Chapter 12. Anesthesia Ventilators

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    Chapter 12

    Anesthesia VentilatorsA ven ti la tor (brea thi ng mac hine ) is an auto ma tic dev ic e des ign ed to prov ide oraugment patient venti lat ion. Newer anesthesia venti lators are an integral part of the

    anesthesia workstat ion. They are designed with more features and v enti latory

    modes than earl ier models and have the abil i ty to venti late more dif f icult pat ients

    and to allow ventilation to be tailored to the patient's needs.

    Tradit ional anesthesia venti lators could not provide as high inspiratory pressures o r

    f lows as their i ntensive care unit (ICU) counterparts (1,2,3,4). As a result , some

    ICU venti lators needed to be adapted for use during surgery in order to care for

    patients who were dif f icult to venti late. I f posit ive end-expiratory pressure (PEEP)

    were needed, often the anesthesia provider had to add a PEEP valve to the

    anesthesia breathing system. Some of these valv es were imprecise, not v ariable,

    and could be misconnected (Chapter 7). On some older ventilators, the user had to

    manually enable the low pressure alarm when the ventilator was turned ON. Also, it

    may have been necessary to close the adjus table pressure l imit ing (APL) valve

    and/or turn the bag/ventilator switch when turning on the ventilator. Another

    drawback of older venti lators was that separate models or dif ferent bellows

    assemblies were required for adult and pediatric patients. The delivered t idal

    volume was affected by fresh gas f low and breathing system compliance. Finally,

    older venti lators offered only volume control v enti lat ion.

    The demand for performance equivalent to ICU venti lators has led to a number of

    improvements in anesthesia venti lators. High inspiratory pressures and f lows can

    be delivered. Newer anesthesia venti lators have an integral PEEP valve, and many

    have several venti latory modes. Another improvement is improved f lexibil i ty so that

    the venti lator can deliver volumes for a wide range of patients from the smallest

    child to the largest adult . The new venti lators are designed to overcome the effects

    of f resh gas, breathing system compliance and gas compression on t idal volume.

    Turning the venti lator ON involves fewer steps and automatically enables the low

    airway pressure alarm.

    Venti lators used in anesthesia are c overed by international and U.S. s tandards

    (5,6 ,7).

    This chapter wil l cover a number of venti lators available at the t ime of this writ ing.

    I t is impossible to provide all of the details that need to be mastered to safely use a

    part icular venti lator. Software updates and upgrades occur frequently. I t is

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    important that the user manual be studied before using a venti lator that is

    unfamiliar to the anesthesia provider.

    Definitions

    Barotrauma : Injury result ing from high airway pressure.

    P.312

    Compliance: Ratio of a change in volume to a change in pressure. I t is a

    measure of distensibil i ty and is usually expressed in mil l i l i ters per centimeter

    of water (L or mL/cm H 2O). Most commonly, compliance is used in reference

    to the lungs and chest wall. Breathing system components, especially

    breathing tubes and the reservoir bag, also have compliance.

    Continuous Posit ive Airway Pressure (CPAP): Airway pressure maintained

    above ambient. This term is commonly used in reference to spontaneous

    venti lat ion.

    Exhaust Valve : Valve in a venti lator with a bellows that when open allowsdriving gas to exit the bellows housing.

    Expiratory Flow Time : Time between the beginning and end of expiratory

    flow.

    Expiratory Pause Time : Time from the end of expiratory f low to the start of

    inspiratory flow.

    Expiratory Phase Time : Time between the start of expiratory f low and the

    start of inspiratory f low. I t is the sum of the expiratory f low and expiratory

    pause times.

    Fresh Gas Compensation : A means to prevent the fresh gas f low from

    affect ing the t idal volume by measuring the actual t idal v olume and using this

    information to change the volume of gas delivered by the v enti lator.

    Fresh Gas Decoupling: A means to prevent the fresh gas f low from affect ing

    the t idal volume by isolat ing the fresh g as f low so that it doesn't enter the

    breathing system during inspiration.

    Inspiratory Flow Time : Period between the beginning and end of inspiratory

    flow.

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    Inspiratory Pause Time : That portion of the inspiratory phase time during

    which the lungs are held inf lated at a f ixed pressure or volume (i.e., the t ime

    during which the inspiratory phase has zero f low). I t i s also c alled the

    inspiratory hold, inf lat ion hold, and inspiratory plateau . The inspiratory pause

    time may be expressed as a percentage of the inspiratory phase t ime.

    Inspiratory Phase Time : Time between the start of inspiratory flow and the

    beginning of expiratory f low. I t is the sum of the inspiratory f low and

    inspiratory pause times.

    Inspiratory: Expiratory Phase Time Ratio (I:E ratio): Ratio of the inspiratory

    phase time to the expiratory phase time.

    Inspiratory Flow Rate: Rate at which gas f lows to the patient expressed as

    volume per unit of t ime.

    Inverse Ratio Venti lat ion : Venti lat ion in which the inspiratory phase t ime is

    longer than the expiratory phase time.

    Minute Volume : Sum of all t idal volumes within one minute.

    Peak Pressure : Maximum pressure during the inspiratory phase t ime.

    Plateau Pressure : Resting pressure during the inspiratory pause. Airway

    pressure usually fal ls when there is an inspiratory pause. This lower

    pressure is called the pl atea u pres sure .

    Posit ive End-expiratory Pressure (PEEP): Airway pressure above ambient at

    the end of exhalat ion. This term is commonly used in reference to controlled

    venti lat ion.

    Resistance: Ratio of the change in driving pressure to the change in f low

    rate. I t is commonly expressed as centimeters of water per l i ter per second

    (cm H2O/L/second).

    Sigh : Deliberate increase in t idal v olume for one or more breaths.

    Solenoid: A component that controls pneumatic f low by means of an

    electronic signal. Spil l Valve : The valve in an anesthesia venti lator that allows excess gases i n

    the breathing system to be sent to the scavenging system after the bellows

    or piston has become fully f i l l ed during exhalat ion.

    Tidal Volume : Volume of gas entering or leaving the p atient during the

    inspiratory or expiratory phase t ime.

    Venti latory (Respiratory) Rate or Frequency: Number of respiratory cycles

    per minute.

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    Volutrauma : Injury due to overdistention of the lungs.

    Work of Breathing: Energy expended by the patient and/or ventilator to move

    gas in and out of the lungs. I t is expressed as the rat io of work to volume

    moved, commonly as joules per liter. It includes the work needed to

    overcome the elast ic and f low-resist ive forces of the both the respiratory

    system and apparatus.

    Relationship of the Ventilator to the Breathing System

    A ven ti la tor repl ac es the res erv oir bag in the bre ath ing sys tem. I t ma y be

    connected to the breathing system by a bag/venti lator selector valve (Chapter 9).

    On some newer workstat ions, turning the bag/venti lator selector switch to theventi lator posit ion or a mode select ion switch turns ON the venti lator. On other

    venti lators, there is an ON-OFF switch.

    Most anesthesia venti lators have a bellows in a box (bag in a bott le, double circuit)

    design (Fig. 12.1). The bellows is housed in a pressure chamber, and the inside of

    the bellows is co nnected to the breathing system. The bellows acts as an interface

    between the breathing system and the venti lator driving gas, just as the reservoir

    bag acts as an interface between the breathing system and the anesthesia

    provider's hand. I t separates

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    breathing system gas from driving gas. The pressure of the anesthesia provider's

    hand is replaced by the driving gas pressure that compresses the bellows.

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    View Figure

    Figure 12.1.Functioning of the bellows-in-box ventilator.A:Beginning of inspiration. Driving gas begins to bedelivered into the space between the bellows and itshousing. The exhaust valve (which connects the driving gas

    pathway with atmosphere) is closed. The spill valve (whichvents excess breathing system gases to the scavenging

    system) is also closed. B:Middle of inspiration. As drivinggas continues to flow into the space around the bellows, its

    pressure increases, exerting a force that causes the bellowsto be compressed. This pushes the gas inside the bellows

    toward the breathing system. The exhaust and spill valvesremain closed. If the pressure of the driving gas exceeds the

    opening pressure of the safety relief valve, the valve willopen and vent driving gas to atmosphere. C:End of

    inspiration. The bellows is fully compressed. The exhaustand spill valves remain closed. D:Beginning of expiration.

    Breathing system (exhaled and fresh) gases flow into thebellows, which begins to expand. The expanding bellowsdisplaces driving gas from the interior of the housing. Theexhaust valve opens, and driving gas flows through it toatmosphere. The spill valve remains closed. E:Middle ofexpiration. The bellows is nearly fully expanded. Drivinggas continues to flow to atmosphere. The spill valveremains closed. F:End of expiration. Continued flow of gasinto the bellows after it is fully expanded creates a positive

    pressure that causes the spill valve at the base of the bellowsto open. Breathing system gases are vented through the spillvalve into the scavenging system.

    During inspirat ion, driving gas is delivered into the space between the bellows and

    its housing. This causes the bellows to be compressed so that gas f lows into the

    breathing system. At the same t ime, the spil l v alve (which vents excess gases to

    the scavenging system) and exhaust valve (which vents driving gas) are closed.

    During exhalat ion, the bellows re-expands as breathing system gases and fresh gas

    flow into it . Driving gas is v ented to atmosphere through the exhaust valve. After

    the bellows is ful ly expanded, excess gas from the breathing system is vented to

    the scavenging system through the spil l valve.

