Sheet1Kapco Manufacturing, Inc.INTERNAL QUALITY AUDIT (IQA)AUDIT CHECKLISTSection / Dept.: MANAGEMENTDate of Audit: _______________________Auditee/s: __________________________________Auditor/s: ________________________________________________________________________________________________FUNCTIONS / REQM'T.CHECK POINTS / CHECK ITEMSAuditFINDINGS / OBSERVATIONScope(Conformity / Observation / Minor NC / Major NC)1. Responsibility and Authority1.0 Established Organizational Structure5.5.1, 5.5.2,--- clearly defined responsibility & authority based on5.5.3organizational structure--- responsibility and authority matrix--- communication for changes in organizational chart--- continuous assessment of job functions & org. structure--- provision of human resource--- identified & appointed QMR2. Customer Focus2.0 Determination of customer requirements5.2 , 7.2.1,2.1 Meeting customer requirements2.2 Enhancement of customer satisfaction through product8.2.1and/or service enhancement--- customer satisfaction ratingKapco Manufacturing, Inc.INTERNAL QUALITY AUDIT (IQA)AUDIT CHECKLISTSection / Dept.: MANAGEMENTDate of Audit: _______________________Auditee/s: __________________________________Auditor/s: ________________________________________________________________________________________________FUNCTIONS / REQM'T.CHECK POINTS / CHECK ITEMSAuditFINDINGS / OBSERVATIONScope(Conformity / Observation / Minor NC / Major NC)3. Management Commitment3.0 Commitment and support to the established system5.1, 5.3,--- presence of appropriate Quality Policy5.4.1--- established measurable quality objectives--- established quality objectives at different level orfunctions in relation to Quality Policy--- results of measurable quality objectives--- conduct of Management Review (MR)5.6.1, 5.6.2,--- minutes of meeting5.6.3--- presentation materials--- provision of resources6.1--- conduct of Business Planning (BP)--- include Improvement Plans3.1 Plans for maintenance & improvement of QMS5.4.23.2 Effective implementation of QMS--- customer satisfaction rating--- rejection rate--- sales margin / profit--- employees performance--- employees awareness & commitment to Quality Policy--- include newly hired employees4. Continual Improvement4.0 Continuous assessment or review of Quality Policy8.5.14.1 Continuous monitoring & improvement of Quality Objectives4.2 Continuous assessment of audit results4.3 Use of Corrective & Preventive action request5. Control of Documents & Records5.0 Documents must be under controlled issuance.4.2.3, 4.2.45.1 Latest version available at point of use.5.2 Obsolete documents removed to avoid misuse.5.3 Documents & quality records are legible and readily identifiable.5.4 Appropriateness of record filling.Kapco Manufacturing, Inc.INTERNAL QUALITY AUDIT (IQA)AUDIT CHECKLISTSection / Dept.: SALES & MARKETINGDate of Audit: _______________________Auditee/s: __________________________________Auditor/s: ________________________________________________________________________________________________FUNCTIONS / REQM'T.CHECK POINTS / CHECK ITEMSAuditFINDINGS / OBSERVATIONScope(Conformity / Observation / Minor NC / Major NC)1. Customer Requirements1.0 Determination of customer requirements5.2--- new customer--- new product--- new process--- planning of product realization7.11.1 Meeting customer requirements7.2.1--- contract review (review of order / changes in customer req't.)