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This article was downloaded by: [The University of Manchester Library] On: 15 October 2014, At: 13:47 Publisher: Routledge Informa Ltd Registered in England and Wales Registered Number: 1072954 Registered office: Mortimer House, 37-41 Mortimer Street, London W1T 3JH, UK Psychotherapy Research Publication details, including instructions for authors and subscription information: http://www.tandfonline.com/loi/tpsr20 Client relationship incidents in early therapy: Doorways to collaborative engagement Marilyn R. Fitzpatrick a , Jennifer Janzen b , Martha Chamodraka a , Susan Gamberg a & Emily Blake a a Department of Educational & Counselling Psychology , McGill University , Montreal b Institute of Community and Family Psychiatry , Jewish General Hospital , Montreal, Quebec, Canada Published online: 19 Oct 2009. To cite this article: Marilyn R. Fitzpatrick , Jennifer Janzen , Martha Chamodraka , Susan Gamberg & Emily Blake (2009) Client relationship incidents in early therapy: Doorways to collaborative engagement, Psychotherapy Research, 19:6, 654-665, DOI: 10.1080/10503300902878235 To link to this article: http://dx.doi.org/10.1080/10503300902878235 PLEASE SCROLL DOWN FOR ARTICLE Taylor & Francis makes every effort to ensure the accuracy of all the information (the “Content”) contained in the publications on our platform. However, Taylor & Francis, our agents, and our licensors make no representations or warranties whatsoever as to the accuracy, completeness, or suitability for any purpose of the Content. Any opinions and views expressed in this publication are the opinions and views of the authors, and are not the views of or endorsed by Taylor & Francis. The accuracy of the Content should not be relied upon and should be independently verified with primary sources of information. Taylor and Francis shall not be liable for any losses, actions, claims, proceedings, demands, costs, expenses, damages, and other liabilities whatsoever or howsoever caused arising directly or indirectly in connection with, in relation to or arising out of the use of the Content. This article may be used for research, teaching, and private study purposes. Any substantial or systematic reproduction, redistribution, reselling, loan, sub-licensing, systematic supply, or distribution in any form to anyone is expressly forbidden. Terms & Conditions of access and use can be found at http:// www.tandfonline.com/page/terms-and-conditions

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Page 1: Client relationship incidents in early therapy: Doorways to collaborative engagement

This article was downloaded by: [The University of Manchester Library]On: 15 October 2014, At: 13:47Publisher: RoutledgeInforma Ltd Registered in England and Wales Registered Number: 1072954 Registered office: Mortimer House,37-41 Mortimer Street, London W1T 3JH, UK

Psychotherapy ResearchPublication details, including instructions for authors and subscription information:http://www.tandfonline.com/loi/tpsr20

Client relationship incidents in early therapy:Doorways to collaborative engagementMarilyn R. Fitzpatrick a , Jennifer Janzen b , Martha Chamodraka a , Susan Gamberg a &Emily Blake aa Department of Educational & Counselling Psychology , McGill University , Montrealb Institute of Community and Family Psychiatry , Jewish General Hospital , Montreal,Quebec, CanadaPublished online: 19 Oct 2009.

To cite this article: Marilyn R. Fitzpatrick , Jennifer Janzen , Martha Chamodraka , Susan Gamberg & Emily Blake (2009)Client relationship incidents in early therapy: Doorways to collaborative engagement, Psychotherapy Research, 19:6,654-665, DOI: 10.1080/10503300902878235

To link to this article: http://dx.doi.org/10.1080/10503300902878235

PLEASE SCROLL DOWN FOR ARTICLE

Taylor & Francis makes every effort to ensure the accuracy of all the information (the “Content”) containedin the publications on our platform. However, Taylor & Francis, our agents, and our licensors make norepresentations or warranties whatsoever as to the accuracy, completeness, or suitability for any purpose of theContent. Any opinions and views expressed in this publication are the opinions and views of the authors, andare not the views of or endorsed by Taylor & Francis. The accuracy of the Content should not be relied upon andshould be independently verified with primary sources of information. Taylor and Francis shall not be liable forany losses, actions, claims, proceedings, demands, costs, expenses, damages, and other liabilities whatsoeveror howsoever caused arising directly or indirectly in connection with, in relation to or arising out of the use ofthe Content.

This article may be used for research, teaching, and private study purposes. Any substantial or systematicreproduction, redistribution, reselling, loan, sub-licensing, systematic supply, or distribution in anyform to anyone is expressly forbidden. Terms & Conditions of access and use can be found at http://www.tandfonline.com/page/terms-and-conditions

Page 2: Client relationship incidents in early therapy: Doorways to collaborative engagement

Client relationship incidents in early therapy: Doorwaysto collaborative engagement

MARILYN R. FITZPATRICK1, JENNIFER JANZEN2, MARTHA CHAMODRAKA1,

SUSAN GAMBERG1, & EMILY BLAKE1

1Department of Educational & Counselling Psychology, McGill University, Montreal & 2Institute of Community and Family

Psychiatry, Jewish General Hospital, Montreal, Quebec, Canada

(Received 11 March 2008; revised 6 March 2009; accepted 7 March 2009)

AbstractThe purpose of this study was to elaborate how clients understand the development of the alliance and to highlight aspectsof the process particular to depressed clients working with experienced therapists. Fifteen participants described criticalincidents in early therapy that influenced how they understood their working relationships with therapists. All incidentsinvolved clients appraising what their therapists were doing. Through interviewer probing, participants were able to identifythe importance of their own activity (disclosing and working with therapist input) as their collaboration in the incidents.Positive emotional responses were woven through the descriptions of the incidents. The research underscores how clientunderstanding of collaboration might be accessed by researchers or clinicians and the potential importance of the interactionof client active exploration with positive emotions in understanding alliance development.

