1. Thong tin v~ quy

a) Ten cua quy: Quy Bau Tu LQ'iThe Canh Tranh Ben VCrng SSI (SSl-SCA)

Loai hlnh quy: Quy M&

b) M1,1ctieu dau tu cua quy: tang tm&ng gia tr! tai san ronq dai han va tao thu nhap on dinh chonha dau tu thong qua viec dau tu vao cac co phieu cua cac conq ty co IQ'ithe earth tranh ben vCrngva cac tai san co thu nhap co dinh.

c) Chinh sach phan chia IQ'inhuan:

Quy chi dU'Q'Cphan chia IQ'inhuan cho Nha Bau TU' neu:

• Quy da hoan thanh hoac co du nang li.,l'ctal chinh de hoan thanh nghia v1,1thue va cac nghiav1,1tai chinh khac theo quy dinh cua phap luat:

• Quy da trich lap day du cac quy theo quy dinh tai 8ieu L$ Quy;• Ngay sau khi tra het so IQ'i nhuan da dinh, Quy van phai bao dam thanh toan du cac khoan

no, nghia vu tai San khac den nan.

LQ'i nhuan phan chia dU'Q'Ctrlch tLi' nguon IQ'inhuan de l~i cua Quy. Viec phan chia IQ'inhuan cuaQuy dU'Q'Cthuc hien tren CO'so de xuat cua Cong Ty Quan Ly Quy va phai dU'Q'CDai Hoi Nha BauTU' hoac Ban Dai Dien Quy (neu dU'Q'Cuy quyen) chap thuan.

Hinh thuc phan chia IQ'inhuan co the b~ng tien hoac b~ng don vi Quy.

SSlllBAO cAo HO~T E>QNGQUAN Ly QUY MO CUA CONG TY QUAN Ly QUY

CHO GIAI E>O~NBAN NIEN 2015

QUY DAU TU'LQ'ITHEC~NH TRANHB~N VO'NG551(ban hanh kem theo Thang tir S6 18312011/TT-BTC hU'&ng dan v~ vi~c thanh l?p va quen ly quy mo)

d) So IU'Q'ngdon vi quy dang IU'uhanh (tai thoi diem 30/06/2015): 10.737.774,60

e) Noi dung Nghi quyet B~i h¢i nha dau tu: vui long xem file dinh kern

f) Trong giai dean ban nien narn 2015, Cong ty TNHH Quan ly Quy SSI da tuan thu theo cac noidunq quy d!nh tai dieu 45 Thong tu 183 hU'&ng dan thanh lap va quan ly quy mo ve Che do baocao, IU'u trer ho so, quan ly thong tin.

2. Bao cao v~ k~t qua hoat d¢ng cua quy

a) Thong tin ve danh rnuc dau tU' va qia trj tai san r6ng cua quy tai thoi diem 30/06/2015, cu the:

- . Danh rnuc dau tu cua quy phan bo theo nqanh, linh vuc va loai san pharn (co phieu, trai {"phieu ... ) :.J,,..

SSI ASSETMANAGEMENTWWW.SSl.COM.VN

• Chung khoan

. 'CO' CAU DANH MVC THEO NGANH (%NAV) PHAN BO TAI SAN

16,34%14,46%

9,99%f',66%

Tien va cac khoan tvang avang tienSan xuat muc pham

Xay dung va vat lieu xay dungCong nghe

Vat lieu ca ban : Kim loai cong nghiepNgan hang

Dau tu bat aong san va dich vuCong nghiep - ca khi, che tao may

Kim cvang & fla quyVat lieu ca ban - Hoa chat

Dich vu tai chinhBan le cac san pham khac I O,Ot% ,

5,83%

•Tien va cackhoan tvangavang tien

0% 10% 20% 30% 40%

Gia tr! tai san rang cua quy: VND 109.342.217.036

Gia tr! tai san rang tren mot don vi quy: VND 10.182,94

So IU'Q'ngchll'ng chi quy dang ILYuhanh: 10.737.774,60

Gia tr! tai san rang tren mot don vi quy cao nhat/thap nhat trong narn: VND10.614,92NND