--- statutory & regulatory requirements--- delivery & post delivery activity2. Order Handling2.0 Determination of customer requirements (existing product)7.2.2--- receive customer order / PO / Delivery Schedule2.1 Capacity Assessment--- capacity plan--- contract review2.2 Order Acceptance--- order disseminationKapco Manufacturing, Inc.INTERNAL QUALITY AUDIT (IQA)AUDIT CHECKLISTSection / Dept.: SALES & MARKETINGDate of Audit: _______________________Auditee/s: __________________________________Auditor/s: ________________________________________________________________________________________________FUNCTIONS / REQM'T.CHECK POINTS / CHECK ITEMSAuditFINDINGS / OBSERVATIONScope(Conformity / Observation / Minor NC / Major NC)3. Customer Satisfaction3.0 Measurement of customer satisfaction / dissatisfaction8.2.1--- customer satisfaction rating3.1 Enhancement of customer satisfaction6.1--- post sales service3.2. Action plans for dissatisfaction4. Customer Communication4.0 Acknowledgement of customer feedback & information7.2.34.1 Customer complaints--- corrective & preventive action5. Control of Documents & Records5.0 Control of documents & records4.2.3, 4.2.4--- record of contract review--- record of customer requirement--- record of customer complaints5.1 Documents must be under controlled issuance.5.2 Latest version available at point of use.5.3 Obsolete documents removed to avoid misuse.5.4 Documents & quality records are legible and readilyidentifiable.5.5 Appropriateness of record filling.6. Continual Improvement6.0 Established Quality Objectives (Dept. Goal)8.2.3, 8.5.1--- result of Dept. Goal--- correction & corrective action taken for unmet goals--- other improvement plans for Sales & Mktg.Kapco Manufacturing, Inc.INTERNAL QUALITY AUDIT (IQA)AUDIT CHECKLISTSection / Dept.: HR & TRAININGDate of Audit: _______________________Auditee/s: __________________________________Auditor/s: ________________________________________________________________________________________________FUNCTIONS / REQM'T.CHECK POINTS / CHECK ITEMSAuditFINDINGS / OBSERVATIONScope(Conformity / Observation / Minor NC / Major NC)1. Provision of Human Resource1.0 Assessment of manpower requirement6.1--- manpower plan / forecast--- organizational review / future requirement1.1 Recruitment6.2.1--- manpower requisition--- provision through agency (if any)--- qualification assessment--- skills - req't. matching--- hiring / deployment1.2 Competency assessment6.2.2--- TNA (new & existing employees)--- development of Training Program--- evaluation of training effectiveness2. Provision of Infrastructure and2.0 Provision of necessary infrastructure6.3, 6.4Work Environment--- workspace--- computers--- service & transport vehicleKapco Manufacturing, Inc.INTERNAL QUALITY AUDIT (IQA)AUDIT CHECKLISTSection / Dept.: HR & TRAININGDate of Audit: _______________________Auditee/s: __________________________________Auditor/s: ________________________________________________________________________________________________FUNCTIONS / REQM'T.CHECK POINTS / CHECK ITEMSAuditFINDINGS / OBSERVATIONScope(Conformity / Observation / Minor NC / Major NC)3. Control of Documents & Records3.0 Control of documents & records4.2.3, 4.2.4--- record of education, training & experience of employees--- record of manpower requirement--- record of organizational review & assessment3.1 Documents must be under controlled issuance.3.2 Latest version available at point of use.3.3 Obsolete documents removed to avoid misuse.3.4 Documents & quality records are legible and readilyidentifiable.3.5 Appropriateness of record filling.4. Continual Improvement4.0 Established Quality Objectives (Dept. Goal)8.2.3, 8.5.1--- result of Dept. Goal--- correction & corrective action taken for unmet goals--- other improvement plans for HR / TrainingKapco Manufacturing, Inc.INTERNAL QUALITY AUDIT (IQA)AUDIT CHECKLISTSection / Dept.: QM & DCCDate of Audit: _______________________Auditee/s: __________________________________Auditor/s: ________________________________________________________________________________________________FUNCTIONS / REQM'T.CHECK POINTS / CHECK ITEMSAuditFINDINGS / OBSERVATIONScope(Conformity / Observation / Minor NC / Major NC)1. QMS Planning, Implementaton &1.0 QMS Planning5.4.2Maintenance--- QMS plan1.1 QMS Plan implementation monitoring--- monthly / quarterly / year-end report1.2 QMS Implementation--- conduct of Management