Helping You Secure Your Financial Future, While You Work

to Secure Your Client’s Future

Lantern Investments, IncLantern Advisors, LLC

OFFICE LOCATIONSHeadquarters

35 Pinelawn Road Suite # 101EMelville, NY 11747

631-454-2000

NEW YORK150 Broadway Suite # 502New York, NY 10038212-233-2000

ILLINOIS208 South LaSalle StreetChicago, IL 60602312-7019400

CALIFORNIA111 Pine Street San Francisco, CA 94111415-399-0139

NEW YORK265 Post Ave. Suite 280Westbury, NY 11590516-374-0002

TEXAS720 North Post Oak RoadHouston, TX 77024713-686-0222

CALIFORNIA11612 Alderidge LaneSan Diego, CA 92131858-566-8509

MAINEAbenaki Professional ParkWells, ME 0409

FLORIDATurnberry PlazaAventura, FL 33180 Your Branch !

Can An Investment Firm Be All Things To All

Investment Executives? YES!

Lantern Independent Channel• This platform is for investment executives

that want to have their own office and be responsible for their own expenses. You will have access to the same products and services as the traditional branch employees.

Lantern Traditional Employee • Join one of our Lantern branches and enjoy

a high payout along with operations and sales associates to help you manage your practice. As an employee, you will still have the freedom to build your business in the way that is best for you and your clients. A branch office setting will give you the synergy and support of working with other financial professionals.

A Boutique Firm Founded by Professionals for

Professionals• Founded in 1993 with the goal of providing the highest level of service to clients and financial professionals alike.

• At Lantern we recognize that the financial executive is the cornerstone of the client relationship.

• Lantern encourages the entrepreneurial spirit across all our platforms, investment executives that join Lantern prosper in our culture; we are uniquely suited to allow maximum flexibility and support individuality among our brokers.

BE IN BUSINESS FOR YOURSELFNOT BY YOURSELF

Products and Services

• Lantern, with our clearing partner Pershing LLC offers a superior suite of products and services. Our strong support and capabilities in many areas – from managed money to transactional stocks and bonds, allow our investment professionals to deliver the first class service current Lantern clients have come to expect.

• The following pages will allow you to explore the depth and quality of products and services we offer to complement your practice. You’ll see why Lantern has become the gold standard for the service we provide to our clients.

• And remember at Lantern there are no product “hair-cuts” and you will never be penalized on your commission or pay out for doing what is right for your client.

A Powerful DesktopLantern gives you the tools to treat all your

clients like high net worth clients.Along with quotes and news, the NETX360™ desktop application

includes:

• All Client Data: positions, balances, account value, history, cumulative returns, asset

class returns, periodic returns, concentrated positions, projected cash flow, gain/loss, and much more

• NETX360™: allows you to create proposals, build portfolios, and produce reports on

demand in a variety of formats by capturing your clients data that is already in the system. You spend less time inputting data and more time selling

• Research: the Lantern “Research Dashboard” features a robust array of equity, fixed

income, and mutual fund research from top rated independent providers.

CompensationA Very High Payout, With No Compromise On Technology, Products or Service… Lantern is That Firm That Can Be all

Things To All Investment Executives !

Lantern Investment Executives enjoy one of the industries higher payouts along with a competitive benefit package.

• Employee Payouts up to 65%

• No ‘hair-cuts’ on Products, (Wirehouse Average is Over 13%)

• Sales Support • Pre Tax Medical Insurance• FLEX Medical• FLEX Dependent Care• Participation in the Lantern

Pension Plan, With up to 3% Firm Match After Year One

Moving Your Practice To Lantern Investments

One Size Does Not Fit All.

Lantern shares your objective.We both want your practice to flourish by joining Lantern.

Recognizing that no two investment executives are exactly alike, Lantern goes to great lengths to customize our transition packages with a unique combination of bonuses and enhanced payouts.

Additionally, we will give you all the “hands on” help and support you need for a successful transition

Our Goal is for you to be talking to your clients not bogged down in administration

Take The Next StepStart Taking Home More of What You

Earn.

• Visit our website www.lanterninvestments.com

• Call Mark Eisenberg, Vice President at 516-374-0002• Email Mark: Mark@lanterninvestments.com