM(s) robust porphyrinic material(s)
SAPO silicoaluminophosphate
SAXS/SANS small-angle X-ray/neutron scattering
SBU(s) secondary building unit(s)
SCD supercritical drying
SEM scanning electron microscopy
SDA structure-directing agent
TBAOH tetrabutylammonium hydroxide
TEAOH tetraethylammonium hydroxide
TBHP tert-butyl hydroperoxide
TBOT tetra-n-butyl orthotitanate
TBSIB 2-(tert-butylsulfonyl)iodosylbenzene
TCPP tetra(4-carboxyphenyl)porphyrin
TDCPP 5,10,15,20-tetra(2,6-dichlorophenyl)porphyrin
TEMPO 2,2,6,6-tetramethylpiperidyl-1-oxyl
TEOS tetraethyl orthosilicate
TEOT tetraethyl orthotitanate
TIE template ion exchange
TMA trimethylacetaldehyde
TMOS tetramethyl orthosilicate
TMBQ 2,3,5-trimethylbenzoquinone
xviii ABBREVIATIONS
TMP 2,3,6-trimethylphenol
tmtacn 1,4,7-trimethyl-1,4,7-triazacyclononane ligand
TOF turnover frequencies
TON(s) turnover number(s)
TPAOH tetrapropylammonium hydroxide
TPABr tetrapropylammonium bromide
TPD temperature-programmed desorption
TPM triphenylmethane
TS-1 titanium silicalite-1
UHP urea hydroperoxide
XANES X-ray absorption near-edge structure
XPS X-ray photoelectron spectroscopy
XRD X-ray diffraction
ZMOF(s) zeolite-like metal-organic framework(s)
ABBREVIATIONS xix
1ENVIRONMENTALLY BENIGNOXIDANTS
GIORGIO STRUKUL�
AND ALESSANDRO SCARSO
1.1 INTRODUCTION
The arsenal of possible oxidants available to the organic chemist to carry out oxida-
tion reactions is very wide. It ranges from the simplest one, naturally occurring, air
(oxygen) to other common synthetic ones like, e.g., hydrogen peroxide and bleach,
to more sophisticated ones, often requiring relatively complex synthetic procedures,
e.g., organic peroxides and hydroperoxides, peroxy acids, iodoso benzenes, and
dioxiranes. At variance with other catalytic reactions involving simple molecules
like hydrogenation or hydroformylation, oxygen activation and transfer is a much
more complex, more difficult to control process and has not witnessed similar
extreme degrees of efficiency in terms of activity and selectivity. In fact, while the
synthesis of sophisticated complex molecules, like some fine or chiral chemicals
involved in pharmaceutical or natural product synthesis is still dominated by the
use of homogeneous catalysts, often with the use of toxic oxidants, generating large
amounts of waste, implying complex process procedures for the separation of
products from unreacted reagents and catalysts, in oxidation even some large indus-
trial processes (e.g., the Wacker and Oxirane processes, the synthesis of adipic and
terephthalic acids) still rely on the use of soluble catalysts.
Nowadays, sustainability issues are also becoming important economic
factors so, even this area is being strongly influenced by the implementation of
the current binding twelve principles of Green Chemistry [1]. Replacement of
�Corresponding author
1
Liquid Phase Oxidation via Heterogeneous Catalysis: Organic Synthesis and Industrial Applications,First Edition. Edited by Mario G. Clerici and Oxana A. Kholdeeva.� 2013 John Wiley & Sons, Inc. Published 2013 by John Wiley & Sons, Inc.
technologies based on soluble catalysts wi th heterogeneous ones is intrinsically
more likely to lead to important technic al improve ment s in te rms o f cata lys t
design, process simplification, milder or more sustainable r eaction conditions ,
use of cheaper or more environmentally friendly oxidants. In the overall process
the latter represents a key i ssue.
Going green im plies an eva luation o f t he properties of c ommon oxidant s.