Review--- minutes of meeting--- presentation materials--- conduct of Internal Quality Audit8.2.2--- list of certified Auditors--- Pre-Audit meeting--- Master Audit Plan--- Detailed Audit Plan--- Audit Checklist--- Result of Audit--- Issued & verified CAR--- conduct of Business Planning8.5.1--- minutes of meeting--- list of Improvement Plans--- establishment & monitoring of Dept. Goals8.2.3--- Dept. Goal monitoring (quarterly / annual)--- issued CAR for goals not met--- conduct of Analysis of Data8.4--- customer satisfaction rating--- rejection rateKapco Manufacturing, Inc.INTERNAL QUALITY AUDIT (IQA)AUDIT CHECKLISTSection / Dept.: QM & DCCDate of Audit: _______________________Auditee/s: __________________________________Auditor/s: ________________________________________________________________________________________________FUNCTIONS / REQM'T.CHECK POINTS / CHECK ITEMSAuditFINDINGS / OBSERVATIONScope(Conformity / Observation / Minor NC / Major NC)2. Continual Improvement2.0 QMS effectiveness8.5.1, 8.2.1--- customer and other parties' satisfaction2.1 Corrective Actions8.5.2--- Issued & verified CAR2.2 Preventive Actions8.5.3--- Issued & verified CAR--- applied tools (PFMEA, SPC)3. Control of Documents / Records3.0 Updated Masterlist of Documents / Records4.2.3--- revision of documents4.2.4--- review of documents--- registration--- distribution & retrieval--- records archiving--- records disposal3.1 Documents must be under controlled issuance.3.2 Latest version available at point of use.3.3 Obsolete documents removed to avoid misuse.3.4 Documents & quality records are legible and readilyidentifiable.3.5 Appropriateness of record filling.Kapco Manufacturing, Inc.INTERNAL QUALITY AUDIT (IQA)AUDIT CHECKLISTSection / Dept.: PURCHASINGDate of Audit: _______________________Auditee/s: __________________________________Auditor/s: ________________________________________________________________________________________________FUNCTIONS / REQM'T.CHECK POINTS / CHECK ITEMSAuditFINDINGS / OBSERVATIONScope(Conformity / Observation / Minor NC / Major NC)1. Qualification of New Supplier1.0 Selection of New Supplier7.4.1, 7.4.2--- sample evaluation and qualification--- qualification audit--- audit result--- accreditation--- list of accredited supplier2. Existing Supplier maintenance &2.0 Continuous evaluation of supplier's performance7.4.1improvement--- Supplier's Performance Evaluation--- Annual Supplier's Audit--- Issued & verified CAR / PAR to suppliers3. Provision / Procurement of Direct3.0 Procurement Planning6.1& Indirect Materials--- basis of procurement--- Procurement Plan--- Purchase request7.4.2--- material requirement & specification--- canvassing--- Purchase Order--- Receiving7.4.3--- DR / Invoice / Certificate of AnalysisKapco Manufacturing, Inc.INTERNAL QUALITY AUDIT (IQA)AUDIT CHECKLISTSection / Dept.: PURCHASINGDate of Audit: _______________________Auditee/s: __________________________________Auditor/s: ________________________________________________________________________________________________FUNCTIONS / REQM'T.CHECK POINTS / CHECK ITEMSAuditFINDINGS / OBSERVATIONScope(Conformity / Observation / Minor NC / Major NC)4. Control of Documents & Records4.0 Control of documents & records4.2.3, 4.2.4--- record of supplier qualification--- record of supplier evaluation--- record of supplier's audit4.1 Documents must be under controlled issuance.4.2 Latest version available at point of use.4.3 Obsolete documents removed to avoid misuse.4.4 Documents & quality records are legible and readilyidentifiable.4.5 Appropriateness of record filling.5. Continual Improvement5.0 Established Quality Objectives (Dept. Goal)8.2.3, 8.5.1--- result of Dept. Goal--- correction & corrective action taken for unmet goals--- other improvement plans for PurchasingKapco Manufacturing, Inc.INTERNAL QUALITY AUDIT (IQA)AUDIT CHECKLISTSection / Dept.: WAREHOUSEDate of Audit: _______________________Auditee/s: __________________________________Auditor/s: ________________________________________________________________________________________________FUNCTIONS / REQM'T.CHECK POINTS / CHECK ITEMSAuditFINDINGS / OBSERVATIONScope(Conformity / Observation / Minor NC / Major NC)1. Control, Monitoring & Preservation1.0 Receiving of Customer Property7.5.4, 8.3of Customer Property (including--- DR / Receiving ReportNon-Conformities)--- found non-conformity--- inferiority report--- disposition (return / scrap / dispose)1.1 Monitoring of customer property7.5.4--- stock card--- inventory--- issuance slip1.2 Identification & Traceability7.5.3--- traceability tags / record--- FIFO--- signage--- label1.3 Preservation of Customer Property / Product7.5.4, 7.5.5--- required environmental condition--- packaging & storage--- handling2. Control, Monitoring & Preservation2.0 Receiving Direct & Indirect Materials8.3of Direct & Indirect Materials--- DR / Invoice / Receiving Report(including Non-Conformities)--- found non-conformity--- disposition (return / scrap / dispose)Kapco Manufacturing, Inc.INTERNAL QUALITY AUDIT (IQA)AUDIT CHECKLISTSection / Dept.: WAREHOUSEDate of Audit: _______________________Auditee/s: __________________________________Auditor/s: ________________________________________________________________________________________________FUNCTIONS / REQM'T.CHECK POINTS / CHECK ITEMSAuditFINDINGS / OBSERVATIONScope(Conformity / Observation / Minor NC / Major NC)2.1 Monitoring--- stock card--- inventory--- requisition slip2.2 Identification & Traceability7.5.3--- traceability tags / record--- FIFO--- signage--- label2.3 Preservation of Direct & Indirect Materials7.5.5--- required environmental condition--- packaging & storage3. Control of Documents & Records3.0 Control of documents & records4.2.3, 4.2.4--- record of non-conformity--- record of requisition / issuance3.1 Documents must be under controlled issuance.3.2 Latest version available at point of use.3.3 Obsolete documents removed to avoid misuse.3.4 Documents & quality records are legible and readilyidentifiable.3.5 Appropriateness of record filling.4. Continual Improvement4.0 Established Quality Objectives (Dept. Goal)8.2.3, 8.5.1--- result of Dept. Goal--- correction & corrective action taken for unmet goals--- other improvement plans for WarehouseKapco Manufacturing, Inc.INTERNAL QUALITY AUDIT (IQA)AUDIT CHECKLISTSection / Dept.: FEM / CALIBRATIONDate of Audit: _______________________Auditee/s: __________________________________Auditor/s: ________________________________________________________________________________________________FUNCTIONS / REQM'T.CHECK POINTS / CHECK ITEMSAuditFINDINGS / OBSERVATIONScope(Conformity / Observation / Minor NC / Major NC)1. Provision, Maintenance and1.0 Assessment / Forecast of Infrastructure requirement6.1, 6.3,Improvement of Infrastructure--- plans for infrastructure needs6.4--- list of Machines / Equipment--- work environment requirement1.1 Maintenance of Infrastructure--- Preventive Maintenance (PM) Plans--- PM conducted & results--- troubleshooting conducted & results--- Job orders received--- job orders accomplished1.2 Improvement of Infrastructure--- improvement plans for infrastructure2. Control & maintenance of2.0 Identification of MMD7.6Monitoring & Measuring Devices--- identification tag(MMD)--- list of MMD2.1 Maintenance of MMD--- list of MMD that requires calibration and/or validation--- calibration schedule of MMD--- calibration conducted--- calibration stickerKapco Manufacturing, Inc.INTERNAL QUALITY AUDIT (IQA)AUDIT CHECKLISTSection / Dept.: FEM / CALIBRATIONDate of Audit: _______________________Auditee/s: __________________________________Auditor/s: ________________________________________________________________________________________________FUNCTIONS / REQM'T.CHECK POINTS / CHECK ITEMSAuditFINDINGS / OBSERVATIONScope(Conformity / Observation / Minor