Keywords: alliance; critical incident; client engagement; positive emotion; openness; involvement; client perspective

In the context of research linking the quality of early

alliance to outcome (Martin, Garske, & Davis, 2000)

and the current importance of relational factors

across most theories of therapy (Samstag, 2006), it

is essential to understand the processes that create

the therapeutic relationship. Recent emphasis on

clarifying the construct of alliance (see Psychother-

apy: Theory, Research, Practice, Training, 2006, spe-

cial edition) is an essential aspect of articulating

these processes. However, we continue to need more

nuanced understandings of the client point of view

(Tryon, Blackwell, & Hamel, 2007).

This research elaborates how clients understand

the formation of the alliance by extending a previous

investigation of client perspectives on critical inci-

dents in alliance development (Fitzpatrick, Janzen,

Chamodraka, & Park, 2006). The previous investi-

gation was conducted with novice counselors who

worked with relatively healthy clients. The current

study with depressed clients and more experienced

therapists was developed to highlight possible differ-

ences due to client distress and therapist experience

and to locate similarities that transcended the client

and therapist differences. We begin with a review of

research related to how clients understand their

working relationships in therapy.

Client Understanding of the Alliance

Collaborative work is a key feature of many theore-

tical discussions of alliance. Hatcher and Barends’s

(2006) elaboration of Bordin’s (1979) alliance con-

ceptualization underscores the importance of client

participation in the actualization of the alliance in

session. These authors note that when the client is

engaged in purposive work, the alliance is strong.

Techniques are used in an effort to engage clients in

therapeutic work. Although both therapists and

clients are contributing to the alliance development,

recent investigations of client perspectives have

emphasized the importance that clients place on

therapists in this process (Bedi, 2006; Bedi, Davis, &

Williams, 2005; Fitzpatrick et al., 2006). In a recent

concept mapping of client-identified alliance devel-

opment factors, 10 of the 11 categories identified

were the responsibility of the therapist (Bedi, 2006).

In addition, therapist contributions were the core

element of critical events that clients described as

Correspondence concerning this article should be addressed to Marilyn R. Fitzpatrick, Department of Educational & Counselling

Psychology, McGill University, 3700 McTavish Street, Montreal, Quebec H3A 1Y2, Canada. E-mail: [email protected]

Psychotherapy Research, November 2009; 19(6): 654�665

ISSN 1050-3307 print/ISSN 1468-4381 online # 2009 Society for Psychotherapy Research

DOI: 10.1080/10503300902878235

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Page 3: Client relationship incidents in early therapy: Doorways to collaborative engagement

contributing to their working relationships (Fitzpa-

trick et al., 2006). Should this be interpreted to

mean that clients place the responsibility for alliance

development on therapists?

Bedi (2006) concluded from his work that clients

do not affirm the importance of their own contribu-

tion to alliance formation. Hatcher and Barends

(2006) have offered an alternative explanation. They

suggest that like ‘‘the fictional character who did not

identify that he had been speaking in prose all his

life’’ (p. 295), clients do not readily identify what

they are doing as collaboration or notice their own

contribution to the alliance. However, if clients are

participating, is it necessary for them to be aware of

this? Understanding how their participation impacts

the process may have therapeutic benefits for clients.

Research has indicated that clients who are prepared

with information, including the need to be open, to

self-disclose, and to take a more active role, have

more positive attitudes to treatment (Acosta, Yama-

moto, Evans, & Skilbeck, 1983), drop out less

frequently (Reis & Brown, 2006), and experience

greater symptom reduction (Zwick & Attkisson,

1985). The fact that clients may not readily notice

their collaboration means that researchers who

investigate it may need to focus participants’ atten-

tion on it.

We would not expect clients in early treatment to

be thinking much about therapeutic collaboration.

Clients come to treatment because they are dis-

tressed. Client distress has been relatively neglected

in the alliance literature, which has tended to focus

on less severely impaired clients (Horvath & Bedi,

2002), leaving gaps in our understanding of alliance

development processes. Because one of the most

common sources of client distress is depression, we

elected to study depressed clients.

Depressed Clients’ and Experienced

Therapists’ Contributions to Alliance

Development

The current investigation investigated depressed

clients working with experienced therapists. The

purpose of this work was to extend a previous

investigation of critical incidents in early alliance

development nominated by a group of relatively

healthy clients working with novice counselors

(Fitzpatrick et al., 2006). Critical incidents research

is an approach that aims to capture moments in the

therapeutic processes that substantially influence the

process and outcome of therapy (Elliott, 1984;

Timulak & Elliott, 2003). Moments identified as

having helpful impacts offer an important window

into valued therapeutic processes (see Timulak,

2007, for a review).

In Fitzpatrick et al. (2006), critical incidents

nominated by clients were characterized by in-

creased exploration. However, the distress levels of

clients in that study were moderate (M �6.2, SD �2.8, on a distress scale of 1�13 using Battle et al.’s,

1966, Target Complaints [TC] instrument). We

wondered whether depressed clients would also

form alliances in this way. In particular, we ques-

tioned whether the loss of interest and pleasure in

activity and the difficulties in concentration that are

cardinal symptoms of depression might interfere

with exploratory involvement in early sessions

when symptoms would tend to be most severe.

Research has indicated the importance of early

alliance with depressed clients. Depressed clients

with better alliances have a more rapid decline in

symptoms (Zuroff & Blatt, 2006) and the impact of

alliance moderates the relationship between insecure

attachment and outcome, causing the effect of a

secure interpersonal style to become insignificant

with depressed patients (Saatsi, Hardy, & Cahill,

2007). Although the role of alliance is clearly

important, it remains unknown how depressed

clients form their alliances.

