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Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation Thomas J. Baerwald Senior Science Advisor Division of Behavioral and Cognitive Sciences February 8, 2013

Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

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Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation. Thomas J. Baerwald Senior Science Advisor Division of Behavioral and Cognitive Sciences February 8, 2013. - PowerPoint PPT Presentation

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Page 1: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science

Research at the National Science Foundation

Thomas J. BaerwaldSenior Science Advisor

Division of Behavioral and Cognitive SciencesFebruary 8, 2013

Page 2: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

NSF Is an Independent Agency of the Executive Branch of the U.S.

Government

Th e P res id en to f th e

U n ited S ta tes

Office ofManagementand Budget

Agriculture H ealth &Human Services

Interior

NationalScience

Foundation

NationalAeronautic

& SpaceAdministration

EnvironmentalProtection

Agency

SmithsonianInstitution

NuclearR egulatory

Commission

OtherAgencies

Transportation D efense Energy Commerce

Science AdvisorOffice of

Science &Technology Policy

Other B oards,Councils, Etc.

Cabinet Departments

Independent Agencies

Page 3: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

The NSF Mission• To promote the progress of science• To advance the national health, prosperity,

and welfare• To secure the national defense

NSF envisions a nation that capitalizes on new concepts in science and engineering and provides global leadership in advancing research and education.

The NSF Vision

Page 4: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Strategic and Performance Goals - 1• Transform the Frontiers emphasizes the

seamless integration of research and education as well as the close coupling of research infrastructure and discovery.– Make investments that lead to emerging new fields of

science and engineering and shifts in existing fields.– Prepare and engage a diverse STEM workforce

motivated to participate at the frontiers.– Keep the United States globally competitive at the

frontiers of knowledge by increasing international partnerships and collaborations.

– Enhance research infrastructure and promote data access to support researchers' and educators' capabilities and enable transformation at the frontiers.

Page 5: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Strategic and Performance Goals - 2• Innovate for Society points to the tight linkage

between NSF programs and societal needs, and it highlights the role that new knowledge and creativity play in economic prosperity and society's general welfare.– Make investments that lead to results and resources

that are useful to society.– Build the capacity of the nation's citizenry for

addressing societal challenges through science and engineering.

– Support the development of innovative learning systems.

Page 6: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Strategic and Performance Goals - 3• Perform as a Model Organization emphasizes

the importance to NSF of attaining excellence and inclusion in all operational aspects.– Achieve management excellence through leadership,

accountability, and personal responsibility.– Infuse learning as an essential element of the NSF

culture with emphasis on professional development and personal growth.

– Encourage and sustain a culture of creativity and innovation across the agency to ensure continuous improvement and achieve high levels of customer service.

Page 7: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Scientists and institutionsresponding to broad civilianscientific needs of the nation

}NSF Is a Science Management Agency

50,000 Annual Competitive Proposals

1,200full-time

employees

250,000 reviews(50,000 reviewers)

7,000 people inadvisory groups

About 12,000 new competitive awards plus anotherroughly 10,000 continuing award actions that obligate about $7.0 billion annually for academic, industrial, non-profit, governmental recipients.

Page 8: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

NSF Is Divided into Directorates

National ScienceBoard

DirectorDeputy Director

StaffOffices

Mathematical andPhysical Sciences

BiologicalSciences

Computer andInformationScience andEngineering

Social, Behavioral,and Economic

Sciences

Educationand HumanResources

Budget, Finance,and Award

Management

Engineering

Informationand ResourceManagement

Geosciences

Page 9: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Directorates Are Divided into Divisions,and Divisions Are Divided into Programs

Geography and Spatial SciencesAnthropology programsPsychology and linguistics programs

EconomicsDecision, Risk, and Management SciencesMethodology, Measurement, and Statistics SociologyPolitical ScienceLaw and Social ScienceScience, Technology, and Society

Behavioral andCognitive Sciences

Social andEconomic Sciences

National Centerfor Science and

Engineering Statistics

Social, Behavioral, andEconomic Sciences

SBE MultidisciplinaryActivities

Page 10: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Much of NSF’s Funding Goes to Support Basic Research

What is basic research?“It’s like true love!”