NC / Major NC)3. Control of Documents & Records3.0 Control of documents & records4.2.3, 4.2.4--- record of PM--- record of calibration--- record of Machine / Equipment history3.1 Documents must be under controlled issuance.3.2 Latest version available at point of use.3.3 Obsolete documents removed to avoid misuse.3.4 Documents & quality records are legible and readilyidentifiable.3.5 Appropriateness of record filling.4. Continual Improvement4.0 Established Quality Objectives (Dept. Goal)8.2.3, 8.5.1--- result of Dept. Goal--- correction & corrective action taken for unmet goals--- other improvement plans for Facility & Maintenance sectionKapco Manufacturing, Inc.INTERNAL QUALITY AUDIT (IQA)AUDIT CHECKLISTSection / Dept.: PRODUCTION PLANNING & CONTROLDate of Audit: _______________________Auditee/s: __________________________________Auditor/s: ________________________________________________________________________________________________FUNCTIONS / REQM'T.CHECK POINTS / CHECK ITEMSAuditFINDINGS / OBSERVATIONScope(Conformity / Observation / Minor NC / Major NC)1. Order Handling1.0 Received accepted customer order7.2.3--- delivery schedule from customer1.1 Production planning--- production plan / schedule--- material plan--- inventory1.2 Production execution--- monitoring of production flow / status1.3 Delivery to customer8.2.1--- delivery schedule--- actual delivery vs. delivery plan--- DR and Invoice2. Control, monitoring & preservation2.0 Receiving of Customer Property7.5.4of customer property (including--- DR / Receiving Reportnon-conformity)--- found non-conformity--- inferiority report--- disposition (return / scrap / dispose)2.1 Monitoring of customer property--- stock card--- inventory--- issuance slip2.2 Identification & Traceability7.5.3--- traceability tags / record--- FIFO--- signage--- labelKapco Manufacturing, Inc.INTERNAL QUALITY AUDIT (IQA)AUDIT CHECKLISTSection / Dept.: PRODUCTION PLANNING & CONTROLDate of Audit: _______________________Auditee/s: __________________________________Auditor/s: ________________________________________________________________________________________________FUNCTIONS / REQM'T.CHECK POINTS / CHECK ITEMSAuditFINDINGS / OBSERVATIONScope(Conformity / Observation / Minor NC / Major NC)2.3 Preservation of Customer Property--- required environmental condition--- packaging & storage2.4 Release of Customer Property / Product7.5.1--- delivery of conforming product to customer--- legal & regulatory documents--- DR & Sales Invoice2.5 Disposition for non-conforming product8.3--- scrap / return to customer--- record of MRB3. Control of Documents & Records3.0 Control of documents & records4.2.3, 4.2.4--- record of delivery--- record of non-conformity3.1 Documents must be under controlled issuance.3.2 Latest version available at point of use.3.3 Obsolete documents removed to avoid misuse.3.4 Documents & quality records are legible and readilyidentifiable.3.5 Appropriateness of record filling.4. Continual Improvement4.0 Established Quality Objectives (Dept. Goal)8.2.3, 8.5.1--- result of Dept. Goal--- correction & corrective action taken for unmet goals--- other improvement plans for PPCKapco Manufacturing, Inc.INTERNAL QUALITY AUDIT (IQA)AUDIT CHECKLISTSection / Dept.: PRODUCTIONDate of Audit: _______________________Auditee/s: __________________________________Auditor/s: ________________________________________________________________________________________________FUNCTIONS / REQM'T.CHECK POINTS / CHECK ITEMSAuditFINDINGS / OBSERVATIONScope(Conformity / Observation / Minor NC / Major NC)1. Production1.0 Receiving of Production Schedule--- communicated production schedule / delivery schedule1.1. Control, monitoring & preservationof customer property (includingnon-conformity)1.1 Receiving of customer property7.5.3, 7.5.4--- receiving record / material requisition1.2. Monitoring & measurement of--- identification & traceabilityprocesses & product--- runcard--- lot number--- found non-conformity--- inferiority report1.2 Production7.5.1, 8.3--- line preparation--- process parameter checking before production--- visible WIS--- established process flow (Control Plan)--- production output report (good / reject)--- proper identification & segregation of non-conformity1.3 Issuance to next process / Releasing or Endorsement8.2.4--- inspection & test conducted before release--- approval of release or endorsementKapco Manufacturing, Inc.INTERNAL QUALITY AUDIT (IQA)AUDIT CHECKLISTSection / Dept.: PRODUCTIONDate of Audit: _______________________Auditee/s: __________________________________Auditor/s: ________________________________________________________________________________________________FUNCTIONS / REQM'T.CHECK POINTS / CHECK ITEMSAuditFINDINGS / OBSERVATIONScope(Conformity / Observation / Minor NC / Major NC)2. Personnel Management2.0 Employees Performance5.5.1, 6.2.2--- clearly defined responsibility & authority--- employee's productivity--- employee's training / orientation3. Control of Documents & Records3.0 Control of documents & records4.2.3, 4.2.4--- record of production--- record of non-conformity--- record of productivity3.1 Documents must be under controlled issuance.3.2 Latest version available at point of use.3.3 Obsolete documents removed to avoid misuse.3.4 Documents & quality records are legible and readilyidentifiable.3.5 Appropriateness of record filling.4. Continual Improvement4.0 Established Quality Objectives (Dept. Goal)8.2.3, 8.5.1--- result of Dept. Goal--- correction & corrective action taken for unmet goals--- other improvement plans for ProductionKapco Manufacturing, Inc.INTERNAL QUALITY AUDIT (IQA)AUDIT CHECKLISTSection / Dept.: FINAL VISUAL INSPECTION (FVI)Date of Audit: _______________________Auditee/s: __________________________________Auditor/s: ________________________________________________________________________________________________FUNCTIONS / REQM'T.CHECK POINTS / CHECK ITEMSAuditFINDINGS / OBSERVATIONScope(Conformity / Observation / Minor NC / Major NC)1. Inspection1.0 Receiving of materials from previous process--- receiving record1.1. Handling, protection & preservationof product1.1 Product inspection8.2.4--- availability of ISI1.2. Monitoring & measurement of--- availability of WISprocesses & product1.2 Clear identification of conforming products--- labels / stickers--- box / stock area1.3 Inspection output--- records of output--- records of non-conformity1.4 Approval for release or delivery to customer7.5.5--- handling / packaging of conforming products--- proper label2. Control of non-conformity2.0 Clear identification of non-conformity8.3--- labels / stickers--- rejection box / quarantine area2.1 Verification of non-conformityKapco Manufacturing, Inc.INTERNAL QUALITY AUDIT (IQA)AUDIT CHECKLISTSection / Dept.: FINAL VISUAL INSPECTION (FVI)Date of Audit: _______________________Auditee/s: __________________________________Auditor/s: ________________________________________________________________________________________________FUNCTIONS / REQM'T.CHECK POINTS / CHECK ITEMSAuditFINDINGS / OBSERVATIONScope(Conformity / Observation / Minor NC / Major NC)2.2 Disposition for non-conformity--- record of MRB--- rework / re-process / scrap / return to customer2.3 Record of non-conformity that reaches customer--- received CAR from customer--- corrective actions taken3. Personnel Management3.0 Employees Performance5.5.1, 6.2.2--- clearly defined responsibility & authority--- employee's productivity--- employee's training / orientation--- employee's qualification4. Control of Documents & Records4.0 Control of documents & records4.2.3, 4.2.4--- record of inspection (good / reject)--- record of non-conformity--- record of productivity4.1 Documents must be under controlled issuance.4.2 Latest version available at point of use.4.3 Obsolete documents removed to