We also wondered whether clients working with

more experienced therapists might react differently

than those working with novices. Studies investigat-

ing therapist experience and alliance have produced

equivocal findings (e.g., Dunkle & Friedlander,

1996; Mallinckrodt & Nelson, 1991), indicating

that there is likely a complex relationship between

experience and alliance. Summers and Barber

(2003) have suggested a way of understanding that

complexity; experienced therapists may be more

competent in recognizing appropriate treatment

goals and tasks than novices. Research has shown

that elite practitioners of family therapy are more

able to focus, or place, their attention (Holmes,

2008). Although elite and experienced practitioners

are not necessarily the same, collaboration on

identifying tasks and goals is central to how alliance

is currently understood (two of the three subscales of

Horvath & Greenberg’s, 1986, widely used Working

Alliance Inventory measure collaboration on tasks

and goals). Comparing client reactions to experi-

enced and novice therapists could shed light on the

complexity of the experience�alliance relationship.

The study reported here addresses the question of

how depressed clients working with experienced

therapists understand alliance development using a

critical events method. We also compare the per-

spectives from these clients with those of a group of

nondepressed clients working with less experienced

therapists (Fitzpatrick et al., 2006). The comparison

was conducted according to guidelines for the

cumulative assessment of qualitative findings that

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Page 4: Client relationship incidents in early therapy: Doorways to collaborative engagement

facilitate comparisons of similar work in order to

develop a more comprehensive perspective and to

highlight contradictory findings (Timulak, 2007, in

press). Because alliance forms early in treatment

(Sexton, Hembre, & Kvarme, 1996), the current

investigation and the Fitzpatrick et al. (2006) study

both focus on incidents that occurred within the first

three sessions of treatment.

Method

Participants

Clients. Participants were 15 clients (12 women, 3

men) ranging in age from 20 to 61 years (M�27.2,

SD�11.18). They identified their origins as Cauca-

sian (n�8), Canadian (n�2), Persian/Iranian

(n�1), Armenian (n�1), Southeast Asian (n�1),

Chinese/Mauritian (n�1); one participant did not

respond to this question. All clients presented with a

primary complaint of depression, and 14 of the 15

clients scored within the clinical range for depression

on the Symptom Checklist-90-Revised (SCL-90-R;

Derogatis, 1977; M�71.9, SD�6.4); one client

failed to complete the measure. The discomfort

associated with the presenting problems as measured

by the TC instrument (Battle et al., 1966) ranged

from 4 to 13 (M�10, SD�2.08). A comparison

with the distress levels of Fitzpatrick et al. (2006);

d�1.54; Cohen, 1988) indicated that the sample in

the current study had substantially greater distress

about their presenting complaints.

Therapists. Therapists were 10 counselors (seven

women, three men) at two different urban university

counseling centers in eastern Canada. They ranged

in age from 29 to 57 years (M�47.2, SD�9.1) and

had been in full-time practice from 3 to 25 years

after the completion of their degree (M�8.7, SD�6.2). The therapists in Fitzpatrick et al. (2006) were

completing a first practicum in an MA counseling

psychology program.

All therapists were Caucasian. Five therapists saw

two clients each. Most therapists identified their

therapeutic orientations as mixtures of the following:

humanistic (n�6), cognitive�behavioural (n�3),

psychodynamic (n�3), feminist (n�1), narrative

(n�1).

Coding team. The primary coding team consisted of

a 27-year-old female doctoral student with 4 years of

counseling experience and an experiential�psychodynamic orientation, a 24-year-old female

doctoral student with 3 years of counseling experience

and an integrative orientation, and a 30-year-old

female doctoral student with 2 years of counseling

experience and an experiential�interpersonal ap-

proach. The auditor was a 31-year-old female doc-

toral student with 5 years of clinical experience, who

identified her orientation as psychodynamic. Final

coding was also audited by a woman, an experiential�dynamic professor with 22 years of counseling experi-

ence. One member of the coding team and both

auditors had previously participated in consensual

qualitative research (CQR) studies; the other team

member was trained by the experienced group mem-

bers.

Measures

Target complaints (Battle et al., 1966). To describe

the level of distress associated with the presenting

problem, we used the TC Severity scale, a self-report

measure that assesses severity on a scale ranging

from not at all (1) to couldn’t be worse (13). The scale

measures global improvement and has been highly

correlated with other measures of outcome.

Symptom Checklist-90-R Depression subscale

(Derogatis, 1977). The SCL-90-R Depression sub-

scale was used to assess depression. The Depression

subscale is composed of 15 problems causing

distress during the past 7 days (including today).

Each item is rated on a 5-point scale of distress,

ranging from not at all (0) to extremely (4). Char-

acteristic depression problems include ‘‘Feeling

lonely,’’ ‘‘Worrying too much about things,’’ ‘‘Feeling

no interest in things,’’ ‘‘Feelings of worthlessness.’’

The SCL-90-R has high internal consistency (.77�.90) and test�retest reliability (.78�.90; Derogatis,

1977). Validation studies of the SCL-90-R indicate

excellent agreement between the hypothetical and

empirical definitions of depression (Derogatis &

Cleary, 1977).

Interview. A semistructured interview protocol,

developed by Fitzpatrick et al. (2006) and designed

to examine clients’ perspectives on alliance, was

used. Because alliance is not a term that is normally

used or understood by clients, we referred in the

interviews to the working relationship with the thera-

pist. The term was chosen after clients in a pilot test

of the interview protocol understood the simpler

term relationship to suggest that they had some kind

of nonprofessional, extratherapy contact with their

therapists. The adjective ‘‘working’’ was designed to

capture the agreement on tasks and goals aspects of

the alliance, and ‘‘relationship’’ was thought to

represent the commonly held idea of rapport or

bond. The interview was completed directly after the

third session. First, we asked clients to characterize

their working relationship. If the characterization

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Page 5: Client relationship incidents in early therapy: Doorways to collaborative engagement

was positive, the interviewer asked the participants

to describe how they knew the relationship was ‘‘on

the right track’’; if the characterization was negative,

they were asked to describe ‘‘what got in the way of

the relationship getting going.’’ Participants were

asked to describe in detail a critical incident or the

best example of what they had characterized that was

particularly poignant, important, or meaningful to

them. Participants were also prompted to comment

on their own and the therapist’s contribution to the

incident.