You can’t really define it,but you know it when it’s there.

Page 11: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Let’s Try to DescribeBasic Research Anyway...

• Basic scientific research is grounded in a broader theoretical framework.

• It focuses on one or a few questions grounded in that broader framework.

• It uses scientifically sound approaches to assess the viability of answers to those questions.

• Its focused results also contribute to enhancement of broader theoretical knowledge.

Page 12: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

As a result...• Basic scientific research contributes to

general understanding.• It’s research that’s well grounded in a general

theoretical framework or that generates development of new frameworks.

• It’s research that’s valuable even if we don’t care about its specific findings or applications.

• It’s research that often increases our knowledge of how we expand our knowledge

Page 13: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Basic "vs." Applied Research• It's not "either/or."• Basic research results often have great

direct and indirect utility and applicability.• But at its core, basic research is first and

foremost about broader theoretical development, not the focused application of specific research results.

• Analysis and synthesis are favored over prescription.

Page 14: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

What NSF SupportsNSF supports basic research across all fields of science, including:– Behavioral and Cognitive

Sciences– Social and Economic

Sciences– Geographic and

Anthropological Sciences– Chemical sciences– Computer and information

science– Engineering – Geosciences– Biological sciences– Mathematical sciences– Physics and astronomy

NSF does NOT support applied research, such as:– Clinical research– Counseling – Business– Management– Social work– Planning– Legal training– Practice-oriented professional

degree programs

Page 15: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

How Do You Gain Accessto Some of NSF’s Funds?

• Submit a proposal to compete in one of the standing program competitions for “unsolicited proposals.”

• Submit a proposal for a special competition.

Page 16: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Social, Behavioral, and Economic Science Programs

Disciplinary programs:– Cultural Anthropology– Biological Anthropology– Archaeology– Linguistics– Documenting Endangered

Languages– Social Psychology – Economics– Sociology – Political Science

Interdisciplinary programs:– Cognitive Neuroscience – Developmental and Learning

Sciences – Perception, Action, and Cognition– Geography and Spatial Sciences– Decision, Risk, and Management

Sciences– Science of Science and

Innovation Policy– Science of Organizations– Methodology, Measurement, and

Statistics– Science, Technology, and Society– Law and Social Sciences

Page 17: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Division of Behavioral and Cognitive Sciences

• Archaeology• Biological Anthropology• Cultural Anthropology• Geography and Spatial Sciences• Linguistics• Social Psychology• Perception, Action, and Cognition• Developmental and Learning Sciences• Cognitive Neuroscience

Page 18: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Division of Social andEconomic Sciences

• Economics• Decision, Risk, and Management Sciences• Science of Organizations• Sociology• Political Science• Law and Social Science• Methodology, Measurement, and Statistics• Science, Technology, and Society• Science of Science and Innovation Policy*

Page 19: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

SBE Research in the Federal ContextA report from the National Science and Technology

Council

Signed in January 2009Distributed in April 2009

http://www.nsf.gov/sbe/prospectus_v10_3_17_09.pdf

Page 20: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

SBE 2020 Is Providing Guidance• Community-driven

visioning exercise found interest in SBE sciences to be high

• Argued that future SBE research will be:– Interdisciplinary– Data-intensive– Collaborative

http://www.nsf.gov/pubs/2011/nsf11086/nsf11086.pdf

Page 21: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Other SBE 2020 Recommendations

• Four major topic areas were identified as having special potential from among those discussed:– Population change– Sources of disparities– Communication, language, and linguistics– Technology, new media, and social

networks

Page 22: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

SBE Developmental Activities• NSF/SBE will continue to explore new

ideas in the future, concentrating over the next five years on more focused planning activities to:– Strengthen the ability of the NSF/SBE to

support interdisciplinary research, develop human capacities, and build out the data and organizational infrastructure

