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CFTC RULE FILINGS Date of Filing Entity Description Filing Type CFTC Filing 9/5/2018 CME Initial Listing of the E-mini Standard and Poor's Communication Services Select Sector Index Futures Contract DCM 18-316R EXHIBIT B 9/4/18 CME Implementation of the Implementation of the Sterling Overnight Index Average (“SONIA”) Futures Market Maker Program DCM 18-383 9/4/18 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-383S 8/31/18 NYMEX/COMEX Adoption of New NYMEX/COMEX Chapter iv. ("Disclaimers") DCM 18-345 (1 of 2) 18-345 (2 of 2) 8/29/18 CBOT Weekly Notification of Amendments Related to Product Terms and Conditions - Week of August 20, 2018 DCM 18-380 EXHIBIT B 8/29/18 CME Clearing Weekly Notification of Rule Amendments - Week of August 20, 2018 DCO 18-379 8/29/18 NYMEX/COMEX Application of Trading-at-Settlement ("TAS") Eligibility to the E-micro Gold Futures Contract and Other Administrative Amendments to the NYMEX/COMEX TAS Table DCM 18-344 (1 of 2) 18-344 (2 of 2) 8/27/18 NYMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of August 20, 2018 DCM 18-377 EXHIBIT A 8/27/18 CME Weekly Notification of Amendments Related to Product Terms and Conditions - Week of August 20, 2018 DCM 18-376 8/23/18 COMEX Weekly Notification of Rule Amendments - Week of August 13, 2018 DCM 18-375 8/23/18 NYMEX Weekly Notification of Rule Amendments - Week of August 13, 2018 DCM 18-374 8/23/18 CBOT Weekly Notification of Rule Amendments - Week of August 13, 2018 DCM 18-373 8/23/18 CME Weekly Notification of Rule Amendments - Week of August 13, 2018 DCM 18-372 8/23/18 COMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of August 13, 2018 DCM 18-371 EXHIBIT D

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Page 1: CFTC RULE FILINGS - cmegroup.com · Amendments to the Daily Settlement Procedure Document Relating to the Black Sea Wheat and Black Sea Corn ... Amendments to the Daily Settlement

CFTC RULE FILINGS

Date of Filing Entity Description Filing Type CFTC Filing

9/5/2018 CME Initial Listing of the E-mini Standard and Poor's Communication Services Select Sector Index Futures Contract

DCM 18-316R

EXHIBIT B

9/4/18 CME Implementation of the Implementation of the Sterling Overnight Index Average (“SONIA”) Futures Market Maker Program

DCM 18-383

9/4/18 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-383S

8/31/18 NYMEX/COMEX Adoption of New NYMEX/COMEX Chapter iv. ("Disclaimers") DCM 18-345 (1 of 2) 18-345 (2 of 2)

8/29/18 CBOT Weekly Notification of Amendments Related to Product Terms and Conditions - Week of August 20, 2018

DCM 18-380

EXHIBIT B

8/29/18 CME Clearing Weekly Notification of Rule Amendments - Week of August 20, 2018

DCO 18-379

8/29/18 NYMEX/COMEX Application of Trading-at-Settlement ("TAS") Eligibility to the E-micro Gold Futures Contract and Other Administrative Amendments to the NYMEX/COMEX TAS Table

DCM 18-344 (1 of 2) 18-344 (2 of 2)

8/27/18 NYMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of August 20, 2018

DCM 18-377

EXHIBIT A

8/27/18 CME Weekly Notification of Amendments Related to Product Terms and Conditions - Week of August 20, 2018

DCM 18-376

8/23/18 COMEX Weekly Notification of Rule Amendments - Week of August 13, 2018

DCM 18-375

8/23/18 NYMEX Weekly Notification of Rule Amendments - Week of August 13, 2018

DCM 18-374

8/23/18 CBOT Weekly Notification of Rule Amendments - Week of August 13, 2018

DCM 18-373

8/23/18 CME Weekly Notification of Rule Amendments - Week of August 13, 2018

DCM 18-372

8/23/18 COMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of August 13, 2018

DCM 18-371

EXHIBIT D

Page 2: CFTC RULE FILINGS - cmegroup.com · Amendments to the Daily Settlement Procedure Document Relating to the Black Sea Wheat and Black Sea Corn ... Amendments to the Daily Settlement

8/23/18 NYMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of August 13, 2018

DCM 18-370

EXHIBIT B

8/23/18 CME Modifications to the CME FX Futures Cross Currency and Emerging Markets Market Maker Program

DCM 18-368

8/23/18 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-368S

8/23/18 CME Increase of CME Globex Committed Cross Better Price Match Percentages for FX Rate Option Contracts

DCM 18-320

8/23/18 CME Amendments to Expiration Time on Last Trading Day for Nineteen (19) Options on CME Foreign Exchange (“FX”) Futures Contracts

DCM

18-319 APPENDICES A, B,

AND C APPENDIX D APPENDIX E

8/30/18 CME Supplemental information to CME Submission No. 18-319 DCM APPENDIX F

8/23/18 CME Initial Listing of the E-mini Standard and Poor's Communication Services Select Sector Index Futures Contract

DCM 18-316

APPENDIX B

8/22/18 CME Clearing Weekly Notification of Rule Amendments - Week of August 13, 2018

DCO

18-369

8/22/18 CME/CBOT/NYMEX/COMEX

Issuance of CME Group Market Regulation Advisory Notice RA1811-5 Regarding Block Trades

DCM

18-366 (1 of 4) 18-366 (2 of 4) 18-366 (3 of 4) 18-366 (4 of 4)

8/22/18 CME Initial Listing of the Physically-Delivered Turkish Lira/U.S. Dollar (TRY/USD) Futures Contract and Related Amendments Chapter 7 (“Delivery Facilities and Procedures”)

DCM 18-350

APPENDIX C

8/22/18 CME Expansion of the Trading Days of Basis Trade at Index Close (“BTIC”) Transactions in the Yen Denominated TOPIX Index Futures Contract

DCM 18-333

8/22/18 NYMEX Expansion of the Listing Schedule of the Methanol T2 FOB Rdam (ICIS) Futures Contract

DCM 18-331

8/21/18 NYMEX

Increase of Position Limits and Accountability Levels of Eight (8) European Natural Gas Futures Contracts and Amendments to Value Added Tax (“VAT”) Rules of Four (4) Such Physically-Delivered Contracts

DCM 18-321R

EXHIBIT A

8/20/18 CME

Delisting Previously-Listed Contract Months and Subsequent Delisting of the U.S. Dollar/Turkish Lira (USD/TRY) Futures Contract and Delisting of the Euro/Turkish Lira (EUR/TRY) Futures Contract

DCM 18-348

APPENDIX 6 APPENDIX 7

Page 3: CFTC RULE FILINGS - cmegroup.com · Amendments to the Daily Settlement Procedure Document Relating to the Black Sea Wheat and Black Sea Corn ... Amendments to the Daily Settlement

8/17/18 CME/CBOT/NYMEX/COMEX

Amendments to CME/CBOT/NYMEX/COMEX Rules 403.A. (“Clearing House Risk Committee”), 901.H. (“General Requirements and Obligations”), 912. (“Approval”), 913. (“Withdrawal from Clearing Membership”) and CME Rule 8G913.A. (“Withdrawal from IRS Clearing Membership”).