Table 1.1 reports an anal ysis of the byprod uct formed , the atom efficiency and the
cost for a seri es of them [2, 3]. Two oxida nts sta nd ou t in terms of envir onme ntal
acceptability: oxygen ( air) and hydrogen peroxide giving either no byproduct or
wat er as by pro duc t an d an ato m ef ficie n cy c lose to or ab ove 50 %. An anal y sis of
their E-facto r leads to similar conclusi ons (Table 1.1) [4, 5]. Althoug h the E-facto r
refers to a specifi c reaction, it is strongly influenced by the choice of the oxidant. As
an example, in Table 1.1 the E-fa ctor is cal cula ted for the epoxi datio n of p ropen e
with differ ent oxidants . As shown, water is n ot consider ed a waste and its E-facto r
is assumed to be zero. For all the othe r oxidan ts repor ted, the amount o f waste com-
pa re s t o a n d in s om e c as es la rgel y exce ed s th e a mo un t o f u s ef ul p r od u ct. A t hir d
class can be include d in this restri cted list of environm entally benign oxida nts, i.e.
alky lhydrop eroxides, even if the justific ation of this cho ic e is not related to th eir
intrinsic propert ies but relies on differ ent grounds, as will be clear in the foregoing.
In th e n ext s ec ti o ns th e g en e ral pr op er ti e s, met ho d s o f p ro du c ti o n, envi ro nme n tal
impact and som e consider ations relat ed to the u se of oxygen, alkyl h ydroperoxid es
and hydrog en perox ide will be criti cally pres ented with the aim of providing some
general guidelines for their use in cat alytic oxida tion reactions.
TABLE 1.1 Comparison between Different Terminal Oxidants in Terms of Green
Character
Oxidant ByproductaAtom
efficiency (%)a E-factorbCost (D /kg)
or (D /l)c
O2 H2O (none) 50 (100) 0 35
H2O2 H2O 47 0 63
CH3C(O)OOH CH3C(O)OH 27 1.03 390
t-BuOOH t-BuOH 22 1.27 150
NaClO NaCl 21 1.01 16
Pyridine-N-oxide Pyridine 17 1.36 450
CumOOH CumOH 12 2.34 110
KMnO4 MnO2þH2O 10 1.50 89
2KHSO5þKHSO4þK2SO4 (Oxone1)
3 KHSO4þK2SO4 10d 10.03 73
m-CPBA m-CBA 9 2.70 460
PhIO PhI 7 3.52 e
aOne O atom transfer, in parentheses two O atoms transfer.bCalculated for the epoxidation of propene.cData from www.sigmaaldrich.com for the most concentrated sold version of the oxidant, May 2012.dTwo O atoms are transferred to products.eNot sold.
2 ENVIRONMENTALLY BENIGN OXIDANTS
1.2 OXYGEN (AIR)
Air is the cheapest possible oxidant and the most desired for large industrial cata-
lytic operations. However, in most cases for an effective catalytic reaction pure oxy-
gen is preferred. The reasons are many: (i) faster reactions and greater reactor
productivity; (ii) improved yield and better energy efficiency by avoiding dilution
of reaction gases with nitrogen; (iii) smaller, lower capital cost plants; (iv) lower
energy consumption; (v) environmental improvements due to significant reduction
in the amount of purge gas. This implies a separation process from the other air
components generally accomplished via fractional distillation of liquid air.
Air is first condensed through a series of compression/expansion cycles and sub-
sequently separated in a double distillation column. The original Hampson–Linde
process exploiting the Joule–Thomson effect has been modified and improved sev-
eral times over the years in order to increase the efficiency and reduce energy con-
sumption [6]. Even with these improvements the process remains quite energy
intensive and the optimum economic balance requires that oxygen is manufactured
on very large scale plants and then distributed to users as piped gas, as liquid oxy-
gen in road tankers or as compressed gas in cylinders [6]. Distribution costs are very
high in relation to the fairly low ex-factory cost of oxygen so that the price per unit
can vary more than one order of magnitude depending on distribution facility. The
consequence is that the cost of oxygen as oxidant for laboratory or small scale
organic syntheses (gas cylinders used) is not much lower than other common oxi-
dants (Table 1.1).
By contrast with many other simple diatomic molecules such as N2 or H2, the
oxygen molecule (or dioxygen) is paramagnetic as it has two unpaired electrons in
the ground state. The highest occupied molecular orbitals (HOMOs) are a pair of p�
orbitals of identical energy, so that the two highest energy electrons have no reason
to spin-pair [7]. The diradical nature of the oxygen molecule is very useful in under-
standing its chemistry. In fact, most of its reactions proceed in one-electron steps:
electrons added to the O2 molecule populate antibonding (p�) orbitals and weaken
the O�O bond (Scheme 1.1) [8]. This effect is evident in both the O�O bond length
and its dissociation energy making the resulting superoxo (O2��) and peroxo (O 2�
2 )
species more reactive and kinetically more easy to control.