– Consider approaches required to shift resources to relevant priorities

Page 23: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

In Addition to Its Standing Programs, NSF Has Many

Special Funding Opportunities

Check the NSF Web site for more information or contact relevant program officers

CAREEREPSCoR

PECASE

ADVANCE

RUI/ROA

REU

IGERT

GOALI NANOSB

IR

GK-12

EGBMinority

RPGs/CAAs

ITR

TUES

WSC

CNH

SciSIP CI-TEAM

CDI

EAGERRAPID

EaSM

SEES

SRN

RCN

Page 24: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Some Special Competitions in Which SBE Actively Participates

Within SBE• Interdisciplinary Behavioral and Social

Sciences (IBSS)• Building Community and Capacity for Data-

Intensive Research in the SBE Sciences and in Education and Human Resources (BCC-SBE/EHR)

• SBE Postdoctoral Research Fellowships • SBE Research Experiences for

Undergraduates Sites (SBE REU Sites)

Page 25: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Some Special Competitions in Which SBE Actively Participates

Within SBE - Dear Colleague Letters• Stimulating Research Related to the Science

of Broadening Participation• Interdisciplinary Research Across the SBE

Sciences• Workshop for Engaging SBE Scientists

Through Social and Policy Entrepreneurship

Page 26: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Some Special Competitions in Which SBE Actively Participates

- Beyond SBE - 1• Environmentally oriented competitions

– Dynamics of Coupled Natural and Human Systems (CNH)

– Ecology and Evolution of Infectious Diseases (EEID)

– Science, Engineering, and Education for Sustainability competitions

• Water Sustainability and Climate (WSC)• Research Coordination Networks (SEES-RCN)• Coastal SEES• Hazard SEES

• Arctic SEES•

• SEES Fellows

Page 27: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Some Special Competitions in Which SBE Actively Participates

- Beyond SBE - 2• Cyberinfrastructure-oriented competitions

– Core Techniques and Technologies for Advancing Big Data Science & Engineering (BIGDATA)

– Software Infrastructure for Sustained Innovation (SI2)

– Secure and Trustworthy Cyberspace (SaTC)

• Major Research Instrumentation (MRI)• Integrative Graduate Education and

Research Traineeships (IGERT)

Page 28: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Funding Mechanisms That May Be Used by SBE Programs

• Doctoral Dissertation Research Improvement (DDRI) awards

• Faculty Early-Career Development (CAREER) awards

• Research Coordination Networks (RCNs)• Rapid-Response Research (RAPID) awards• Early-Concept Grants for Exploratory Research

(EAGER)• Integrated NSF Support Promoting

Interdisciplinary Research and Education (INSPIRE) awards

Page 29: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Learn About Program(s)and/or Competitions(s)

• Look at the program/competition website (accessible via www.nsf.gov).

• Read the program description, announcement, or solicitation.

• Follow links or use the "Search Awards" function to view past awards.

• Prepare a ~1-page prospectus to share with program officers months before due dates.

Page 30: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Identifying the Best Program(s) or Competitions(s) for Your Research• Focus on theory

– In which communities is your theoretical framework drawn?

– To which communities will it contribute?• Consider where you will publish results

– Which journals will disseminate your findings?– Who are the researchers who read those

journals?• "Map" communities and readers onto NSF

programs/competitions to identify the best fit.• Many NSF programs co-review proposals.

Page 31: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Advance Warning of Special Opportunities Often Comes in

Budget Requests

Page 32: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

FY13 Request Major Emphases - 1• Fostering the development of a clean

energy economy.• Supporting future job creation through

advanced manufacturing and emerging technologies.

• Protecting critical infrastructure.• Promoting multidisciplinary research in

new materials, wireless communications, cyberinfrastructure, and robotics.

Page 33: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

FY13 Request Major Emphases - 2• Developing the next generation of

scientific leaders through support for graduate fellowships and early-career faculty.

• Advancing evidence-based reforms in science and mathematics education.

Page 34: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Strategies for Preparing Proposals for NSF

• Remember that NSF focuses on support for basic scientific research.

• Funding occurs through competitions with proposals subject to merit evaluation based on peer review.

• Allow plenty of time to learn about competitions, draft and revised proposals, and submit proposals before deadlines.

Page 35: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

What Is the Crucial Ratiofor a Program Officer?

