InTech-Inverse Synthetic Aperture Radar Simulators as Software Defined Countermeasure Systems Security by Obfuscation and Deception for Electronic Amp Computer Networks Warfare

8/2/2019 InTech-Inverse Synthetic Aperture Radar Simulators as Software Defined Countermeasure Systems Security by Obf

1/30

+PXGTUG5[PVJGVKE#RGTVWTG4CFCT5KOWNCVQTUCU5QHVYCTGFGPGF%QWPVGTOGCUWTG5[UVGOU5GEWTKV[D[1DHWUECVKQPCPF&GEGRVKQPHQT'NGEVTQPKE%QORWVGT0GVYQTMU9CTHCTG

:

+PXGTUG5[PVJGVKE#RGTVWTG4CFCT5KOWNCVQTUCU5QHVYCTGFGHKPGF%QWPVGTOGCUWTG5[UVGOU5GEWTKV[D[1DHWUECVKQPCPF&GEGRVKQPHQT'NGEVTQPKE%QORWVGT0GVYQTMU9CTHCTG

7KHRGRURV*.RVWLV

'HSWRI,QIRUPDWLRQ&RPPXQLFDWLRQ6\VWHPV(QJLQHHULQJ8QLYHUVLW\RIWKH$HJHDQ+(//$6

+PVTQFWEVKQP

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

SODWIRUPVRIHOHFWURQLFSURWHFWLRQIRUWZRPDLQUHDVRQV)LUVWZLWKDVLPXODWRUV\VWHPLWLVHDVLHUWRDGMXVWWKHIDOVHWDUJHWSURSHUWLHVWRWKHDFWXDOWDUJHWSURSHUWLHVVRWKHDGYHUVDU\ZLOOQRWEHDEOH WRGLVWLQJXLVK WKHUHDO WDUJHW WKXV SURYLGLQJ LQLWLDO WDUJHWLQJ KLQGUDQFHV$QGWKHQWKHFRQYHQLHQFHRIDGGLQJUHDOLW\HQKDQFHPHQWHIIHFWVOLNHWKHYDULRXVQRLVHDQGJOLQW HOHPHQWV IRXQG LQ DQ DFWXDO UHWXUQHG KLJK UDQJH UHVROXWLRQ UDGDU VLJQDO WKXVLQFUHDVLQJWKHFRQILGHQFHRIWKHDGYHUVDU\UHJDUGLQJWKHYDOLGLW\RIWKHFRQWDFW7KHUHIRUHZLWK D VLPXODWRU V\VWHP LW LV HDVLHU WR DGDSW WR VHQVRU WHFKQRORJ\ OLPLWDWLRQV DQG WRLQFRUSRUDWHWKHODZVRISK\VLFVLQWKHFRXQWHUPHDVXUHGHVLJQDOZD\VNHHSLQJLQPLQGWKDWWKHXOWLPDWHJRDOLVWRGHFHLYHWKHUDGDURSHUDWRUDQGUDGDUV\VWHPORRSZLWKHPSKDVLVRQ


2/30

/QFGNNKPI5KOWNCVKQPCPF1RVKOK\CVKQP

WKHKXPDQHOHPHQW7KHH[HFXWLYHVXPPDU\RIWKLVSURMHFWLVVKRZQLQ)LJXUHLQDYLVXDOIRUP

)LJ9LVXDOH[HFXWLYHVXPPDU\RIWKHSURMHFW


3/30


,QWKLVFKDSWHUZHZLOOFUHDWHDYLUWXDOHQYLURQPHQWWKDWLVFRQVLGHUHGWRDFFHSWDVLQSXWVWKHMXVWLQWLPHFKDUDFWHULVWLFVRIDWKUHDWVLJQDOSDVVWKHPWKURXJKDWUDQVIHUIXQFWLRQZKLFKLVDVLPXODWRUV\VWHPDQGWKHQSURGXFHIDOVHWDUJHWLPDJHVWKDWDUHUHDOLVWLFEHFDXVHWKH\DELGH

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

H[WHQGHGPLOLWDU\WDUJHWV$OVRZHDUJXHWKDWWKHFRPSXWLQJPHWKRGRORJ\FDQEHUHXVHGLQWKH GRPDLQ RI FRPSXWHU QHWZRUNV ZDUIDUH E\ SUHVHQWLQJ WKH GXDO SUREOHP VSDFHGHFRPSRVLWLRQ IRU WKH FDVH RI D FRPSXWHU QHWZRUN MDPPHU GHYLFH:H DOVR GLVFXVV WKHSURMHFWVXFFHVVIDFWRUE\DVFHUWDLQLQJWKHDELOLW\RIWKHFXUUHQWHIIRUWWREHDEOHWRLPSOHPHQWD VLPXODWRU SURWRW\SH RI WKH LQLWLDO FRQFHSWXDO PRGHO )LQDOO\ LQ VHFWLRQ FRQFOXGLQJUHPDUNVDUHJLYHQDQGZHDOVRPDNHDUHFRPPHQGDWLRQIRUIXWXUHZRUNE\VXJJHVWLQJWKDWWKH VLPXODWRU VKRXOG EH UHFRGHG ZLWK WKH XVH RI FRQFHSWV IURP WKH ILHOG RI SDUDOOHOSURJUDPPLQJLQRUGHUWRLQFUHDVHLWVH[HFXWLRQVSHHG

%QJGTGPV%QWPVGTOGCUWTGUHQT#KT&GHGPEGCV5GC+5#45KOWNCVQTU

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


4/30


PLVVLOHSODWIRUPLVHTXLSSHGZLWKDPLQLDWXUL]HGKLJKUDQJHUHVROXWLRQVHQVRU,6$5PRGH7KHUHIRUHWKHSUREOHPRIDLUGHIHQFHDWVHDQHHGVWREHUHLQYHQWHGIRUWKHUHLVDQHHGIRUGLUHFW,6$5FRXQWHUPHDVXUHVWKDWZRXOGRSSRVHDPLQLDWXUL]HGKLJKUDQJHUHVROXWLRQUDGDU

VHQVRU

4GXKGYQHVJG5VCVGQHVJG#TV

:HZLOOSHUIRUPDOLWHUDWXUHUHYLHZRQFRQYHQWLRQDO,6$5VLPXODWRUVDQGWKHQRQFRKHUHQWGHFHSWLRQWHFKQLTXHVLQRUGHUWREHDEOHWRGUDZFRPSDULVRQVDQGEXLOGWKHIRXQGDWLRQVRIRXUZRUN

+5#45KOWNCVQTU(DUOLHUVWXGLHVE\>6KLOOLQJWRQHWDO@KDYHGHVFULEHGDWHFKQLTXHXVHGWRVLPXODWH,6$5LPDJHVRIDVKLSPRGHOZKLOHXQGHUDQJXODUPRWLRQVVXFKDV\DZSLWFKDQGUROO>3RUWHUHW