DCO/ DCM

18-363 (1 of 5) 18-363 (2 of 5) 18-363 (3 of 5) 18-363 (4 of 5) 18-363 (5 of 5)

8/17/18 CME Clearing Modifications to the Fee Schedule for Over-the-Counter (“OTC”) Interest Rate Swaps (“IRS”)

DCO 18-337

8/16/18 CME Clearing Weekly Notification of Rule Amendments - Week of August 6, 2018

DCO 18-364

8/16/18 CME Implementation of the CNH Cash-Settled Futures Liquidity Provider Program

DCM 18-360

8/16/18 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-360S

8/15/18 CME Modifications to the Bitcoin Futures Passive Volume Market Maker Program

DCM 18-354

8/15/18 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-354S

8/15/18 CME Implementation of the TOPIX Futures Fee Waiver Program DCM 18-353

8/15/18 CME Modifications to the Indian Rupee FX Futures Market Maker Program

DCM 18-351

8/15/18 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-351S

8/14/18 COMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of August 6, 2018

DCM 18-361

EXHIBIT B

8/14/18 CME Modifications to the BTIC on Sector Futures Market Maker Program

DCM 18-357

8/14/18 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-357S

8/14/18 CME Modifications to the E-mini Sector Futures Market Maker Program

DCM 18-356

8/14/18 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-356S

Page 4: CFTC RULE FILINGS - cmegroup.com · Amendments to the Daily Settlement Procedure Document Relating to the Black Sea Wheat and Black Sea Corn ... Amendments to the Daily Settlement

8/14/18 CME Modifications to the E-mini Futures Volume Incentive Program

DCM 18-355

8/14/18 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-355S

8/14/18 CME Modifications to the Indian Rupee FX Futures Liquidity Provider Program

DCM 18-352

8/14/18 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-352S

8/13/18 CME/CBOT Delisting of Seven (7) CME Futures and Options and Three (3) CBOT Interest Rate Futures Contracts

DCM

18-324 (1 of 2) 18-324 (2 of 2)

EXHIBIT C EXHIBIT D

8/8/18 CME Clearing Weekly Notification of Rule Amendments - Week of July 30, 2018

DCO 18-346

8/8/18 CME Clearing Removal of the High Pay Threshold from the Concentration Margin Program

DCO 18-339

8/8/18 CME Clearing SUPPLEMENTAL INFORMATION UNDER FOIA DCO 18-339S

8/8/18 NYMEX Expansion of the Listing Schedule of Five (5) Freight Futures Contracts

DCM 18-329

8/8/18 CBOT Expansion of the Listing Schedule of the Options on Soybean Meal Futures, Soybean Oil Futures, Wheat Futures, and KC HRW Wheat Futures

DCM 18-322

8/8/18 NYMEX Initial Listing of Six (6) European Gasoline Futures Contracts DCM

18-295 (1 of 6) 18-295 (2 of 6) 18-295 (3 of 6) 18-295 (4 of 6) 18-295 (5 of 6) 18-295 (6 of 6)

EXHIBIT B

8/8/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM

18-295S (1 of 6) 18-295S (2 of 6) 18-295S (3 of 6) 18-295S (4 of 6) 18-295S (5 of 6) 18-295S (6 of 6)

8/8/18 CME/CBOT/NYMEX/COMEX

Amendments to CME and CBOT Rule 524. (“Trading at Settlement (“TAS”), Basis Trade at Index Close (“BTIC”) and Basis Trade at Cash Open (“TACO”) Transactions”), NYMEX and COMEX Rule 524. (“Trading at Settlement (“TAS”) and

DCM

18-272R (1 of 4) 18-272R (2 of 4) 18-272R (3 of 4) 18-272R (4 of 4)

Page 5: CFTC RULE FILINGS - cmegroup.com · Amendments to the Daily Settlement Procedure Document Relating to the Black Sea Wheat and Black Sea Corn ... Amendments to the Daily Settlement

Trading at Marker (“TAM”) Transactions”) and Issuance of CME Group Market Regulation Advisory Notices RA1808-5 and RA1809-5.

8/8/18 NYMEX Initial Listing of the LNG Japan/Korea Marker (Platts) Average Price Option Contract

DCM 18-271

EXHIBIT B

8/8/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-271S

8/8/18 NYMEX Initial Listing of Two (2) Micro Fuel Oil Futures DCM 18-261 (1 of 2) 18-261 (2 of 2)

EXHIBIT B

8/8/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-261S (1 of 2) 18-261S (2 of 2)

8/7/18 CBOT Weekly Notification of Amendments Related to Product Terms and Conditions - Week of July 30, 2018

DCM 18-340

EXHIBIT C

8/2/18 NYMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of July 23, 2018

DCM 18-336

8/2/18 CME Weekly Notification of Amendments Related to Product Terms and Conditions - Week of July 23, 2018

DCM 18-335

EXHIBIT C

8/2/18 CME Clearing Weekly Notification of Rule Amendments - Week of July 23, 2018

DCO 18-334

7/27/18 CBOT Implementation of the Bloomberg Commodity Index (“BCOM”) Basis Trade at Index Close (“BTIC”) Discount Program

DCM 18-326

7/26/18 COMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of July 16, 2018

DCM 18-328

EXHIBIT E EXHIBIT F

7/26/18 NYMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of July 16, 2018

DCM 18-327

7/26/18 NYMEX Modifications to the German Power Market Maker Program DCM 18-325

7/26/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-325S

7/26/18 CME Clearing Weekly Notification of Rule Amendments - Week of July 16, 2018

DCO 18-323

7/26/18 CBOT Amendments to the Daily Settlement Procedure Document Relating to the Black Sea Wheat and Black Sea Corn Financially Settled (Platts) Futures Financially Settled (Platts)

DCM 18-317

Page 6: CFTC RULE FILINGS - cmegroup.com · Amendments to the Daily Settlement Procedure Document Relating to the Black Sea Wheat and Black Sea Corn ... Amendments to the Daily Settlement

Futures and Black Sea Wheat and Corn Financially Settled (Platts) Half Month Futures Contracts

7/26/18 CME Clearing/ CBOT

Basis Trade at Index Close (BTIC) Eligibility for the Bloomberg Commodity Index Futures and Bloomberg Commodity Index Swaps (Cleared OTC) Contracts

DCO/ DCM

18-216R (1 of 3) 18-216R (2 of 3) 18-216R (3 of 3)

7/24/18 COMEX Expansion of Trading-at-Settlement (TAS) Eligibility for Gold Futures, Silver Futures, and Copper Futures Contracts to Include Third Active Month

DCM 18-283

7/24/18 NYMEX Initial Listing Twelve (12) Crude Oil Spread Futures Contracts DCM

18-275R (1 of 12) 18-275R (2 of 12) 18-275R (3 of 12) 18-275R (4 of 12) 18-275R (5 of 12) 18-275R (6 of 12) 18-275R (7 of 12) 18-275R (8 of 12) 18-275R (9 of 12)

18-275R (10 of 12)

18-275R (11 of 12)

18-275R (12 of 12)

EXHIBIT B

7/18/18 CME Clearing Weekly Notification of Rule Amendments - Week of July 9, 2018

DCO 18-318

7/18/18 COMEX Amendments to the Daily Settlement Procedure Documents for the Zinc, Aluminum and Lead Futures Contracts

DCM 18-292

7/17/18 CME Implementation of the CNH Cash-Settled Futures Market Maker Program

DCM 18-312

7/17/18 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-312S

7/17/18 CME Implementation of the BTIC on Sector Futures Market Maker Program

DCM 18-311

7/17/18 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-311S

7/17/18 NYMEX Modifications to the European Natural Gas Market Maker Program

DCM 18-310

Page 7: CFTC RULE FILINGS - cmegroup.com · Amendments to the Daily Settlement Procedure Document Relating to the Black Sea Wheat and Black Sea Corn ... Amendments to the Daily Settlement

7/17/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-310S

7/16/18 COMEX Implementation of the Cleared OTC London Gold & Silver Forwards Fee Waiver Program

DCM 18-313

7/16/18 NYMEX Implementation of the NYMEX Busheling Ferrous Scrap Market Maker Program

DCM 18-309

7/16/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-309S

7/13/18 NYMEX Initial Listing of Two (2) Asian Propane vs. Naphtha Spread Futures Contracts

DCM 18-200 (1 of 2) 18-200 (2 of 2)

EXHIBIT B

7/13/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-200S (1 of 2) 18-200S (2 of 2)

7/12/18 CBOT

Amendments to Increase the Premium Charge (Storage Rates) for the Corn, Mini-Sized Corn, Soybeans, and Mini-Sized Soybean Futures Contracts Effective Fourth Quarter 2019

DCM 18-314

7/11/18 CME SEF

Amendments to CME SEF Chapter 10 – U.S. Midwest #1 Busheling Ferrous Scrap (AMM) Swap Contract to Increase Minimum Price Fluctuation and Related Amendments to the Globex Non Reviewable Trading Ranges Table.