Procedures

Procedures were identical to those used by Fitzpa-

trick et al. (2006) except for the recruitment of

depressed clients. The research was approved by the

ethical review boards of the two participating uni-

versities. Potential participants were interviewed to

assess for depression by the intake professional

(counselor or psychologist) at their university coun-

seling centers. Those who were assessed as suffering

from major depression based on Diagnostic and

Statistical Manual of Mental Disorders (fourth edition,

text revision; American Psychiatric Association,

2000) criteria were asked whether they would be

willing to participate in a study ‘‘to help us learn

more about how counseling works.’’ The first 15

clients to consent who could be assigned to a

participating therapist received and completed a

research package before beginning therapy. The

package included the consent form, a demographics

form, the TC, and the SCL-90-R. The interviews

were conducted after the third session of therapy and

lasted from 40 to 55 min. All clients who met the

intake criteria and consented were interviewed.

Therapists whose clients participated in the study

provided demographic information, including their

years of experience.

Data Analysis

The data were analyzed according to the CQR

method (Hill et al., 2005; Hill, Thompson, & Nutt

Williams, 1997). CQR has been found to be suitable

for in-depth studies of participants’ inner experi-

ences such as memories of a critical incident; it is a

rigorous approach that reduces the biases of using a

single researcher (Hill et al., 2005).

Domain coding and auditing. The CQR method

allows the researcher to begin with a ‘‘start list’’ of

broadly defined domains based on an understanding

of the field and to revise those domains according to

the data (Hill et al., 2005). Because the interviews

were conducted with the same protocol as Fitzpatrick

et al. (2006), the domains from that study were used

as the start list. Final definitions of domains and

selection and definition of categories were guided

exclusively by the data. The initial domain list

included (a) Description of the Critical Incident,

(b) Client Contribution to the Incident, (c) Meaning

of the Incident to the Client, (d) Impact of Incident

on the Relationship, and (e) General Outcome of the

Incident. During the coding process, the team added

one new domain: Comparison to Previous Therapy.

In addition, they changed the name of one domain:

Impact of Incident on the Relationship became

Emotional Impact of Incident on the Relationship.

Core ideas coding and auditing. Core ideas are the

essence of the participants’ thoughts in more concise

language. Core ideas were extracted from interview

transcripts independently by each person on the

three-member coding team and then discussed until

consensus was reached on concept and wording.

Team members regularly consulted the transcripts to

ensure that essential details were included and client

meanings maintained in the coding process. The

auditor reviewed the consensus version of the

analysis and made suggestions for alternative word-

ing; these were reviewed and generally incorporated

into the core ideas’ coding.

Cross-case analysis and auditing. The coding team

then examined the core ideas across cases and

created categories, the more abstracted representa-

tions of the core ideas. The team then met to develop

a consensus version of the categories, returning to

the transcripts as necessary to ensure that data were

accurately represented. The auditor compared the

consensus version with the core ideas and made

suggestions for changes. The coding team reviewed

and compared the auditors’ work and accepted most

auditing suggestions. Following the cross-case audit,

Marilyn R. Fitzpatrick reviewed all results and made

one suggestion for a new domain: Impact of Previous

Therapy Experience. In the process of writing the

article and explaining the coding, the team contin-

ued to return to any domain or core idea that could

not be well explained or justified. As a result, one

core idea in the General Outcome of the Incident

domain was dropped and another was moved from

this domain to the Emotional Impact of Incident on

the Relationship domain. We used the three-cate-

gory CQR system to present the findings. General

findings applied to all or all but one case (i.e., 12�13

cases), typical findings to more than half of cases

(i.e., 7�11 cases), and variant findings to between

two and six cases.

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Page 6: Client relationship incidents in early therapy: Doorways to collaborative engagement

Comparison of Studies

After completing the analysis of the data for the

current study, we proceeded to compare it to

Fitzpatrick et al. (2006). Timulak (2007, in press)

has discussed processes for conducting rigorous

secondary analyses of primary qualitative findings.

Although no single process is universally applicable,

all methods rely on flexible qualitative data analytical

strategies to abstract commonalities and to take into

account discrepant findings. We used the first three

steps of Timulak’s four-step descriptive-interpreta-

tive conceptual framework to frame our data analytic

comparison: (a) developing domains, (b) delineating

meaning units, (c) categorization and comparison of

different meaning units. The final step, assessing the

influence of methodological issues, is presented

within the discussion.

Developing domains. According to Timulak (in

press), qualitative meta-analysis requires a tentative

conceptual framework for organizing data. This

conceptual framework may be provisionally drafted

by the researchers, or the researchers may decide to

use a framework from one of the primary studies.

Because the domains from Fitzpatrick et al. (2006)

were the start list for the current study, we began

with that framework for the comparison.

Delineating meaning units. Meaning units are the

smallest units of data that convey meaning without

contextual information. In the secondary analysis,

meaning units usually consist of the primary studies’

categories and their descriptions (Timulak, in press).

The meaning units for the comparison were the

categories and their descriptions from both studies.

Illustrative quotes and vignettes were also consulted

to clarify meaning units.

Categorization and comparison of different meaning

units. Once the data are divided into meaning units

(categories) within particular domains, researchers

organize them according to similarities in their

meanings as provided by the definitions and exam-

ples. Individual meaning units are inspected, and

the essence of the meaning contained in each of

them is put into words to encompass both unique

and common meanings. Although some categories

are self-explanatory, others may be supplemented

with brief descriptions (Timulak, in press). We first

examined the definitions of the categories from the

primary studies and the examples of those categories

for similarities in meaning using definitions and

paradigmatic examples. Where existing category

names adequately represented data from both stu-

dies, these were retained. New category names and

definitions were developed when existing names did

not adequately represent both studies.

