City of Tacoma Finance Department, Treasury Division Investment …cms.cityoftacoma.org/Purchasing/FormalBids/FI15-0289F_QA.pdf · 2015-06-08 · Finance Department, Treasury Division

Form No. SPEC-230A Revised: 03/13/2007 Page 1 of 5

City of Tacoma Finance Department, Treasury Division

Investment Advisory Services

RFP Specification No. FI15-0289F

QUESTIONS and ANSWERS All interested parties had the opportunity to submit questions in writing by 3:00 p.m., June 2, 2015. The answers to the questions received are provided below and posted to the City’s website at www.TacomaPurchasing.org. This information IS NOT considered an addendum. Respondents should consider this information when submitting their proposals. Question 1: Why is the search being conducted? Answer 1: To contract with a financial services advisor to assist with the management of the

City’s investment portfolio by providing non-discretionary management and advisory services and add value to the City’s investment portfolio and strategies by recommending sound investment opportunities in compliance with the City’s Investment Policy and objectives.

Question 2: What is the size of the city’s investment portfolio? Answer 2: As of May 31, 2015, the City’s investment portfolio had a total par value of $983.7

million. Question 3: Does the plan currently utilize an investment advisor for the portfolio? If

so, what is the name of that firm and will they be invited to rebid Answer 3: The City does not have an investment advisor. Question 4: Would you please provide your investment policy for this asset pool? Answer 4: Please see the attached investment policy. Question 5: Is there an Investment Policy for the “Investment Advisory Services” RFP? Answer 5: Please see the response to Question 4. Question 6: We believe that we are well-qualified to present a proposal to the City of

Tacoma. We meet all of the requirements as outlined in Section 2, 2.02 Minimum Requirements, with the exception of a portion of point D. While we exceed the minimum for non-discretionary assets under management for public agencies and currently manage non-discretionary public sector accounts in the State of Washington, we do not manage $500 million of non-discretionary assets for public entities within the State. Would the City consider eliminating that particular requirement?

Answer 6: An addendum has been issued and posted with the specification to clarify

minimum requirements.


Question 7: Lastly regarding the RFP is there a catalyst for it? Are they unhappy with the existing advisor?

Answer 7: Please see the response to Questions 1 and 3. Question 8: Is there a consultant currently providing the requested services? If so,

what is their fee? Answer 8: Please see the response to Question 1. Question 9: For Minimum Requirement C – please define “managing”. Could this be

interpreted as “advising”? Answer 9: “Managing” would include contractual, non-discretionary portfolio management,

including the execution of trades approved by the client/owner. Question 10: For Minimum Requirement D- please confirm whether the bidder needs to

have $2 billion in assets under management or $2 billion in assets under advisement.

Answer 10: Please see response to Question 9. Question 11: Requirement D, part 2, that states, “the advisor shall have… at least $500

million under non-discretionary management for public entities within the state of Washington.” While, we do not currently meet this minimum requirement for public funds in Washington State, we do currently provide consulting services to public entities in Oregon and California with assets under advisement of $43.4 billion, for these two states alone. Given this information, is it acceptable to the City for our firm to meet this minimum requirement?

Answer 11: Please see the response to Question 6. Question 12: In section 2.03, the Scope of Work references non-discretionary advisory

services. Could you please define ‘non-discretionary’? Would the portfolio managers and traders be able to execute securities with discretion?

Answer 12: The advisor will not be permitted to execute buy-sell transactions without

consultation and approval by the City. Question 13: We provide all of the services listed in Section 2.03 (page 10) of the RFP;

however, we note that the scope does not mention trade execution. We understand that, per the Project Scope on page 1 of the RFP, the City is looking for “non-discretionary management and advisory services.” We provide both non-discretionary advisement and non-discretionary management services. Our advisement clients do not have us execute trades while our management clients do. Is the City looking for its investment advisor to execute trades on the City’s behalf (“non-discretionary management”), or just provide strategic advice and trade ideas (“non-discretionary advisement”)?


Answer 13: The City would expect the advisor to execute trades on the City’s behalf, utilizing the City’s delivery instructions.

Question 14: Section 2.02 D (page 10) of the RFP states that the Advisor shall have at

least $500 million under non-discretionary management for public entities within the state of Washington. We currently provide non-discretionary advice and management for $5.1 billion in assets for public entities within the state of Washington. Does this meet your requirement?