    Instead of a bellows in a box, some venti lators have an electrically driven piston.

    By eliminating the need for a drive gas circuit (an addit ional source of compressible

    volume), a stable f low delivery can be provided. In piston venti lator systems that

    are presently available, the reservoir bag is not isolated from the breathing system

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    during the exhalat ion phase of automatic venti lat ion and acts to modulate pressure

    increases in the system. During inspirat ion, when the piston forces gases into the

    breathing system, the bag is isolated from the breathing system and collects the

    fresh gas f low entering the breathing system. On some venti lators, the bag can be

    seen to expand and contract with respirat ion even though the piston is ac tually

    venti lat ing the patient. A problem with piston venti lators may be air entrainment

    with a disconnection

    P.314

    (8,9). In this case, the machine may not alarm and the patient wil l c ontinued to be

    venti lated, but air wil l be entrained, result ing in lower concentrat ions of oxygen and

    anesthetic agents.

    Factors That Affect the Delivered Tidal Volume

    F r e sh Gas F low

    With older v enti lators, the delivered t idal and minute volumes changed when the

    fresh gas f low, I :E rat io, or respiratory rate was altered despite the bellows

    excursion remaining unchanged. I f the fresh gas f low increased, the t idal and

    minute volumes increased (10 ,11 ,12,13 ). I f the fresh gas f low decreased, the t idal

    and minute volumes decreased. Since fresh gas was added to the inspired t idal

    volume only during inspirat ion, venti lator sett ings that prolonged the inspiratory

    time (and thereby increased the I:E ratio) would cause an increased tidal volume.

    Lower I :E rat ios decrease the t idal v olume. As respiratory rate i ncreased, the

    increase in t idal v olume from fresh gas f low was less, a lthough the effect on minute

    volume remained the same. Slowing the respiratory rate had the opposite effect.

    Manufacturers have re-engineered their venti lators to eliminate the fresh gas effect

    on the inspired volume. One method is to measure the inspired fresh gas f low and

    compensate for it by altering the bellows excursion (fresh gas compensation).Another metho d is to pre ven t the f resh gas f rom en te ring the brea thing sys tem

    during inspirat ion by using a valve that diverts the fresh gas into a reservoir bag

    during inspirat ion (fresh gas decoupling).

    Com p l i an c e an d Com p r e s s i o n Vo l ume s

    Decreases in compliance in the breathing system can be accompanied by

    decreases in t idal volume as more of the inspiratory f low is expended by expanding

    the components. Gas compression losses depend on the volume of the breathing

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    system and the pressure d uring inspirat ion. Advanced t echnology now all ows the

    venti lator to compensate for changes in breathing system compliance by altering

    the volume delivered. Breathing system compliance is determined during the

    checkout procedure before use. For accurate compliance compensation, the

    breathing system must be in the configurat ion that is to be used when the checkout

    procedure is performed. Changes in the circuit configuration (such as lengthening

    the breathing tubes or adding components) wil l c ause the compensation to be

    inaccurate (14).

    Other venti lators measure inspired volumes at the patient connection and adjust the

    venti lator excursions accordingly.

    Lea k sA le ak aro und the trac hea l tub e or sup rag lot ti c dev ic e wi l l cau se a decrease in tida l

    volume that is not taken into account by the ventilator. Sidestream gas monitors

    may decrease the volume delivered to the patient.

    Components

    D r iv i n g Gas Sup p l y

    Most currently available anesthesia v enti lators are pneumatically p owered but

    electrically controlled. The driving (drive, power) gas is either oxygen, air, or a

    mixture of air and oxygen. I t is usually less expensive to power the venti lator with

    air. Some venti lators can switch between driving gases so that if there is a loss of

    pressure in the primary driving gas supply, the other gas can be used.

    Some venti lators use a device called an injector (Venturi mechanism) to increase

    the driving gas f low. An injector is shown in Figure 12.2. As the gas flow meets a

    restrict ion, its lateral pressure drops (Bernoull i principle). When the lateral

    pressure drops below atmospheric, air wil l be entrained. The result is an increase

    in the total gas f low leaving the injector, and a decreased consumption of driving

    gas.

    A sign if icant fl ow of gas is neces sary to driv e a bellows (15 ,16 ,17). The amount will

    vary, depending on the venti lator and the sett ings. The use of a gas cylinder to

    power a venti lator may quickly deplete the gas supply.

    Con t r o l s

    The venti lator controls regulate the f low, volume, t iming, and pressure of the

    bellows compression or piston movement.

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    A l a rm s

    The venti lator and workstat ion standards (6,7) group alarms into three categories:

    high, medium, and low priority, depending on whether the condition requires

    P.315

    immediate ac t ion, prompt act ion, or operator awareness but not necessari ly act ion

    (Chapter 26).

    View Figure

    Figure 12.2.Injector (Venturi). Gas flows through theconstricted area at a high velocity. The pressure around it

    drops below atmospheric, and air is entrained. The net result

    is an increase in total gas flow leaving the outlet of theinjector.

    The venti lator standard (6) mandates an alarm that indicates that the pressure in

    the breathing system has exceeded a set limit (high-pressure alarm). On modern

    venti lators, this threshold is adjustable by the user, usually with a default around

    50 cm H2O. There must be an alarm to indicate that the pressure in the breathing

    system has not reached a minimum value within a certain time period (low airway

    pressure alarm).

    P r es s u r e -l im i t in g Me c h an i smA pressure -limiting mechan ism (p res sure -l im it in g val ve, ma x im um limi te d pressure

    mechanism, driving gas pressure relief valve, pressure l imitat ion mechanism,

    maximum working pressure control, pressure l imit controller, inspiratory pressure

    limit, adjustable pressure relief valve, high pressure safety relief valve,

    overpressure release) is designed to l imit the inspiratory pressure. The anesthesia

    workstat ion standard (7) mandates that this be adjustable. An adjustable

    mechanism carries the hazard of operator error. If set too low, insufficient pressure

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    for venti lat ion may be generated; if set too high, excessive airway pressure may

    occur. Setting the pressure limit 10 cm H 2O above the peak pressure achieved with

    the desired t idal volume and f low rate wil l avoid most barotrauma (18 ).

    Pressure-l imiting devices work in one of two ways. When the maximum pressure is

    reached, one type holds the pressure at that level unti l the start of exhalat ion, at

    which t ime the pressure decreases. The other type terminates inspirat ion when the

    pressure l imit is reached so that the pressure drops immediately.

    Be l l o w s A s s emb l y

    Bellows

    The bellows is an accordionlike device that is attached at either the top or bottom

    of the bellows assembly. Latex-free bellows are available. There are two types of

    bellows, distinguished by their motion during exhalation: ascending (standing,

    upright, f loating) and descending (hanging, inverted). Ventilators with descending

    bellows were common until the mid 1980s. After that, most new ventilators had

    ascending bellows, but descending bellows are used by a number of more recent

    venti lators.

    With an ascending bellows (Figs. 12.36, 12.44), the bellows is attached at the base

    of the assembly, and the bellows is compressed downward during inspirat ion.

    During exhalat ion, the bellows expands upward. These venti lators impose a slight

    resistance at the end of exhalat ion, at which t ime the pressure in the bellows rises

    enough (2 to 4 cm H2O) to open the spil l valve. The t idal volume may be set direct ly

    by adjust ing the inspiratory t ime and f low or b y a p late that l imits upward excursion

    of the bellows. With a disconnection or leak in the breathing system, the bellows

    wil l collapse to the bottom or fai l to expand fully. The venti lator may continue to

    deliver small t idal volumes (19).

    To deliver the entire t idal volume, the bellows mus t descend to the proper level or,

    depending on the venti lator, be fully compressed at the end of the inspiratory

    phase. I f the inspiratory f low is insuff icient to ful ly compress the bellows or achieve

    the desired t idal volume, a l ower t idal volume wil l be delivered.

    With a descending bellows (Fig. 12.50), the bellows is attached at its top and is

    compressed upward during i nspirat ion. There is usually a weight in the dependent

    port ion of the bellows that facil i tates downward re-expansion during exhalat ion. As

    the weight descends, it can cause a small negative pressure in the bellows and

    breathing system. With a leak or disconnection in the breathing system, the weight

    in the bellows wil l cause the bellows to expand, and room air wil l enter the

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    breathing system. All or part of the next inspirat ion wil l then be lost into the room.

    Newer ventilators with hanging bellows employ sophisticated software to detect

    disconnections or leaks (20 ,21). The software analyzes sensor outputs and tr iggers

    appropriate alarms. A negative pressure relief valve prevents the patient from being

    exposed to negative pressure.

    Housing

    The bellows is surrounded by a clear plast ic c ylinder (canister, bellows chamber or

    cylinder, pressure dome) that allows the bellows movement to be observed. A scale

    on the side of the housing provides a rough approximation of the t idal volume being

    delivered. The housing for piston venti lators usually has a scale that can be

    observed.

    Exhau s t Va lv e

    The exhaust valve (exhalat ion valve, v enti lator relief valve, compressed gas

    exhaust, bellows control valve) communicates with the i nside of the bellows

    housing on pneumatically powered v enti lators. I t is closed during inspirat ion.

    During exhalat ion, it opens to allow driving gas inside the housing to be exhausted

    to atmosphere. With a piston venti lator, there is no need for an exhaust valve.