SEF 18-307 (1 of 2) 18-307 (2 of 2)

7/11/18 NYMEX Modifications to the German Power Market Maker Program DCM 18-301

7/11/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-301S

7/11/18 NYMEX Modifications to the International Coal Market Maker Program

DCM 18-300

7/11/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-300S

7/11/18 CME Clearing Modifications to the CME OTC FX Fee Waiver Program DCO 18-299

7/11/18 NYMEX Initial Listing of Two (2) Financially-Settled Propane Spread Futures Contracts

DCM 18-161 (1 of 2) 18-161 (2 of 2)

EXHIBIT B

7/10/18 CME Clearing Weekly Notification of Rule Amendments - Week of July 2, 2018

DCO 18-308

EXHIBIT B

Page 8: CFTC RULE FILINGS - cmegroup.com · Amendments to the Daily Settlement Procedure Document Relating to the Black Sea Wheat and Black Sea Corn ... Amendments to the Daily Settlement

7/10/18 CME Modifications to the FX Options Liquidity Enhancement Program

DCM 18-298

7/10/18 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-298S

7/10/18 CME Clearing Modifications to the OTC FX Non-Deliverable Forwards Incentive Program

DCO 18-296

7/10/18 CME Clearing SUPPLEMENTAL INFORMATION UNDER FOIA DCO 18-296S

7/9/18 NYMEX

Increase in Minimum Price Fluctuation of the U.S. Midwest #1 Busheling Ferrous Scrap (AMM) Futures Contract and Related Amendments to NYMEX Rule 588.H. ("Non-Reviewable Trading Ranges") Table

DCM 18-306

7/9/18 COMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of July 2, 2018

DCM 18-305

7/9/18 NYMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of July 2, 2018

DCM 18-304

7/9/18 CBOT Weekly Notification of Amendments Related to Product Terms and Conditions - Week of July 2, 2018

DCM 18-303

EXHIBIT G

7/9/18 CME Weekly Notification of Amendments Related to Product Terms and Conditions - Week of July 2, 2018

DCM 18-302

7/9/18 CME Clearing Termination of the U.S. Dollar Swaptions Incentive Program DCO 18-297

7/6/18 CME Clearing Weekly Notification of Rule Amendments - Week of June 25, 2018

DCO

18-291

7/5/18 CME / CME Clearing

Amendments to Indian Rupee/U.S. Dollar (INR/USD) Futures, E-Micro Indian Rupee/U.S. Dollar (INR/USD) Futures and INR Interest Rate Swaps

DCO/ DCM

18-289 (1 of 2) 18-289 (2 of 2)

7/5/18 NYMEX Increase of Position Limits of Four (4) European and Asian Propane and Butane Futures Contracts and Related Aggregation Position Limits Amendments

DCM 18-226

EXHIBIT A

7/3/18 CBOT Weekly Notification of Amendments Related to Product Terms and Conditions - Week of June 25, 2018

DCM 18-294

EXHIBIT C

7/3/18 CME Weekly Notification of Amendments Related to Product Terms and Conditions - Week of June 25, 2018

DCM 18-293

Page 9: CFTC RULE FILINGS - cmegroup.com · Amendments to the Daily Settlement Procedure Document Relating to the Black Sea Wheat and Black Sea Corn ... Amendments to the Daily Settlement

7/3/18 CME/CBOT/NYMEX/COMEX Rule Amendments for CME to Clear for FEX Exchange DCO/

DCM

18-288 (1 of 5) 18-288 (2 of 5) 18-288 (3 of 5) 18-288 (4 of 5) 18-288 (5 of 5)

7/3/18 NYMEX Increase in Minimum Price Fluctuation of the U.S. Midwest #1 Busheling Ferrous Scrap (AMM) Futures Contract

DCM 18-245

7/2/18 CBOT Delisting EU Wheat Futures and Options on EU Wheat Futures Contracts

DCM 18-282

EXHIBIT B

6/29/18 CME CME Rule 589. (“Special Price Fluctuation Limits”) for Foreign Exchange (FX) Futures and Options Contracts.

DCM 18-238

6/28/18 CME Implementation of the E-Mini S&P Trade at Cash Open ("TACO") Futures Market

DCM 18-286

6/28/18 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-286S

6/28/18 COMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of June 18, 2018

DCM 18-285

EXHIBIT B

6/28/18 CME Weekly Notification of Amendments Related to Product Terms and Conditions - Week of June 18, 2018

DCM 18-284

EXHIBIT C

6/28/18 CME

Adoption of Disclaimer Rules for the U.S. Dollar/Offshore Chinese Renminbi (USD/RMB) Futures and E-Micro U.S. Dollar/Offshore Chinese Renminbi (USD/RMB) Futures Contracts

DCM 18-281

6/28/18 NYMEX Amendments to the Special Price Fluctuation Limits and Daily Price Limits Table for the Brent Last Day Financial Futures Contract

DCM 18-248

6/28/18 NYMEX Initial Listing of California Low Carbon Fuel Standard (PRIMA) Futures Contract

DCM 18-199

EXHIBIT B

6/28/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-199S

6/28/18 CBOT Initial Listing of Options on Black Sea Corn Financially Settled (Platts) Futures

DCM 18-193

EXHIBIT B

6/28/18 CBOT SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-193S

6/28/18 CBOT Initial Listing of Options on Black Sea Wheat Financially Settled (Platts) Futures

DCM 18-192

EXHIBIT B

Page 10: CFTC RULE FILINGS - cmegroup.com · Amendments to the Daily Settlement Procedure Document Relating to the Black Sea Wheat and Black Sea Corn ... Amendments to the Daily Settlement

6/28/18 CBOT SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-192S

6/27/18 CBOT Increase of Position Limits for the CBOT Dow Jones US Real Estate Index Futures Contract

DCM 18-256

EXHIBIT A

6/26/18 CME Clearing Weekly Notification of Rule Amendments - Week of June 18, 2018

DCO 18-280

6/25/18 CME/CBOT/NYMEX/COMEX

Issuance of CME Group Market Regulation Advisory Notice RA1807-5 Regarding Rule 575. (“Disruptive Practices Prohibited”).

DCM

18-279 (1 of 4) 18-279 (2 of 4) 18-279 (3 of 4) 18-279 (4 of 4)

6/20/18 CME Clearing Weekly Notification of Rule Amendments - Week of June 11, 2018

DCO 18-277

6/20/18 NYMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of June 11, 2018

DCM 18-276

6/20/18 NYMEX/COMEX

Amendments to NYMEX/COMEX Chapter 7 (“Delivery Rules and Procedures”) to Expand the Location of Warehouses of Aluminum to Europe and Asia and Clarification of Warehouse Load Out Rule for Copper

DCM 18-239 (1 of 2) 18-239 (2 of 2)

6/15/18 COMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of June 4, 2018

DCM 18-274

EXHIBIT E

6/15/18 NYMEX Implementation of the NYMEX Crude and Refined Options Liquidity Provider Program

DCM 18-273

6/15/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-273S

6/15/18 CME Weekly Notification of Amendments Related to Product Terms and Conditions - Week of June 4, 2018

DCM 18-268

EXHIBIT C

6/15/18 COMEX Modifications to the Globex Base Metals Volume Incentive Program

DCM 18-265

6/15/18 COMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-265S

6/15/18 NYMEX/COMEX Modifications to the Globex Precious Metals Volume Incentive Program

DCM 18-264 (1 of 2) 18-264 (2 of 2)

6/15/18 NYMEX/COMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-264S (1 of 2) 18-264S (2 of 2)