$“Bang for the Buck!”

Page 36: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

What Kind of “Bang” Is an NSF Program Officer Looking For?

• Significant contributions to general scientific understandings.

• Enhancements of theoretical understandings in addition to any expansion of specific knowledge, especially potentially transformative advances.

• Broader impacts, such as enhanced education, greater diversity, improved infrastructure or methods, and beneficial applications.

• Dissemination of results, especially in refereed, widely disseminated publications.

Page 37: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

So What Is the Crucial Ratiofor a Program Officer?

$

“Potential Bang for the Buck!”

Likelihood ofSignificantContributions toGeneral ScientificUnderstanding andPositive BroaderImpacts

Page 38: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Decisions Will Be Based onNSF Merit Review Criteria

NSF asks reviewers to comment on two major criteria:

• Intellectual merit• Broader impacts

Be aware that NSF merit review criteria recently have been redefined.

http://www.nsf.gov/pubs/policydocs/pappguide/nsf13001/gpg_3.jsp#IIIA

Page 39: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

New Merit Review Principles• NSF projects should be of the highest

quality and have the potential to advance, if not transform, the frontiers of knowledge.

• NSF projects… should contribute more broadly to achieving societal goals.

• Meaningful assessment and evaluation of NSF-funded projects should be based on appropriate metrics.

The principles should be considered when preparing and reviewing proposals.

Page 40: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Merit Review Criteria• Intellectual Merit: The Intellectual Merit

criterion encompasses the potential to advance knowledge.

• Broader Impacts. The Broader Impacts criterion encompasses the potential to benefit society and contribute to the achievement of specific, desired societal outcomes.

Page 41: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Examples of Broader Impacts• Full participation of women, persons with disabilities, and

underrepresented minorities in science, technology, engineering, and mathematics (STEM)

• Development of a diverse, globally competitive STEM workforce• Improved STEM education and educator development at any

level• Increased public scientific literacy and public engagement with

science and technology• Improved well-being of individuals in society• Increased partnerships among academia, industry, and others• Improved national security• Increased economic competitiveness of the United States• Enhanced infrastructure for research and education

Page 42: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Caveats re: Broader Impacts• Investigators should focus on identifying

broader impacts that relate to their research and that can be completed and evaluated successfully.

• NSF expects impacts in proportion to the size of the project.

Page 43: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Elements for Consideration for Both IM and BI Criteria - 1

Criteria related to capabilities to conducta project successfully:• How well qualified is the individual, team,

or organization to conduct the proposed activities?

• Are there adequate resources available to the PI (either at the home organization or through collaborations) to carry out the proposed activities?

Page 44: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Elements for Consideration for Both IM and BI Criteria - 2

Criterion related to how a project will be conducted:• Is the plan for carrying out the proposed

activities well-reasoned, well-organized, and based on a sound rationale? Does the plan incorporate a mechanism to assess success?

Page 45: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Elements for Consideration for Both IM and BI Criteria - 3

Criteria related to the potential benefits of a project:• What is the potential for the proposed activity to:

– Advance knowledge and understanding within its own field or across different fields (IM)?

– Benefit society or advance desired societal outcomes (BI)?

• To what extent do the proposed activities suggest and explore creative, original, or potentially transformative concepts?

Page 46: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Potentially Transformative Research“Transformative research is defined as research driven by ideas that have the potential to radically change our understanding of an important existing scientific or engineering concept or leading to the creation of a new paradigm or field of science or engineering. Such research also is characterized by its challenge to current understanding or its pathway to new frontiers.” (National Science Board)

Page 47: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Another Perspective onPotentially Transformative Research

Cum

ulat

ive

Kno

wle

dge

A B

CD E

The Isserman Curve

Projects/Time

Page 48: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Program-Specific Review Criteria• What is the expected larger-scale, longer-term

significance of the project (as described in the proposal) if the project is conducted successfully?

• What is the likelihood that the project (as described in the proposal) will be conducted successfully?