    Sp i l l Va l ve

    Because the APL valve is isolated from the breathing system during venti lator

    operation, a spil l valve (vent valve, dump valve, overf low valve, expired gas outlet,

    expiratory valve or port, safety dump valve, pop-off valve, relief v alve, f lapper

    valve, pressure relief valve, overspil l

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    valve, gas evacuation outlet valve, exhaust gas valve, gas evacuation or evacuator

    valve, expiratory pressure relief valve) is used to direct excess respired gases into

    the scavenging system. This valve is c losed during inspirat ion. During exhalat ion, it

    remains closed unti l the bellows or piston is ful ly expanded, then opens to vent

    excess breathing system gases. The scavenging transfer tubing connects the

    exhalat ion port of the spil l v alve to the scavenging system interface (Chapter 13).

    With an ascending bellows, the spil l v alve has a minimum opening pressure of 2 to

    4 cm H2O (22). This enables the bellows to f i l l during exhalat ion. This amount of

    PEEP is applied to the breathing system. I t is not applied with a piston or a hanging

    bellows venti lator.

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    With a pis ton venti lator, excess gas is vented through a spil l valv e, which may not

    in the v enti lator, or through an electronically controlled APL valve, which acts as a

    spil l valve.

    Ven t i l at o r Ho s e Con n e c t i o n

    The venti lator standard (6) requires that the fitt ing on the tubing connecting the

    venti lator to the breathing system be a s tandard 22-mm male conical f i t t ing. A f i l ter

    may be used on the tubing to lessen transmission of pathogens and part icles. In

    most newer venti lators, a separate hose is not present, and the connections

    between the venti lator and the breathing system are internal. This reduces the

    likelihood of misconnections, disconnections, or kinked hoses (23 ).

    Pos i t i v e End - ex p i r a t o r y P r e s s u r e Va lv e

    PEEP valves are discussed in Chapter 7. Modern venti lators have integral

    electrically operated PEEP valves. Some venti lators apply PEEP to the entire

    system, while others apply i t only to the expiratory hose (23).

    A sta nd ing causes a small amo unt (2 to 4 cm H2O) of PEEP. There is no unset

    PEEP with hanging bellows or piston-driven ventilators.

    Ventilation Modes

    Anesthes ia ven ti la to rs offe r one or mo re ven ti la ti on modes (18 ). Many offer dual

    modes to gain the advantages of both. Venti lator sett ings must be c arefully

    individualized in each mode to avoid hypoventi lat ion, hyperventi lat ion, volutrauma,

    or barotrauma. I t is important when switching from one mode to another to ensure

    that the t idal volume, peak pressure, and alarm sett ings are appropriate.

    A ven ti la tor can del iver gas by genera ting f low or pressure. With f low genera tors ,

    the f low pattern can be constant (square wave) or nonconstant (accelerat ive or

    decelerat ive). Pressure generators produce a c onstant or nonconstant pressure.

    Inspiratory f low rate varies according to the preset p ressure and the patient 's

    resistance and compliance.

    The characterist ics of inspirat ion and exhalat ion related t o the venti lator sett ings,

    compliance, and resistance are ref lected in the pressure and f low-volume loops.

    These are discussed in detail in Chapter 23.

    Features of some commonly used v enti latory modes are shown in Table 12.1 . The

    terminology used to describe the way a v enti lator operates has not been universally

    agreed on, and some manufacturers have coined new terms for their venti lators.

    Vo l ume Con t r o l

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    The most commonly used mode in the operating room is v olume control (volume-

    controlled or volume) venti lat ion, in which a preset t idal v olume is delivered. The

    tidal or minute volume and respiratory rate are set by the anesthesia provider and

    delivered by the venti lator, independent of p atient effort. I t is t ime init iated, volume

    limited, and cycled by volume or t ime.

    Flow rate is f ixed at a c onstant value during inspirat ion. I f the inspiratory f low is too

    low to provide the set tidal volume, the bellows or piston will not complete its

    excursion. I f the f low is set at a faster rate than is needed to provide the t idal

    volume, there wil l be an

    P.317

    inspiratory pause. An excessively high peak inspiratory pressure may result f rom

    sett ing the inspiratory f low rate too high (24). The inspiratory phase may be

    terminated before the t idal volume has been delive red if the peak ai rway pressure

    reaches the set pressure l imit.

    TABLE 12.1 Ventilatory Modes

    Mode I nitiation Limit Cycle

    Volume control ventilation Time Volume Volume/Time

    Pressure control ventilation Time Pressure Time

    Intermittent mandatoryventilation

    Time Volume Volume/Time

    Synchronized intermittentmandatory ventilation

    Time/Pressure Volume Volume/Time

    Pressure support ventilation Pressure/Flow Pressure Flow/Time

    Typically, a volume control waveform shows steadily increasing pressure during

    inspirat ion. Changes in c ompliance or resistance are ref lected in changes in peak

    inspiratory pressure and the difference between peak and plateau pressure ( 25).

    For a g iven set t idal volume, the pressure in the breathing system is determined by

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    the resistance and compliance of the breathing system and the patient. Plateau

    pressure is a ref lect ion of compliance. Peak pressure is also inf luenced by

    resistance. The pressure-volume and f low-volume loops associated with volume

    control venti lat ion are seen in Figures 23.22and 23.23.

    Adding PEEP dec rea ses the t id al volu me del ivered, wi th th e eff ec t gre ate r wi th

    small t idal volumes (26 ,27). On newer venti lators with integral PEEP, venti lat ion

    may be better maintained (4).

    I f closed system suctioning is performed during volume control v enti lat ion, there

    wil l be a signif icant r ise in airway pressure when the ca theter is inserted and low

    airway pressure during suctioning (28 ,29,30).

    P r es s u r e Con t r o lPressure control (pressure-l imited, pressure-controlled, pressure-preset control,

    lung protect ive, or p ressure) venti lat ion is available on many anesthesia venti lators

    (2,31,32,33). With this mode, the operator sets the inspiratory pressure at a level

    above PEEP. The venti lator quickly increases the pressure to the set l evel at the

    start of inspirat ion and maintains this pressure unti l exhalat ion begins.

    Inspiratory gas f low is highest at the beginning of inspirat ion, then decreases.

    Increased resistance may change the shape of the flow-versus-time waveform to a

    f latter, more square-shaped pattern as t idal volume delivery shif ts into the latter

    part of the inspirat ion (25). This allows the venti lator to preserve t idal volume with

    increased resistance until resistance becomes severe. The pressure-volume and

    flow-volume loops show special characterist ics seen with pressure-controlled

    venti lat ion (Figs. 23.29, 23.30).

    When pressure control venti lat ion is used, t idal v olume is determined by the rise

    t ime and set pressure. Tidal volume is not set or constant but f luctuates with

    changes in resistance and compliance and with p atient-venti lator asynchrony (25).

    If resistance increases or compliance decreases, the tidal volume will decrease. It

    has been postulated that a decrease in t idal volume with pressure control

    venti lat ion would detect a part ial ly occluded tracheal tube, but it was f ound that

    t idal volume was not decreased unti l the occlusion was nearly complete (25 ).

    Unlike most ICU v enti lators, an anesthesia venti lator in the pressure control mode

    operates with a preset I :E rat io, so increasing the respiratory rate shortens

    inspiratory t ime and lowers t idal volume (2). An increase in PEEP causes a

    reduction in t idal volume. Tidal volume is not affected by fresh gas f low because

    excess gas is v ented through the spil l v alve.

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    On some venti lators, the inspiratory f low is adjustable (Fig. 12.48). There may also

    be a sett ing that controls the inspiratory r ise t ime. For patients with good

    compliance, inspiratory f lo w should be high to ensure that the inspiratory pressure

    is rapidly attained. Limit ing the maximum inspiratory f low is useful to avoid

    overshooting the target pressure, especially when compliance is low.

    In patients with lung injury or during single-lung venti lat ion, pressure control

    venti lat ion may improve oxygenation and produce greater t idal volumes than

    volume control venti lat ion because of the decelerat ing f low pa ttern that delivers gas

    to the alveoli early during inspirat ion (31). I t is often used with supraglott ic devices

    and patients with narrow or part ial ly obstructed tracheal tubes to provide venti lat ion

    at relat ively low pressures (34 ,35 ). I t may be useful i f there is an airway leak (e.g.,

    uncuffed tube, supraglott ic airway device, bronchopleural f istula). However, i f there

    is a large leak, the cycling pressure l imit may not be reached, causing a prolonged

    inspirat ion (18 ).

    During closed system suctioning (Chapter 3), pressure control venti lat ion results in

    less int r insic PEEP during catheter insert ion and less subatmospheric pressure

    during suctioning than during volume control venti lat ion (28 ,29 ).

    In t e rm i t t e n t Manda t o r y

    With intermittent mandatory venti lat ion (IMV), the venti lator delivers mechanical

    (mandatory, automatic) breaths at a preset rate and permits s pontaneous,

    unassisted breaths of a c ontrollable inspiratory gas mixture between mechanical

    breaths. The venti lator has a secondary source of gas f low for spontaneous

    breaths. This ut i l izes either continuous gas f low within the c ircuit or a demand

    valve that opens to allow gas to f low from a reservoir. Continuous gas f low at a rate

    greater than peak inspiratory f low involves no addit ional work of breathing but

    requires a large volume of f resh gas. The demand valve system, although more

    eff icient in f resh gas use , can impose signif icant work of breathing on the patient.

    This mode is often used for weaning patients from mechanical venti lat ion. The IMV

    rate is gradually

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    reduced, allowing increased t ime for the patient 's spontaneous breaths.