Answer 14: Please see the response to Questions 6 and 11. Question 15: Section 3.01 (page 12) of the RFP states that submittals should not exceed

15 double-sided pages (30 pages total), excluding Title Page and Signature Page. Does this page limit also exclude a cover letter?

Answer 15: A cover letter will count toward the page total. Question 16: Section 3.01 (page 12) of the RFP states that the use of appendices and

attachments will count toward the page limit (except for sample reports per Section 3.02, Sub-Section G(3)). There are documents that we typically include in our submittals (which are not promotional in nature) such as our Form ADV and GIPS-Compliant Performance Composites. Are these also excluded from counting toward the page limit?

Answer 16: An addendum has been issued and posted with the specification to clarify

required disclosure items (such as Form ADV and GIPS-Compliant Performance Composites).

Question 17: Please provide the following items:

a. Current list of portfolio holdings in Excel for the Liquidity Tier and the Core Tier

b. The most recent monthly investment statement c. Most recent quarterly performance report d. Latest Investment Policy

Answer 17: Please see the attached investment policy. Question 18: Section 2.01, Sub-Section A (page 9) of the RFP states that the City is

looking for comprehensive reporting services for the entirety of its investment portfolio, including both the Liquidity Tier and the Core Tier. Please clarify what type of reporting would be required for the Liquidity Tier.

Answer 18: Performance reporting for the Liquidity Tier shall include the same information

provided for the Core Tier (detailed under Section E under “Scope of Work” in the RFP) WITH THE EXCEPTION that performance of the Liquidity Tier will be reported on a current return basis and utilize the Washington Local Government Investment Pool as its benchmark.


Question 19: In section 2.02 Part A Minimum Requirements, Advisor shall be a Registered Investment Advisor as defined and regulated by the SEC and registered in the state of Washington. We does have an RIA set up, however, it is not registered in the state of Washington. Is this grounds for disqualification? Since banks are regulated by various state and federal agencies, we are exempt from SEC registration, but have established an RIA registered in other states.

Answer 19: The City is seeking proposals from firms registered in the state of Washington.

Question 20: In section 2.02 Part D, the Advisor shall have a minimum $2B in assets

under management for public entities (I believe we do) with at least $500MM under non-discretionary management for public entities within the state of Washington which we do not have. Again, is this grounds for disqualification?

Answer 20: Please see the response to Questions 6, 11, and 14.

Question 21: Can you please provide the meeting schedule for the remainder of 2015? Answer 21: Meetings of the City’s Finance Committee are scheduled for 11:00 a.m. on

Monday, August 10, 2015, and 11:00 Monday, November 9, 2015.

Question 22: What is the impetus behind the issuance of this RFP? Answer 22: Please see the response to Question 1.

Question 23: Can you please advise as to who your current investment advisor is? Answer 23: N/A. Please see the response to Question 3.

Question 24: How long have you worked with your current advisor? Answer 24: N/A. Please see the response to Question 3.

Question 25: Is the board planning or discussing any new structural or investment

issues they might consider over the next several years? Answer 25: Modifications to the Investment Policy may be made following any changes in the

laws of the state of Washington related to permitted investments for public funds.

Question 26: How many searches did the plan conduct in 2013 and 2014? Answer 26: N/A

Question 27: When was the last recordkeeper/TPA search conducted? Answer 27: N/A


Question 28: Question #1: Minimum Requirement 2.02 A) – Will you accept a response from an advisor that is a bank and therefore exempt from having to register as an investment adviser with the U.S. Securities and Exchange Commission under Section 202(a)(11)(a) of the Investment Advisers Act of 1940?

Answer 28: The City is seeking proposals only from firms registered as an investment adviser

as detailed in the RFP. Question 29: Regarding the response to the RFP referenced, we understand that the City

of Tacoma is interested in sustainable business practices. Would the City prefer to have our ADV provided via the electronic version of the response ONLY, or would it be permissible to include a copy of the Form ADV (Part 1, Part 2A and Part 2B) along with the attachments requested (i.e. invoice and report samples)?

Answer 29: Please provide the ADV as an appendix in in the hard copies and the electronic

copy.