Significance Score LikelihoodExtremely significant 7 Very, very likely to succeedVery significant 6 Very likely to succeedSignificant 5 Reasonably likely to succeedModerately significant 4 Moderate chances of successSomewhat significant 3 Minor chances of successVery mildly significant 2 Minimal chances of successNot significant 1 Very unlikely to succeed

Page 49: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

NSF Merit Review Criteria Summary• Overarching principles

– Highest quality; Contribute to society; Meaningful assessment and evaluation

• Merit review criteria:– Intellectual merit; Broader impacts

• Elements considered for both criteria:– Capabilities; Conduct;

Potential benefits• Address program-/competition-specific

criteria (if applicable)

Page 50: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

What’s Included in a Competitive NSF Research Proposal?

• An explanation of the theoretical framework within which the research question is set.

• Specification of the methods to be used to answer the question.

• Elaboration of how expected results will enhance the broader theoretical framework and have positive broader impacts.

• Biographical information about investigators.• A data-management plan and other required

materials.• A budget with justification of expenses.

Page 51: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

When You Prepare a Proposal, Think Like Those Who Will Evaluate It

• External reviewers– They tend to be specialists; relevant

theory and technical details matter.• Advisory panel members

–They largely consist of generalists;so broader significance matters.

• Program officers– We’re the investors, seeking

“big bangs for our bucks.”

Page 52: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Additional Things to Consider When Preparing a Proposal to NSF• Keep the broader intellectual context clear

– Explore broader theory and relevant literature– Ground focal questions in a theoretical framework– Specify scientifically sound research plan– Discuss how expected results will contribute to

enhanced theory and broader impacts

• Don't start with and maintain focus on the specific case

Page 53: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

What Expenses Should Be Listedin a Budget?

• For every possible expenditure, ask yourself:– Is this expenditure necessary at this level to

complete the project? -- or --

– Would the research be diminished substantially if this expenditure is not made or is significantly reduced?

If you answer “Yes” to these questions, include the expenditure in the budget.If you answer “No,” leave the item out or reduce it to reasonable levels.

• Be cognizant of overall funding limits for awards and for a program.

Page 54: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Include a Data-Management Plan– The types of data, samples, physical collections, software,

curriculum materials, and other materials to be produced in the course of the project;

– The standards to be used for data and metadata format and content (where existing standards are absent or deemed inadequate, this should be documented along with any proposed solutions or remedies);

– Policies for access and sharing including provisions for appropriate protection of privacy, confidentiality, security, intellectual property, or other rights or requirements;

– Policies and provisions for re-use, re-distribution, and the production of derivatives; and

– Plans for archiving data, samples, and other research products, and for preservation of access to them. (Look to provide long-term access from institutionally managed databases.)

Note that accessible data constitutes a broader impact!

Page 55: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

What If Your ProposalIs Funded?

• Work with the program officer(s) to ensure that the "Bang for the Buck" is maintained during pre-award negotiations.

• Check with your program officer regarding any significant changes during conduct of the project.

• Conduct the research properly and disseminate the results promptly.

• Regularly report findings, products, and contributions (even after the funding has ended).

Page 56: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

What If Your Proposal Is Declined?

• Pause a while to let the pain subside somewhat.

• Evaluate the reviews.– If criticisms focus on correctable points, revise

and resubmit the proposal.– If criticisms are more general, consider other

funding sources or other lines of inquiry.• If you have questions or want additional

information, contact the program officer.

Page 57: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Speaking of Time… A Suggested Timeline for Developing Proposals

3 months before the deadline

Develop prospectus for proposal and share it with colleagues as well as relevant agency program officers.

1 month before the deadline

Complete what you think is a very solid first draft of the entire proposal. Share it with colleagues and ask for honest, constructive advice.

2 weeks before the deadline

Use comments from colleagues to revise the proposal one or two more times.

1 week before the deadline

Forward the proposal to your sponsored projects office so that they can complete their work and submit the proposal a day or two before the deadline

5 months after the deadline

Politely ask the managing program officer when a decision might be made about your proposal (if you haven’t heard about its status already).

Page 58: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Above All Else, Be Persistent!Remember the words of Christopher Morley:

“Big shots are just little shotswho keep shooting!”