    Syn c h r o n i z ed In t e rm i t t en t Manda t o r y

    Synchronized intermittent mandatory venti lat ion (SIMV) s ynchronizes venti lator-

    delivered breaths with the patient's spontaneous breaths. If patient inspiratory

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    activity is detected, the venti lator synchronizes its mandatory breaths so that the

    set respiratory frequency is achieved. Posit ive pressure (mandatory) breaths may

    occur at irregular intervals.

    The time between the end of each mandatory breath and the beginning of the next

    is subdivided into a spontaneous breathing t ime and a tr igger t ime. During the

    trigger t ime, the venti lator checks whether the airway pressure has dropped a

    minimum amount below the pressure measured at the end of the expiratory phase.

    If a drop is not sensed, the venti lator delivers a breath. The tr igger window may be

    adjustable (Fig. 12.49).

    A ma nd ato ry ti da l vol um e an d a minim um mechanical ven ti la ti on ra te must be

    selected. This determines the minimum minute ventilation. When setting the

    venti lator rate, the patient 's spontaneous rate must be considered. I f the SIMV rate

    is set too high, the patient may become apneic. Sett ing an I:E rat io is not required

    in SIMV. The I:E rat io wil l change as the patient 's respiratory rate and rhythm

    changes.

    SIMV is used to facil i tate emergence from anesthesia as the patient transit ions

    from controlled to spontaneous venti lat ion. I t ensures a minimal amount of

    venti lat ion while freeing the anesthesia provider from periodically venti lat ing the

    patient by hand. It reduces the incidence of patient-ventilator disharmony where the

    patient tr ies to f ight the venti lator and the need for sedation or narcosis for t he

    patient to tolerate mechanical venti lat ion. During anesthesia, SIMV may be used to

    provide backup mechanical ventilation for spontaneously breathing patients. SIMV

    can be c ombined with pressure support venti lat ion (PSV).

    Manda t o r y M i n u t e

    Mandatory minute ventilation (MMV) is a method of mechanical ventilation in which

    the amount of venti latory support is automatically adjusted to f luctuations in

    spontaneous venti lat ion so that a preset minute venti lat ion is delivered. The

    venti lator circuitry monitors spontaneous expired volume and, if i t fal ls below a

    predetermined level, provides the dif ference between the selected and actual

    minute volume.

    P r es s u r e Sup p o r t

    PSV (pressure-assisted or assisted spontaneous venti lat ion) has been a feature of

    ICU venti lators for years and is now on many anesthesia venti lators (36 ,37,38,39).

    I t is designed to augment the patient 's spontaneous breathing by applying posit ive

    pressure to the airway in response to patient-init iated breaths. A disadvantage of

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    this mode of venti lat ion is that if the patient fai ls to make any respiratory effort, no

    pressure-supported breaths wil l be init iated. To avoid this potential ly disastrous

    situation, most venti lators have a backup or apneic SIMV rate in case that the

    patient 's spontaneous respirat ion ceases (assist/control venti lat ion).

    A suppo rted brea th ma y be pressure or f low ini t ia ted. Flo w t ri ggeri ng imp oses les s

    inspiratory workload than pressure tr iggering and is used more frequently (40 ).

    When the user-selected f low or s ub-baseline pressure caused by a spontaneous

    breath is reached, f low from the venti lator begins and the set pressure is quickly

    reached. The venti lator then modulates the f low to maintain that pressure. The f low

    decreases unti l i t fal ls below a predetermined fract ion of the init ial rate (usually 5%

    or 25%) or a f ixed f l ow (usually 5 L/minute) or after a specif ic durat ion as a backup

    (41). At this p oint, f low is terminated and exhalat ion begins. Because the PSV level

    is reached early in inspirat ion and is maintained throughout the inspiratory phase,

    the pressure waveform has a square, flat-topped shape. PEEP may be added if

    needed.

    The anesthesia provider must set the tr igger sensit ivity and the inspiratory pressure

    (usually from 5 to 10 cm H 2O). The tr iggering sensit ivity should be set so that it wil l

    respond to inspiratory effort without auto-cycling in response to art ifactual changes

    in airway pressures. The init ial inspiratory f low is usually nonadjustable but can be

    changed on some venti lators by adjust ing the inspiratory r ise t ime (Fig. 12.48). The

    optimal init ial inspiratory f low is highest in patients with low compliance, high

    resistance, and most act ive v enti latory drive. On some venti lators, the tr igger

    window can be changed (Fig. 12.49).

    Tidal volume is de termined by the pressure support level, lung characterist ics, and

    patient effort. The desired t idal volume should be calculated and the pressure

    support level adjusted so that the desired volume is delivered. I f the exhaled

    volume is inadequate, the inspiratory pressure should b e increased or inspiratory

    rise t ime decreased (if adjustable). PEEP may cause an increase in t idal volume

    (42). Very high inspiratory f low (due to a high set pressure) may dec rease t idal

    volume by prematurely terminating inspirat ion (37). As the patient's effort

    increases, the level of inspiratory pressure can be reduced. Undesired

    hyperventi lat ion can be treated by adjust ing the tr igger sensit ivity, pressure level,

    or trigger window or, if these seem adequate, additional sedation.

    PSV can be used to reduce the patient 's work of spontaneous breathing (38 ,43 ,44).

    In addit ion, it c an increase the functional residual capacity. I t may be useful for

    preoxygenating obese patients by improving the eff iciency

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    of spontaneous venti lat ion and during weaning from mechanical venti lat ion. I t can

    be useful with a supraglott ic airway device to keep the airway pressure lower than

    the supraglott ic device leak pressure (38,42,45). If there is a leak around the

    device, PSV will be able to compensate for the leak to some extent, as the airway

    pressure is maintained irrespective of the volume.

    An advan tage of PSV is th e synchro ny between th e pat ient and the ven ti lator. The

    patient controls rate, volume, and inspiratory t ime. This may increase patient

    comfort. Breath stacking and f ight ing the ven ti lator are decreased. Even patients

    who are init ial ly tachy-pneic may be s uccessfully managed in this mode, as the

    pressure support can be set suff icient ly high to augment t idal v olume and hence

    reduce the respiratory rate. Peak and mean airway pressures are lower than with

    volume control venti lat ion, reducing the risk of barotrauma (42 ).

    Too high an i nspiratory f low may cause patient discomfort (33). PSV wil l deliver a

    variable minute volume in a patient with a changing respiratory drive. Inappropriate

    venti lator tr iggering can occur with PSV (40 ,46,47 ). This may be caused by a leak

    or a decrease in airway pressure caused by cardiac contract ions.

    With closed system suctioning, PSV results in a lower airway pressure during

    catheter insert ion and higher end-expiratory pressure during s uctioning than either

    volume control or pressure control venti lat ion (28,48 ).

    Specific Ventilators

    Drage r A V2+

    The AV2+ is the successor to the AVE and AV2 ven-t i lators.

    Description

    The AV2+ is shown in Figures 12.3and 12.4. I t has an ascending bellows. Ti dal

    volume is adjusted by using the kn ob above the bellows assembly, which raises or

    lowers a plate at the top of the bellows. A scale on the bellows housing provides a

    rough indication of the tidal volume delivered.

    Most venti lator controls are located across the top of the venti lator. To the left of

    the t idal volume control and above the bellows is the inspiratory pressure l imit

    control. On the left above the pressure limit and tidal volume controls is the

    frequency control with a digital

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    readout to the left. To the right of the frequency control are the control and display

    for the I:E ratio. In order to set an inverse ratio, an extended range button below

    the display and control must be depressed.

    View Figure

    Figure 12.3.Drager AV2+ ventilator. I:E,inspiratory:expiratory.

    View Figure

    Figure 12.4.Drager AV2+ ventilator. (Courtesy of Drager

    Medical.)

    To the right of the I:E rat io control are the inspiratory f low control and gauge. The

    scale on the gauge is divided into low, medium, and high f low.

    To the right is t he venti lator ON/OFF switch. A green l ight next to the switch

    indicates that the ventilator is turned ON. The ventilator may be turned ON at this

    switch or by turning the Manual/Automatic switch on the absorber to the automatic

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    posit ion. The venti lator control switch can only be turned ON with the

    Manual/Automatic switch in the Automatic posit ion. I f the ON/OFF switch is turned

    ON with the bag/vent selector switch in the bag posit ion, a fault l ight to the left of

    the ON/OFF switch wil l b e i l luminated.

    The spil l valve (Fig. 12.5) is at the base of the bellows assembly. A pilot line from

    the canister connects through the top of the spil l valve to a balloon diaphragm.

    Pressure in the canister causes the balloon diaphragm to be i nf lated, closing the

    opening to the scavenging system. The ball in the spil l valve ensures that a certain

    pressure must be present to allow gas f low through the spil l valve, even if the

    balloon diaphragm is deflated. This results in approximately 2 cm H 2O PEEP in the

    breathing system.

    The internal construct ion is shown in Figures 12.6 to 12.9. The inspiratory pressure

    regulator reduces the gas from approximately 50 psig to the value indicated on the

    inspiratory f low gauge. A solenoid in the oxygen l ine l inks the pneumatic and

    electronic port ions of the venti lator. When the solenoid is energized, it al lows gas

    to f low through the control valve in the oxygen l ine to the Venturi mechanism.