ICUS0016

Custody HoldingsBy Security - Totals By Security

Report ID

5/29/2015

ISIN Description CcyCtryInc LocStatus

Traded Shares/Par

SettledShares/Par

PendingReceive

Shares / Par

PendingDeliver

Shares/ParAmortized Face

TOTALUSD 1,495,000.0000 1,495,000.0000USUS005158UV08 ADA + CANYON CNTYS IDAH 4.015FEB16

TOTALUSD 1,000,000.0000 1,000,000.0000USUS033161NU05 ANCHORAGE ALASKA 5.0 01JUN15

TOTALUSD 5,000,000.0000 5,000,000.0000USUS13063A5D20 CALIFORNIA 5.95 01APR16

TOTALUSD 795,000.0000 795,000.0000USUS13063BFP22 CALIFORNIA ST 5.5 01MAR16

TOTALUSD 1,000,000.0000 1,000,000.0000USUS163103SM71 CHELAN CNTY WASH PUB UT 5.001JUL15

TOTALUSD 1,000,000.0000 1,000,000.0000USUS163103SN54 CHELAN CNTY WASH PUB UT 5.001JUL16

TOTALUSD 1,000,000.0000 1,000,000.0000USUS179162FB32 CLACKAMAS CNTY ORE SC 1.52215JUN18

TOTALUSD 1,000,000.0000 1,000,000.0000USUS181216DA78 CLARK + SKAMANIA CNTYS 5.001DEC15

TOTALUSD 700,000.0000 700,000.0000USUS181234G745 CLARK CNTY WASH SCH DIS 4.001DEC16

TOTALUSD 1,885,000.0000 1,885,000.0000USUS214633DW68 COOK CNTY ILL SCH DIST 0.001DEC16

TOTALUSD 275,000.0000 275,000.0000USUS231363CP50 CURRY CNTY ORE SCH DI 0.60815DEC15

TOTALUSD 275,000.0000 275,000.0000USUS259561PB86 DOUGLAS CNTY WASH PUB 2.83401SEP15

TOTALUSD 5,000,000.0000 5,000,000.0000USUS29270CL868 ENERGY NORTHWEST WASH 1.37501JUL18

TOTALUSD 3,945,000.0000 3,945,000.0000USUS29270CYL35 ENERGY NORTHWEST WASH 2.14701JUL18

TOTALUSD 5,000,000.0000 5,000,000.0000USUS29270CYY55 ENERGY NORTHWEST WASH E 0.501JUL16

TOTALUSD 7,000,000.0000 7,000,000.0000USUS3130A0FY10 FEDERAL HOME LN BKS 1.2518DEC17

TOTALUSD 5,000,000.0000 5,000,000.00001,666,666.6500

USUS3130A16E37 FEDERAL HOME LN BKS 0.9527MAR17

TOTALUSD 5,000,000.0000 5,000,000.0000USUS3130A17J15 FEDERAL HOME LN BKS 1.0527JUN17

Workbench ReportsPage 1 of 86/3/2015 1:26:33 PM EDT

ICUS0016


Report ID

5/29/2015


Traded Shares/Par

SettledShares/Par

PendingReceive

Shares / Par

PendingDeliver


TOTALUSD 5,000,000.0000 5,000,000.0000USUS3130A2T978 FEDERAL HOME LN BKS 0.528SEP16

TOTALUSD 10,000,000.0000 10,000,000.0000USUS3130A2WC62 FEDERAL HOME LN BKS 0.62512SEP16

TOTALUSD 5,000,000.0000 5,000,000.0000USUS3130A36J87 FEDERAL HOME LN BKS 0.516OCT17

TOTALUSD 10,000,000.0000 10,000,000.0000USUS3130A3J704 FEDERAL HOME LN BKS 0.62523NOV16

TOTALUSD 13,635,000.0000 13,635,000.0000USUS3130A4DL39 FEDERAL HOME LN BKS 1.327FEB18

TOTALUSD 10,000,000.0000 10,000,000.0000USUS3130A4NE85 FEDERAL HOME LN BKS 0.8530MAR17

TOTALUSD 10,000,000.0000 10,000,000.0000USUS31315PA250 FEDERAL AGRIC MTG CORP 2.027JUL16