Results

Two of the 15 participants described negative

incidents in their relationship development; 13

described positive incidents. Because two interviews

did not allow us to arrive at a trustworthy under-

standing of negative incidents from which to draw

conclusions, these cases were excluded from the

main analysis. A short summary of the two negative

cases is presented at the end of this section for the

information of researchers who may wish to investi-

gate negative alliance development more fully. Next,

we describe each domain and the definitions or

parameters for the categories within the domains for

the 13 positive cases. Table I presents the domains,

the categories within each domain in descending

order of frequency, and the incidence (general,

typical, or variant) of each category. In naming the

categories, we chose the term client to reflect the fact

that the data refer to the relationships that were

present in the sessions; when discussing data from

the interviews in the text, these individuals are

referred to as participants. We give examples of the

core ideas within each category and provide illus-

trative quotes or vignettes.

Domains

Description of the critical incident. The interview

asked participants to characterize and describe their

working relationship with the therapist and then to

narrate specific incidents that exemplified their

descriptions. Seven different categories of critical

incidents were coded in the Description of the

Critical Incident domain. All categories within this

domain focused on what the therapist did to develop

the working relationship. The first category was

typical; all other categories were coded as variant.

The first category*‘‘Therapist helped client think

or act in a new way’’*included events in which

therapists either showed ways to deal with a problem

by giving advice and suggestions or made links for

their clients. One participant said, ‘‘We talked about

something and she related it to something in my life

that I had already told her and it was . . .a connection

that I had never made.’’ The second type of critical

incident occurred when the ‘‘Therapist gave special

attention.’’ Here, participants noticed things that

therapists did that showed them that the therapist

was really interested in them as people. Included

here were therapeutic strategies such as remember-

ing details from a previous session or being curious

about why a client had not wanted to attend the

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Page 7: Client relationship incidents in early therapy: Doorways to collaborative engagement

session that day. One participant described how her

therapist had noticed a reference to her in a

magazine before the participant herself had seen

the article. The third type of incident involved

situations in which the ‘‘Therapist provided emo-

tional support.’’ Clinicians did this by validating and

normalizing participant feelings and by offering

encouragement about participant capabilities. One

participant reported how her therapist told her that

there was no reason for her to feel she was not

capable and reassured her that she could handle

whatever happened. There were also critical inci-

dents in which the ‘‘Therapist communicated under-

standing.’’ These incidents included narratives that

emphasized how therapists explained or clarified

client meanings. ‘‘Sometimes when you’re just trying

to get everything out but you can’t really put into a

sentence what your saying, and then she’s . . .almost

like my translator for me.’’

Another category focused on incidents in which

the ‘‘Therapist met client’s unexpressed needs’’ by

picking up on something that the participant wanted

and offering it. ‘‘We were looking at diagrams . . . and

I thought, ‘Well*I can do this at home . . . I want

you to come over my shoulder’ . . . and there was the

chair, she came over.’’ In the incidents in which the

‘‘Therapist did not judge,’’ therapists were accepting

of things where clients expected disapproval or

dissatisfaction. In one case, the therapist did not

focus extensively on the fact that the participant

forgot to bring her homework to the session. Another

participant explained, ‘‘Just because on that specific

day I’m not having a grand crisis, just because I’m

not suicidal . . . doesn’t mean that it’s not impor-

tant.’’

Meaning of the incident to the client. Whereas the

Description of the Critical Incident domain captured

therapist behaviors during the incidents, the Mean-

ing of the Incident to the Client domain focused on

how participants understood or interpreted what had

happened. The most frequently occurring core idea

was ‘‘Therapist cares.’’ This category focused on the

therapist treating the participant as someone impor-

tant and worthy of help, ‘‘not just a number’’ or ‘‘not

just her 4 o’clock person.’’ In the category ‘‘Thera-

pist understands,’’ participants focused on their

belief that their therapists caught their ideas or

knew how they needed to work. ‘‘His knowing how

I’m feeling and how I’m working . . . it feels good that

he . . . understands this.’’

The only meaning of an incident that did not focus

on the therapist was ‘‘Client gains a new under-

standing of personal experience.’’ Here, participants

focused more on what happened to them: recogniz-

ing something new, making a new connection, or

having a new understanding of the relationship.

‘‘That was really helpful, that felt like a really big

breakthrough because up to that point, like I had no

clue how to stop it or where it was coming from.’’

When participants felt that the meaning of the

incident was that the ‘‘Therapist really listens,’’

Table I. Domains, Categories, and Frequencies of Categories of Critical Incidents

Domain Category Frequency

Description of Critical Incident Therapist helped client think or act in a new way Typical

Therapist demonstrated interest Variant

Therapist provided emotional support Variant

Therapist communicated understanding Variant

Therapist met client’s unexpressed needs Variant

Therapist did not judge Variant

Meaning of the Incident Therapist cares Typical

Therapist understands Variant

Client gains new understanding of personal experience Variant

Therapist really listens Variant

Therapist is skilled Variant

Client Contribution to the Incident Client is open with the therapist Typical

Client works actively Variant

Comparison to previous therapy Comparing the therapy process Variant

Comparing the therapist Variant

Emotional Impact of the Incident Client feels understood Typical

Client feels comfortable Typical

General outcome of the Incident Increased self-assurance/decrease anxiety Variant

Increased positive expectations Variant

Increased client openness Variant

Note. Categories are presented in descending order of frequency within each domain. General �12�13 cases, typical �7�11 cases, variant �2�6 cases.

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they were moved by how their therapist remembered

things and thought about them. One participant

noted that the quality of the interventions made her

feel confident that the therapist had really been

listening. The final meaning of the incidents was that

the ‘‘Therapist is skilled.’’ This referred to a number

of different kinds of skills that participants felt

indicated that therapists understood the process

and were doing it well. One participant described

how her therapist gave her solutions that she had

tried and that worked for her and then noted that the

incident meant that the therapist knew what he was

doing.