As rationalized by Sheldon and Kochi [9], metal catalyzed oxidations can be
conveniently divided into two types: homolytic and heterolytic. Homolytic oxida-
tions involve free-radical intermediates and, in solution, are catalyzed by first-row
transition metals characterized by one-electron redox steps (e.g., CoII/CoIII,
O2 O2
eO2
2
bond energy (kcal/mole)
length (Å)
e
1181.21
881.26
461.49
SCHEME 1.1 Basic data on the dioxygen molecule and the superoxo and peroxo anions.
OXYGEN (AIR) 3
MnII/MnIII, CuI/CuII). In homolytic reactions the hydrocarbon to be oxidized is gen-
erally not coordinated to the metal and is oxidized outside the coordination sphere
via a radical chain. The main role of the metal is generally to decompose organic
hydroperoxides, formed in solution either spontaneously or by action of an initiator,
generating radicals to sustain the radical chain. This behavior is also known as the
Haber–Weiss mechanism (Scheme 1.2). These radical processes are common and
constitute the basis for several very important industrial applications (e.g., the
synthesis of adipic [10] and terephthalic [11] acids). However, radical chains are
difficult to control, they do not often preserve the configuration of the substrate and
typically lead to the formation of a wide variety of products as a consequence of a
series of consecutive reactions because the reaction product is generally more easily
oxidizeable than the reactant itself. It should be pointed out that the triggering of
radical chains is not an exclusive property of certain metal ions in solution but can
be effected also by the surface of a heterogeneous catalyst, especially when
reactions are carried out in the liquid phase. The general consequence is that
reactions involving one-electron processes with dioxygen as the oxidant are gener-
ally carried out at low conversion per pass and normally show only moderate to low
selectivities towards the desired product.
In the activation of dioxygen on the surface of a heterogeneous catalyst (particu-
larly in gas phase reactions) the formation of surface oxo species is generally
invoked. Oxygen is chemisorbed on Group 8–10 metals in this way, even at
relatively low temperatures. Indeed these surface oxo species are often repre-
sented as single bonded to the surface (Scheme 1.3A) to indicate their high
reactivity once adsorbed on defective, coordinatively unsaturated surface sites.
This chemisorbed oxygen can be exploited for the oxidation of, e.g., ethylene to
ethylene oxide [12–14], CO to CO2 [15, 16] or in catalytic combustion [17–20],
i.e. in reactions where selectivity is either not a problem or poor selectivity can be
economically tolerated. In the same way, metal-oxide or mixed-metal-oxide cata-
lysts generally employ their already existing surface oxo species (lattice oxygen)
for the high temperature oxidation of hydrocarbons. This is typical for n-type
semiconductor oxides (e.g., Ti, V, and Mo) where a lower oxidation state is easily
accessible to the central metal atom (Scheme 1.3B). Oxygen vacancies are subse-
quently replenished by dioxygen. This two-step process is known as the Mars–Van
Krevelen mechanism [21]. Because lattice oxygen is more tightly bound than
chemisorbed oxygen, it can be delivered in a more controlled fashion opening the
way to selective oxidation and this mechanism is involved in processes like, e.g.,
the synthesis of acrolein or acrylonitrile [22–24].
CoII Co + ROOH III + RO• + OH–
CoIII Co + ROOH II + ROO• + H+
SCHEME 1.2 Cobalt-catalyzed decomposition of hydroperoxides (Haber-Weiss mechanism).
4 ENVIRONMENTALLY BENIGN OXIDANTS
For the reasons described above the use of oxygen as oxidant in heteroge-
neously catalyzed organic reactions is always associated, to a variable extent,
with substrate total oxidation and/or with the formation of byproducts. Therefore,
one of the main efforts in catalyst design is to keep these problems to a minimum,
because the advantage of using a cheap and environmentally benign oxidant can
be outweighed by loss of starting reagent and the need to dispose significant
amounts of unwanted byproducts. Moreover, oxygen is a gas and its use for
reactions in the liquid phase generally requires medium to high pressures to
increase the solubility in the reaction medium. It forms explosive gas mixtures
with the vast majority of volatile organic compounds requiring adequate safety
control in the apparatus to stay out of the explosion limits (extra capital invest-
ment). In other words, despite oxygen being a very cheap and practical oxidant,
its environmental sustainability may become a questionable concept that should
be evaluated only a posteriori.
