Building Theory From Literature-Session 2

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    Building Theory from Literature

    Dr. M. V. Anuradha

    PGPM

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    Why Literature Review

    Choosing your research topic

    Developing your question

    Arguing for rationale

    Supporting with theory

    Research design/Methods

    Primary data source

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    Managing Literature

    Knowing literature types- exploring a topic

    Assessing relevance

    Adequate coverage- informing your study with theory

    Writing/referencing Systematically

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    How literature helps in designing methods

    Learn relevant methodologies

    Know what is the standard method used in your area ofresearch

    Assess need for alternative methodology

    Overcome shortcomings of existing methodology

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    What is Literature Review

    Argumentative, relevant, critical and comprehensive review of

    past research

    Compare contrast, synthesize and argue

    Where to get literature from

    Books (contemporary research might be missing)- classics and

    recent books

    Journal Articles- classics and most recent work (academic innature)

    Unpublished conference papers, Phd Theses, newspaper

    articles, white papers etc

    Official publications statistics and archives

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    Tips on how to decide what to read

    Expert opinion- professors, managers

    Text Books

    References (Citation Index)

    Knowing databases

    EBSCO

    Proquest

    Science direct

    Sage

    Google Scholar

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    How to document literature

    STEP 1: Check for relevance

    STEP 2: Annotate References

    Summarize: for your own eyes, author and audience

    Critical commentnot just a summary- is it saying anything new?

    What is the contribution? Is the contribution worth it? Are

    there any methodological defects? How is it different from

    other literature? What is the underlying assumption about

    reality? Are the assumptions clearly stated?

    How does this paper help you in your research?

    Identify gapsto be able to place your research rationale- eg:

    study not done in India, method used inappropriate

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    Tips for managing literature review

    Identify relevant variables

    Find their synonyms/ related topics

    Look for themes/patterns in the references, arrange them

    accordingly- based on definitions used, methods used etc

    The arguments should be your own, literature is supportive

    Feedback and Redraft

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    End result of a literature review

    Identifying concepts and variables

    Independent variables

    Dependent variables

    Control variables Methods used

    Gaps identified

    Hypotheses

    Determining Method and Methodology

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    How do I understand the world

    Ontology Study of what exists, and how things that exist are

    understood and categorized

    Epistemology- How we come to have legitimate knowledge of the

    world, rule of knowing

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    Positivist Post Positivist

    The world

    Knowable, predictable, single truth Ambiguous, variable, multiple reality

    The nature of Research

    Empirical, reductionist Intuitive, Holistic

    The Researcher

    Objective, Removed Expert Subjective, Participatory & Collaborative

    Methodology

    Deductive, hypothesis driven, Reliable,

    Reproducible

    Inductive, exploratory, dependable,

    auditable

    Findings

    Quantitative, Statistically Significant,

    generalizable

    Qualitative, Valuable, Idiographic or

    transferable

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    What is theory

    A theory is a simplified representation of a limited part of reality

    - An orderly depiction of some phenomenon in the real world in

    a manner that reduces the complexity of the real phenomenon

    to some extent

    - Theory has its own scope and boundary conditions

    - Presumed reality- researchers view of reality

    - Test it to see how close it is to actual reality

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    What is theory

    The mission of theory generation is to challenge and extend

    existing knowledge not simply to rewrite it

    Theory can be the sole outcome of a research- source of a number

    of empirical studies

    Theory can be built for hypotheses testing

    Research gives credibility to theory

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    Aspects of Theory

    What- concepts, constructs, variables

    How- how are they connected, use arrows suggesting direction of

    influence, causation etc., pictorial representation is helpful

    Why- assumptions of the theory needs to be mentioned, glue that

    connects the what and how

    Relationships and not list of variables are the domain of theory

    Definitions and arguments- Inputs of theory

    Hypotheses- Outputs of theory

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    Theory building helps to:

    Extend existing theory

    Develop new theory Test existing theory in another context

    Helps in explanation and prediction

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    Units of a Theory

    Domain

    Concepts

    Variables

    Definitional Statements

    Premises

    Propositions

    Hypotheses

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    Inputs of a Theory

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    Domain

    Range of real life phenomenon that a theory seeks to represent

    What and How

    Sets boundaries of theory through concept definition or

    concept specification

    Defines scope of theory

    Wider the domain greater will be the number of concepts and

    relationships

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    Concepts

    Labels or terms that seek to represent various aspects of the reality

    under study

    Aspect of realityconception in mindTerm or label used in

    vocabulary of science

    Concepts can vary in the amount of abstractness

    Concepts are generalizations and therefore are abstract

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    Gives an image in your mind eg: diligent employee

    Concepts facilitate:

    Description Classification

    Economy or parsimony in representing reality

    Imaging of an abstract reality

    What you measure and how you measure go hand in hand

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    Conceptsrelations with other conceptstheory

    Greater the abstractness of a concept greater is the

    generalizability

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    Variables

    Measurable aspect or indicators of reality

    Can take on different values

    Empirically observable aspect of the concept

    Conceptsempirical plane to conceptual plane

    Variablesconceptual plane to an empirical plane

    Usually concepts and variables have similar labels

    Variables: attributes of a concept measured through a scale

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    Definitional Statements

    Concept specification+ label + definitional statement

    Constitutive definition- when a term is defined using otherterms

    Operational definition- specification of operations or

    procedures that the researcher will adopt in order to measurethe extent to which the attribute being represented in a term is

    present in different objects

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    Premises

    Specify underlying assumptions

    Assumptions about the nature of the phenomenon

    Basically how different concepts in theory interact with each

    other

    Example: Organizational commitment & positive behavior

    i. individuals actions toward an object are influenced by their

    attitudes towards the object ii. Positive attitudes towards an object results in positive actions

    towards the object

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    Premises

    Specifying Laws of Interaction

    Bases of theorys conjectures or propositions: determines the

    theoretical soundness of the theory

    Based on:

    Previous research

    Accepted principles

    Researchers assumptions

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    Output of the theory

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    Propositions

    Statements specifying conjectural relationships between

    concepts

    Statement of relationships

    Ex: Employees organizational commitment will be positively

    associated with employees positive behavior

    Statement of causality Ex: Employees organizational commitment results in or causes

    employees positive behavior

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    Hypotheses

    Logical conjecture (hunch or educated guess) about the nature

    of relationships between two or more variables expressed in the

    form of a testable statement.

    PropositionConcepts

    HypothesesVariables

    Both overlap when the labels used for concepts and variablesare the same

    Conceptual versus an empirical paper

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    Concepts and

    Definitions

    Premises

    ariables and

    definitions

    Domain Specification

    Propositions

    Hypothesis

    Logical Reasoning

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    Critique of theory can be done at three levels:

    a. Logical- Theory is not internally consistent

    b. Empirical- predictions are inconsistent from data accumulatedover several studies

    c. Epistemological- assumptions are invalid given information

    from another field

    Critiques should suggest alternatives