avoid misuse.4.4 Documents & quality records are legible and readilyidentifiable.4.5 Appropriateness of record filling.5. Continual Improvement5.0 Established Quality Objectives (Dept. Goal)8.2.3, 8.5.1--- result of Dept. Goal--- correction & corrective action taken for unmet goals--- other improvement plans for FVIKapco Manufacturing, Inc.INTERNAL QUALITY AUDIT (IQA)AUDIT CHECKLISTSection / Dept.: QC - ENG'G.Date of Audit: _______________________Auditee/s: __________________________________Auditor/s: ________________________________________________________________________________________________FUNCTIONS / REQM'T.CHECK POINTS / CHECK ITEMSAuditFINDINGS / OBSERVATIONScope(Conformity / Observation / Minor NC / Major NC)1. Planning of Product Realization1.0 Determination of objective, process, inspection, test, criteria7.1, 7.2.1(New Product)of product acceptance1.1 Test Run1.2 Sample approval1.3 Establishment of Control Plan (CP)--- communicated change in CP (4M Change)2. Quality Control & Assurance2.0 Incoming Inspection8.1, 8.2.3,(Existing Product)--- IQC conducted8.2.4--- ISI / WIS--- inspection result--- communication w/ customer incase of non-conformity2.1 Process parameter checking before operation--- WIS / Checksheets2.2 Process parameter checking during operation--- In-Process Quality Control--- actual parameters used vs. Control Plan--- corrections made for out-of-specs parametersKapco Manufacturing, Inc.INTERNAL QUALITY AUDIT (IQA)AUDIT CHECKLISTSection / Dept.: QC - ENG'G.Date of Audit: _______________________Auditee/s: __________________________________Auditor/s: ________________________________________________________________________________________________FUNCTIONS / REQM'T.CHECK POINTS / CHECK ITEMSAuditFINDINGS / OBSERVATIONScope(Conformity / Observation / Minor NC / Major NC)2.3 Product Inspection & Testing7.5.1--- WIS--- use of MMD--- corrections & corrective action taken for non-conformity result2.4 Approval of Release--- basis for approval2.5 Corrective Actions taken for non-conformities exceeding8.5.2allowable quantity or percentage defect--- issued & verified CARs.3. Analysis of Data3.0 Analysis of Data8.4--- trending / charting of results of analyses--- analysis of rejection or non-conformities4. Personnel Management4.0 Employees Performance5.5.1, 6.2.2--- clearly defined responsibility & authority--- employee's productivity--- employee's training / orientation--- employee's qualificationKapco Manufacturing, Inc.INTERNAL QUALITY AUDIT (IQA)AUDIT CHECKLISTSection / Dept.: QC - ENG'G.Date of Audit: _______________________Auditee/s: __________________________________Auditor/s: ________________________________________________________________________________________________FUNCTIONS / REQM'T.CHECK POINTS / CHECK ITEMSAuditFINDINGS / OBSERVATIONScope(Conformity / Observation / Minor NC / Major NC)5. Control of Documents & Records5.0 Control of documents & records4.2.3, 4.2.4--- record of inspection (good / reject)--- record of non-conformity--- record of productivity5.1 Documents must be under controlled issuance.5.2 Latest version available at point of use.5.3 Obsolete documents removed to avoid misuse.5.4 Documents & quality records are legible and readilyidentifiable.5.5 Appropriateness of record filling.5. Continual Improvement5.0 Established Quality Objectives (Dept. Goal)8.2.3, 8.5.1--- result of Dept. Goal--- correction & corrective action taken for unmet goals--- other improvement plans for QC-Eng'g.Kapco Manufacturing, Inc.INTERNAL QUALITY AUDIT (IQA)AUDIT CHECKLISTSection / Dept.: _________________________Date of Audit: _______________________Auditee/s: __________________________________Auditor/s: ________________________________________________________________________________________________FUNCTIONS / REQM'T.CHECK POINTS / CHECK ITEMSAuditFINDINGS / OBSERVATIONScope(Conformity / Observation / Minor NC / Major NC)

Sheet2

Sheet3