1.3 ALKYLHYDROPEROXIDES
Hydroperoxides represent a reduced and easier to control form of dioxygen. As is
clear from Scheme 1.1, in peroxides the O�O bond is longer and its energy lower
than in free dioxygen. Therefore, it is easier to deliver one of the oxygen atoms of
hydroperoxides in a controlled manner under mild conditions.
They can easily react with suitable transition-metal precursors to give a variety
of species (some of which are stable enough to be isolated) involved in oxygen
transfer to hydrocarbons. The different oxygenated species that are liable to play a
M
O2, subs
M
O O subs
M
O + subs(O)
chemisorbedoxygen
OMn+
O
OMn+
O
O
O subs
OMn+
O
OMn+
O
O
Osubs
OMn-1+
O
OMn-1+
O
O subs(O)O2
latticeoxygen
Mars-van Krevelen
(A)
(B)
SCHEME 1.3 Oxygen activation on the surface of heterogeneous catalysts. (A) Through
chemisorption; (B) by replenishing consumed lattice oxygen.
ALKYLHYDROPEROXIDES 5
role in oxidation processes are schematically represented in Scheme 1.4. The first
step consists of the formation of a hydroperoxide adduct from which all other spe-
cies can form in a cascade of reactions. Among the different species shown in the
scheme, only hydroxo (G) are not directly involved as the oxidizing species in oxy-
gen transfer processes. With the exception of oxo species, where hydroperoxides
operate as mono-oxygen donors to the metal, in the other cases the O�O moiety
remains intact. In all cases, only one of the peroxy oxygens is utilized in oxygen
transfer, the other one is used to make alcohols (water).
Their behavior in oxidation is largely dependent on the type of metal used as
catalyst. With one-electron redox systems homolytic oxidation prevails and hydro-
peroxides are simply decomposed in the catalytic system to generate radical species
according to the Haber–Weiss mechanism (Scheme 1.2).
With two-electron redox systems heterolytic oxidations are generally involved
and the metal can selectively transfer one oxygen atom to a suitable substrate. This
is the basis for a wide variety of catalytic oxidation reactions, some of which have
found applications in industry like, e.g., the Halcon and Shell processes for the pro-
duction of propylene oxide [25, 26] or the synthesis of Esomeprazole [27, 28] and
Indinavir [29, 30] in the pharmaceutical industry that are based on enantioselective
sulfoxidation and epoxidation respectively.
Alkylhydroperoxides can be prepared in many different ways [31], however,
only the most stable ones have been used in practice as oxidants for organic trans-
formations. Bulk hydroperoxides are intrinsically unsafe materials as they can
decompose violently by homolytic or heterolytic fission hence proper care must be
taken to handle them safely. Their stability follows the well-known order, tertiary>secondary> primary, that also parallels the ease with which they can form from the
corresponding hydrocarbons via radical autoxidation.
Mn+1 O Mn+1
Mn+2OO
Mn
Mn+1 OH
H+
OMn+2
ROOH
- H2O
Mn+1 OOR
Mn
H2O2
R+
Mn+1 OOH
H+H2O2
(A)
(D)
(B)
(F)
ROOHH2O
(C)
H2O2
oxo µ-oxo
hydroxoperoxo
hydroperoxo
(E)alkylperoxo
ROOH, H2O2 Mn(ROOH)
Mn(H2O2)
- ROH
- H2O
- Mn+1OH
(G)
- H2O
- H2O
- H+
- H+
SCHEME 1.4 Schematic network connecting the metal-oxo and -peroxo species involved
in metal-promoted oxidations.
6 ENVIRONMENTALLY BENIGN OXIDANTS
Stable alkylhydroperoxides that have been extensively used in catalytic
oxidations are t-butyl hydroperoxide (TBHP), cumyl hydroperoxide (CHP) and eth-
ylbenzene hydroperoxide (EBHP). Their major application is in the synthesis of
propene oxide (PO) according to different technologies. They are produced by the
autoxidation of the corresponding hydrocarbons containing a tertiary or a benzylic
C�H bond. In the industrial practice their synthesis is carried out in one section
of the plant.