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6/15/18 CME Modifications to the CME FX Link Market Maker Program DCM 18-260

6/15/18 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-260S

6/15/18 COMEX Implementation of the Copper Options Broker Rebate Program

DCM 18-259

6/15/18 COMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-259S

6/15/18 NYMEX Implementation of the NYMEX Crude and Refined Calendar Spread Option (“CSO”) Liquidity Provider Program

DCM 18-258

6/15/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-258S

6/15/18 COMEX Modifications to the Copper Options Liquidity Provider Program

DCM 18-254

6/15/18 COMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-254S

6/15/18 CME Modifications to the CME FX Futures Cross Currency Liquidity Market Maker Program

DCM 18-251

6/15/18 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-251S

6/15/18 COMEX Amendments to the CME Globex Matching Algorithm for the Gold Option and Gold Weekly Option Contracts

DCM 18-186

6/15/18 COMEX Amendments to the Aluminum Futures Contract to Include Duty Unpaid Aluminum to be Eligible for Delivery

DCM 18-178

6/14/18 CME Clearing Implementation of the Stress Shortfall Margin Add-on Policy DCO 18-270

6/14/18 CME Clearing SUPPLEMENTAL INFORMATION UNDER FOIA DCO 18-270S

6/14/18 NYMEX Modifications to the NYMEX Natural Gas Options Portfolio Program

DCM 18-269

6/14/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-269S

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6/14/18 CME Clearing Weekly Notification of Rule Amendments - Week of June 4, 2018

DCO 18-266

6/14/18 CME Modifications to the CME USD-Denominated Ibovespa Index Futures Market Maker

DCM 18-263

6/14/18 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-263S

6/14/18 NYMEX Modifications to the Commercial Hedging Incentive Program DCM 18-255

6/14/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-255S

6/14/18 CME Implementation of the E-mini® FTSE Emerging Index Futures Market Maker Program

DCM 18-243

6/14/18 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-243S

6/14/18 CME Amendments to CME Rule 588.H. (“Globex Non-Reviewable Trading Ranges”) Table for Spot FX Basis Spreads and Certain FX and Equity Index Futures Contracts

DCM 18-227

EXHIBIT A

6/13/18 CME Modifications to the E-mini FTSE China 50 Index Futures Market Maker Program

DCM 18-267

6/13/18 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-267S

6/13/18 NYMEX Initial Listing of Three Freight Route (Platts) Futures Contracts

DCM

18-201 (1 of 3) 18-201 (2 of 3) 18-201 (3 of 3)

EXHIBIT B

6/13/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-201S (1 of 3) 18-201S (2 of 3) 18-201S (3 of 3)

6/12/18 CME Modifications to the Secured Overnight Financing Rate (“SOFR”) Futures Market Maker Program

DCM 18-262

6/12/18 NYMEX Implementation of the NYMEX Natural Gas Options Liquidity Provider Program

DCM 18-257

6/12/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-257S

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6/11/18 CME Modifications to the E-mini FTSE Index Futures Market Maker Program

DCM 18-252

6/11/18 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-252S

6/11/18 NYMEX Modifications to the Physical Henry Hub (NG) Market Maker Program

DCM 18-233

6/11/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-233S

6/8/18 NYMEX Initial Listing of Four (4) Mini Freight Route (Baltic) Daily Futures Contracts

DCM

18-198 (1 of 4) 18-198 (2 of 4) 18-198 (3 of 4) 18-198 (4 of 4)

APPENDIX B

6/8/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM

18-198S (1 of 4) 18-198S (2 of 4) 18-198S (3 of 4) 18-198S (4 of 4)

6/7/18 CME Clearing Notification Regarding Amendment to List of Acceptable Collateral

DCO 18-250

6/7/18 CME Modifications to the E-mini Russell 1000 Index Futures Market Making Program

DCM 18-241

6/7/18 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-241S

6/7/18 NYMEX Amendments to Brent Calendar Spread Option Contracts DCM 18-212

EXHIBIT C EXHIBIT D

6/6/18 CME Clearing Weekly Notification of Rule Amendments - Week of May 28, 2018

DCO 18-249

6/6/18 CME Extension of the Indian Rupee FX Futures Liquidity Provider Program

DCM 18-244

6/6/18 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-244S

6/6/18 NYMEX Amendments to Four (4) Brent CFD (Platts) Futures Contracts

DCM 18-195R

6/6/18 NYMEX Expansion of the Listing Schedule of Five (5) Freight (Baltic) Futures Contracts

DCM 18-183

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6/5/18 COMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of May 28, 2018

DCM 18-247

EXHIBIT D

6/5/18 NYMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of May 28, 2018

DCM 18-246

EXHIBIT A

6/5/18 CME Modifications to the E-mini Sector Futures Market Maker Program

DCM 18-242

6/5/18 CME Modifications to the E-mini Sector Futures Market Maker Program

DCM 18-242S

6/5/18 NYMEX Modifications to the NYMEX Financial Natural Gas Market Development Program

DCM 18-240

6/5/18 NYMEX Modifications to the NYMEX Financial Natural Gas Market Development Program

DCM 18-240S

6/4/18 NYMEX Modifications to the NGL Growth Incentive Program DCM 18-231

6/4/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-231S

6/4/18 NYMEX Modifications to the NGL Liquidity Provider Program DCM 18-230

6/4/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-230S

6/4/18 NYMEX Modifications to the Oil Incentive Program DCM 18-229

6/4/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-229S

5/31/18 COMEX Weekly Notification of Amendments Related to Product Terms and Conditions (Week of May 21, 2018)

DCM 18-236

EXHIBIT B

5/31/18 NYMEX Weekly Notification of Amendments Related to Product Terms and Conditions (Week of May 21, 2018)

DCM 18-235

5/31/18 CME Clearing DCO Weekly Notification (Week of May 21, 2018) DCO 18-234

5/30/18 CME Increase to the Daily Price Limits of the Random Length Lumber Futures Contract

DCM 18-237

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5/24/18 CME Clearing Weekly Notification of Rule Amendments - Week of May 14, 2018

DCO 18-228

5/24/18 CME Clearing Modifications to the OTC FX Options Fee Waiver Program DCO 18-222

5/24/18 CBOT Modifications to the MAC Swap Futures Incentive Program DCM 18-221

5/24/18 CME

Establishment of Block Trades in Certain CME Equity Futures Contracts When the Futures Leg of a Futures/Options Spread or Combination and Reduction of Block Trade Minimum Quantity Threshold in the Options on S&P 500 Stock Price Index Futures Contract

DCM 18-191

5/24/18 CME/CBOT/NYMEX/COMEX

Issuance of CME Group Market Regulation Advisory Notice RA1806-5 Regarding Block Trades in Certain CME and CBOT Equity Products.

DCM

18-190 (1 of 4) 18-190 (2 of 4) 18-190 (3 of 4) 18-190 (4 of 4)

5/24/18 CME

Initial Listing of the Three-Month Eurodollar Mid-Curve Options Contract, the Six-Month Eurodollar Mid-Curve Options Contract, and the Nine-Month Eurodollar Mid-Curve Options Contract

DCM

18-173 (1 of 3) 18-173 (2 of 3) 18-173 (3 of 3)

EXHIBIT C

5/24/18 CME

Amendments to Settlement Procedures for the U.S Dollar/Offshore Renminbi (USD/RMB) Futures and E-Micro U.S. Dollar/Offshore Chinese Renminbi (USD/RMB) Futures Contracts and Related Rules in Chapter 7 (“Delivery Facilities and Procedures”)

DCM 18-129R

EXHIBIT 2 EXHIBIT 3

5/23/18 NYMEX Implementation of the NYMEX Natural Gas Deferred Credit Incentive Program

DCM 18-223

5/23/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-223S

5/23/18 CME

Amendments to the Feeder Cattle Futures and Options Contracts - Inclusion of Commented Cattle in the CME Feeder Cattle Index and Temporary Listing Delay of the May 2019 Feeder Cattle Futures and Options Contract.