    A smal l-diameter tub e carr ies oxygen from th e ins pi rato ry f lo w regulator to the top

    of the auto-ranging valve, which controls the amount of ambient air entrained at any

    given inspiratory sett ing. The auto-ranging valve contains a diaphragm that is

    depressed when pressure is applied. The plunger moves downward, controlling the

    opening through which ambient air is entrained during inspirat ion.

    View Figure

    Figure 12.5.Spill valve on Drager AV2+ ventilator.(Courtesy of Drager Medical.)

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    P.321

    The control valve allows gas to f low through it when pressure is applied. The

    Venturi receives oxygen from the control valve and air f rom the auto-ranging valve

    and combines them to form the drive gas that pushes the bellows downward during

    inspirat ion.

    The pilot actuator, which controls the opening of the exhaust valve, operates in

    response to oxygen pressure that enters at the top. When sufficient pressure is

    applied, the valve moves downward against the spring, which closes the valve when

    no pressure is applied. During inspiration, the pressure of the driving gas inside the

    bellows housing pushes the bellows downward. When no pressure is applied to the

    pilot actuator, the exhaust valve opens, and the driving gas f lows to atmosphere

    through the exhaust valve.

    Controls

    The venti lator can deliver t idal v olumes f rom 20 to 1500 mL. Respiratory rate can

    be set from 1 to 99 breaths per minute (bpm). Inspiratory f low can be set between

    10 and 100 L/minute. The I:E rat io can be set from 1:4.5 to 4:1. The inspiratory

    pressure l imit range is 15 to 120 cm H 2O.

    Alarms

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    The AV2+ alarms are associated with the anesthesia machine and are not part of

    the ventilator. Alarm messages are displayed on the anesthesia machine monitoring

    screen. Warnings are accompanied by a three-pulse pattern that is ini t ial ly

    repeated ev ery few seconds in a series o f descending volume and then constantly

    at ful l v olume unti l the alarm condit ion is resolved. Cautions are accompanied by a

    three-pulse tone pattern that is repeated every 30 s econds. Advisories ut i l ize a

    single tone or no sound, depending on the advisory. The highest priority currently

    act ive alarm condit ion is annunciated. Audio signals for lower-priority alarm

    condit ions are temporari ly suppressed to minimize confusion caused by

    simultaneous alarms.

    Ventilation ModesVolume control is the only v enti latory mode on this venti lator. The v enti lator is t ime

    cycled and v olume preset.

    I n s p i r a t i o n

    During inspirat ion (Fig. 12.6), the controller energizes the solenoid and pressurizes

    the control valve, causing it to open. This allows oxygen from the pressure

    regulator to f low to the bellows assembly. A small port ion of the oxygen is diverted

    to the pilot actuator. This causes the pilot actuator to move downward, sealing the

    exhaust valve and preventing drive gas from escaping to atmosphere. A smallport ion of the regulated oxygen also f lows to the auto-ranging valve and opens i t in

    proport ion to the sett ing on the inspiratory f low regulator.

    Oxygen f lows through the Venturi, entraining room air. The drive gas, consist ing of

    oxygen and entrained air, then pressurizes the space between the bellows and the

    canister. This causes the bellows to b e compressed and gases inside the bellows

    flow to the breathing system.

    The spil l v alve prevents gases from entering the scavenging system during

    inspirat ion. Drive gas f lows through the pilot l ine and inf lates a balloon diaphragm

    that blocks the outlet between the inside of the bellows and the scavenging system.

    This valve remains closed unti l the bellows has reached its l imit of expansion

    during exhalation.

    In s p i r a t o r y P a u s e

    During the inspiratory pause (Fig. 12.7), the controller continues to energize the

    solenoid. As long as oxygen flows to the bellows assembly, pressure on the pilot

    actuator is maintained, and the exhaust valve remains closed. Since the bellows is

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    completely compressed, no addit ional gas can enter the bellows housing, and no

    more air is entrained by the Venturi. Excess oxygen is vented to atmosphere

    through the air entrainment port. The pilot line and the balloon diaphragm

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    in the sp il l valve remain pressurized, so gas f low to the scavenging system remains

    blocked.

    View Figure

    Figure 12.6Drager AV2+ ventilator. Inspiration. I:E,inspiratory:expiratory. (Redrawn courtesy of DragerMedical.)

    E x h a l a t i o n

    During exhalat ion (Fig. 12.8), the controller de-energizes the solenoid, which s tops

    the f low of ox ygen through it . The oxygen in the tubing between the solenoid and

    the supply valve is vented to atmosphere via a small exhaust tube at the top of the

    solenoid. Once this oxygen is v ented, the control valve closes and stops the f low of

    oxygen to the Venturi. This also allows the pilot actuator to depressurize. With the

    pilot actuator depressurized, the spring forces the plunger upward, opening the

    exhaust port. Exhaled gases push the bellows up ward. Drive gas vents to

    atmosphere through the exhaust port. As the pressure in the canister dec reases,

    the pressure within the pilot l ine for the spil l v alve also decreases, and the balloon

    diaphragm deflates. The ball check v alve below the balloon diaphragm presents

    more resistance to the f low of ex haled gas than does the bellows, so exhaled gases

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    P.323

    P.324

    continue to f i l l the bellows. Expiratory f low ends when the bellows reaches the plate

    at the top.

    View Figure

    Figure 12.7.Drager AV2+ ventilator. Inspiratory pause.I : E, inspiratory : expiratory. (Redrawn courtesy of DragerMedical.)

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    View Figure

    Figure 12.8.Drager AV2+ ventilator. Exhalation. I:E,inspiratory:expiratory. (Redrawn courtesy of DragerMedical.)

    E x p i r a t o r y P a u s e

    Af ter the bellows ha s reached maximum expans io n (Fig. 12.9), the expiratory pause

    time begins. The solenoid and the supply valve remain closed. The pressure in the

    pilot l ine to the spil l valve decreases to atmospheric, and the balloon diaphragm

    deflates. When pressure from gas in the bellows exceeds the resistance created by

    the weight of the ball in the spil l v alve, the ball is l i f ted, and gases can f low into the

    scavenging sys tem.

    Special Features

    A saf ety re l ief val ve vents dri ve ga s to atm os ph ere if th e dri ve gas pressure

    exceeds 120 cm H2O.

    In the event of mains power failure, a fully charged battery wil l power the v enti lator

    for approximately 20 minutes. There are yellow indicators to signify that there is

    alternating current (AC) power failure and that the battery power is low. I f the

    machine has switched to

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    battery power, a three-pulse tone sounds every 30 seconds. A battery test button is

    present on the machine. A green battery test indicator signifies that the battery

    power is s at isfactory. Battery messages are displayed on the monitor screen.

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    View Figure

    Figure 12.9.Drager AV2+ ventilator. End exhalation. I:E,inspiratory:expiratory. (Redrawn courtesy of DragerMedical.)

    Hazards

    The problems discussed below were reported with the predecessor AV-E venti lator.

    Since the two venti lators are similar i n construct ion, there is a possibil i ty that

    similar problems could occur with the AV2+ venti lator.

    A cas e has bee n rep ort ed in wh ich the mu f fl er plac ed ov er the driv in g gas exhaus t

    became saturated with water and obstructed the flow from the bellows chamber

    (49). This resulted in high airway pressures as gas continued to f low into the

    venti lator.

    In another reported case, the control valve malfunctioned, result ing in continuous

    driving gas f low to the bellows (50). High airway pressures resulted.

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    Prolongation of the inspiratory phase owing to i nsuff icient parts lubricat ion has

    been reported (51).

    Ventilatory irregularit ies resulting from improper seating between the bellows and

    its mount have been reported (52).

    There has been a report of the spill valve becoming incompetent, resulting in

    hypoventi lat ion (53 ). In other reported cases, the pilot l ine connecting the bellows

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    chamber to the spil l valve became kinked so that it was occluded (54 ,55). If the

    pilot l ine becomes occluded during inspirat ion, hypoventi lat ion wil l result because

    the spil l valve wil l be open. I f the occlusion occurs during exhalation, gas wil l be

    unable to exit the circuit , and the pressure inside the ci rcuit wil l increase.

    PEEP can result under certain circumstances. This was reported when some hoses

    were draped over the spil l valve, part ial ly obstruct ing the pilot l ine (56 ,57).

    Cleaning and Sterilization

    Cleaning and disinfect ion or s teri l izat ion are c omplicated matters b eyond the scope

    of this text. They are explained in detail in the operator's manual.

    D rage r D i v an

    The Divan venti lator (digital venti lator for anesthesia) is a component of the North

    Ame ric an Dra ge r 6000 series ma chi nes .

    Description

    The venti lator control panel (Fig. 12.10) is situated at the front of the anesthesia

    machine below the desktop. To alter a function, the key f or that function is pressed.

    Changes are made by using the rotary knob at the right of the control panel and the

    change confirmed by pressing the knob. I f the al tered value or mode is not

    confirmed within 10 seconds, the venti lator returns to the previous value.

    At the lef t s id e of th e con tro l panel is a Ma nu al / Sponta ne ou s key. Af ter pressin g

    this key and confirming the sett ing, the patient can breathe spontaneously or be

    venti lated manually by adjust ing the APL v alve.

    Below the Manual/Spontaneous key is the Volume Mode key. When it is pressed

    and its function confirmed, the venti lator goes into the volume control mode. Below

    the volume mode key is the SIMV key. To the right of this key is the key for

    pressure control venti lat ion (Pres Mode).

    To the right of the Manual/Spontaneous key is a window with a bar graph that

    indicates piston movement and displays the percent of the set t idal volume (0%

    represents f ull exhalat ion, while 100% indicates inspirat ion to the set t idal volume).