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

UHDOLW\HQYLURQPHQWZKLFKLVVXSSRUWHGE\DVRIWZDUHGHILQHGUDGDUV\VWHP%QJGTGPV&GEGRVKQP6GEJPKSWGU

8VLQJDVLPXODWRULQWKHFRQWH[WRIDVRIWZDUHGHILQHGUDGDUV\VWHPIDOOVXQGHUWKHFRKHUHQWGHFHSWLRQ HOHFWURQLF DWWDFN WHFKQLTXH ,Q WKLV PDQQHU PXOWLSOH WDUJHWV FDQ EH JHQHUDWHGZKLFKPXVWKDYHIHDWXUHV QHDUO\ LGHQWLFDO WRWKHUHDOVKLS WDUJHW$QG LQRUGHU WRHQVXUHFRUUHFWJHRPHWU\DQGUHDOLVWLFIDOVHWDUJHWYHORFLWLHVWKHUHLVDQHHGWRWDNHLQWRDFFRXQWDQHVWLPDWLRQRIWKHUDQJHYHORFLW\DQGKHDGLQJRIWKHWKUHDWVLJQDODVVWDWHGLQ>%DOGZLQVRQ@)URP>


5/30


RIRWKHUSODXVLEOH\HWIDOVHWDUJHWVDVVWDWHGE\>5XL@7KHDQDO\VLVLQ>;LDRKDQ@VWDWHVWKDWWKHIDNH WDUJHWPDVNZKLFKDUHPDLQO\ FRRUGLQDWHV DQG EDFNVFDWWHU LQWHQVLWLHV DUH VWRUHG LQDGYDQFHDQGWKDWWKH'RSSOHUVVORSHLVLPSRUWDQWLQWKHGHFHSWLRQLPDJLQJSURFHVVEHFDXVH

LW KHOSV WKH WKUHDW VLJQDO WR IRFXV RQ WKH IDOVH WDUJHW :H DGGUHVV WKLV SRLQW LQ RXUVLPXODWLRQV )XUWKHU IDOVH WDUJHW JHRPHWU\ H[SODQDWLRQV FDQ EH IRXQG LQ H[DPSOH LQ>5RQJELQJ@ZKHUHDJHRPHWU\DQGVLJQDOPRGHOLVSUHVHQWHG)RUDQ$6,&DSSOLFDWLRQVSHFLILF LQWHJUDWHG FLUFXLW DSSURDFK >)RXWV HW DO @ KDYH LPSOHPHQWHG WKH ILUVWGRFXPHQWHGKDUGZDUHEDVHGFRPSOHWHIDOVHWDUJHWJHQHUDWRUV\VWHP1HYHUWKHOHVVWKHH[DFWFRQWHQWVRIWKHORRNXSWDEOHWKDWV\QWKHVL]HVWKHWDUJHWDUHQRWIXOO\GLVFXVVHG

%QPEGRVWCN/QFGNNKPIHQT%QJGTGPV%QWPVGTOGCUWTGU

:HQHHGWRHVWDEOLVKWKHIDFWWKDWDQ,6$5VLPXODWRUFDQEHXVHGDVDVRIWZDUHGHILQHGUDGDUV\VWHP LQRUGHU WRSHUIRUP FRKHUHQW FRXQWHUPHDVXUH DFWLYLWLHV )RU WKDW UHDVRQ ZHKDYH

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


6/30


#RRNKECVKQP&QOCKP&GHKPKVKQP7KH WDVN RI$SSOLFDWLRQ'RPDLQ'HILQLWLRQ LVJLYHQ WR WKH 60(V WKDW KDYH DXWKRULWDWLYHLQIRUPDWLRQDERXWWKHDFWXDOVLWXDWLRQDOFRQWH[W8VXDOO\DWWKLVSRLQWLQWLPHWKH60(VZLOO

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

x &RKHUHQFH

x 6DPSOLQJ7KHGLJLWLVDWLRQRIFRQWLQXRXVSURFHVVHV7KHV\QWKHWLFDUUD\LVPDGHXSLQDUDGDUGLJLWDOVLJQDOSURFHVVRU

7KHPDMRUDGYDQWDJHRI6$5V\VWHPVLVPXFKEHWWHUVODQWDQGFURVVUDQJHUHVROXWLRQV$QXPHULFDOH[DPSOHZLOOEHXWLOLVHGWRLOOXVWUDWHDOOWKHDERYHLQPDWKHPDWLFDOWHUPV6WDUWLQJZLWKDFRQYHQWLRQDO*+]UDGDUZLWKDQDQWHQQDDSHUWXUHRIPHWHUVORRNLQJGRZQWRDWDUJHW.PDZD\WKHFURVVUDQJHUHVROXWLRQLV

P5G

[

' O

7KLVD]LPXWKUHVROXWLRQLVYHU\ORZEHFDXVHDVLQJOHUHVROXWLRQFHOOLVLOOXPLQDWHGDWDQ\RQHWLPH)RUH[DPSOHWZRVKLSVOHVVWKDQPHWHUVDSDUWDWWKHVDPHUDQJHZRXOGDSSHDUDVRQO\RQHHFKR7KXVWKH\FDQQRWEHUHVROYHGE\WKHUDGDURI)LJXUH

P

NP

)LJ&RQYHQWLRQDO5DGDU$QJXODU5HVROXWLRQRU5HDO$SHUWXUH5DGDU5$51RZ DVVXPLQJ VWDWLRQDU\ WDUJHWV DQG HPSOR\LQJ DQ DLUERUQH 6$5 V\VWHP DW WKH VDPHIUHTXHQF\DQGUDQJHWKHD]LPXWKUHVROXWLRQFDQEHEURXJKWIURPPHWHUVGRZQWRPHWHUVDVVKRZQLQ)LJXUH


7/30


P

NP

5HVROXWLRQ

&HOO

)O\LQJ'LVWDQFH

)LJ6\QWKHWLF$SHUWXUH5DGDU6$57KHIO\WLPHVKRXOGHTXDOWKHGLVWDQFHRI

PG

55G

P[

'

O

O

7KHUHIRUHZKHQWKHDLUERUQHV\QWKHWLFDSHUWXUHV\VWHPIOLHVIRUPHWHUVDURXQGRUDFURVVWKHWDUJHWWKHD]LPXWKUHVROXWLRQEHFRPHVPXFKILQHUDWRQO\PHWHUVORQJ:KHQWKHUDGDUEHDPLVIRFXVHGRQRQHSRLQWLQVSDFHWKHFRQFHSWLVFDOO6SRWOLJKW6\QWKHWLF$SHUWXUH5DGDUDVVKRZQLQ)LJXUH

)LJ6SRWOLJKW6\QWKHWLF$SHUWXUH5DGDU6SRWOLJKW6$5LVWKHGXDORIWKH,QYHUVH6\QWKHWLF$SHUWXUH5DGDUFRQFHSWWKDWZLOOEHXVHGWRLPDJHWKHQDYDOWDUJHW7KHGXDOLW\LVWKDWLQ6SRWOLJKW6$5WKHUDGDULVPRYLQJZKHUHWKHWDUJHWUHPDLQVVWLOO,Q,6$5LPDJLQJWKHUDGDULVVWLOOZKHUHWKHWDUJHWSURYLGHVWKHPRWLRQWKDWV\QWKHVL]HVWKHH[WHQGHGDQWHQQDDSHUWXUHWKDWOHDGVWRWKHKLJKHUUHVROXWLRQLPDJH