DCM 18-202

5/23/18 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-202S

5/23/18 NYMEX Expansion of Listing Schedule of the In Delivery Month European Union Allowance (EUA) Futures Contract

DCM 18-174

5/22/18 COMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of May 14, 2018

DCM 18-225

EXHIBIT C EXHIBIT E

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5/22/18 NYMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of May 14, 2018

DCM 18-224

EXHIBIT B

5/21/18 NYMEX Delisting of Two (2) Argus Benzene Futures Contracts DCM 18-172

EXHIBIT B

5/18/18 CME/CBOT/NYMEX/COMEX

Issuance of CME Group Market Regulation Advisory Notice RA1805-5 Regarding Rule 576. (“Identification of Globex Terminal Operators”

DCM

18-220 (1 of 4) 18-220 (2 of 4) 18-220 (3 of 4) 18-220 (4 of 4)

5/18/18 CME/CBOT Modifications to the CME/CBOT Asset Manager Fixed Income Incentive Program (“AMFIIP”)

DCM 18-219 (1 of 2) 18-219 (2 of 2)

5/18/18 CME/CBOT SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-219S (1 of 2) 18-219S (2 of 2)

5/17/18 CME Weekly Notification of Amendments Related to Product Terms and Conditions - Week of May 7, 2018

DCM 18-218

EXHIBIT B

5/17/18 CBOT Expansion of the Listing Schedule of the Black Sea Wheat Financially Settled (Platts) Futures Contract

DCM 18-160

18-130 CME Clearing Acceptance of CNY, CLP and COP IRS for Clearing DCO 18-130

5/17/18 CME Clearing SUPPLEMENTAL INFORMATION UNDER FOIA DCO 18-130S

5/16/18 COMEX Implementation of the Gold Options ETH Market Maker Program

DCM 18-213

5/16/18 COMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-213S

5/16/18 CME/CBOT/NYMEX/COMEX Modifications to the APAC FCM Incentive Program DCM

18-210 (1 of 4) 18-210 (2 of 4) 18-210 (3 of 4) 18-210 (4 of 4)

5/16/18 CME/CBOT/NYMEX/COMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM

18-210S (1 of 4) 18-210S (2 of 4) 18-210S (3 of 4) 18-210S (4 of 4)

5/15/18 CME Clearing Weekly Notification of Rule Amendments - Week of May 7, 2018

DCO 18-217

5/15/18 COMEX Modifications to the Global Zinc Futures Market Maker Program

DCM 18-208

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5/15/18 COMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-208S

5/15/18 CME/CBOT/NYMEX/COMEX

Modifications to the Latin America Fund Manager Incentive Program DCM

18-207 (1 of 4) 18-207 (2 of 4) 18-207 (3 of 4) 18-207 (4 of 4)

5/15/18 CME/CBOT/NYMEX/COMEX

Modifications to the Emerging Markets Bank Incentive Program DCM

18-206 (1 of 4) 18-206 (2 of 4) 18-206 (3 of 4) 18-206 (4 of 4)

5/15/18 CME/CBOT/NYMEX/COMEX

Modifications to the Central Bank Incentive Program DCM

18-205 (1 of 4) 18-205 (2 of 4) 18-205 (3 of 4) 18-205 (4 of 4)

5/15/18 CME/CBOT/NYMEX/COMEX

Modifications to the International Cross-Asset Volume Incentive Program DCM

18-204 (1 of 4) 18-204 (2 of 4) 18-204 (3 of 4) 18-204 (4 of 4)

5/15/18 CME/CBOT/NYMEX/COMEX

Modifications to the International Incentive Program DCM

18-203 (1 of 4) 18-203 (2 of 4) 18-203 (3 of 4) 18-203 (4 of 4)

5/14/18 CME Implementation of the E-Mini Nasdaq Options Volume Incentive Program

DCM 18-214

5/11/18 COMEX Decreasing the Spot Month Position Limits of the Aluminum Futures Contract

DCM 18-177

EXHIBIT A

5/10/18 CME Clearing/ CBOT

Amendments to the CME and CBOT Fertilizer Futures and Swaps Daily Settlement Procedure Document

DCO/ DCM

18-211 (1 of 2) 18-211 (2 of 2)

5/9/18 CME Clearing Weekly Notification of Rule Amendments - Week of April 16, 2018

DCO 18-209

5/8/18 NYMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of April 30, 2018

DCM 18-197

EXHIBIT B

5/8/18 NYMEX Modifications to the Financial Natural Gas Spreads & Strips Market Maker Program

DCM 18-164

5/8/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-164S

5/7/18 CME Implementation of the Secured Overnight Financing Rate (“SOFR”) Futures Block Discount Program

DCM 18-196

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5/7/18 NYMEX Delisting of the Mini Naphtha (Free Spec) Barges CIF ARA (Argus) Futures Contract

DCM 18-189

EXHIBIT B

5/1/18 CME Clearing Weekly Notification of Rule Amendments - Week of April 16, 2018

DCO 18-185

4/26/18 CME Clearing Weekly Notification of Rule Amendments - Week of April 16, 2018

DCM 18-180

4/25/18 COMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of April 16, 2018

DCM 18-182

EXHIBIT B

4/25/18 CME Weekly Notification of Rule Amendments - Week of April 16, 2018

DCM 18-181

4/23/18 NYMEX Delisting Three (3) Natural Gas (Platts) Futures Contracts DCM 18-142

EXHIBIT B

4/20/18 CME/CBOT Modifications to the CME/CBOT Asset Manager Fixed Income Incentive Program (“AMFIIP”)

DCM 18-176 (1 of 2) 18-176 (2 of 2)

4/20/18 CME/CBOT SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-176S (1 of 2) 18-176S (2 of 2)

4/19/18 CME Clearing Weekly Notification of Rule Amendments - Week of April 9, 2018

DCO 18-175

4/19/18 CME/CBOT/NYMEX/COMEX

Amendments to CME and CBOT Rule 524. (“Trading at Settlement (“TAS”) and Basis Trade at Index Close (“BTIC”) Transactions”) and NYMEX and COMEX Rule 524. (“Trading at Settlement (“TAS”) and Trading at Marker (“TAM”) Transactions and Issuance of CME Group Market Regulation Advisory Notices RA1803-5 and RA1804-5.

DCM

18-171 (1 of 4) 18-171 (2 of 4) 18-171 (3 of 4) 18-171 (4 of 4)

4/19/18 CME Amendments to CME Chapter 358 Regarding the Basis Trade At Cash Open (“TACO”) Transaction Eligibility to the E-mini Standard and Poor’s 500 Index Futures Contract

DCM 18-131R

4/19/18 CME Initial Listing of Three-Month SOFR Futures and One-Month SOFR Futures Contracts

DCM 18-069 (1 of 2) 18-069 (2 of 2)

APPENDIX C

4/18/18 COMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of April 9, 2018

DCM 18-170

EXHIBIT B

4/18/18 NYMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of April 9, 2018

DCM 18-169

EXHIBIT C

4/18/18 CBOT Weekly Notification of Amendments Related to Product Terms and Conditions - Week of April 9, 2018

DCM 18-168

EXHIBIT B

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4/18/18 CME Weekly Notification of Amendments Related to Product Terms and Conditions - Week of April 9, 2018

DCM 18-167

EXHIBIT A

4/16/18 CME Modifications to the CME FX Link Market Maker Program DCM 18-166

4/16/18 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-166S

4/16/18 CME/CBOT/NYMEX/COMEX

Deletion of CME Rule 586. (“GFX Corporation”) and Amendments to CME/CBOT/NYMEX/COMEX Rule 110. (“Claims Against Membership, Application of Proceeds”).