    Below the bar graph window is a numeric display window that displays the values

    for the keys below it . At the left is the sett ing for maximum allowable pressure

    (Pmax) in the volume and SIMV modes or preset airway pressure (Pset) in the

    pressure control mode. In the middle is the sett ing for t idal volume in the SIMV and

    volume control modes. At the right is the respiratory rate sett ing. To alter a

    parameter, the key under it is pressed and the rotary knob rotated to increase or

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    decrease the sett ing. The new value is displayed in the window above the key.

    When the proper

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    value is displayed, it is confirmed by pushing the rotary knob.

    View Figure

    Figure 12.10.Control panel of Divan ventilator. (Redrawncourtesy of Drager Medical.)

    To the right of the numeric display is an alphanumeric display. This prompts the

    operator to take certain act ions during the checkout procedure and updates the

    progress of the checkout. After a change in v enti latory mode or parameter is made,

    there wil l be a prompt to confirm the change. Other messages report ing status and

    faults are displayed here.

    Under the alphanumeric display are addit ional keys. The I:E key sets the I:E rat io.

    The % I.P./Flow key sets the rat io of i nspiratory pause t ime to inspirat ion phase

    time in the volume control and SIMV modes and the inspiratory flow rate in the

    pressure control mode. The PEEP key is used to set the PEEP in all modes. The

    SIMV Rate key sets the minimum ventilatory rate in the SIMV mode.

    At the ri gh t s ide of the control pa ne l is a s ta ndby key. In th is mo de, driv e gas us e is

    minimized, and inspection or repairs can be performed.

    Above th e s tandb y key is a te st key. Th is causes the venti lato r to measure sys tem

    compliance and leakage. This can only be init iated when the venti lator is in the

    standby mode.

    Below the tabletop is an electrically powered piston (Fig. 12.11). The manufacturer

    offers an optional top cover with a transparent window that allows th e user to see

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    piston movement. I f there is inadequate gas in the breathing system to allow the

    piston to retract ful ly, the piston wil l stop and alert the anesthesia provider. This

    wil l prevent a negative pressure from being exerted (23).

    A hea te r is incorpo rated in to th e absorb er he ad to min imize mo istu re condensati on.

    The internal construct ion of the venti lator and breathing system is shown in Figures

    12.12to 12.17. V1 is the fresh gas decoupling valve. V2 is the surplus gas valve.

    V3 is the valv e that controls gas f low to the APL and gas relief valves. Gas is

    aspirated from near the patient port, analyzed, and returned to the circuit

    downstream of the expiratory unidirect ional v alve. An ultrasonic f low sensor

    (Chapter 23) and PEEP valve are located in the expi ratory l imb.

    ControlsThe venti lator cannot be set to values result ing in an inspiratory f low greater than

    75 L/minute, a minute volume greater than 25 L/minute, or an expiratory t ime of

    less than 400 ms.

    PEEP can be set from 0 to 20 (default 0) cm H 2O. PEEP is not available in the

    Man/Spont or SIMV modes.

    The peak airway pressure (Pmax/Pset) can be set from 10 to 80 (default 25) cm

    H2O in the volume control and SIMV modes and 10 to 70 (default 10) cm H 2O in the

    pressure control mode. When the maximum allowable pressure is reached, f low is

    adjusted so that the pressure remains constant through the end of inspirat ion. In

    this situat ion, the full t i dal volume may not be delivered.

    Figure 12.11.Piston ventilator of Divan ventilator.

    (Courtesy of Drager Medical.)

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    View Figure

    The minimum difference between Pmax and PEEP is 5 cm H 2O. If the pressure

    increases by more than 5 cm H2O above Pmax, inspiration is immediately stopped

    and expirat ion begins.

    The % inspiratory pause/flow (% I.P./Flow) sets the length of the inspiratory pause

    in the v olume control and SIMV modes or the inspiratory f low in the pressure

    control mode. The pause range is 0% to 60% (default 10%). During pressure control

    venti lat ion, the inspiratory f low rate can be set from 5 to 75 (default 50) L/minute.

    The available t idal volumes are 10 to 19 mL, 20 to 100 mL, and 110 to 1400

    (default 600) mL.

    The respiratory rate range is 6 to 80 (default 12) bpm in the v olume and pressure

    control modes and 3 to 8 0 (default 12) bpm in the SIMV mode.

    The range of available I :E rat ios is 1:3 to 2:1 (default 1:2). I f an inverse I:E rat io is

    set and co nfirmed, a message is displayed.

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    View Figure

    Figure 12.12.Divan ventilator. Spontaneous inspiration.APL, adjustable pressure limiting; PEEP, positive end-expiratory pressure. (Redrawn courtesy of Drager Medical.)

    P.328

    Alarms

    Alarm limits , wh ich dep end on th e ven ti la to ry mode and the pati en t , are presen te din an alarm window on the machine monitor screen. If an alarm limit is exceeded or

    not reached, the alarm limits menu is displayed, and the value is highlighted.

    Related alarms are combined. A message that indicates the computer analysis of

    the problem wil l appear.

    The alarm silence key i n the alarm window allows the alarms to be audio paused

    (silenced) for 60 seconds if pressed once and for 120 seconds if pressed twice.

    Alarms can be sus pended by press ing a key on the bo ttom of the scree n.

    Warnings are announced by a three-tone sequence of h igh, high, low. The tones

    are also in a sequence of dif ferent volumes with the f irst and fourth sequence being

    at ful l v olume. Alarm messages are displayed on a f lashing red background with

    white text. The f lashing stops when the alarm silence button is depressed. Flashing

    resumes when the audio pause (si lence) period has ended.

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    View Figure

    Figure 12.13.Divan ventilator. Spontaneous exhalation.APL, adjustable pressure limiting; PEEP, positive end-expiratory pressure. (Redrawn courtesy of Drager Medical.)

    P.329

    Cautions are displayed on a f lashing yellow background in black text. The

    messages are announced by a three-tone burst of low, low, high. Announcements

    occur every 30 seconds.

    Adv is ori es are displ aye d on a wh ite backgro und wi th blac k tex t tha t does not f la sh.

    A sing le ton e ma y sou nd.

    An al arm log can be ac ces sed. It wi l l al lo w the cl in ic ian to observ e all a la rm ev en ts

    that have occurred during the case. I t c an store up to 500 events.

    Ventilation Modes

    The desired mode (Volume or Pressure Control or SIMV) is selected by pushing the

    key for that mode and confirming that choice.

    In the pressure control mode, inspiratory f low rate can be set independent of airway

    pressure (Pset). However, Pset may not be achieved if the inspiratory f low rate is

    too low. In this case, an alarm message wil l be displayed.

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    View Figure

    Figure 12.14.Divan ventilator. Inspiration during manualventilation. APL, adjustable pressure limiting; PEEP,

    positive end-expiratory pressure. (Redrawn courtesy ofDrager Medical.)

    P.330

    During SIMV, the time between each mandatory respiration and the beginning of

    the next is subdivided into a spontaneous breathing t ime (Tspont) and a tr igger

    t ime (Ttrigger). During the tr igger t ime, the system checks whether the airway

    pressure has dropped at least 0.5 cm H2O below the pressure measured at the end

    of expirat ion. I f this has not occurred, the venti lator delivers a breath.

    S p o n t a n eo u s B r e at h i n g

    To allow spontaneous breathing, the MANUAL/SPONTANEOUS key is pressed and

    the APL valve set to SPONT. Valves V1 and V3 are open, while V2 is closed. When

    the patient inspires (Fig. 12.12), the inspiratory valve opens, and gas f lows f rom

    the reservoir bag. During exhalat ion (Fig. 12.13), the expiratory valve opens, and

    exhaled gases pass through the absorber and into the bag. During late exhalat ion,

    the pressure rises,

    P.331

    and excess gas f lows through V3 and the gas relief valve to the scavenging system.

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    View Figure

    Figure 12.15.Divan ventilator. Inspiration duringmechanical ventilation. APL, adjustable pressure limiting;PEEP, positive end-expiratory pressure. (Redrawn courtesyof Drager Medical.)

    Manu a l

    For manual ventilation, the Manual/Spontaneous key is pressed, and the APL valve

    is set to MAN. The pressure during inspirat ion wil l be l imited by the APL valve

    sett ing. When the pressure l imit is reached, excess gas wil l f low through V3 and the

    APL valv e to th e scav eng ing system through the gas rel ie f val ve (Fig. 12.14).During exhalation, exhaled gases flow through the absorber into the reservoir bag.

    Mech a n i c a l

    When mechanical venti lat ion is s elected, the APL valve is closed. The bag

    functions as a reservoir for fresh gas.

    During inspirat ion (Fig. 12.15), valves V1, V2, and V3 are closed. Piston movement

    produces gas f low through the inspiratory valve to the patient port. Fresh gas

    P.332

    continues to enter the reservoir bag but does not affect the t idal volume, because

    valve V1 is closed (fresh gas decoupling).

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    View Figure

    Figure 12.16.Divan ventilator. Mid exhalation duringmechanical ventilation. APL, adjustable pressure limiting;PEEP, positive end-expiratory pressure. (Redrawn courtesyof Drager Medical.)