8/30


,QRUGHUWRFUHDWHIDOVHWDUJHWVDQLQWURGXFWRU\SURFHGXUHLVVKRZQLQ)LJXUH>.RVWLVHWDO,23067@

)LJ7KHSRVLWLRQRIWKH)DOVH7DUJHW*HQHUDWRU6XEV\VWHP&DUHPXVWEHJLYHQWRWKH)DOVH7DUJHW*HQHUDWRUVXEV\VWHP,WVRXWFRPHPXVWUHVHPEOHDVLJQDOWKDWKDVDOOWKHQHFHVVDU\FKDUDFWHULVWLFVRIDQLQYHUVHVFDWWHULQJFRPLQJIURPD WUXHWDUJHW)RUH[DPSOHWKHVLJQDOPXVWFRQWDLQPLOGRUVHYHUHHOHPHQWVRIDQJXODUJOLQWQRLVH,Q RWKHU ZRUGV WKH UHDOLW\ IDFWRU LV GHFLGHG E\ WKH DELOLW\ RI WKH IDOVH WDUJHW JHQHUDWRUVXEV\VWHP

2TQDNGO5RCEG&GEQORQUKVKQP

7KHHQWLWLHVDQGSURFHVVHVWKDWPXVWEHUHSUHVHQWHGIRUWKHVXFFHVVIXODFFRPSOLVKPHQWRIWKHVLPXODWLRQDUHGHILQHG)RUWKLVSURMHFWWKHOLVWRIHQWLWLHVDVVKRZQLQ7DEOH

6LPXODWLRQ 5HDOLW\

7DUJHWFDUWHVLDQFRRUGLQDWHVSOXVLQKHUHQWDPSOLWXGHSKDVH

7DUJHWSK\VLFDOSURSHUWLHVHOHFWURPDJQHWLFVLJQDWXUH

5DGDUVODQWUDQJHDQGFURVVUDQJHFDUWHVLDQFRRUGLQDWHVZLWKUHVSHFWWRWKHFHQWHURIWKHWDUJHW

0RVWSURPLQHQWDSSHDUVWREHWKHPLGGOHRIWKHVKLSIRUWKLVSURMHFW%XWLWFRXOGEHLQWKHVWHUQRUWKHERZRIWKHVKLS

6HDOHYHOGLVWDQFHIURPUDGDUWRWDUJHW

)0KHLJKWILQGHUUDGDUDOWLPHWHURQDLUERUQHSODWIRUP

5DGDURSHUDWLRQDOSDUDPHWHUV

,6$5V\VWHPSDUWLFXODUV

$VSHFWDQJOHIURPUDGDUWRWDUJHW

&KDQJHRIDVSHFWDQJOHIURPUDGDUWRWDUJHWSURYLGHVWKHUHVROXWLRQDFTXLVLWLRQSURFHVV


9/30


*OLQW(IIHFWV 3K\VLFDO3KHQRPHQRQ

3DFH(QJLQH 7DUJHWPRYHPHQWGXHWRIRUFHVRIQDWXUH

,6$5SURFHVVRUGHWDLOV 5DQJH'RSSOHUSURFHVVLQJ

,6$5V\VWHPRXWSXW 6ODQW5DQJH3URILOHDQG,6$5,PDJHRIWDUJHW7DEOH(QWLWLHV1RZZHFDQ GUDZ WKHQHFHVVDU\ DVVRFLDWLRQV EHWZHHQ WKH HQWLWLHVDQG FRPHXSZLWKWKHFRUUHVSRQGLQJSURFHVVHVDVVKRZQLQ7DEOH$JDLQDVDERYHWKHFRPSDULVRQEHWZHHQWKHUHDOLW\DQGWKHVLPXODWLRQLVVWURQJO\WDNHQLQWRDFFRXQW

6LPXODWLRQ 5HDOLW\

$ 3URYLGHLQIRUPDWLRQWRWKH3DFH(QJLQHRIWDUJHW&DUWHVLDQ

FRRUGLQDWHVWRWKHSDFHHQJLQH

3K\VLFDOSUHVHQFHDQGPRYHPHQWRIWDUJHW

% 3URYLGHLQIRUPDWLRQWRWKH3DFH(QJLQHRIUDGDUWZRGLPHQVLRQDOVODQWUDQJHUDQGFURVVUDQJHFRRUGLQDWHV

3K\VLFDOSUHVHQFHDQGPRYHPHQWRIUDGDU

& 3URYLGHLQIRUPDWLRQWRWKH3DFH(QJLQHRIUDGDUVWKLUGKHLJKWUDQJHGLPHQVLRQDO

FRRUGLQDWHV

0HDVXUHPHQWFDSWXUHVUHDOLW\ZLWKDVHQVRU

' 3URYLGHLQIRUPDWLRQWRWKH,6$53URFHVVRUDERXWWKHUDGDUVRSHUDWLRQDOSDUDPHWHUV

,QVWUXPHQWDWLRQRSHUDWLRQDOLQIRUPDWLRQ

( $VSHFWDQJOHYDULDWLRQ &DXVHGE\FKDQJHVLQWDUJHWUDGDUORFDWLRQ

) *OLQW(IIHFWV,QMHFWLRQ 'LJLWDO6LJQDOSURFHVVLQJ&RQGLWLRQLQJ0DVNLQJ

* )URP3DFH(QJLQHWRURWDWHGSRLQWVGDWDEDVH

&DXVHGE\FKDQJHVLQWLPH

+ )URP3DFH(QJLQH'DWDEDVHWR,6$53URFHVVRU

5HFRUGLQJ3URFHVVSURFHVVHVKLVWRU\RIWDUJHWLQFRPSXWHUPHPRU\

, )URPSRLQWVGDWDEDVHWR,6$5SURFHVVRU

&RPSXWHUSURFHVV5DQJH'RSSOHU3URFHVVLQJWUDQVODWHVUHDOLW\WRFRPSXWHUPHPRU\

7DEOH3URFHVVHV


10/30


'PVKV[#DUVTCEVKQP&GITGG7KHUHSUHVHQWDWLRQDODEVWUDFWLRQRIWKHLQYROYHGHQWLWLHVLVILQDOL]HGLQWKLVVWHS7KHOHYHORIDFFXUDF\SUHFLVLRQUHVROXWLRQDQGILGHOLW\RI WKHHQWLWLHVDQGSURFHVVHVLVGHWHUPLQHG7KH

PDLQHOHPHQWWKDWFDQKDYHYDULRXVOHYHOVRIGHWDLOLVWKHWDUJHWVLQLWLDOUHIOHFWLYLW\VROXWLRQDWDQDVSHFWDQJOHRIIRUW\ILYHGHJUHHV)LUVWWKHH[WHQGHGQDYDOWDUJHWLVPRGHOOHGDVDQLVRWURSLFRUGLUHFWLYHSRLQWVFDWWHUHUVPRGHODVVKRZQLQ)LJXUH>.RVWLVHWDO,-6667@

)LJ6LQJOH/D\HU0RGHO7KHQ WKHIDOVH WDUJHW LV V\QWKHVLVHGE\ WDNLQJ WKHUHIOHFWLYLW\ JURXSLQJRIPXOWLSOH OD\HUVDFURVV WKH VKLS VXSHUVWUXFWXUH$QH[DPSOH LVVKRZQ LQ)LJXUH ZKHUHDQRWKHU OD\HU LVLQFOXGHGLQWKHFDOFXODWLRQV