DCM

18-165 (1 of 4) 18-165 (2 of 4) 18-165 (3 of 4) 18-165 (4 of 4)

4/16/18 CME Implementation of the E-Mini Nasdaq Futures Volume Incentive Program

DCM 18-163

4/16/18 NYMEX Modifications to the NYMEX Hot-Rolled Coil Steel Market Maker Program

DCM 18-154

4/16/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-154S

4/16/18 CME Clearing Delisting of the U.S. Dollar/Malaysian Ringgit (USD/MYR) Cleared OTC Non-Deliverable Forwards Contract

DCO 18-153

EXHIBIT 2

4/16/18 COMEX Modifications to the COMEX Fee Schedule for EFR/EOO Transactions in 1000-oz Silver Futures

DCM 18-105

4/12/18 NYMEX Modifications to the NYMEX Power Volume Incentive Program

DCM 18-162

4/12/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-162S

4/12/18 CME/CBOT Amendments to the End-of-Month (“EOM”) “Fair Value” Settlement Procedure Documents for Certain Equity Index Futures Contracts

DCM 18-134 (1 of 2) 18-134 (2 of 2)

EXHIBIT A

4/12/18 NYMEX Increase in Minimum Price Fluctuation of the Palladium Futures and Palladium Option Contracts

DCM 18-128

4/11/18 CME Clearing Weekly Notification of Rule Amendments - Week of April 2, 2018

DCO 18-159

4/11/18 COMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of April 2, 2018

DCM 18-158

EXHIBIT B

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4/11/18 CBOT Weekly Notification of Amendments Related to Product Terms and Conditions - Week of April 2, 2018

DCM 18-157

EXHIBIT B

4/11/18 CME Weekly Notification of Amendments Related to Product Terms and Conditions - Week of April 2, 2018

DCM 18-156

EXHIBIT B

4/11/18 CME Modifications to the TOPIX Futures Market Maker Program DCM 18-155

4/11/18 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-155S

4/05/18 CME Implementation of the Secured Overnight Financing Rate (“SOFR”) Futures Market Maker Program

DCM

18-152

4/05/18 CBOT Addition of CME Globex Venue to Existing Soybean Crush Option Contract

DCM 18-147

4/05/18 COMEX Amendments to Trading at Settlement (“TAS”) Eligibility for the Gold Futures and Silver Futures Contracts.

DCM 18-146

4/05/18 NYMEX Expansion of the Listing Schedule of Three (3) BALMO Crude Oil Futures

DCM 18-126

4/05/18 CBOT Amendments to the 30-Day Federal Funds Futures Contract Daily Settlement Procedure Document

DCM 18-096

4/04/18 CME Clearing Weekly Notification of Rule Amendments - Week of March 26, 2018

DCO

18-151

4/03/18 CBOT Weekly Notification of Amendments Related to Product Terms and Conditions - Week of March 26, 2018

DCM

18-150

4/03/18 COMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of March 26, 2018

DCM

18-149

EXHIBIT B

3/29/18 CME Clearing

Implementation of New CME, CBOT, NYMEX, and COMEX Rules 830.C., 900.C., 902.B., 912.A., and 912.B.; Amendments to CME, CBOT, NYMEX and COMEX Rule 820 and CME Rule 8G831; and Implementation of New CME Rule 8G912 to Create Direct Funding Participant Clearing Membership.

DCO 16-301RRRR

3/29/18 CME Clearing SUPPLEMENTAL INFORMATION UNDER FOIA DCO 16-301SRRRR

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3/27/18 CME Clearing Weekly Notification of Rule Amendments - Week of March 19, 2018

DCO 18-148

3/27/18 CBOT Weekly Notification of Amendments Related to Product Terms and Conditions - Week of March 19, 2018

DCM 18-145

EXHIBIT C

3/27/18 CME Weekly Notification of Amendments Related to Product Terms and Conditions - Week of March 19, 2018

DCM 18-144

EXHIBIT A

3/27/18 CME Clearing Implementation of the Directed Dealer Fee Waiver Program for Asian Currencies

DCO 18-143

3/23/18 NYMEX Amendments to the Position Limits of Four (4) Freight Route (Baltic) Futures and Option Contracts

DCM 18-132

EXHIBIT A

3/23/18 NYMEX Initial Listing of Eleven (11) Freight Route (Baltic) Balance-of-Month Futures Contracts

DCM

18-072 (1 of 11) 18-072 (2 of 11) 18-072 (3 of 11) 18-072 (4 of 11) 18-072 (5 of 11) 18-072 (6 of 11) 18-072 (7 of 11) 18-072 (8 of 11) 18-072 (9 of 11)

18-072 (10 of 11) 18-072 (11 of 11)

EXHIBIT B

3/23/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM

18-072S (1 of 11) 18-072S (2 of 11) 18-072S (3 of 11) 18-072S (4 of 11) 18-072S (5 of 11) 18-072S (6 of 11) 18-072S (7 of 11) 18-072S (8 of 11) 18-072S (9 of 11)

18-072S (10 of 11) 18-072S

(11 of 11)

3/23/18 NYMEX Initial Listing of Four (4) Western Canadian Select (Argus) Petroleum Futures and Option Spread Contracts

DCM

18-064 (1 of 4) 18-064 (2 of 4) 18-064 (3 of 4) 18-064 (4 of 4)

EXHIBIT B

3/23/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-064S (1 of 4) 18-064S (2 of 4) 18-064S (3 of 4)

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18-064S (4 of 4)

3/23/18 NYMEX Initial Listing of Three (3) Crude Oil BALMO Futures Contracts

DCM

18-027 (1 of 3) 18-027 (2 of 3) 18-027 (3 of 3)

EXHIBIT B

3/23/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-027S (1 of 3) 18-027S (2 of 3) 18-027S (3 of 3)

3/21/18 CME Clearing Weekly Notification of Rule Amendments - Week of March 12, 2018

DCO 18-140

3/21/18 NYMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of March 12, 2018

DCM 18-139

3/21/18 COMEX Weekly Notification of Rule Amendments - Week of March 12, 2018

DCM 18-138

3/21/18 NYMEX Weekly Notification of Rule Amendments - Week of March 12, 2018

DCM 18-137

3/21/18 CBOT Weekly Notification of Rule Amendments - Week of March 12, 2018

DCM 18-136

3/21/18 CME Weekly Notification of Rule Amendments - Week of March 12, 2018

DCM 18-135

3/19/18 CME Expansion of Open Outcry Intermarket Spread Functionality in Options on Standard and Poor’s Futures v. Options on E-mini Standard and Poor’s Futures Contracts

DCM 18-133

3/16/18 COMEX Implementation of the Global Zinc Futures Market Maker Program

DCM 18-122

3/16/18 COMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-122S

3/16/18 NYMEX Modifications to the German Baseload Power Market Maker Program

DCM 18-121

3/16/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-121S

3/16/18 NYMEX Modifications to the International Coal API2 Market Maker Program

DCM 18-120

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3/16/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-120S

3/16/18 NYMEX Modifications to the CME Group Energy Portfolio Program DCM 18-119

3/16/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-119S

3/16/18 NYMEX Modifications to the Global Natural Gas Market Maker Program

DCM 18-116

3/16/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-116S

3/15/18 CME Modifications to the FX Monthly Futures Market Maker Program

DCM 18-114R

3/15/18 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-114SR

3/14/18 CME Clearing Weekly Notification of Rule Amendments - Week of March 5, 2018

DCO 18-127

3/14/18 COMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of March 5, 2018

DCM 18-125

EXHIBIT B EXHIBIT G

3/14/18 CME Weekly Notification of Amendments Related to Product Terms and Conditions - Week of March 5, 2018

DCM 18-124

EXHIBIT B

3/14/18 CME Clearing Modifications to the CME OTC FX Fee Waiver Program DCO 18-118

3/13/18 CME Modifications to the Anchor Bank Program for FX Futures Calendar Spreads

DCM 18-117

3/13/18 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-117S

3/12/18 CBOT Termination of Condition of Force Majeure with Respect to Wheat Shipping Stations on the Ohio River