Client contribution to the incident. Participants were

also asked what they believed they had contributed

to the incidents. Within the Client Contribution to

the Incident domain, two categories were identified:

‘‘Client is open with the therapist’’ and ‘‘Client

works actively.’’ Most frequently, participants iden-

tified their openness and readiness for disclosure.

They described how they revealed central issues or

talked about difficult things. One participant con-

fessed to her therapist with some chagrin that she

had not wanted to come to her session that day. The

second participant contribution, ‘‘Client works ac-

tively,’’ was categorized when participants empha-

sized how they worked with ideas that came up in

session or continued to work between sessions. In-

session behaviors included working to conceptualize

and understand issues. ‘‘I related it to my past

feelings for my stepmother . . . I was making a link

in that session . . . about my current relationships and

my past relationships and what affect it had.’’ Out-

of-session behaviors included following through on

therapist suggestions or homework.

Comparison to previous therapy. Although the inter-

viewers did not ask, almost half of the participants

spontaneously drew comparisons between their cur-

rent working relationship and a relationship with a

previous therapist. When they had been unhappy

with their previous therapy, participants spoke about

appreciating the differences. If participants had been

satisfied with the previous therapy, participants

spoke about similarities to the current sessions. We

did not code these data in the Client Contribution to

the Incident domain because none of the partici-

pants explicitly identified this activity as a contribu-

tion to the session or the process.

Two categories emerged in this domain: ‘‘Com-

paring the therapy process’’ and ‘‘Comparing the

therapist.’’ Process comparisons were coded when

participants evaluated the usefulness of what was

happening in sessions in contrast to their previous

experiences. One participant indicated that her

former treatment had been unsuccessful because

she had focused on blaming the therapist for a lack of

progress; with this therapist, she was determined to

do the work in order to see the results. In the

personal comparison cases, participants compared

the personal qualities (e.g., warmth, openness) of the

current therapist with those of a previous therapist.

Emotional impact of incident on the relationship. All

participants had positive emotional responses to the

critical incident. While the data in the Meaning of

the Incident to the Client domain focused on how

clients explained what had happened, this domain

captured the affective responses of participants and

their implications for the ongoing relationship. The

word ‘‘emotional’’ was used to capture participants’

emphasis on the affect experienced. Positive emo-

tional reactions were evident throughout the narra-

tives in tone and in content, although references to

emotion per se were usually brief. We identified two

categories in this domain (both typical) that cap-

tured the emotionally toned effects of the incidents.

In the category ‘‘Client feels confidently under-

stood,’’ participants emphasized how their confi-

dence increased or they experienced a sense of

relief, encouragement, or hopefulness because their

therapist was able to grasp their situation and

difficulties: ‘‘It was encouraging in the sense of,

again on that level, she was understanding what’s

going on.’’ We coded ‘‘Client feels comfortable’’

when participants used words like ‘‘relaxed,’’ ‘‘less

worried,’’ and most frequently ‘‘comfortable’’ to

describe their general emotional reactions to being

with the therapist after the incidents.

General outcome of the incident. This domain

described the therapeutic process that resulted

from the incident. Whereas the Emotional Impact

of the Incident on the Relationship domain focused

on how the incidents elicited an affective response,

this domain reflected the influence of the incident on

the work. In the first category ‘‘Increased self-

assurance/decreased anxiety,’’ participants described

the incidents that led to increased self-assurance or

decreased anxiety with their therapists: ‘‘So, I don’t

know what he’s actually thinking . . .at first I thought

it was a bad thing . . . I was a little worried about that.

But then I realized that that I don’t need him . . . to

really validate me.’’ Participants also reported ‘‘In-

creased positive expectations.’’ In this category, they

described the development of a positive outlook for

the sessions based on increased confidence in the

process or the sense that therapy would be helpful.

One participant responded to an incident with this

enthusiastic positive expectation: ‘‘I came back the

next session and I said, ‘You know, I’ve been

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thinking about this a lot’ and . . . like I really look

forward to these sessions.’’ A third category in the

outcome domain was ‘‘Increased client openness.’’

Here, participants focused on how the incident

resulted in them saying more or censoring less. For

one participant, the incident helped her to realize the

ways in which she had been holding back in previous

sessions.

Negative cases. Both of the negative cases involved

situations in which the participant wanted more

from the therapist but was unable to express that

desire. One expected extra time that the therapist did

not give and concluded that the therapist was just

another person who was too busy for her. This

participant was angry, withheld important informa-

tion in the session, and wondered whether her

therapist even liked her. The other participant hoped

that the therapist would talk more, although he felt

he could not ask for this. He had not been talking

about what was really bothering him and felt that the

therapist misunderstood what he wanted. He con-

cluded that the therapist was cold and uninvolved

and that he would have to do this on his own.

Comparison of the Two Studies

One of the purposes of qualitative comparison is to

highlight similarities and differences. We compared

the results of the current study with Fitzpatrick et al.

(2006). The process of the comparison involved (a)

development of domains, (b) delineation of meaning

units, and (c) categorization and comparison of the

different meaning units. Because this type of com-

parison tends to comprise a large number of

categories, one solution is to present data in table

form (Timulak, in press). Table II presents the

details of the comparison. Where categories were

similar across investigations, they are presented side

by side in the middle and right-hand columns; the

comparison category is in the left-hand column.

Codes that are unique to either study are presented

alone in the column of the relevant study.

Developing domains. We retained four of the five

domains from Fitzpatrick et al. (2006) where the

definitions were very similar to the current study.

The domain title Impact of the Incident on the

Relationship from the current study was chosen

because there was also an emotional quality to the

impacts in Fitzpatrick et al. (2006). One new

domain, Comparison to Previous Therapist, was

unique to the current study.

Delineating meaning units. Both categories and

subcategories along with the examples and quota-

tions provided in the text were the meaning units

that comprised the data for the comparison study.