TOTALUSD 5,000,000.0000 5,000,000.0000USUS313370JB56 FEDERAL HOME LN BKS 1.7511SEP15

TOTALUSD 20,000,000.0000 20,000,000.0000USUS313370SZ24 FEDERAL HOME LN BKS 2.2508SEP17

TOTALUSD 20,000,000.0000 20,000,000.0000USUS3133782M28 FEDERAL HOME LN BKS 1.508MAR19

TOTALUSD 10,000,000.0000 10,000,000.0000USUS3133786Q95 FEDERAL HOME LN BKS 1.013FEB17

TOTALUSD 40,000,000.0000 40,000,000.0000USUS313378A439 FEDERAL HOME LN BKS 1.37509MAR18

TOTALUSD 5,000,000.0000 5,000,000.0000USUS313380FB82 FEDERAL HOME LN BKS 1.37513SEP19

TOTALUSD 20,000,000.0000 20,000,000.0000USUS313381B209 FEDERAL HOME LN BKS 0.7508DEC17

TOTALUSD 5,000,000.0000 5,000,000.0000USUS313381GA73 FEDERAL HOME LN BKS 0.5730NOV16

TOTALUSD 10,000,000.0000 10,000,000.0000USUS313381UZ68 FEDERAL HOME LN BKS 0.9525JAN18

TOTALUSD 10,000,000.0000 10,000,000.0000USUS313382ZV82 FEDERAL HOME LN BKS 0.2510JUN16

TOTALUSD 10,000,000.0000 10,000,000.0000USUS313383VN85 FEDERAL HOME LN BKS 2.013SEP19


ICUS0016


Report ID

5/29/2015


Traded Shares/Par

SettledShares/Par

PendingReceive

Shares / Par

PendingDeliver


TOTALUSD 5,000,000.0000 5,000,000.0000USUS313384HY89 FEDERAL HOME LN BK CONS 0.010JUL15

TOTALUSD 5,000,000.0000 5,000,000.0000USUS313384JL41 FEDERAL HOME LN BK CONS 0.022JUL15

TOTALUSD 5,000,000.0000 5,000,000.0000USUS3133EADW54 FEDERAL FA 0.55 17AUG15

TOTALUSD 5,000,000.0000 5,000,000.0000USUS3133EAJU35 FEDERAL FA 1.05 28MAR16

TOTALUSD 5,000,000.0000 5,000,000.0000USUS3133EAVL97 FEDERAL FA 1.74 25JUN19

TOTALUSD 5,000,000.0000 5,000,000.0000USUS3133EC6F64 FEDERAL FARM CR BKS CO 0.3501JUN15

TOTALUSD 5,000,000.0000 5,000,000.0000USUS3133ECBD57 FEDERAL FARM CR BKS CO 0.4428DEC15

TOTALUSD 8,250,000.0000 8,250,000.0000USUS3133ECLB81 FEDERAL FARM CR BKS CO 0.4512JUL16

TOTALUSD 20,000,000.0000 20,000,000.0000USUS3133ECMM38 FEDERAL FARM CR BKS CON 0.625APR17

TOTALUSD 5,000,000.0000 5,000,000.0000USUS3133ECNT71 FEDERAL FARM CR BKS CO 0.5407NOV16

TOTALUSD 5,000,000.0000 5,000,000.0000USUS3133ED6F47 FEDERAL FARM CR BKS C 1.12505SEP17

TOTALUSD 5,000,000.0000 5,000,000.0000USUS3133EECG36 FEDERAL FARM CR BKS CO 1.1420NOV17

TOTALUSD 10,000,000.0000 10,000,000.0000USUS3133EEE718 FEDERAL FARM CR BKS CO 0.9201MAY18

TOTALUSD 10,000,000.0000 10,000,000.0000USUS3133EEFE50 FEDERAL FARM CR BKS C 1.12518DEC17

TOTALUSD 5,000,000.0000 5,000,000.0000USUS3133EEHZ61 FEDERAL FARM CR BKS CO 1.6414JAN19

TOTALUSD 8,563,000.0000 8,563,000.0000USUS3134A4MN12 FEDERAL HOME LN MTG COR 0.015JAN17

TOTALUSD 5,000,000.0000 5,000,000.0000USUS3134G33R98 FEDERAL HOME LN MTG CO 0.4515JAN16

TOTALUSD 5,000,000.0000 5,000,000.0000USUS3134G3J761 FEDERAL HOME LN MTG CO 0.4504SEP15