DCM 18-123

3/12/18 CME Delisting Previously-Listed Contract Months and Subsequent Delisting of Premium-Quoted European 9 AM FX Option Contracts

DCM

18-066 EXHIBIT 3 EXHIBIT 4 EXHIBIT 5

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3/8/18 CBOT Amendments to Permit Basis Trade at Index Close (“BTIC”) on CME Globex for Dow Jones Real Estate Index Futures

DCM 18-071 (1 of 2) 18-071 (2 of 2)

3/8/18 CME

Amendments to Permit Basis Trade at Index Close (“BTIC”) on CME Globex and to Expand Listing Cycles for E-mini S&P Select Sector Stock Index Futures and E-mini NASDAQ Biotechnology Index Futures

DCM 18-070 (1 of 2) 18-070 (2 of 2)

3/7/18 CME Clearing Weekly Notification of Rule Amendments - Week of February 26, 2018

DCO 18-111

3/7/18 CBOT Weekly Notification of Amendments Related to Product Terms and Conditions - Week of February 26, 2018

DCM

18-110 EXHIBIT A EXHIBIT B EXHIBIT C

3/7/18 COMEX Weekly Notification of Rule Amendments - Week of February 26, 2018

DCM 18-109

3/7/18 NYMEX Weekly Notification of Rule Amendments - Week of February 26, 2018

DCM 18-108

3/7/18 CBOT Weekly Notification of Rule Amendments - Week of February 26, 2018

DCM 18-107

3/7/18 CME Weekly Notification of Rule Amendments - Week of February 26, 2018

DCM 18-106

3/7/18 NYMEX Initial Listing of Three (3) Canadian Crude Oil Average Price Option Contracts

DCM

18-085 (1 of 3) 18-085 (2 of 3) 18-085 (3 of 3)

EXHIBIT B

3/7/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-085S (1 of 3) 18-085S (2 of 3) 18-085S (3 of 3)

3/6/18 CBOT Termination of Condition of Force Majeure with Respect to Corn Shipping Stations on the Illinois River

DCM 18-113

3/2/18 NYMEX Amendments to NYMEX Rule 588.H. (“Non-Reviewable Trading Ranges”) Table for the Dutch TTF Natural Gas Calendar Month Futures Contract

DCM 18-086

3/2/18 CBOT Amendments to CBOT Chapter 7 (“Delivery Rules and Procedures”) and CBOT Chapter 17 (“Rough Rice Futures”)

DCM 18-048

EXHIBIT A

3/1/18 CME Clearing Weekly Notification of Rule Amendments - Week of February 19, 2018

DCO 18-104

2/28/18 CME Clearing Modifications to the OTC FX Non-Deliverable Forwards Incentive Program

DCO 18-102

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2/28/18 CME Clearing SUPPLEMENTAL INFORMATION UNDER FOIA DCO 18-102S

2/28/18 COMEX Weekly Notification of Rule Amendments - Week of February 19, 2018

DCM 18-101

2/28/18 NYMEX Weekly Notification of Rule Amendments - Week of February 19, 2018

DCM 18-100

2/28/18 CBOT Weekly Notification of Rule Amendments - Week of February 19, 2018

DCM 18-099

2/28/18 CME Weekly Notification of Rule Amendments - Week of February 19, 2018

DCM 18-098

2/27/18 CBOT Declaration of Condition of Force Majeure with Respect to Wheat Shipping Stations Due to Flooding on the Ohio River and Load-Out Impossibility

DCM 18-103

2/27/18 CME Termination of the E-mini Nifty 50 Index Futures Market Maker Program

DCM 18-090

2/27/18 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-090S

2/26/18 CME Delisting of Certain Previously-Listed Contract Months and Subsequent Delisting of the E-mini Nifty 50 Index Futures Contract

DCM 18-091

2/23/18 NYMEX Reduction of Block Trade Minimum Quantity Threshold Level of Four (4) Natural Gas Futures and Options Contracts

DCM 18-065

2/23/18 CME Clearing Amendments to CME Chapter 901 (“Interest Rate Swaps Contract Terms”) for the BRL Interest Rate Swaps Contract

DCO 18-057

2/23/18 CME Amendments to Cash Settlement Rule for Brazilian Real/U.S. Dollar (BRL/USD) Futures Contract

DCM 18-056

2/23/18 NYMEX Expansion of Listing Schedule of the CPC Blend CIF Med Cargoes (Platts) vs. Dated Brent (Platts) Futures Contract

DCM 18-050

2/23/18 NYMEX Initial Listing of the Methanol T2 FOB Rdam (ICIS) Futures Contract

DCM 18-006R

EXHIBIT B

2/23/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-006SR

2/22/18 CBOT Declaration of Force Majeure with respect to Corn Shipping Stations Due to Flooding on the Illinois River.

DCM 18-097

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2/22/18 CME/CBOT/NYMEX/COMEX

Delay in Effective Date of Amendments to CME/CBOT/NYMEX/COMEX Rule 553. (“Average Price System”)

DCM

18-095 (1 of 4) 18-095 (2 of 4) 18-095 (3 of 4) 18-095 (4 of 4)

2/22/18 NYMEX Modifications to the NYMEX Hot-Rolled Coil Steel Market Maker Program

DCM 18-089

2/22/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-089S

2/21/18 CME Clearing Weekly Notification of Rule Amendments - Week of February 12, 2018

DCO 18-094

2/21/18 NYMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of February 12, 2018

DCM 18-093

EXHIBIT B

2/21/18 CBOT Weekly Notification of Amendments Related to Product Terms and Conditions - Week of February 12, 2018

DCM 18-092

EXHIBIT B

2/15/18 CME Implementation of the Bitcoin Futures Passive Volume Market Maker Program

DCM 18-084

2/15/18 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-084S

2/14/18 CME Clearing Weekly Notification of Rule Amendments - Week of February 5, 2018

DCO 18-088

2/14/18 CME Weekly Notification of Amendments Related to Product Terms and Conditions - Week of February 5, 2018

DCM 18-087

2/13/18 NYMEX Implementation of the NYMEX Iron Ore Futures and Options Broker Program

DCM 18-081

2/13/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-081S

2/13/18 CME Termination of the FX Monthly Futures Market Development Program

DCM 18-080

2/13/18 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-080S

2/13/18 CME Termination of the Bitcoin Futures Market Maker Program DCM 18-079

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2/13/18 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-079S

2/12/18 NYMEX Delisting Three (3) Natural Gas (Platts) Futures Contracts DCM 18-058

EXHIBIT B

2/9/18 COMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of January 29, 2018

DCM 18-078

EXHIBIT E

2/9/18 NYMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of January 29, 2018

DCM 18-077

EXHIBIT B

2/9/18 CME Weekly Notification of Amendments Related to Product Terms and Conditions - Week of January 29, 2018

DCM 18-076

EXHIBIT D EXHIBIT F

2/9/18 CME Clearing Weekly Notification of Rule Amendments - Week of January 29, 2018

DCO 18-075

2/9/18 CME Clearing Delisting of the Markit iTraxx Europe Main 7Y Swap (Cleared Only) Contract

DCO 18-073

2/8/18 CME Clearing Expansion of CME Clearing’s Acceptance of Mexican Foreign Sovereign Debt as Performance Bond.

DCO 18-068

2/8/18 NYMEX Amendments to the Special Price Fluctuation Limits and Daily Price Limits Table for Various NYMEX Energy and Metals Contracts.