11/30


)LJ0LGGOHOD\HUUHIOHFWLYLW\JHQHUDWLRQ1RZWKHLQYHUVHVFDWWHULQJPRGHOOLQJLVDIIHFWHGE\WKHSDFHHQJLQH7KH3DFHHQJLQHLVWKHFRPSXWLQJPRYLQJIRUFHWKDWSURFHHGVWKHSRLQWVRQWKHVKLSLQWLPHWRQHZORFDWLRQVIURPWKHLULQLWLDOYDOXHVGHSHQGLQJRQWKHPRWLRQRIWKHVKLS7KHPRYHPHQWLVSHUIRUPHGE\DQ

DIILQHWUDQVIRUPDWLRQVPRGXOHWKDWSURYLGHVUROO\DZSLWFKDQGWUDQVODWLRQVIXQFWLRQV$OOWLPHSURFHVVLRQV DFWLRQVDUHSODFHG LQWR WKHFRQWH[W RI D WKUHHGLPHQVLRQDO HQYLURQPHQWZKLFKLVGHSLFWHGLQ)LJXUH

)LJ6\QWKHWLF(QYLURQPHQW0RGHOOLQJ


12/30


$QGWKHJUDSKLFDOUHSUHVHQWDWLRQRIWKHLQYHUVHVFDWWHULQJLVVKRZQLQ)LJXUH

)LJ7KHRUHWLFDOLPSOHPHQWDWLRQ3RODU)RUPDW$SSUR[LPDWLRQ

'PVKV[4GNCVKQPUJKR+FGPVKHKECVKQP7KHUHODWLRQVKLSVDPRQJWKHHQWLWLHVDUHLGHQWLILHGLQWKLVGHVLJQSKDVH,WLVHQVXUHGWKDWDOOFRQVWUDLQWVDQGERXQGDU\FRQGLWLRQVDUHSURSHUO\LPSRVHGE\WKHVLPXODWLRQFRQWH[W$OORSHUDWLRQDODQGIXQFWLRQDOUHTXLUHPHQWVDUHWDNHQLQWRFRQVLGHUDWLRQDVVKRZQLQ)LJXUH


13/30


)LJ(QWLW\5HODWLRQVKLS(5LGHQWLILFDWLRQ

+ORNGOGPVCVKQP2TQEGFWTG

7KHLPSOHPHQWDWLRQSURFHGXUHIROORZVWKHUXOHVRIDFRPSOH[V\VWHP,QRWKHUZRUGVPDQ\LQGLYLGXDOFRPSRQHQWVRUWUDQVIHUIXQFWLRQVRIWKHVLPXODWRUZKHQFRPELQHGJLYHDXQLTXHSURSHUW\RUHPHUJHQFHWRWKHRXWSXW$OVRWKHFXUUHQWLPSOHPHQWDWLRQLVSURFHVVRULHQWHG(YHU\SRLQWRQWKHWDUJHWLVSDVVHGWKURXJKDOOWUDQVIHUIXQFWLRQVRIWKHVLPXODWRULQRUGHUWRSURGXFHLWVFRUUHVSRQGLQJRXWSXW7KHHPHUJHQFHRIWKHV\VWHPEHFRPHVREYLRXVZKHQDOOWKHSRLQWVDUHSXWWRJHWKHULQDJUDSK(DFKLQGLYLGXDOSRLQWFDQQRWWHOOLWVWDOH$OORIWKHSRLQWVSURGXFHWRSYLHZLPDJHVRUVLGHYLHZLPDJHVRIWKHWDUJHW7KLVGHFLVLRQGHSHQGVRQ

WKHEXLOGLQJEORFNVRIWKHVLPXODWRU

%QORWVKPI/GVJQFQNQI[

7KHVHWRIPHWKRGVWKDWGHILQHWKHSURFHVVHVDQGWKHRUGHURIWKLVSURMHFWLVWREHDFKLHYHGLVVKRZQLQ)LJXUH


14/30


)LJ&RPSXWLQJ0HWKRGRORJ\

5KOWNCVQT+ORNGOGPVCVKQP7KHVLPXODWRUVRIWZDUHLPSOHPHQWDWLRQIROORZHGWKHSURFHVVRULHQWHGWHFKQLTXHDV VKRZQLQ)LJXUH


15/30


(DFKSRLQWFUHDWHV

PRYHPHQWSRLQWV

*HWWDUJHWSRLQWV[\DQG]FRRUGLQDWHV

3DFH(QJLQH$IILQH7UDQVIRUPDWLRQV

*HWUDGDUDQWHQQDSRLQWV[\DQG]

FRRUGLQDWHV

$

'LVWDQFH&DOFXODWRUGLVWDQFHV*HWWDUJHWSRLQWVUHIOHFWLYLW\DQGSKDVH

LQIRUPDWLRQ

%

6ODQW5DQJH3URILOHV

7LPH'RPDLQ

,6$5,PDJH

)UHTXHQF\'RPDLQ

,QWURGXFH*OLQW(IIHFWV

)LJ6LPXODWRU,PSOHPHQWDWLRQRIWKH)%PRGXODUVRIWZDUHV\VWHP

7KHFRQFHSWXDOGHVLJQDQGVRIWZDUHLPSOHPHQWDWLRQVWHSVDUHQRZFRPSOHWH7KHSURFHVVUHVXOWHGLQWKHFUHDWLRQRIWKH)%VRIWZDUHGHILQHGUDGDUV\VWHP7KHV\VWHPGHVLJQLVKLJKO\PRGXODU7KDWPHDQVWKDWWKHFRQWH[WRIWKHVRIWZDUHGHILQHGUDGDUV\VWHPFDQEHHDVLO\ YHULILHG YDOLGDWHG UHXVHG DQG H[WHQGHG:H WKHQ PRYH RQ WR DVVHVV WKH UHVXOWVREWDLQHGIURPRXUHIIRUWV

5KOWNCVKQP4GUWNVU

7KH UHVXOWV FRUUHVSRQG WR ,6$5 LPDJHV H[SHFWHG WR EH REWDLQHG E\ WKH UDQJH 'RSSOHUPHWKRG 7KHVH UHVXOWV ZHUH IRUPDOO\ SUHVHQWHG DW WKH ,QWHUQDWLRQDO -RXUQDO RI 6\VWHPV6FLHQFH7HFKQRORJ\7KHUHLVDYDOXHDGGHGIXQFWLRQWKDWDGGVJOLQWHIIHFWVWRWKHRXWSXW

LQRUGHU WRLQFUHDVH WKH YDOLGLW\RI WKH RXWSXWZKLFKZDVSUHVHQWHG DW WKH0HDVXUHPHQW6FLHQFH7HFKQRORJ\-RXUQDORIWKH,QVWLWXWHRI3K\VLFV7KHWKLUGVWDJHRIWKLVSURMHFWZDVSUHVHQWHGDW1$726(76SHFLDOLVWV0HHWLQJRQ6RIWZDUH'HILQHG5DGDU

5KPING.C[GT/WNVK.C[GT/QFGN4GUWNVU

,QYRNLQJWKHVLQJOHOD\HUPRGHOZKLFKLQYROYHVRQO\WKHWRSSRLQWVRIWKHVXSHUVWUXFWXUHWKHRXWSXWRI)LJXUHLVFUHDWHG


16/30


[

025(02'(/& 653$QW

5HVROXWLRQ&HOO,'