Categorizing and comparing meaning units. For the

domain Description of the Critical Incident, we

developed four comparison categories: Two cate-

gories in the current study and one in Fitzpatrick et

al. (2006) were unique. The Meaning of Incident to

the Client domain had the least overlap of any

domain; only two comparison categories were iden-

tified. Within the Client Contribution to the Inci-

dent and the Emotional Impact of the Incident on

the Relationship domains, two comparison cate-

gories for each domain encompassed all data from

both studies. For the General Outcome of the

Incident domain, we combined the three categories

from each study to form two comparison categories.

Discussion

The kinds of interventions that clients noticed their

experienced therapists performing (facilitating new

thoughts or actions, providing support, communi-

cating understanding, and remaining nonjudgmen-

tal) were consistent with the types of interventions

(exploration, support, understanding) and personal

qualities (openness) that Ackerman and Hilsenroth

(2003) found contribute positively to the alliance.

Another alliance-enhancing intervention noted by

these authors was attending to patient experience. In

both studies, clients referred to interventions that

offered them something that they found special or

something they had wished for, a wish that was often

unspoken to the therapist. The therapists were

attending to the clients’ experiences closely enough

to offer theses prized interventions. These data bring

into focus how clients can perceive our attention to

their experience, how it represents something special

to them and draws them into the working relation-

ship. Although we did not collect enough negative

incidents to make firm conclusions, the two negative

incidents identified offer a poignant counterpoint to

this idea: Both involved clients’ unexpressed wishes

to which their therapists did not attend.

Consistent with previous research (Bedi, 2006;

Bedi et al., 2005; Fitzpatrick et al., 2006; Mohr &

Woodhouse, 2001), participant descriptions of alli-

ance fostering incidents focused on therapists’ inter-

ventions and not their own actions. Bedi (2006)

interpreted as evidence that the collaborative dimen-

sions of alliance that feature prominently in theore-

tical and professional discussions are unimportant to

clients. However, the current findings as well as

those of Fitzpatrick et al. (2006) indicate that

productive self-disclosure and active receptivity

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were recognized by clients as their participation in

the development of the relationship.

One explanation for the relative lack of emphasis

on client collaboration in other studies (e.g., Bache-

lor, 1995; Bedi, 2006; Bedi et al., 2005) is the

different approaches to coding that are inevitable

when different teams conduct qualitative analyses.

For example, in Bedi (2006), the statement ‘‘I

expanded upon issues brought up in counseling or

my feelings about issues’’ was coded as education; in

the current study, it would have been coded as client

activity. A more encompassing explanation for the

difference may be the different interview or ques-

tionnaire protocols. Bedi (2006) asked clients for

observable behaviors that formed or strengthened

the working relationship. Bachelor (1995) asked

participants to write about the relationship (what

happened, what was said, and what they felt). In

Fitzpatrick et al. (2006) and the current study,

researchers probed for information about client

contributions if participants did not spontaneously

offer it.

Early in the therapeutic process, attributing re-

sponsibility to the therapist is understandable.

Before coming to therapy, most clients have

struggled unsuccessfully to handle their problems

Table II. Comparative Analysis of Domains and Categories

Comparison study Current study Fitzpatrick et al. (2006)

Description of Critical Incident

Therapist helped client think or think in a

act in a new way

Therapist helped client think or act in a new

way

Therapist helped clientnew way (intriguing

question; new perspective; observation of

patterns)

Therapist gave tools or assignment

Therapist was supportive Therapist provided emotional support Therapist shared something meaningful

(compliment/ reassurance/positive feedback)

Therapist gave something special Therapist gave special attention Therapist shared something meaningful (self-

disclosure)

Therapist responded to client wish Therapist met client’s unexpressed need Therapist responded to client wish

Therapist communicated

understanding to client

Therapist did not judge as client feared

Therapist encouraged client to take space

(allowed client expression; invited

collaboration)

Meaning of Incident for the Client

Therapist caring means I’m important Therapist cares I’m important; I’m the center

Therapist’s skill will help me Therapist is skilled Therapist understands

Client gained a

new understanding of personal experience

My therapist can help me

Therapist really listens

I’m okay I can do this myself too Now I know

what to do here

Client Contribution to the Incident

Productive self-disclosure Client is open with the therapist Productive openness

Client works actively Bidirectional openness

Active receptivity Client works actively (on therapist

suggestions) Bidirectional openness

Comparison to Previous

Therapy Comparing the therapy process

Comparing the therapist

Receptive openness

Emotional Impact of the Incident on the

Relationship

Client confidence Client feels confidently understood Trust or confidence in the therapist

Trust or confidence in the process

Acceptance and validation

Client comfort and safety Client feels comfortable General Outcome of

the Incident

Comfort and safety

Increase in positive outlook Increased positive expectations Increase in positive emotion/positive

expectation

Increased self assurance/decrease anxiety

Increase in exploration Increased client openness Increase in disclosure/openness

Increase in client productivity

Note. Where categories are part of the same comparison code, they are presented side by side. Unique categories are presented in their own

rows.

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on their own. With prompting, however, all partici-

pants were able to articulate how their willingness to

openly discuss their issues or their receptivity to

therapist input contributed to the incidents. They

understood their contribution but did not readily

think of it. We would characterize this as ‘‘demon-

strating in action their understanding of and agree-

ment with the tasks of therapy’’ (Hatcher & Barends,

2006, p. 295). To access how clients understood

their collaboration, however, researchers probably

need to explicitly ask about it.

While researchers interested in collaboration need

to prompt clients to talk about it, should therapists

do something similar? Research has indicated that

when clients have pretherapy preparation informing

them about the importance of their openness, self-

disclosure, and active role, they have more positive

attitudes to treatment (Acosta et al., 1983), drop out

less frequently (Reis & Brown, 2006), and experi-

ence greater symptom reduction (Zwick, & Attkis-

son, 1985). Although clients in the current study

were aware of their contributions, interviewers

needed to focus on this issue in order to obtain

fuller descriptions. Similarly, therapists may do well

to prompt clients to focus on their own contributions

in order to obtain the benefits associated with

pretherapy preparation. Drawing their attention to

the importance of what they are already doing might

foster hopeful and positive feelings in early sessions.