The use of hydroperoxides implies that one molecule of alcohol is released per
molecule of propylene oxide in the epoxidation stage. Indeed, much more alcohol is
coproduced, owing to the less than 100% selectivity in both the autoxidation and
epoxidation reactions. The choice of the peroxide is dictated also by the economics
of the process that is strongly bound to the possibility to convert the large amounts
of the alcohol coproduct into commercially valuable chemicals. Generally,
ethylbenzene or isobutane are used, and the corresponding 1-phenyl ethanol and
t-butanol are transformed into polymer-grade styrene or isobutene for octane
enhancers in gasoline (MTBE, ETBE) [26]. The end of pipe recycling or commer-
cialization of the coproduct is a key issue to justify the environmental acceptability
of processes based on alkylhydroperoxides. Nonetheless, the presence of a
coproduct implies that the value of propylene oxide is significantly affected by the
demand/pricing of the coproduct and difficulties can arise in balancing two different
markets that may occasionally experience diverging dynamics of growth.
In all cases the alkylhydroperoxide oxidant is produced on site and the synthesis
unit is integrated in the main PO process. A simplified view of the main integrated
process operations is shown in Scheme 1.5.
RH
O2ROOH
O
ROH
Ph
H
Ph
OHMeOH
O
Ph OH Ph H
H
Ph OH
peroxidesynthesis
POsynthesis
catalyst
R =
MTBE
- H2O
H2
to recycling
styrene
- H2O
- H2O
SCHEME 1.5 A simplified view of the operations taking place in the different propene
oxide technologies, including the transformation of the alcohol coproducts into valuable
chemicals.
ALKYLHYDROPEROXIDES 7
The process originally developed by Halcon/ARCO, with a current market share
of ca. 13%, is based on the use of TBHP as the oxidant. Isobutane is oxidized with
air at ca. 120–140 �C and 25–35 bar in a typical autoxidation reaction yielding com-
parable quantities of TBHP and t-butyl alcohol (TBA) with conversions around
40%. The epoxidation of propylene is a liquid phase homogeneous reaction carried
out in TBA as the solvent at 110–120 �C, under pressure (ca. 40 bar), in the presence
of a soluble MoVI catalyst. Yields on propylene are ca. 90% at 10% conversion. The
ratio of the coproduced TBA to propylene oxide is in the range 2.4 to 2.7. TBA is
mostly dehydrated to isobutene and etherified with methanol or ethanol for the pro-
duction of octane boosters [32].
Alternatively, EBHP is used in two other processes, developed by Hal-
con/ARCO and by Shell, with a whole market share of ca. 35%. EBHP is pro-
duced by the autoxidation of ethylbenzene at 140–160 �C, limiting the conversion
to somewhat below 15% to minimize the decomposition of the hydroperoxide.
The selectivity to EBHP is in the range 80–85%, with the balance being a mixture
of 1-phenylethanol and acetophenone. The epoxidation of propylene, catalyzed in
the Shell process by TiIV supported on silica (Ti/SiO2) and by a soluble organic
salt of MoVI in the Halcon/ARCO process, is operated in the liquid phase at ca.
100–120 �C. In both cases, the 1-phenylethanol coproduct is dehydrated to styr-
ene. The yields of propylene oxide are 91–92%, with a styrene to propylene oxide
ratio close to 2.2 [32].
An advanced version of the hydroperoxide process, in which the alcohol is
transformed back into the starting hydrocarbon, was commercialized by Sumitomo
in 2003 (market share ca. 4%). As the end use of the coproduct is no longer a dis-
criminating issue for the choice of oxidant, the preference was for CHP over other
hydroperoxides, on the grounds of its higher stability and superior performance
in the epoxidation stage. Cumene is regenerated at the end of the process by the
dehydration–hydrogenation of cumyl alcohol and recycled to the autoxidation
reactor. In practice, hydrogen and oxygen are consumed to yield equimolar amounts
of epoxide and water; in this aspect the process resembles the monooxygenase type
of reactions [32].
The above examples clearly show that despite unfavorable atom efficiency and
E-factor the sustainable use of alkylhydroperoxides as oxidants is possible,
although it strongly depends on the profitable conversion of the corresponding
alcohol. This is possible in large scale plants where process integration is easy to
practice, it does not constitute a problem for small applications in fine chemistry
because the amount of hydroperoxide necessary can be easily bought on the mar-
ket and the alcohol disposed of, but it becomes complicated in medium scale
operations where neither of the above conditions apply (easy hydroperoxide sup-
ply and alcohol conversion), posing economic constraints that may suggest other
oxidant systems. This is why, as reported above, commercial applications of
alkylhydroperoxides other than propylene oxide are mainly in the synthesis of
pharmaceuticals where the large added value of the final product compensates
for the cost of disposal of all the byproducts produced along the complex syn-
thetic procedure.
8 ENVIRONMENTALLY BENIGN OXIDANTS