5HIOHFWDQFH

9DOXH

[

025(02'(/& ,6$5$QW

5HVROXWLRQ&HOO,'

'RSSOHU

)LJ6LQJOH/D\HU6ODQW5DQJH3URILOHDQGFRUUHVSRQGLQJ,6$5LPDJH1H[WE\LQYRNLQJWKHPXOWLSOHOD\HUPRGHOZKLFKLQYROYHVWKHWRSDQGPLGGOHSRLQWVRIWKHVXSHUVWUXFWXUHWKHRXWSXWRI)LJXUHLVFUHDWHG

[

(08/7,/$


17/30


[

025(02'(/&653$QW

5HVROXWLRQ&HOO,'

5HIOHFWDQFH

9DOXH

[

025(02'(/&,6$5$QW

5HVROXWLRQ&HOO,'

'RSSOHU

[ 025(02'(/&653$QW

5HVROXWLRQ&HOO,'

5HIOHFWDQFH

9DOXH

[

025(02'(/&,6$5 $QW

5HVROXWLRQ&HOO,'

'RSSOHU

)LJ,6$56KRUWFRPLQJV(IIHFWXVLQJWKH6LQJOH/D\HU0RGHO

#PIWNCT)NKPV4GUWNVU+UUWGUHQT/KNKVCT[6CTIGVU,QRUGHU WR LQFUHDVH WKH YDOLGLW\RI WKH VLPXODWRU RXWSXW WR WKH DGYHUVDU\ UDGDURSHUDWRUV\VWHPWKHSKHQRPHQRQRIDQJXODUJOLQWLVLQWURGXFHG7KH ILUVWUHVXOW LVLQVSLUHG E\ >6NROQLN @DQG GHPRQVWUDWHV WKH JOLQWHIIHFW LQD WKUHHGLPHQVLRQDO V\QWKHWLF HQYLURQPHQW ZLWK UHVSHFW WR WKH UHDO WDUJHW SRLQWV :H FDOO WKLVFRPSRQHQW*OLQW(IIHFWLQ'DWWKHWDUJHWDQGLVVKRZQLQ)LJXUHD


18/30


)LJ

7KLVLVWKHJOLQWPDVNWKDWLVDSSOLHGWRWKHIDOVHWDUJHW,QRUGHUWREHWWHUYLVXDOLVHWKLVVWDJHZKLFKFRUUHVSRQGVWRWKHLQSXWRIWKHSURMHFWDWKUHHGLPHQVLRQDOW\SHRIJUDSKLVVHOHFWHGEHFDXVHWKHGLVWRUWLRQRIWKHRULJLQDOSRLQWVFDQEHEHWWHUVHHQLQWKLVFRQILJXUDWLRQ7KHVHFRQGPRGXOHLVLQVSLUHGE\>%DUWRQSS@DQGGHSLFWVWKHJOLQWHIIHFWLQDVVHHQIURPDERYHWKHWDUJHWE\WKHUDGDU7KH*OLQW(IIHFWLQ'LVVKRZQLQ)LJXUHE


19/30


)LJ7KLVLVWKHJOLQWUHVXOWVDVLWLVUHFHLYHGE\WKHWKUHDWVLJQDO,QRUGHUWREHWWHUYLVXDOLVHWKLVVWDJHZKLFK FRUUHVSRQGVWR WKH RXWSXW RIWKHSURMHFW D WZRGLPHQVLRQDO W\SHRIJUDSK LVVHOHFWHGEHFDXVHWKHZDYHQXPEHUGLVWRUWLRQFDQEHEHWWHUVHHQLQWKLVFRQILJXUDWLRQ:HXVHWKHILQDOPRGXOHWRLQYHVWLJDWHWKHHIIHFWWKDWWKHDQJXODUHUURUKDVRQWKHYHORFLW\YHFWRUEDFNDWWKHUHFHLYHGWKUHDWVLJQDO8VLQJWKLVPHWKRGZHWU\WRPHDVXUHWKHIDFWRURIUHDOLVPRIRXUJOLQWIRUPXOD7KLVUHVXOWLVVKRZQLQ)LJXUH


20/30


)LJ6WDUWLQJ3RLQW5DQJH#QPL.P+HLJKW#IWP

7KLVLVDJUDSKWKDWFDQEHFUHDWHGEHFDXVHWKHWDUJHWSHUIRUPVDSXUHUROOPRWLRQZKLFKLQKLJKUHVROXWLRQLPDJLQJUHVXOWVLQDVLGHYLHZRIWKHWDUJHW7KHWKUHDWV\VWHPFDQSHUIRUPVXFK WHVWVDIWHU VWRULQJWKH KLVWRU\RIWKH UHFHLYHGVLJQDO LQRUGHUWR DVFHUWDLQ LWV YDOLGLW\HLWKHU DVD VLGHYLHZ RUDVD WRS YLHZ LPDJH $FFRUGLQJ WR WKLVGDWDPLQLQJ SURFHVV WKHWKUHDWV\VWHPFRXOGRXWSXWDGHFLVLRQRIKRZWKHWDUJHWLVRULHQWHG,QWKLVFDVHWKHYHUGLFWZRXOG EH WKDW WKH WDUJHW LV PRVWO\ SHUIRUPLQJ D UROO DQG LV D QDYDO WDUJHW RI JUHDWSURSRUWLRQV

&QOCKP4GWUCDKNKV[%QORWVGT0GVYQTMU5GEWTKV[

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


21/30


)LJ$''IRUWKH&RPSXWHU1HWZRUNV:DUIDUHFDVH$EULHIFRPSDULVRQZLWKWKHHOHFWURQLFZDUIDUHFDVHEULQJVWKHFRQWHQWVRI7DEOHIRUWKHHQWLWLHVDQG7DEOHIRUWKHSURFHVVHVIRUWKHFRPSXWHUQHWZRUNVZDUIDUHFDVH

&1:6LPXODWLRQ(QWLW\

&1:(QWLW\$WWULEXWHV

(:6LPXODWLRQ(QWLW\

(:(QWLW\$WWULEXWHV

$ 2SHQSRUWVHPXODWLRQ 6HUYHUKDUGZDUHDQGVRIWZDUHFKDUDFWHULVWLFVDQGIXQFWLRQDOLWLHV

7DUJHW&DUWHVLDQFRRUGLQDWHVSOXVLQKHUHQWDPSOLWXGHSKDVHDVSRLQWVFDWWHUHUVLQSXWWRDVLPXODWRUV\VWHP

7DUJHWSK\VLFDOSURSHUWLHVHOHFWURPDJQHWLFVLJQDWXUH

% &RPSXWHUHQWLW\HPXODWLRQ2SHUDWLQJ6\VWHPDWWULEXWH

3LQJWLPHVIURPEODFNKDWWRZKLWHKDWFRPSXWHUPDLQSRLQWRIH[LVWHQFH

5DGDUVODQWUDQJHDQGFURVVUDQJHFDUWHVLDQFRRUGLQDWHVZLWKUHVSHFWWRWKHFHQWHURIWKHWDUJHW6HDOHYHOGLVWDQFHIURPUDGDUWRWDUJHW

0RVWSURPLQHQWDSSHDUVWREHWKHPLGGOHRIWKHVKLSIRUWKLVSURMHFW%XWLWFRXOGEHLQWKHVWHUQRUWKHERZRIWKHVKLS)0KHLJKWILQGHUUDGDUDOWLPHWHURQDLUERUQHSODWIRUP