The Interaction of Positive Emotion

and Exploration

Positive emotions were highly salient in these data;

all positive incidents nominated by both depressed

and healthier clients had positively toned emotional

impacts. In comparing the outcomes of the inci-

dents, however, we notice differences in emphasis

between the depressed and the healthy clients. The

depressed clients focused more frequently on in-

creases in self-assurance and positive expectations,

decreases in anxiety, and the alleviation of their

experiences of depression. The healthier clients

more often reported increases in openness and

productivity. Fitzpatrick et al. (2006) suggested

that the incidents launched a positive emotion-

exploration spiral that promoted productive thera-

peutic work. For depressed clients, positive emotions

and the respite this offers them from their symptoms

may be the more salient entry point into the spiral;

those who have less severe symptoms may be more

ready to explore. Future studies should focus on the

influence of client affective disorders on the interac-

tion of positive emotion and exploration.

Horvath (2006) has suggested that the alliance is

probably both interpersonal/ collaborative or intra-

personal/internalized. An examination of the Mean-

ing of the Incident to the Client domain in the

current study shows that most of the categories are

interpersonal (e.g., ‘‘Therapist cares about me,

understands me, really listens to me and is skilled

in dealing with me’’); clients were focused on what

the therapists did for them. Most of the codes of

Fitzpatrick et al. (2006) highlight the intrapersonal

dimension (e.g., ‘‘I’m important*I’m the center,’’

‘‘I’m okay,’’ ‘‘I can do this myself too,’’ ‘‘Now I know

what to do here’’); these represent what clients did

for themselves. Although this difference might be

due to a different set of biases in the coding teams, it

is also possible that the differences are due to the

participants, either clients or therapists. We consider

both client and therapist explanations. We note,

however, that the design of the current study, in

which therapist experience and client problems were

different from those of Fitzpatrick et al. (2006),

precludes separating these effects in the comparison.

If the interpersonal�intrapersonal difference is due

to clients, client depression might be the reason.

Research indicates that those who are depressed see

positive events as due to external causes (Fresco,

Alloy, & Reilly-Harrington, 2006; Peterson, Bettes,

& Seligman, 1985). Consistent with this idea,

depressed participants attributed the meaning of

the event to what their therapists did. In Fitzpatrick

et al. (2006), the healthier group saw positive

meanings in their own ability to cope with the

situation. It is possible that depression may impact

alliance development by causing clients to focus

more on how the therapists contribute than on

valuing their own contribution.

We can also interpret the interpersonal�intraper-

sonal differences in the two studies in relation to

therapist experience. Alliance perceptions can be

influenced by the nature of the specific therapeutic

work (Bachelor & Salame, 2000). Expert therapists’

focus on treatment goals and relevant therapeutic

tasks (Summers & Barber, 2003) may draw clients’

attention to their caring, skill, understanding, or

listening. The uncertainty that is typical of novice

clinicians may serve to make clients more aware of

their own efforts. This idea is supported by the fact

that in the comparison study the description of the

critical incident ‘‘Therapist encouraged client to take

space’’ was unique to the incidents with the novice

therapists.

The current study and its comparison to Fitzpa-

trick et al. (2006) provide data to contribute to the

understanding of two important aspects of alliance.

First, client active exploration was a factor in

creating incidents that supported the development

of the alliance. Because exploration was not imme-

diately salient for participants, but could be brought

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into awareness, researchers may need to prompt

participants, and clinicians to prompt clients, to

articulate the nature of their collaboration. Second,

the interaction of the exploratory work with

the positive feelings*present in both studies*contributed to the critical incidents. Although de-

pression seemed to be associated with clients em-

phasizing the emotional over the exploratory aspect,

the interaction of exploration and positive feelings is

a potentially important mechanism for understand-

ing alliance development that warrants further

investigation.

Limitations

The comparisons and interpretations offered in this

discussion should be considered as a point of

departure for confirmatory research. Although the

sample size and procedures for participant selection

were appropriate for CQR analysis, the results

should be interpreted with caution. Because of the

small number of negative events reported, data

reflect positive critical relationship incidents. Parti-

cipants were selected based on a diagnosis of

depression. Different selection criteria such as per-

sonality disturbances, level of reflexivity, or quality of

interpersonal functioning might produce accounts of

incidents with different qualities. Interviews provide

only retrospective accounts that are subject to recall

biases and the limitations of awareness; unconscious

aspect of the relationship, including the transference,

was not available through the data collection and

analytic methods used. The data represent client

views of their working relationships; nonetheless,

direct comparisons to the alliance construct as it is

typically operationalized in alliance measures should

be made prudently. The time frame is a further

limitation. The interviews were conducted after the

third session of therapy and may be different from

alliance maintenance processes that are typical of

more developed relationships in later treatment. As

in any qualitative investigation, the coding represents

the unique perspectives of those researchers who

conducted the study. Although the consensual and

auditing processes were rigorous, a different group

could find different meanings in this data. Further to

this point, coding may have been influenced or

biased by preconceived understandings and expla-

natory constructs in ways that we cannot know.

Finally, in the comparison of the two studies, we

cannot extricate the aspects due to client diagnosis

from those resulting from therapist experience. The

data provide only a description of this group and are

subject to verification.

Acknowledgements

This research was supported by Social Sciences and

Humanities Research Council of Canada Grant 410-

01-0900. The authors gratefully acknowledge Sean

Kerry, Natasha McBrearty, Emma Naujokaitis,

Stephanie Hall, and Deidre Boyle for their assistance

in coding.

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