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104 MARCH 2003 /   BY SA M ESKILDSEN S pread footings are typically designed to resist three different types of loads: gravity forces, moments, and uplift forces. Some footing designs are more complex, involving net bearing forces, uplift forces, moments, surcharge loads, and “passive” resistance from cantilevering slabs-on-ground. This article presents a procedure that allows designers to account for all of these design loads in their analysis and view the results in an interaction diagram. As with concrete and concrete masonry unit (CMU) columns, an interaction diagram representing the envelope of allowable combinations of axial load and moment that can be resisted by a rectangular footing can be created. The procedure presented in this article only considers moment about one axis of the footing. While developing the procedure, I made several simplifying assumptions, and they are: Plane sections remain plane;  The so il cannot re sis t ten sion . However, upwa rd forces generated by applied moments are assumed to be resisted by gravity loads: the footing weight, the soil weight, any permanent surcharge present, and any “passive” resistances (for example, cantile- vering slabs); and Spr eads heets help reduce d esign time for footings with complex loa ding  The relation ship b e tween the stress a nd st rain of the soil is linear when the applied loads are less than the ultimate capacity of the soil. Referring to Fig. 1 and 2, consider four distinct stress distribution ranges of the soil. In Range 1, all soil beneath the footing is in compression. Due to the presence of a moment, the soil on the left experiences more stress than the soil on the right. Eventually with increasing moment, the soil stress at the extreme right will be zero. This is the start of Range 2, which assumes the footing self-weight, soil above the footing, permanent surcharges, and passive resistance counteract any upward forces or “uplift.” In the context of this discussion, surcharge refers to the footing weight, weight of soil above the footing, and gravity loads other than the axial load applied to the footing from the structure. Such an applied surcharge could be a slab-on-ground that lies over the footing. Typically, a calculation is done to determine how far the slab-on-ground over the footing will cantilever beyond the limits of the footing when supporting its own weight. The procedure outline in this article allows inclusion of this type of resistance in the surcharge called passive resistance.

Footing Interaction Diagrams

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Footing interaction diagrams

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  • 104 MARCH 2003 /

    BY SAM ESKILDSEN

    Spread footings are typically designed to resistthree different types of loads: gravity forces,moments, and uplift forces. Some footing designs aremore complex, involving net bearing forces, upliftforces, moments, surcharge loads, and passiveresistance from cantilevering slabs-on-ground. Thisarticle presents a procedure that allows designers toaccount for all of these design loads in their analysisand view the results in an interaction diagram.

    As with concrete and concrete masonry unit (CMU)columns, an interaction diagram representing theenvelope of allowable combinations of axial load andmoment that can be resisted by a rectangular footingcan be created. The procedure presented in thisarticle only considers moment about one axis of thefooting. While developing the procedure, I madeseveral simplifying assumptions, and they are: Plane sections remain plane; The soil cannot resist tension. However, upward

    forces generated by applied moments are assumedto be resisted by gravity loads: the footing weight,the soil weight, any permanent surcharge present,and any passive resistances (for example, cantile-vering slabs); and

    G46

    Spreadsheets help reduce design timefor footings with complex loading

    The relationship between the stress and strain of thesoil is linear when the applied loads are less thanthe ultimate capacity of the soil.Referring to Fig. 1 and 2, consider four distinct

    stress distribution ranges of the soil.In Range 1, all soil beneath the footing is in

    compression. Due to the presence of a moment, the soilon the left experiences more stress than the soil on theright. Eventually with increasing moment, the soilstress at the extreme right will be zero. This is the startof Range 2, which assumes the footing self-weight, soilabove the footing, permanent surcharges, and passiveresistance counteract any upward forces or uplift.

    In the context of this discussion, surcharge refers tothe footing weight, weight of soil above the footing,and gravity loads other than the axial load applied tothe footing from the structure. Such an appliedsurcharge could be a slab-on-ground that lies over thefooting. Typically, a calculation is done to determinehow far the slab-on-ground over the footing willcantilever beyond the limits of the footing whensupporting its own weight. The procedure outline inthis article allows inclusion of this type of resistancein the surcharge called passive resistance.