22/30


& 3K\VLFDOURXWHVRIFRPSXWHUDWWDFNYLDDYDULHW\RIQHWZRUNV

DQGSODWIRUPV

%([WUDQHWVHUYHUFKDUDFWHULVWLFVWKDWKHOSVWKHKDFNHUWRUHFRJQL]H

WDUJHW

7\SHRIYHVVHO

6XSHUVWUXFWXUHFKDUDFWHULVWLFV

*HRPHWU\RIZRUOGVSDFH

' 3RUWVFDQQLQJPDSSLQJDELOLWLHV,QIRUPDWLRQJDWKHULQJ2SHQSRUWV269HUVLRQ6HUYLFH3DFNV

3URELQJWDUJHWFRPSXWHU+DFNHUVSUHDWWDFNDFWLRQV,QIRUPDWLRQJDWKHULQJIRUWKHVSHFLILFWDUJHW3RVVLEOHYXOQHUDELOLWLHV

5DGDURSHUDWLRQDOSDUDPHWHUV

,6$5V\VWHPVSDUWLFXODUV

( 5HDOLW\IDFWRUVWKDWDIIHFWWKHEODFNKDWSURIHVVLRQDOVRSLQLRQ

DERXWWKHYDOLGLW\RIWKHWDUJHW

+DFNHU$1$/


23/30


6LPXODWLRQ 5HDOLW\

&ORVHHQYLURQPHQWVHUYHUKLGGHQ

1HW6HUYHUSURSHUWLHV

3URYLGHLQIRUPDWLRQWR

WKH3DFH(QJLQHRIWDUJHW&DUWHVLDQFRRUGLQDWHVWRWKHSDFHHQJLQH

3K\VLFDOSUHVHQFHDQG

PRYHPHQWRIWDUJHW

0RWLYDWLRQSURILWDQGRUVS\GHVWUR\

+DFNHUVPRWLYDWLRQ 3URYLGHLQIRUPDWLRQWRWKH3DFH(QJLQHRI

UDGDUWZRGLPHQVLRQDOVODQWUDQJHUDQGFURVVUDQJHFRRUGLQDWHV

3K\VLFDOSUHVHQFHDQGPRYHPHQWRIUDGDU

SUR+DFNHUSXEOLFSULYDWHWRROV

+DFNHUVNQRZOHGJH7RROV

3URYLGHLQIRUPDWLRQWRWKH3DFH(QJLQHRIUDGDUVWKLUG

KHLJKWUDQJHGLPHQVLRQDOFRRUGLQDWHV

0HDVXUHPHQWFDSWXUHVUHDOLW\ZLWKDVHQVRU

&RPSOH[QHWZRUNHQYLURQPHQW

3RVVLEOH1HW6HUYHUDUFKLWHFWXUHFKDUDFWHULVWLFV

3URYLGHLQIRUPDWLRQWRWKH,6$53URFHVVRUDERXWWKHUDGDUVRSHUDWLRQDOSDUDPHWHUV

,QVWUXPHQWDWLRQRSHUDWLRQDOLQIRUPDWLRQ

0DQ\VHUYHUVIXVVLQHVV

3RVVLEOH1HW6HUYHUDUFKLWHFWXUHFKDUDFWHULVWLFVLQFOXGLQJQRUPDOWKHQHWVVHUYHUVIXVVLQHVVDQGDWWLWXGHV

$VSHFWDQJOHYDULDWLRQ

&DXVHGE\FKDQJHVLQWDUJHWUDGDUORFDWLRQ


24/30


7LPH$OWHUDWLRQVRIWDUJHWFKDUDFWHULVWLFV

7DUJHWPD\DOWHUFKDUDFWHULVWLFVGXHVHUYLFHSDFNVDGPLQ

REVHUYDWLRQVVHUYLFHUHTXLUHPHQWVQHZPDFKLQHVIRUQHWZRUN

*OLQW(IIHFWV,QMHFWLRQ

'LJLWDO6LJQDOSURFHVVLQJ&RQGLWLRQLQJ

0DVNLQJ

:KDWWKHEODFNKDWSURIHVVLRQDOVHHVWKHRXWSXWRIWKHPXOWLSOHIDOVHKRVWJHQHUDWRU

,QIRUPDWLRQJDWKHULQJFRQFOXGHGIRUWKHVSHFLILFWDUJHW

)URP3DFH(QJLQHWRURWDWHGSRLQWVGDWDEDVH

&DXVHGE\FKDQJHVLQWLPH

7LPH$OWHUDWLRQVRI

WDUJHWFKDUDFWHULVWLFV

7DUJHWPD\DOWHU

FKDUDFWHULVWLFVGXHVHUYLFHSDFNVDGPLQREVHUYDWLRQVVHUYLFHUHTXLUHPHQWVQHZPDFKLQHVIRUQHWZRUN

)URP3DFH

(QJLQH'DWDEDVHWR,6$53URFHVVRU

5HFRUGLQJ

3URFHVVSURFHVVHVKLVWRU\RIWDUJHWLQFRPSXWHUPHPRU\

7DEOH3URFHVVHVIRUWKH&RPSXWHU1HWZRUNV:DUIDUH&DVH

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

7KHUHIRUHWKHGRPDLQRISDUDOOHOSURJUDPPLQJILWVQLFHO\LQWKLVVLWXDWLRQ:HFDQSURSRVHDQHPEHGGHGV\VWHPZLWKPDQ\SURFHVVRUVWKDWKHOSWKHV\QWKHVLVSURFHVVWREHFRPSOHWHGLQWKHVKRUWHVWWLPHSRVVLEOH$OVRDGGHGYDOXHDVSHFWVRIWKLVZRUOGFDQEHLQFRUSRUDWHGLQWKHIXWXUHOLNHVHDFOXWWHUHIIHFWV6HDLVDULFKHQYLURQPHQWWKDWQHHGVWREHFRQYLQFLQJO\UHSOLFDWHGLQRSHQVHDVDQGOLWRUWDOHQYLURQPHQWV