DCM 18-038

2/7/18 COMEX Addition of CME ClearPort Clearing Venue to Four (4) Existing COMEX Metals Futures Contracts for Submission of Block Trades and Exchange for Related Position Transactions

DCM 18-074R

2/7/18 COMEX Amendments to the London Spot Gold Futures and London Spot Silver Futures Contracts

DCM 18-005

1/31/18 CME Clearing Weekly Notification of Rule Amendments - Week of January 22, 2018

DCO 18-067

1/31/18 NYMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of January 22, 2018

DCM 18-063

EXHIBIT C

1/26/18 COMEX Modifications to the E-mini Russell 1000 Index Futures Market Making Program

DCM 18-062

1/26/18 COMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-062S

1/26/18 NYMEX Modifications to the Natural Gas Options Market Maker Program

DCM 18-061

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1/26/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-061S

1/26/18 COMEX Increasing the Spot Month Position Limits for the Five (5) Copper Futures and Options Contracts

DCM 18-026

EXHIBIT A

1/25/18 COMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of January 15, 2018

DCM 18-060

EXHIBIT C

1/25/18 NYMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of January 15, 2018

DCM 18-059

EXHIBIT A

1/25/18 CME Weekly Notification of Amendments Related to Product Terms and Conditions - Week of January 15, 2018

DCM 18-055

EXHIBIT B EXHIBIT D

1/25/18 CME Clearing Weekly Notification of Rule Amendments - Week of January 15, 2018

DCO 18-054

1/25/18 CME/CBOT Amendments to the Daily Settlement Procedure Documents for Certain CME and CBOT Equity Index Futures Contracts

DCM 18-008 (1 of 2) 18-008 (2 of 2) EXHIBITS A-F

1/19/18 CBOT Weekly Notification of Rule Amendments - Week of January 8, 2018

DCM 18-053

EXHIBIT A EXHIBIT B

1/19/18 CME Weekly Notification of Rule Amendments - Week of January 8, 2018

DCM 18-052

EXHIBIT A EXHIBIT B

1/19/18 NYMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of January 8, 2018

DCM 18-051

EXHIBIT B

1/19/18 CME Weekly Notification of Amendments Related to Product Terms and Conditions - Week of January 8, 2018

DCM 18-049

EXHIBIT B

1/19/18 CME Clearing Weekly Notification of Rule Amendments - Week of January 1, 2018

DCO 18-047

1/19/18 NYMEX Amendments to the HMS 80/20 Ferrous Scrap, CFR Turkey (Platts) Futures Contract

DCM 18-004R

EXHIBIT B

1/18/18 NYMEX Initial Listing of the Coal (ICI 4) Indonesian Coal Index (Argus/Coalindo) Futures Contract

DCM 18-042

EXHIBIT B

1/18/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-042S

1/17/18 NYMEX Modifications to the European Natural Gas Market Maker Program

DCM 18-046

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1/17/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-046S

1/17/18 NYMEX Modifications to the Natural Gas Spreads & Strips Market Maker Program

DCM 18-045

1/17/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-045S

1/17/18 CME Implementation of the CME FX Link Market Maker Program DCM 18-044

1/17/18 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-044S

1/17/18 CME Modifications to the CME Fee Schedule for the Addition of a Fee Type for FX Futures Traded via CME FX Link

DCM 18-043

1/17/18 CME Clearing Implementation of the LatAm IRS House Incentive Program DCO 18-040

1/17/18 CME Clearing SUPPLEMENTAL INFORMATION UNDER FOIA DCO 18-040S

1/17/18 CME Modifications to the CME Commodity Trading Advisors/Hedge Fund Incentive Program

DCM 18-039

1/17/18 NYMEX Implementation of the NYMEX Brent Futures Market Maker Program

DCM 18-037

1/17/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-037S

1/17/18 COMEX Implementation of the NYMEX Brent Futures Market Maker Program

DCM 18-032

1/17/18 COMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-032S

1/17/18 NYMEX/COMEX Implementation of the Globex Precious Metals Volume Incentive Program

DCM 18-031 (1 of 2) 18-031 (2 of 2)

1/17/18 NYMEX/COMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-031S (1 of 2) 18-031S (2 of 2)

1/17/18 CME/CBOT/NYMEX/COMEX

Modifications to the Latin America Fund Manager Incentive Program DCM

18-018 (1 of 4) 18-018 (2 of 4) 18-018 (3 of 4)

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18-018 (4 of 4)

1/17/18 CME/CBOT/NYMEX/COMEX

Modifications to the Emerging Markets Bank Incentive Program DCM

18-017 (1 of 4) 18-017 (2 of 4) 18-017 (3 of 4) 18-017 (4 of 4)

1/17/18 CME/CBOT/NYMEX/COMEX

Modifications to the Central Bank Incentive Program DCM

18-016 (1 of 4) 18-016 (2 of 4) 18-016 (3 of 4) 18-016 (4 of 4)

1/17/18 CME/CBOT/NYMEX/COMEX

Modifications to the International Cross-Asset Volume Incentive Program DCM

18-015 (1 of 4) 18-015 (2 of 4) 18-015 (3 of 4) 18-015 (4 of 4)

1/17/18 CME/CBOT/NYMEX/COMEX

Modifications to the International Incentive Program DCM

18-014 (1 of 4) 18-014 (2 of 4) 18-014 (3 of 4) 18-014 (4 of 4)

1/17/18 NYMEX Modifications to the NYMEX Crude and Refined Options Incentive Program

DCM 18-011

1/17/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-011S

1/16/18 CME Modifications to the CME Fee Schedule for E-mini Option Volume Discount Tiers and Certain Equity Index Options

DCM 18-041

1/16/18 NYMEX Implementation of the NYMEX Brent Futures Intercommodity Spread Market Maker Program

DCM 18-036

1/16/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-036S

1/16/18 NYMEX Implementation of the NYMEX Brent Futures Calendar Spread Market Maker Program

DCM 18-035

1/16/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-035S

1/16/18 NYMEX Implementation of the NYMEX Natural Gas Futures Volume Incentive Program

DCM 18-034

1/16/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-034S

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1/16/18 NYMEX Implementation of the NYMEX Crude and Refined Futures Volume Incentive Program

DCM 18-033

1/16/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-033S

1/16/18 CME Modifications to the E-mini Futures Volume Incentive Program

DCM 18-030

1/16/18 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-030S

1/16/18 NYMEX Modifications to the NYMEX Brent Options (“BZO”) Liquidity Provider Program

DCM 18-013

1/16/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-013S

1/12/18 CME Implementation of the TOPIX Futures Market Maker Program

DCM 18-029R

1/12/18 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-029SR

1/12/18 CME Initial Listing of Yen Denominated TOPIX Index Futures Contract

DCM 18-007

APPENDIX B

1/10/18 CME Clearing Weekly Notification of Rule Amendments - Week of January 1, 2018

DCO 18-028

1/10/18 COMEX Weekly Notification of Rule Amendments - Week of January 1, 2018

DCM 18-025

1/10/18 NYMEX Weekly Notification of Rule Amendments - Week of January 1, 2018

DCM 18-024

1/10/18 CBOT Weekly Notification of Rule Amendments - Week of January 1, 2018

DCM 18-023

1/10/18 CME Weekly Notification of Rule Amendments - Week of January 1, 2018

DCM 18-022

1/9/18 NYMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of January 1, 2018

DCM

18-021 EXHIBIT A EXHIBIT B EXHIBIT C EXHIBIT D

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1/9/18 COMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of January 1, 2018

DCM 18-020

EXHIBIT B EXHIBIT C

1/9/18 CME Weekly Notification of Amendments Related to Product Terms and Conditions - Week of January 1, 2018

DCM 18-019

EXHIBIT B

1/5/18 CBOT Amendments to Block Trade Minimum Threshold for the Soybean Oil Weekly Options Contracts

DCM 18-012

1/4/18 NYMEX Initial Listing of Two (2) Crude Oil Futures Contracts DCM 18-002 (1 of 2) 18-002 (2 of 2)

EXHIBIT B

1/4/18 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 18-002S (1 of 2) 18-002S (2 of 2)

1/4/18 CBOT Reduction of the Extended Trading Hours for Rough Rice Futures and Options Contracts

DCM 18-001

1/3/18 CME Clearing Weekly Notification of Rule Amendments - Week of December 18, 2017

DCO 18-010

1/3/18 NYMEX Expansion of Listing Schedule for Nine (9) Crude Oil and Refined Product Futures and Options Contracts DCM 18-003