Page 59: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

The NSF Staff Is at Your Service It’s not quite

that easy, but we willprovide whatever info

we can to help you makethe strongest possiblecase for your project.

Call or write!

Page 60: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Contact Information

Thomas [email protected]

Geography and Spatial Sciences Program

National Science Foundation4201 Wilson Blvd.; Room 995Arlington VA 22230 U.S.A.

Consult the NSF web site to identify programofficers for other programs or competitions.

Page 61: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

STANDING SBE PROGRAM INFORMATION

Page 62: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Division of Social and Economic Sciences (SES)

• Supports research to develop and advance scientific knowledge focusing on economic, legal, political and social systems, organizations, and institutions

• Supports research on the intellectual and social contexts that govern the development and use of science and technology

Division Director: Jeryl Mumpower

Page 63: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Decision, Risk, andManagement Sciences

• Supports research that explores fundamental issues in judgment and decision making, risk analysis, management science, and organizational behavior

• Research must be relevant to an operational or applied context, grounded in theory, and based on empirical observation or subject to empirical validation

Program Officers: Robert O’Connor, Mary Rigdon

Page 64: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Economics• Supports:

– Both empirical and theoretical economic analysis as well as work on methods for rigorous research on economic behavior

– Research designed to improve the understanding of the processes and institutions of the U.S. economy and of the world system of which it is a part

– Almost all subfields of economics including: econometrics, economic history, finance, industrial organization, international economics, labor economics, public finance, macroeconomics, and mathematical economics

Program Officers: Nancy Lutz, Michael Reksulak, Niloy Bose

Page 65: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Science of Organizations• SoO funds research that advances the

fundamental understanding of how organizations develop, form and operate.

• Supports research which uses theory combined with empirical validation.

• Looks to expand the concepts, models and methodologies of change in organizations and institutions

Program Officer: Quinetta Roberson

Page 66: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Law and Social Science• Supports social scientific studies of law and law-like

systems of rules, institutions, processes, and behaviors

• Topics can include, but are not limited to– research designed to enhance the scientific

understanding of the impact of law– human behavior and interactions as these relate

to law– the dynamics of legal decision making – the nature, sources, and consequences of

variations and changes in legal institutions

Program Officers: Susan Sterett, Marjorie Zatz

Page 67: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Methodology, Measurement, and Statistics

• Seeks proposals that are interdisciplinary in nature, methodologically innovative, and grounded in theory, such as:– Models and methodology for social and

behavioral research– Statistical methodology/modeling directed

towards the social and behavioral sciences– Methodological aspects of procedures for

data collection

Program Officer: Cheryl Eavey

Page 68: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Political Science

• Supports scientific research that advances knowledge and understanding of citizenship, government, and politics

• Substantive areas include, but are not limited to:– American government and politics– comparative government and politics– international relations– political behavior– political economy– political institutions

• Supports Doctoral Dissertation Research Improvement Grants

Program Officers: Brian Humes and Erik Herron

Page 69: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Science, Technology and Society• STS considers proposals that examine questions that

arise in the interactions of engineering, science, technology, and society.

• There are four components: – Ethics and Values in Science, Engineering and Technology– History and Philosophy of Science, Engineering and Technology – Social Studies of Science, Engineering and Technology – Studies of Policy, Science, Engineering and Technology

• The components overlap, but are distinguished by the different scientific and scholarly.

Program Officers: Fred Kronz, Linda Layne

Page 70: Funding Opportunities and Proposal-Writing Strategies for Social and Behavioral Science Research at the National Science Foundation

Sociology • The Sociology program supports theoretically grounded research on

systematic patterns of social relationships that examine the causes and consequences of human behavior, social structure and social change. Studies range from micro to macro levels of interaction.

• Topics include, but are not limited to:– Stratification, labor markets, mobility, social change – Organizations, networks, economic and workplace change– Crime, delinquency, social organization and social control– Race, ethnicity, social identity/interactions, culture, education– Family, gender, population, migration, immigration– Social movements, political processes, globalization and more

• The Program supports research that uses the range of social science methodologies — experimental, quantitative, qualitative and the combinations of multiple methods—for original data collection and secondary data analysis.