25/30


&KUEWUUKQP

>6DOW@KDVSXEOLVKHGDYHU\LQWHUHVWLQJSDSHUGHWDLOLQJSLWIDOOVLQWKHUHDOLVDWLRQXVDJH

DQGH[SHFWDWLRQVRIVLPXODWLRQV\VWHPLPSOHPHQWDWLRQVLQJHQHUDO/HWXVGLVFXVVKRZWKLVLPSOHPHQWDWLRQVWDQGVWRWKHWHVWRIWKHVHYHQKDELWVRIKLJKO\GHIHFWLYHVLPXODWLRQSURMHFWV

x 7ULIOH:RUVKLS7KHRYHUDOOGHVLJQRIWKHPRGHOKDVDVDWLVIDFWRU\DPRXQWRIGHWDLO7KHEDODQFHEHWZHHQSUHFLVLRQDQGDFFXUDF\\LHOGVDQRXWSXWWKDWLVVDWLVIDFWRU\

x %HOLHILQ$QVZHUV7KHPDLQDLPRIWKHVLPXODWLRQLVWRSURYHWKDW,6$5LPDJHVFDQEHJHQHUDWHG2WKHUVHFRQGDU\DQVZHUV IURPWKLVZRUN OLNHVLJQDOWRQRLVHUDWLRQVWXGLHVDUH SRVVLEOH EXW QRW UHOHYDQW WR WKH SULPDU\ SXUSRVH 7KHUHIRUH WKH PRGHOOHUV KDYHXQGHUVWRRGWKHSXUSRVHRIWKHV\VWHPXQGHULQYHVWLJDWLRQ

x&RQQHFWLRQLVP7KHUHDUHQRGLIIHUHQWPRGHOVFRQQHFWHGWRHDFKRWKHU7KHUHLVRQO\RQHPRGHOWKDWLVFRQVWUXFWHGLQDKLJKO\PRGXODUPDQQHU

x 7KH%ODFN%R[0LVWDNH6XEVWDQWLDOZRUNKDVEHHQGRQHLQRUGHUWRFRQGXFWZKLWHER[WHVWLQJ9HULILFDWLRQDQGYDOLGDWLRQWHVWVKDYHEHHQZLGHO\SXEOLVKHGLQFRQIHUHQFHVDQGUHVHDUFK MRXUQDOV 7KHVH WHVWV DUH FRQGXFWHG LQ SDUW DQG LQ ZKROH RI WKH VLPXODWLRQPRGHO

x 0HWKRGRODWU\0HWKRGVDQGSURFHVVHVDUHREVHUYHGLQDOODVSHFWVRIWKHLPSOHPHQWDWLRQRI WKH VLPXODWRU :H GRQW FODLP WKDW LW LV D IL[HG GULOO IRU FRQGXFWLQJ WKH GRPDLQUHXVDELOLW\HQWLWLHVDQGSURFHVVHVVHFWLRQ1HYHUWKHOHVVIROORZLQJDQHVWDEOLVKHGPHWKRGSURYLGHV D VROLG KHDG VWDUW WRZDUGV YHQWXULQJ LQWR WKH LPSOHPHQWDWLRQ RI VLPLODUSDUDOOHODQG\HWLQWHUHVWLQJO\GLYHUVHILHOGVRIHOHFWURQLFZDUIDUH

x 7KH 'HDG )LVK )DOODF\ 7KH GHVLJQ RI WKH VLPXODWRU LVKLJKO\PRGXODU7KLV DWWULEXWHSURYLGHVWKHLPSOHPHQWHGPRGHOZLWKJUHDWSRWHQWLDOIRU UHXVDELOLW\DQGH[WHQGLELOLW\RSWLRQV 7KHUHIRUH WKH G\QDPLF FRPSOH[LW\ RI WKH SURMHFW KDV UHFHLYHG WKH DWWHQWLRQUHTXLUHG)RUH[DPSOHWKHGLDJUDPPLQJPHWKRGGHSLFWVLQGLIIHUHQWLQVWDQFHVWKHHQWLW\UHODWLRQVKLSFODVVGLDJUDPVDQGWKHH[HFXWDEOHUHSUHVHQWDWLRQVRIWKHFRGH

x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


26/30


%QPENWUKQPU

6RIWZDUHGHILQHGUDGDUFRQFHSWVDQGWHFKQLTXHVFDQEHXVHGLQDQHIIHFWLYHDQGDGDSWDEOH

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

4GHGTGPEGU

$EUDVK0*UDSKLFV3URJUDPPLQJ%ODFN%RRN&RULROLV*URXS,6%1%DOFL22UPVE\:)&RQFHSWXDO0RGHOOLQJIRU'HVLJQLQJ/DUJH6FDOH6LPXODWLRQV

-RXUQDORI6LPXODWLRQSS2SHUDWLRQDO5HVHDUFK6RFLHW\/WG%DOGZLQVRQ-$QWLSRY,$0RGHOOLQJDQG6LPXODWLRQ7RROIRUWKH3UHGLFWLRQRI(OHFWURQLF

$WWDFN (IIHFWLYHQHVV (OHFWURQLF:DUIDUH 5DGDU'LYLVLRQ 'HIHQFH 6FLHQFH DQG7HFKQRORJ\2UJDQLVDWLRQ%OG/:HVW$YHQXH(GLQEXUJK6$$XVWUDOLD

%DUWRQ'.5DGDU6\VWHP$QDO\VLVDQG0RGHOLQJ,6%1SS$UWHFK+RXVH

%RFFDUD10RGHOOLQJFRPSOH[V\VWHPV6SULQJHU9HUODJ,6%1&DUUDUD:**RRGPDQ560DMHZVNL506SRWOLJKW6\QWKHWLF$SHUWXUH5DGDU

$UWHFK+RXVH,6%1&KDQW&$LU:DULQWKH)DONODQGV2VSUH\3XEOLVKLQJ,6%1&KHQ -


27/30


+D\ZRRG % $QGHUVRQ :& 0RUULV -7 .\SULDQRX 5 *HQHUDWLRQ RI SRLQWVFDWWHUHUPRGHOVIRUVLPXODWLQJ,6$5LPDJHVRIVKLSV ,Q5DGDU&RQI3XEO1R,VVXH2FW3DJHV

+D\ZRRG%.\SULDQRX5=\ZHFN$,6$5/$%DUDGDUVLJQDOSURFHVVLQJWRRO,Q,(((,QWHUQDWLRQDO&RQIHUHQFHRQ$FRXVWLFV6SHHFK6LJQDOSURFHVVLQJ9RO

+LOO-5$LU'HIHQFHDW6HD,DQ$OODQ/WG6KHSSHUWRQ6XUUH\,6%1

-DQHV0LOLWDU\5HYLHZ7DFWLFDO8$9V5HGHILQLQJDQGUHILQLQJWKHEUHHG$XJXVW

.OHE%7RZDUG6FLHQWLILF1XPHULFDO0RGHOLQJ1$72572$976\PSRVLXPRQ&RPSXWDWLRQDO8QFHUWDLQW\LQ0LOLWDU\9HKLFOH'HVLJQ$WKHQV*UHHFH

.RVWLV 7* %DNHU &- *ULIILWKV +' ,QWHUIHURPHWULF ,QYHUVH 6\QWKHWLF $SHUWXUH5DGDU 3URFHHGLQJV RI WKH /RQGRQ &RPPXQLFDWLRQV 6\PSRVLXP /RQGRQ(QJODQGSS

.RVWLV7*%DNHU&-*ULIILWKV+' $Q ,QWHUIHURPHWULF,6$5 6\VWHP0RGHO IRU$XWRPDWLF7DUJHW,GHQWLILFDWLRQ,Q(86$59'('UHVGHQ*HUPDQ\

.RVWLV 7 * .DWVLNDV 6. 7KUHH'LPHQVLRQDO 0XOWLSOH /D\HU ([WHQGHG 7DUJHW0RGHOLQJ IRU ,6$5 6WXGLHV LQ 7DUJHW ,GHQWLILFDWLRQ 3DQKHOOHQLF &RQIHUHQFH RQ,QIRUPDWLFV3DWUDV*UHHFH