ICUS0016


Report ID

5/29/2015


Traded Shares/Par

SettledShares/Par

PendingReceive

Shares / Par

PendingDeliver


TOTALUSD 10,000,000.0000 10,000,000.0000USUS3134G3L247 FEDERAL HOME LN MTG COR 0.525SEP15

TOTALUSD 5,000,000.0000 5,000,000.0000USUS3134G3M310 FEDERAL HOME LN MTG COR 1.027SEP17

TOTALUSD 5,000,000.0000 5,000,000.0000USUS3134G3S507 FEDERAL HOME LN MTG C 0.62501NOV16

TOTALUSD 15,000,000.0000 15,000,000.0000USUS3134G3ZA10 FEDERAL HOME LN MTG COR 0.528AUG15

TOTALUSD 10,000,000.0000 10,000,000.0000USUS3134G45U81 FEDERAL HOME LN MTG CO 0.8512DEC17

TOTALUSD 10,000,000.0000 10,000,000.0000USUS3134G4RK66 FEDERAL HOME LN MTG CO 1.0630JUN17

TOTALUSD 5,000,000.0000 5,000,000.0000USUS3134G6AC71 FEDERAL HOME LN MTG CO 0.8528JUL17

TOTALUSD 7,500,000.0000 7,500,000.0000USUS31359MZC09 FEDERAL NATL MTG ASSN 4.37515OCT15

TOTALUSD 5,000,000.0000 5,000,000.0000USUS3135G0ES80 FEDERAL NATL MTG ASSN 1.37515NOV16

TOTALUSD 5,000,000.0000 5,000,000.0000USUS3135G0GY31 FEDERAL NATL MTG ASSN 1.2530JAN17

TOTALUSD 10,000,000.0000 10,000,000.0000USUS3135G0LN11 FEDERAL NATL MTG ASSN 0.502JUL15

TOTALUSD 10,000,000.0000 10,000,000.0000USUS3135G0MZ32 FEDERAL NATL MTG ASSN 0.87528AUG17

TOTALUSD 10,000,000.0000 10,000,000.0000USUS3135G0PQ06 FEDERAL NATL MTG ASSN 0.87526OCT17

TOTALUSD 10,000,000.0000 10,000,000.0000USUS3135G0TU71 FEDERAL NATL MTG ASSN 1.0530JAN18

TOTALUSD 5,000,000.0000 5,000,000.0000USUS3135G0VA89 FEDERAL NATL MTG ASSN 0.530MAR16

TOTALUSD 5,000,000.0000 5,000,000.0000USUS3135G0XM00 FEDERAL NATL MTG ASSN 1.12525MAY18

TOTALUSD 15,000,000.0000 15,000,000.0000USUS3135G0YE74 FEDERAL NATL MTG ASSN 0.62526AUG16

TOTALUSD 15,000,000.0000 15,000,000.0000USUS3136FPDY02 FEDERAL NATL MTG ASSN 1.87509SEP15


ICUS0016


Report ID

5/29/2015


Traded Shares/Par

SettledShares/Par

PendingReceive

Shares / Par

PendingDeliver


TOTALUSD 20,000,000.0000 20,000,000.0000USUS3136G25V58 FEDERAL NATL MTG ASSN 1.1219SEP17

TOTALUSD 5,000,000.0000 5,000,000.0000USUS3136G2AU11 FEDERAL NATL MTG ASSN 1.7524NOV17

TOTALUSD 5,000,000.0000 5,000,000.0000USUS3136G2EX14 FEDERAL NATL MTG ASSN M 1.027FEB20

TOTALUSD 13,000,000.0000 13,000,000.0000USUS3137EADC05 FEDERAL HOME LN MTG COR 1.008MAR17

TOTALUSD 20,000,000.0000 20,000,000.0000USUS3137EADG19 FEDERAL HOME LN MTG CO 1.7530MAY19

TOTALUSD 5,000,000.0000 5,000,000.0000USUS3137EADJ57 FEDERAL HOME LN MTG COR 1.028JUL17

TOTALUSD 20,000,000.0000 20,000,000.0000USUS3137EADL04 FEDERAL HOME LN MTG COR 1.029SEP17

TOTALUSD 5,000,000.0000 5,000,000.0000USUS3137EADS56 FEDERAL HOME LN MTG C 0.87514OCT16