    When exhalat ion begins, the expiratory valve opens, allowing exhaled gases to f low

    through the absorber and into the retracting piston and to the reservoir bag through

    V1, which opens. Valves V2 and V3 remain closed. Fresh gas f lowing in to the

    system mixes with some of the exhaled gases in the piston v enti lator. Mid

    exhalat ion is depicted in Figure 12.16. The piston retracts, allowing the cylinder to

    fill with gas from the reservoir bag and fresh gas. During the later part of exhalation

    (Fig. 12.17), V2 opens, and gases are vented to the scavenging system through the

    gas relief (spil l) valve.

    Special Features

    The Divan venti lator decouples fresh gas f low from t idal volume. Fresh gas entering

    the circuit during inspirat ion

    P.333

    is isolated from the patient circuit and accumulates in the reservoir bag. I f the

    oxygen f lush is act ivated during inspirat ion, the gas wil l not be added to the t idal

    volume but wil l enter the reservoir bag (23). The reservoir bag will inflate and

    deflate during mechanical v enti lat ion.

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    View Figure

    Figure 12.17.Divan ventilator. Late exhalation duringmechanical ventilation. APL, adjustable pressure limiting;PEEP, positive end-expiratory pressure. (Redrawn courtesyof Drager Medical.)

    This venti lator compensates for breathing system compliance and gas c ompression

    so that the patient receives the set t idal volume. Information that makes t idal

    volume compensation possible is gathered during the automated checkout. The Y-

    piece must be occluded and fresh gas f low s et at a minimum to perform these

    measurements.

    Small-diameter breathing tubes are recommended for pediatric patients where tidal

    volumes are less than 200 mL. After switching to the pediatric tubes, the leak and

    compliance test should be performed before the patient is connected to the

    venti lator. I f a low-compliance circuit such as a pediatric circuit were added without

    P.334

    conducting a compliance test, the v enti lator could deliver excessive volumes. To

    prevent this from occurring when a t idal volume of less than 200 mL is selected, the

    venti lator wil l use the measured circuit compliance only if i t is 0.8 mL/cm H2O or

    less (58 ). I f the measured circuit compliance is higher, a default value of 0.6 mL/cm

    H2O is used.

    The breathing system and pis ton assembly are designed to minimize circuit v olume

    and the t ime that it takes the system to respond to changes in fresh gas

    composit ion. A low-f low wizard helps the clinician to assess the fresh gas surplus.

    I t provides graphical information of fresh gas surplus, a message report, and a help

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    key. The message area gives recommendations for use with low f lows, including

    bag size and venti lator sett ings.

    When the anesthesia machine is turned ON, an automated checkout process that

    requires about 5 minutes is set in motion. Other than a few prompts reminding the

    anesthesia provider to s et a p ressure at the APL valve and to occlude the Y-piece

    on the breathing system, this checkout is ful ly automatic. The checkout allows the

    computer to determine information about gas compression, l eaks, and compliance

    of the breathing system.

    If the v enti lator detects an internal fault that might affect patient safety during

    mechanical venti lat ion, it init iates a safe s tate in which venti lat ion can be continued

    in the Manual/Spontaneous mode. When the v enti lator enters the safe state, the

    clinician is alerted by a display reading Equipment Fault , and an audible tone

    sounds. The ventilator now performs as if it were in the manual/spontaneous mode.

    The venti lator override button is on the machine near the absorber head. I t i s

    provided in the event there is an unforeseen condit ion that the software does not

    recognize. Activat ing this override removes power from the v enti lator and allows

    manual or spontaneous v enti lat ion.

    The Narkomed 6000 has battery backup that will power the machine and ventilator

    for at least 30 minutes. An alarm indicates when the battery has only another 10

    minutes. After the batteries are exhausted, the machine can continue to be used

    with manual venti lat ion o r spontaneous breathing.

    Respitone is an option on the 6400 anesthesia machine. I t is a venti lat ion sound

    composed of two distinct tones. One tone annunciates when the pressure waveform

    crosses the apnea threshold during inhalation. Another tone annunciates on the

    rising edge of a carbon d ioxide waveform corresponding to exhalat ion.

    Evaluation

    A compari son between a Divan and an AV 2+ venti lato r was ma de duri ng s imul ated

    venti lat ion of pediatric patients (59 ). The Divan offered advantages in the low t idal

    volume range during v olume control venti lat ion.

    The Divan and an ICU venti lator were compared by using both an infant lung model

    and infants with congenital heart disease (60 ,61 ). Both v enti lators provided

    adequate venti lat ion in the volume control mode.

    In comparison with an ICU v enti lator and an anesthesia venti lator with a gas-

    powered bellows during pressure control venti lat ion, the Divan maintained t idal

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    volume with increasing respiratory rates better than the other anesthesia venti lator

    but not as well as the ICU venti lator (2).

    HazardsA high ne ga tive pressure applie d to the airway can ex cee d the abi l ity of the

    venti lator's negative pressure relief valve, causing the piston to lock (62 ,63 ). The

    problem can be remedied by opening the ventilator cover and removing the piston

    to break the negative seal.

    The venti lator override button is in a rather inconspicuous place (64).

    A cas e of powe r supp ly failu re th at interr up te d ven ti lati on ha s been re po rte d

    (64,65). The l inkage to the backup batteries prevented them from kicking in.

    Cleaning and DisinfectionMost of the v enti lator parts, including those exposed to breathing gases, can be

    steam autoclaved. See the operation manual for specific disassembly and

    steri l izing instructions.

    D rage r Fab i u s GS

    Description

    On the Fabius machine, the venti latory module, which includes a piston, is located

    behind a door on the left side of the machine (Fig. 12.18). The piston is inside ametal case that wil l swing out when the door is opened (Fig. 12.19). A window

    allows the operator to view piston movement.

    The piston assembly is shown in Figures 12.20and 12.21. Electrical power is used

    to raise and lower the piston. The motor is n ear the bottom of the cylinder that

    holds the piston. There are two roll i ng diaphragms that seal the p iston and prevent

    mixing of ambient and respired gases. The upper diaphragm is attached at the top

    and f its over the upper end of the piston. The lower part of upper diaphragm rolls

    upward and downward as the piston moves upward and downward (Fig. 12.20). The

    lower diaphragm is connected between the piston wall and the inside of the

    cylinder. As the piston moves downward, the space above the upper diaphragm

    increases, allowing exhaled gases to enter that space. There are high pressure and

    negative pressure relief valves on the top of the piston, connecting with the space

    for respired gases.

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    View Figure

    Figure 12.18.Drager Fabius GS ventilator. A windowallows the operator to view piston movement.

    P.335

    The display screen is shown in Figure 12.22(see page 338). At the left side are

    keys that determine the venti latory mode (volume control, pressure control,

    manual/spontaneous). A rotary mouse is at the bottom right of the screen. Once a

    parameter is selected, the value is altered by turning the rotary mouse and is

    confirmed by depressing it . The Standby key is to the right of the rotary mouse. To

    the right of the rotary mouse and above the Standby key is the Mains Power l ight-

    emitting diode (LED), which, when lit, confirms that the machine is connected to a

    functioning electrical system.

    To the right of the screen are three keys. The bottom one is the Home key. I t

    causes the main screen to be displayed. The Setup key is above the Home key.

    When pressed, the displayed window enables the operator to view and change

    venti lat ion and to review sett ings.

    P.336

    Above th e Setu p key is the Al arms key. Whe n pressed , al arm limits are shown on

    the right side of the screen. To the right of the Alarms key is the Alarm Silence key.

    Pushing this causes act ive alarms to be audio paused for 2 minutes.

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    View Figure

    Figure 12.19.Drager Fabius GS ventilator. When the dooris opened, the piston ventilator, which is inside a metal case,will swing out.

    View Figure

    Figure 12.20.Piston assembly. As the piston movesdownward, the upper diaphragm moves downward with it,creating a space for respired gases.

    To the right of the Alarms key are two LED lamps that indicate the urgency of the

    alarm message. A status bar near the top of the screen displays the venti latory

    mode being used. I t also d isplays alarm silence status, battery power level , and the

    time.

    To the left side of the screen are virtual f lowmeters for air, oxygen, and nitrous

    oxide. To the right of the f lowmeters in the upper third of the screen is an alarm

    window. This displays up to four of the highest priority

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    P.337

    alarms. To the right of this window, the inspired oxygen concentrat ion and alarm

    limits for oxygen concentrat ion are displayed. The respiratory volume monitor

    window is the middle window to the right of the flowmeter window. It displays

    respiratory rate and tidal and minute volumes. Below the respiratory volume window

    is the breathing pressure monitor window. I t displays PEEP values and peak and

    mean inspiratory pressures. Below the flowmeters and the breathing pressure

    window is the breathing pressure waveform window. Below this are six windows

    associated with venti lator parameters. Below these windows are keys fo r the

    associated parameters.

    View Figure

    Figure 12.21.As the piston moves upward, gases are forcedout of the space at the top.

    Controls

    The range for the maximum venti lat ion pressure (PMA X ) is 10 to 70 (default 40) cm

    H2O. Other controls are discussed under the individual venti lat ion modes.With volume control venti lat ion frequency can be set from 4 to 60 (default 12) bpm.

    The t ime rat io between the inspiratory and expiratory t ime phases (Ti:Te) range is

    4:1 to 1:4 (default 1:2). The inspiratory pause can be s et from 0% to 5 0% (default

    10%). PEEP can be set from 0 to 20 (default 0) cm H 2O. The range for tidal volume

    is 20 to 1400 (default 600) mL.