Program Officers: Pat White, Saylor Breckenridge

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Division of Behavioral and Cognitive Sciences

• Supports research to develop and advance scientific knowledge focusing on human cognition, language, evolution, social behavior, and culture

• Supports research on the interactions between human societies and the physical environment

Division Director: Mark Weiss

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Archaeology and Archaeometry• Funds:

– Archaeological research that contributes to an anthropological understanding of the past

– Anthropologically significant archaeometric research

Program Officer: John Yellen

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Cultural Anthropology• Promotes basic scientific research on the

causes and consequences of human social and cultural variation

• Supports social scientific research of theoretical importance in all theoretical and empirical subfields

Program Officers: Jeff Mantz, Chris McCarty

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Biological Anthropology• Supports basic research in areas related to:

– Human Evolution– Anthropological Genetics– Human Adaptation– Skeletal Biology– Primate Biology– Ecology and Behavior

• Grants are often characterized by:– An underlying evolutionary framework– A consideration of adaptation as a central theoretical theme– Generalizable Results

• Serves as a bridge between the social and behavioral sciences and the natural and physical sciences

Program Officer: Carolyn Ehardt

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Linguistics• Supports scientific research of all types that focus on human

language as an object of investigation – the syntactic, semantic, phonetic, and phonological

properties of individual languages and of language in general

– the psychological processes involved in the use of language

– the development of linguistic capacities in children– social and cultural factors in language use, variation, and

change– the acoustics of speech and the physiological and

psychological processes involved in the production and perception of speech

– the biological bases of language in the brain

Program Officers: Joan Maling and Bill Badecker

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Documenting Endangered Languages

• Responds to loss of world’s languages– Research grants– Fellowships in partnership with NEH

• Data collection, preparation of grammars & dictionaries

• Requires creation of archives• Training & Workshops• Cyber infrastructure and tools for linguistic analysis

Program Officer: Shobana Chelliah

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Cognitive Neuroscience• Program supports highly innovative and interdisciplinary

proposals • Proposals should aim to advance a rigorous understanding of

how the human brain supports:• thought• perception• affect• action• social processes• and other aspects of cognition and behavior, including

how such processes develop and change in the brain and through evolutionary time.

Program Officer: Akaysha Tang

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Developmental and Learning Sciences

• Supports studies that increase our understanding of cognitive, social, and biological processes related to children and adolescents’ learning in formal and informal settings

• Supports research on learning and development that:– incorporates multidisciplinary, multi-method, microgenetic, and

longitudinal approaches– develops new methods and theories– examines transfer of knowledge from one domain to another– assesses peer relations, family interactions, social identities, and

motivation– examines the impact of family, school, and community resources– assesses adolescents’ preparation for entry into the workforce– investigates the role of demographic and cultural characteristics in

children’s learning and development.

Program Officer: Peter Vishton

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Perception Action and Cognition

• Supports basic research on human cognitive and perceptual functions

• Topics include, but are not limited to:– Attention– Memory– Spatial Cognition– Language Processing– Perceptual and Conceptual Development– Visual, Auditory, and Tactile Perception– Reasoning

• Research supported by the program encompasses a broad range of theoretical perspectives such as Symbolic Computation, Connectionism, and Dynamical Systems

Program Officers: Betty Tuller and Lawrence Gottlob

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Social Psychology• Supports research on human social

behavior, including cultural differences and development over the life span

• Among the many research topics supported are:– attitude formation and change– social cognition– personality processes– interpersonal relations and group processes– the psychophysiological correlates of social behavior

Program Officers: Sally Dickerson, Rosanna Guadagno

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Geography and Spatial Sciences• Supports research on geographic distributions

and interactions of human, physical, and biotic systems on the earth’s surface.

• Encourages investigations into the nature, causes, and consequences of human activity and natural environmental processes across a range of scales.

• Funds international and domestic projects which make contributions toward advancing geographic and spatial scientific theory.

Program Officers: Antoinette WinklerPrins, Kelley Crews, Tom Baerwald