TOTALUSD 10,000,000.0000 10,000,000.0000USUS3137EADT30 FEDERAL HOME LN MTG C 0.87522FEB17

TOTALUSD 5,000,000.0000 5,000,000.0000USUS31398A3T71 FEDERAL NATL MTGASSN 2.021SEP15

TOTALUSD 1,210,000.0000 1,210,000.0000USUS494791PM21 KING CNTY WASH PUB HOSP 2.001DEC16

TOTALUSD 200,000.0000 200,000.0000USUS495242G863 KING CNTY WASH SCH DIST 2.001DEC15

TOTALUSD 2,000,000.0000 2,000,000.0000USUS569203LS95 MARION + POLK CNTYS OR 1.1115JUN17

TOTALUSD 10,000,000.0000 10,000,000.0000USUS64966FA616 NEW YORK N Y 5.45 01APR16

TOTALUSD 1,200,000.0000 1,200,000.0000USUS64966H4C11 NEW YORK N Y 2.53 01OCT15

TOTALUSD 2,000,000.0000 2,000,000.0000USUS64966J3H70 NEW YORK N Y 5.0 01AUG15

TOTALUSD 5,000,000.0000 5,000,000.0000USUS64966JAK25 NEW YORK N Y 4.937 01DEC19

TOTALUSD 5,000,000.0000 5,000,000.0000USUS64966JB962 NEW YORK N Y 1.4 01APR16


ICUS0016


Report ID

5/29/2015


Traded Shares/Par

SettledShares/Par

PendingReceive

Shares / Par

PendingDeliver


TOTALUSD 5,000,000.0000 5,000,000.0000USUS64966JC200 NEW YORK N Y 1.7 01APR17

TOTALUSD 1,900,000.0000 1,900,000.0000USUS64966JLU87 NEW YORK N Y 2.68 01JUN17

TOTALUSD 2,200,000.0000 2,200,000.0000USUS675383KK83 OCEANSIDE CALIF UNI SCH 4.501MAY16

TOTALUSD 1,020,000.0000 1,020,000.0000USUS686053CF45 OREGON SCH BRDS ASSN 0.030JUN16

TOTALUSD 500,000.0000 500,000.0000USUS68608DCS18 OREGON ST 5.671 MUN BDS01/06/15

TOTALUSD 855,000.0000 855,000.0000USUS720653JG06 PIERCE CNTY WASH SWR RE 2.201AUG15

TOTALUSD 1,100,000.0000 1,100,000.0000USUS734190BQ37 PORT GRAYS HARBOR WASH 4.001DEC15

TOTALUSD 5,855,000.0000 5,855,000.0000USUS735371MF01 PORT SEATTLE WASH 0.4601NOV15

TOTALUSD 2,000,000.0000 2,000,000.0000USUS735371MG83 PORT SEATTLE WASH 0.6901NOV16

TOTALUSD 3,860,000.0000 3,860,000.0000USUS735387BV30 PORT SEATTLE WASH PASSE 5.001DEC15

TOTALUSD 1,000,000.0000 1,000,000.0000USUS735387BW13 PORT SEATTLE WASH PASSE 5.001DEC16

TOTALUSD 1,000,000.0000 1,000,000.0000USUS735389QT84 PORT SEATTLE WASH REV 1.46401NOV15

TOTALUSD 1,000,000.0000 1,000,000.0000USUS735389QU57 PORT SEATTLE WASH REV 1.76201NOV16

TOTALUSD 4,350,000.0000 4,350,000.0000USUS812626X611 SEATTLE WASH 0.6 01JAN16

TOTALUSD 6,520,000.0000 6,520,000.0000USUS812626X793 SEATTLE WASH 0.9 01JAN17

TOTALUSD 14,189,000.0000 14,189,000.0000USUS88059EMM39 TENNESSEE VALLEY AUTH F 0.015JUL15

TOTALUSD 650,000.0000 650,000.0000USUS905734MF36 UNION CITY N J 0.0 01NOV16

TOTALUSD 10,000,000.0000 10,000,000.0000USUS912828C814 UNITED STATES TREAS N 0.37530APR16


ICUS0016


Report ID

5/29/2015


Traded Shares/Par

SettledShares/Par

PendingReceive

Shares / Par

PendingDeliver