    In the pressure control mode, the inspiratory pressure (P INSP ) can be set from 5 to

    60 (default 15) cm H2O,

    P.338

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    and the inspiratory f low can be set from 10 to 75 (default 30) L/minute. PEEP can

    be set from 2 to 20 (default 0) cm H2O. Venti lat ion frequency can be s et from 4 to

    60 (default 12) bpm.

    View Figure

    Figure 12.22.Display screen for the Drager Fabius GSventilator.

    Alarms

    Alarms are auto ma tical ly ena bled when the venti lator is swi tche d to a ven ti la ti on

    mode. Alarm messages are displayed in the alarm box in the center of the top of

    the data screen. The text displays are followed by exclamation marks (!). There are

    three marks (! ! !) for warnings, two (! !) for caution, and one (!) for advisories. The

    LEDs to the right of the alarm silence key indicate the urgency of the alarm

    condit ion. A warning is signaled by a blinking red LED. A caution is expressed by a

    blinking yellow LED. An advisory is indicated by a continuous yellow LED. Warning

    tones are continuous. Caution tones enunciate every 30 sec onds. An advisory has

    a single or no t one.

    Ventilation Modes

    The Fabius offers volume control and pressure control venti lat ion. PSV can be

    added. When the venti lat ion mode is changed, the function is displayed across the

    bottom of the data screen and above the appropriate key.

    S t a n d b y

    In the Standby mode, the ventilator stops, and the monitoring and alarms are

    turned OFF. I f gas f low is detected, a Gas Sti l l Flowing message appears in the

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    alarm window. If the machine is in the Standby mode for 5 minutes and there is no

    user input, the machine goes into the Sleep mode, and a screen saver appears.

    Man u a l / S p o n t a n e o u s

    In Man/Spon mode, the piston in the venti lator is moved to its topmost posit ion to

    minimize system compliance. The APL bypass valve is closed, direct ing excess gas

    through the APL valve.

    For spontaneous v enti lat ion, the APL valve is put in the SPONT posit ion, in which it

    is ful ly open. During inspirat ion (Fig. 12.23), gas from the bag f lows through the

    fresh gas decoupling valve and the inspiratory unidirect ional valve to the Y-piece.

    During exhalat ion (Fig. 12.24), exhaled gases f low through the expiratory

    unidirect ional valve and the absorber. The reservoir bag f i l ls with a c ombination offresh gas and gas that has passed through the absorber. Excess gas exits through

    the APL valve.

    During manual venti lat ion, the APL valve is set to the MAN posit ion. The opening

    pressure can be adjusted from 5 to 70 cm H2O. As the bag is compressed (Fig.

    12.25, see page 341), the gas in the bag f lows through the fresh gas decoupling

    valve, the inspi ratory unidirect ional valve, and the Y-piece. Some gas f lows

    retrograde through the absorber and the APL valve, which is adjusted to provide

    the proper pressure. During exhalat ion, exhaled gases f low through the expiratory

    unidirect ional valve and the absorber. The reservoir bag f i l ls with a c ombination of

    fresh gas and gas that has passed through the absorber.

    Mech a n i c a l

    When the Fabius is in automatic mode, the APL bypass v alve is held open. Fresh

    gas decoupling is accomplished by using a decoupling valve between the fresh gas

    inlet and the breathing system. The reservoir bag wil l inf late and deflate during

    mechanical venti lat ion. I f the oxygen f lush is act ivated during inspirat ion, the gas

    wil l not be added to the t idal volume but wil l enter the reservoir bag (23 ).

    During inspirat ion (Fig. 12.26, see page 342), the pressure generated by the piston

    closes the fresh gas decoupling valve. Fresh gas f lows retrograde through the

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    absorber and enters the reservoir bag. The piston pushes gas through the

    inspiratory unidirect ional valve and the inspiratory hose to the Y-piece. I f the

    pressure exceeds the pressure l imit, the Pmax valve opens.

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    View Figure

    Figure 12.23.Drager Fabius GS ventilator. Inspirationduring spontaneous breathing. PEEP, positive end-expiratory pressure; APL, adjustable pressure limiting.

    During exhalat ion (Fig. 12.27, see page 343), exhaled gas f lows through the

    expiratory unidirect ional valve and into the reservoir bag, where fresh gas has been

    collect ing during inspirat ion. The piston retracts, drawing in gas. Excess gas f lows

    through the APL bypass valve and the exhaust valve to the scavenging system.

    Special Features

    A high pre ssure an d a negat iv e pressure relief val ve are lo cated at the to p of th e

    venti lator piston (Figs. 12.20, 12.21). The high pressure relief valve opens at 75 5

    cm H2O. The negative pressure safety relief valve lets in air at -2 to -5 cm H2O.

    If a fault in the venti lator is not corrected and the anesthesia provider cannot switch

    to manual venti lat ion by using the Man/Spont mode, manual venti lat ion is st i l l

    possible. To do this, the ON/OFF system power s witch on the rear panel is switched

    OFF, then ON.

    The Fabius GS has battery backup that wil l power the machine and venti lator for at

    least 45 minutes if the batteries are fully charged. I f the power fails, the mains LED

    will go out, a message wil l appear, and a battery symbol wil l appear in the status

    bar. After the battery is exhausted, the patient can be v enti lated in the

    manual/spontaneous mode.

    Breathing system compliance is determined during the checkout procedure. For

    accurate compliance compensation, the breathing system must be in the

    configurat ion in which it is to be used for the patient when the checkout procedure

    is performed.

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    The Fabius GS is equipped with fresh gas decoupling. During mechanical

    inspirat ion, the fresh gas decoupling valve closes. This directs the fresh gas to the

    reservoir bag, thereby stopping it from being added to the inspired t idal volume.

    During exhalat ion, the decoupling valve

    P.340

    opens, allowing exhaled gas and the accumulated fresh gas to f i l l the piston.

    View Figure

    Figure 12.24.Drager Fabius GS ventilator. Exhalationduring spontaneous breathing. PEEP, positive end-expiratory pressure; APL, adjustable pressure limiting.

    Hazards

    Ai r can be entr aine d du ri ng mecha nical ven ti lat io n if the re is a disconne cti on or

    leak or the fresh gas f low is d irected to the wrong circuit (9,66,67 ). This could lead

    to patient awareness and hypoxia. Such a problem should be discovered during the

    checkout procedure but could occur later.

    Venti lator fai lure result ing from worn parts of the motor that drives the bellows has

    been reported (68,69). A ventilator failure warning was posted and manual

    venti lat ion was possible after the venti lator was placed in the s tandby mode.

    Cleaning and Sterilization

    External parts of the ventilator may be cleaned with detergents and disinfectants.

    The parts that are exposed to respiratory gases can be removed from the v enti lator.

    The venti lator diaphragm, cover, and hoses can be steam autoclaved.

    D r ag e r Apo l l o

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    Description

    The main screen of the Drager Apollo machine is shown i n Figure 12.28(see page

    344). At the left on the bottom are virtual f lowmeters. Above this is gas-monitoring

    information. To the right of this is the carbon dioxide waveform and pressure- and

    flow-volume loops. Below the pressure-volume loop are bar graphs f or t idal volume

    and airway pressure. To the right of the carbon dioxide waveform and f low-volume

    loop are the values for venti latory parameters. Below this are the pipeline and

    cylinder pressures. At the right are soft keys for various other functions.

    Venti latory functions are controlled by using two sets of ke ys below the bottom of

    the screen (Fig. 12.29, see page 345). The keys in the bottom row are used to

    P.341

    set the ventilatory mode (manual/spontaneous, volume mode, pressure mode, or

    pressure support). To s elect a mode, the key is pressed, and the knob to the right

    is pressed to confirm the change. The right key is used to select the auxil iary

    common gas outlet, which is an op tional feature.

    View Figure

    Figure 12.25.Drager Fabius GS ventilator. Inspiration

    during manual ventilation. PEEP, positive end-expiratory

    pressure; APL, adjustable pressure limiting.

    Above th is row o f keys is an oth er row that is us ed to se t the ven til ati on para me ters .

    To alter the sett ing, the key is pressed, and the knob is rotated to increase or

    decrease the value shown above the soft key unti l the desired value is reached.

    Then, the knob is pressed to confirm that sett ing.

    To the right of the knob (not shown in Fig. 12.29) is the standby key, which is used

    to switch between operating and s tandby modes.

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    The internal construct ion of the Apollo venti lator is shown in Figures 12.30to 12.35

    (see pages 345,346,347 ,348 ,349,350 ,35 1). Fresh gas enters the breathing system

    and passes through the fresh gas decoupler valve. The venti lator, which has an

    electrically driven piston, is connected to the inspiratory side of the circuit

    downstream of the fresh gas decoupler valve. A f low sensor just downstream of the

    unidirect ional valve monitors the inspiratory f low.

    On the exhalat ion side of the circuit another f low sensor, a pressure gauge and a

    PEEP valve are located upstream of the expiratory unidirect ional valve. The

    reservoir bag and APL valve as well as an APL bypass valve leading to the exhaust

    valve from the venti lator are between the expiratory unidirect ional valve and the

    absorber.

    Controls

    The range for pressure l imitat ion (PM AX ) is 10 to 70 (default 40) cm H2O, with a

    minimum of PEEP +10 cm H2O. The range for t idal volume is 20 to 1400 (default

    600) mL. With PSV, the tidal volume range is 10 to 1400 mL. Respiratory frequency

    can be set from 3 to 80 (default 12) bpm in volume control and pressure control