.RVWLV 7 * 6LPXODWRU ,PSOHPHQWDWLRQ RI DQ ,QYHUVH 6\QWKHWLF $SHUWXUH 5DGDU6\VWHP IRU DQ ([WHQGHG 1DYDO 7DUJHW LQ D 7KUHH 'LPHQVLRQDO 6\QWKHWLF(QYLURQPHQW ,Q WKH 7HQWK ,QWHUQDWLRQDO &RQIHUHQFH RQ &RPSXWHU 0RGHOLQJ DQG6LPXODWLRQ8.6,0SS&DPEULGJH(QJODQG

.RVWLV 7 * *OLQW (IIHFWV 6LPXODWLRQ IRU DQ ([WHQGHG 1DYDO 7DUJHW XVLQJ DQ,QWHUIHURPHWULF,6$56\VWHP0RGHO,Q(XURSHDQ6\QWKHWLF$SHUWXUH5DGDU&RQIHUHQFH

(86$5)ULHGULFKVFKDIHQ*HUPDQ\.RVWLV7**DODQLV.*.DWVLNDV6.6LPXODWRU,PSOHPHQWDWLRQRIDQ,),6$56\VWHPIRU6WXGLHVLQ7DUJHW*OLQW,Q3DQKHOOHQLF&RQIHUHQFHRQ,QIRUPDWLFVSS6DPRV*UHHFH

.RVWLV7*3URRIRI&RQFHSWIRUWKH([WHQVLELOLW\$WWULEXWHRIDQ,6$56LPXODWRUIRU6WXGLHVLQ7DUJHW*OLQW,Q,67:RUNVKRS&KDQLD*UHHFH

.RVWLV 7 * .DWVLNDV 6 . ,QYHUVH 6\QWKHWLF $SHUWXUH 5DGDU 6LPXODWRU,PSOHPHQWDWLRQIRUDQ([WHQGHG1DYDO7DUJHWIRU(OHFWURQLF:DUIDUH$SSOLFDWLRQVVXEPLWWHGWR,QWHUQDWLRQDO-RXUQDORI6LPXODWLRQ6\VWHPV6FLHQFHDQG7HFKQRORJ\KWWSGXFDWLGRFQWXDFXNXNVLP-RXUQDOKWPDQGFXUUHQWO\XQGHUUHYLHZ

.RVWLV7**DODQLV.*.DWVLNDV6.$QJXODU*OLQW(IIHFWV*HQHUDWLRQIRU)DOVH

7DUJHW ,PDJH (QKDQFHG0DVNLQJ LQ7UDQVSRQGHU'HFR\V&RQFHSWXDO0RGHOOLQJDQG 3URRI RI &RQFHSW IRU D 1DYDO ([WHQGHG 7DUJHW XQGHU $GYDQFHG $LUERUQH7KUHDWVVXEPLWWHGWRWKH,QVWLWXWHRI3K\VLFV0HDVXUHPHQW6FLHQFH7HFKQRORJ\DQGFXUUHQWO\XQGHUUHYLHZ

/H&KHYDOLHU)3ULQFLSOHVRI5DGDUDQG6RQDU6LJQDO3URFHVVLQJ$UWHFK+RXVH,6%1

/L& =KX ' 7KH 'HWHFWLRQ RI'HFHSWLRQ -DPPLQJ DJDLQVW 6$5 EDVHGRQ'XDO$SHUWXUH$QWHQQD&URVV7UDFN,QWHUIHURPHWU\,((;SORUH


28/30


/L-/LQJ+&KHQ9$Q$OJRULWKPWR'HWHFW WKH5UHVHQFHRI '7DUJHW0RWLRQIURP ,6$5 'DWD ,Q 0XOWLGLPHQVLRQDO 6\VWHPV DQG 6LJQDO 3URFHVVLQJ .OXZHU$FDGHPLF3XEOLVKHUV

/DQH 3 & 5 DQG *REHW ) $ 0HWKRGRORJ\ IRU 'HYHORSLQJ &RPSXWDWLRQDO,PSOHPHQWDWLRQV RI 6FLHQWLILF 7KHRULHV (8526,0 8.6,0 &DPEULGJH(QJODQG

/LQJ:'DL\LQ==KDRGD=,PDJHEDVHGVFDOLQJIRUVKLSWRSYLHZ,6$5LPDJHV-RXUQDORI(OHFWURQLFV&KLQD3XEOLVKHU6FLHQFH3UHVVFRSXEOLVKHGZLWK6SULQJHU9HUODJ*PE+,6613ULQW2QOLQH,VVXH9ROXPH1XPEHU-DQXDU\'2,V]3DJHV

/RUG57:LOOLH1*DIIDU0


29/30


6NROQLN0,,QWURGXFWLRQWR5DGDU6\VWHPV0F*UDZ+LOO ,6%1SS6HF)LJ

6WDYURSRXORV'%7KH(QGRI'DLQLW]V:ROYHV-RXUQDORI0LOLWDU\+LVWRU\,VVXH

SSLQ+HOOHQLF,661-XO\6WDYURSRXORV'%6DQ&DUORV%D\VW0D\$/RQJ'D\IRUWKH%ULWLVK1DY\

LQ WKH )DONODQGV &RQIOLFW -RXUQDO RI 0LOLWDU\ +LVWRU\ ,VVXH SS LQ+HOOHQLF,661-XO\

6WLPVRQ*,QWURGXFWLRQWR$LUERUQH5DGDU6FL7HFK3XEOLVKLQJ,6%16FKOHKHU'& (OHFWURQLF:DUIDUH LQ WKH ,QIRUPDWLRQ$JH$UWHFK +RXVH ,6%1

6H\EROG - 6 %LVKRS 6 - 7KUHHGLPHQVLRQDO ,6$5 LPDJLQJ XVLQJD FRQYHQWLRQDO

KLJKUDQJH UHVROXWLRQ UDGDU ,Q 3URFHHGLQJV RI WKH ,((( 1DWLRQDO 5DGDU&RQIHUHQFH,VVXH3DJHV'2,15&

6PLWK 5 .QLJKW 6 $SSO\LQJ (OHFWURQLF :DUIDUH 6ROXWLRQV WR 1HWZRUN 6HFXULW\ LQ

&DQDGLDQ0LOLWDU\-RXUQDOSS9DQ'RQJHQ0.RV - 7KH$QDO\VLV RI6KLS$LU'HIHQFH7KH 6LPXODWLRQ0RGHO

6($52$'6,Q1DYDO5HVHDUFK/RJLVWLFV9ROSS-RKQ:LOH\6RQV:LHJDQG 5 - 5DGDU (OHFWURQLF &RXQWHUPHDVXUHV 6\VWHP 'HVLJQ SS $UWHFK

+RXVH,6%1:RQJ6.5LVHERURXJK(DQG'XII*$Q$QDO\VLVRI,6$5,PDJH'LVWRUWLRQEDVHG

RQWKH3KDVH0RGXODWLRQ(IIHFW,Q(85$6,3-RXUQDORQ$SSOLHG6LJQDO3URFHVVLQJ9ROSS

;LDRKDQ / -LDQJXR: $QDO\VLV RI 'HFHSWLRQ -DPPLQJ WR ,6$5 ,PDJH 6\VWHP,(((;SORUH


30/30


Documents

InTech-Inverse Synthetic Aperture Radar Simulators as Software Defined Countermeasure Systems Security by Obfuscation and Deception for Electronic Amp Computer Networks Warfare