  • / MARCH 2003 105

    When the upward stress at the extreme right (Fig. 1)equals the surcharge value, Range 3 begins. Soil to theright of the neutral axis is capable of resisting stressequal to the applied surcharge. No stress beyond thesurcharge is considered. In Range 3, the surcharge isconsidered activated, providing resistance tofooting uplift (that is, the soil does not supply resis-tance through tension). Range 4 is similar to Range 3except the footing is not resisting a net uplift.

    G46Figure 1 presents Ranges 1 and 2 where

    l = footing length;bp = allowable soil gross bearing pressure less the

    active portion of the surcharge (footingweight, soil weight, gravity surcharges, loadfrom slab directly above footing);

    reduced = incremental bearing pressure, less than bp; andup = uplift stress (less than the maximum) that can

    be resisted by the footing weight, soil weight,and surcharges (a value less than sc, which isthe value of the total applied surcharge).

    The axial load and moment supported by a footingstressed in Ranges 1 and 2 can be expressed (replaceup with reduced for use in Range 1)

    AP average= or ( )AP upbp 21

    +=

    where A is the footing area. Note that P is the axialload applied to the footing not including thesurcharge, soil weight, and footing weight

    WM upbp2

    =

    where W is the footing width.Points along the interaction diagram for Ranges 1

    and 2 are obtained by incrementally changing reduced(in Range 1) and up (in Range 2) from bp to the totalapplied surcharge sc.

    For Range 2, as the soil stress at the extreme leftshifts from bp to sc, the neutral axis location alsomoves to the left. One can determine the location ofthe neutral axis at the point when the soil stress at theextreme right reaches sc

    ( )scbpbp

    +=

    Data points for the interaction curve in Ranges 3and 4 can be obtained by keeping the soil stress at theleft equal to

    bp and incrementally shifting the location

    of the neutral axis l to the left.From Fig. 1 (for Range 3) and geometry we can write

    bp

    scla

    = allb =

    Range 4

    Range 3

    Range 2

    Range 1

    300

    Axial Load

    400

    200

    0

    600

    500

    200 Moment 0 100 300 400 500 Fig. 1: An example of a footing interaction diagram, showing the four different soilstress ranges for different axial force and moment load combinations

  • 106 MARCH 2003 /

    l

    2

    l

    2

    l

    ll

    bp

    Stress at End of Range

    Compressive

    Stress at

    Footing

    Bottom

    (upward

    resistance)

    2

    l

    l ll

    l

    2

    l

    bp

    sc

    a b

    Range 1

    Range 2

    Range 3

    Range 4 See Range 3 Figure.

    reduced

    up

    Compressive Stress at

    Footing Top

    (downward resistance)

    Stress at End of Range

    Stress at End of Range

    Stress at Start of Range

    Stress at Start of Range

    Stress at Start of Range

    Stress at End of Range

    Stress at Start of Range

    2

    l

    2

    l

    bp

    KEY:

    Fig. 2: The four distinct stress distribution ranges of the soil under a footing

  • / MARCH 2003 107

    Dividing the total downward resistance into atriangular region at a and a rectangular region at b

    sca aF 21

    = scb bF = thus bat FFF +=

    with a total compression force of:

    lWF bpcomp 21

    =

    we can add forces to arrive at the resistance to axial load P

    For convenience in obtaining an expression for themoment, we can locate the resultant of the twodownward forces by adding moments at the left edgeof the footing

    Thus the moment that can be resisted by the footingwith a neutral axis location dl is

    Two important considerations in footing design arethe factors of safety against uplift and overturning. Afactor of safety of 1.5 against uplift is easily obtainedusing the previous procedure and limiting sc to sc /1.5.