TOTALUSD 5,000,000.0000 5,000,000.0000USUS912828QF01 UNITED STATES TREAS NTS 2.030APR16

TOTALUSD 5,000,000.0000 5,000,000.0000USUS912828QX17 UNITED STATES TREAS NTS 1.531JUL16

TOTALUSD 5,000,000.0000 5,000,000.0000USUS912828RJ14 UNITED STATES TREAS NTS 1.030SEP16

TOTALUSD 10,000,000.0000 10,000,000.0000USUS912828RU68 UNITED STATES TREAS N 0.87530NOV16

TOTALUSD 10,000,000.0000 10,000,000.0000USUS912828RX08 UNITED STATES TREAS N 0.87531DEC16

TOTALUSD 5,000,000.0000 5,000,000.0000USUS912828TB69 UNITED STATES TREAS NT 0.7530JUN17

TOTALUSD 15,000,000.0000 15,000,000.0000USUS912828TG56 UNITED STATES TREAS NTS 0.531JUL17

TOTALUSD 20,000,000.0000 20,000,000.0000USUS912828UU22 UNITED STATES TREAS NT 0.7531MAR18

TOTALUSD 1,109,000.0000 1,109,000.0000USUS912833KR06 UNITED STATES TREAS SEC 0.015MAY18

TOTALUSD 2,225,000.0000 2,225,000.0000USUS93730PAD87 WASHINGTON BIOMEDICAL 3.89601JUL16

TOTALUSD 1,605,000.0000 1,605,000.0000USUS93730PAL04 WASHINGTON BIOMEDICAL 3.49901JUL15

TOTALUSD 2,000,000.0000 2,000,000.0000USUS938429D389 WASHINGTON CNTY ORE S 0.55415JUN15

TOTALUSD 4,080,000.0000 4,080,000.0000USUS93974ATV60 WASHINGTON ST 0.0 01DEC16

TOTALUSD 2,300,000.0000 2,300,000.0000USUS93974BFD91 WASHINGTON ST 5.0 01JUL15

TOTALUSD 4,000,000.0000 4,000,000.0000USUS93974BGJ52 WASHINGTON ST 5.0 01JUL26

TOTALUSD 1,000,000.0000 1,000,000.0000USUS93974CLX64 WASHINGTON ST 3.4 01AUG16

TOTALUSD 6,500,000.0000 6,500,000.0000USUS93974CQU70 WASHINGTON ST 3.347 01AUG16

TOTALUSD 1,600,000.0000 1,600,000.0000USUS93974CRZ58 WASHINGTON ST 2.42 01AUG15


ICUS0016


Report ID

5/29/2015


Traded Shares/Par

SettledShares/Par

PendingReceive

Shares / Par

PendingDeliver


TOTALUSD 5,000,000.0000 5,000,000.0000USUS93974CTL45 WASHINGTON ST 5.0 01JUL15

TOTALUSD 5,000,000.0000 5,000,000.0000USUS93974CXA34 WASHINGTON ST 2.59 01FEB16

TOTALUSD 5,000,000.0000 5,000,000.0000USUS93974DDZ87 WASHINGTON ST 0.48 01FEB16

TOTALUSD 5,000,000.0000 5,000,000.0000USUS93974DND65 WASHINGTON ST 0.98 01FEB18

TOTALUSD 2,500,000.0000 2,500,000.0000USUS93976AAC62 WASHINGTON ST CONVENT 3.92301JUL16

TOTALUSD 6,970,000.0000 6,970,000.0000USUS93976AAK88 WASHINGTON ST CONVENTI 3.5301JUL15

TOTALUSD 1,500,000.0000 1,500,000.0000USUS939783QR03 WASHINGTON ST HSG FIN C 3.001JUL15

TOTALUSD 325,000.0000 325,000.0000USUS94766PEN78 WEBER SCH DIST UTAH 4.015JUN15

874,641,000.0000 874,641,000.0000REPORT TOTAL BY UNITS REPORT TOTAL BY AMORTIZED FACE 1,666,666.6500


Documents

City of Tacoma Finance Department, Treasury Division Investment …cms.cityoftacoma.org/Purchasing/FormalBids/FI15-0289F_QA.pdf · 2015-06-08 · Finance Department, Treasury Division