    Unfortunately, the previous procedure does not lenditself to the determination of an ultimate overturningmoment. Traditionally, the factor of safety againstoverturning is computed

    Such a computation assumes that at the ultimatecondition the soil beneath the footing will continue todeform plastically after reaching its ultimate stress.Applying this same assumption, the ultimate overturningmoment at any given axial load can be computed fromFig. 3. Given an axial load, l can be located

    and the allowable ultimate moment computed

    G46Interaction diagrams for footings may be obtained

    by entering the preceding equations into a spread-sheet. The equations given here assume the footingweight, soil weight, and surcharge may be used toresist upward forces when evaluating the capacity of afooting. A factor of safety against uplift can be

    Fig. 3: The ultimate overturning moment at any given axial load can be computed assuming thesoil beneath the footing will continue to deform plastically after reaching its ultimate stress

    MPlSF

    2=

    scbp

    scWlP

    l

    85.+

    +=

    ( )lllWM bp 85.2185. =( ) ( )( )lllWllsc 85.2185. +

    WllFllFMtcomp ]23

    2[ + =

    lF

    blFalF

    t

    ba + +=

    232

    ( )WFFFP bacomp +=

  • 108 MARCH 2003 /

    provided by reducing the value of sc used in Ranges2 to 4 by 1.5. Overturning stability can be achieved bycomputing the ultimate moment as given in the previousstability section and reducing it appropriately, typicallyby 1.5. If a spreadsheet is used to generate values of theinteraction curve for Range 1 through 4, the computedallowable axial load from the interaction diagram canbe substituted into the ultimate moment equations.The resulting moment can then be compared to themoment obtained from Ranges 1 through 4 using theequations from the interaction section. The lesser valuefrom these four ranges can then be plotted.

    !!"Why not just include the surcharge in the axial load

    and determine the footing capacity based on thestandard triangular pressure distribution? Simply put, itis not efficient to handle passive surcharges withtraditional methods. Passive surcharge does subtractfrom the available bearing pressure. If the designer is

    not intent on considering passive resistance, then thismethod is not an absolute necessity. When a spread-sheet includes the preceding calculations, however, amethod of this form has other advantages. Such amethod is able to handle challenging and unusualcases. When input into a spreadsheet, the software candraw the interaction diagram and plot the loads as theyrelate to the interaction curve. Figure 4 is a screenimage of a spreadsheet that uses the methods dis-cussed previously. The designer has a better picture ofthe overall situation and can make rapid changes to theinput without performing lengthy hand calculations.

    Though the method is complex, only one sitting isrequired to input it into a spreadsheet. The flowchartshown as Fig. 5 summarizes the procedure for inputinto a computer program or spreadsheet. Results fromthe spreadsheet are graphical and give the engineer amuch better feel for a design with complex loading.

    Received and reviewed under Institute publication policies.

    Fig. 4: Screen image of a spreadsheet that uses the procedure outlined in the article

  • / MARCH 2003 109

    ACI member Sam Eskildsen is a projectengineer with LBYD Inc. in Birmingham,AL. He is a graduate of Auburn Universityand a member of ACI Committee 355,Anchorage to Concrete.

    Start

    Vreduced = Vbp

    Compute P and M:

    AP reducedbp VV 2

    1

    WMreducedbp

    2

    VV

    Incrementally reduce Vreduced

    Is Vreduced in compression?

    No- Start

    Range 2

    Yes

    Compute P and M:

    AP upbp VV 2

    1

    WMupbp

    2

    VV

    Incrementally reduce Vup

    Is Vup less than VSC

    No- Start

    Range 3 and 4

    Yes

    Compute

    scbp

    bp

    VVV

    G

    Compute P and M:

    WFFFP bacomp WllFllFM

    tcomp]

    232[

    w E

    Incrementally reduce G

    Is G =0 No

    Yes

    Stop

    Disclaimer: The information about the computer software

    reported in this article is solely that of the author(s).

    Publication here does not represent endorsement of the

    software, nor of author(s) claims about it, by this magazine

    or by the American Concrete Institute; nor have any of the

    American Concrete Institute staff tested or used the

    software mentioned. This article is provided as information

    only to our readers, and it is urged that users of the

    software cited exercise proper and sufficient technical and

    other necessary knowledge when testing and applying the

    mentioned software. For any additional information about

    the software, it is recommended that the author of the

    article be contacted directly.

    Fig. 5: Flowchart summarizing the procedure for input into a computer program or spreadsheet