9.475,59

Tong loi nhuan cua quy, neu chi tiet phan lqi nhuan thu dLYQ'CtU>sl,J' tang trLY6'nggia chll'ngkhoan (gia tr! lai von) va phan IQ'inhuan thu dlfQ'C t\J lqi tuc chll'ng khoan (co tuc, tral tuc, lai suattien gll'i. .. ) (qia tr! thu nhap );

Lai ban cac khoan dau tu 1.681.017.210 VND

Chenh lech danh qia lai cac khoan dau tLYchuathuc hien 1.811.189.924 VND

co tuc 1.407.882.000 VND

Trai tuc 356.424.657 VND

Lai tien gll'i 535.950.935 VND

Quy khong thuc hien phan phoi loi nhuan trong giai dean ban nien nam 2015.

TY 1$ chi phi heat d¢ng cua quy va toed¢ vonq quay danh rnuc (chi tlnh tei tnoi ai/Jm cuoi quyII va cuoi quy IV cue nam tai chfnh);

Quy II Quy IV(*)

TY 1$ chi phi heat dong cua quy va thuyet minh ve 2,84% 3,85%viec chenh lech chi phi heat d¢ng cua quy (chi

2

(*) S6 li~u cua Quy IV nam 2014

tinh tqii tnoi <1iemcuoi quy II va cuoi quy IV cuenem tei chinh);

Toe do vang quay danh rnuc va thuyet minh veviec chenh lech toe do vonq quay cua danh rnuc

85,39% 321,55%(chi tinh tei tnoi <1i~mcu6i quy II va cu6i quy IVcue nem te! chfnh);

~·I?-.K~I "'y

b) Chi tieu ve IO'inhuan cua quy:

Tong IQ'inhuan blnh quan narn cua quy tlnh tu thoi diem lap quy toi ngay bao cao 30/06/2015:1.806.845.306 VND

c) Cac chi tieu so sanh khac:

Trong giai doan ban nien 2015, viec xac dinh gia tri tai san rang cua quy tuan thu theo quy dinhphap lu$t hien hanh, quy dinh tc;iiDieu 1$quy, Ban cao bach; phuonq thuc, nquyen t~c xac dinhgia tri tai san, qia tri IQ'inhuan la thong nhat va kh6ng co tnronq hop sai sot nae xay ra.

LlYUy: cac thong tin ve ket qua heat dong cua quy chi mang tfnh tham khao va kh6ng co nghia laviec dau tu se dam bao kha nang sinh loi cho nha dau tu. ;1

\V. IIL~ ~

)513. Bao cao v~ hoat d{mg quan ly tai san cua Cong ty quan ly quy

Trong 6 thanq dau narn 2015, quy theo duoi chien llYO'Cdau tu vao cac c6ng ty co loi the canhtranh ben vCmg dlYQ'Cdinh qia hap dan so voi tiem nang tang trlY&ng cua c6ng ty. Quy cOng dau tuvao cac tai san co thu nhap co dinh co chat llYQ'ngtin dl,Jng tot de mang ve thu nhap on dinh cho

quy.

CO' cau phan bo tai san cua quy trong ky van barn sat theo Chien llYQ'Cchung cua quy, Cl,Jthe tainqay 30/6/2015, quy da phan bo 30,16% gia tri tai san rang vao tien mat va 69,84% gia tr] tai sanrang vao cac co phieu cua cac doanh nghiep dau nqanh, c6 niern nang tang trlY&ng ben vCrngtrong cac narn toi. Cac nqanh nghe chiem ty trong lon la c6ng nqhe, hang tieu dung, c6ng nghiep,nhCrng nqanh nghe ma quy cho r~ng se dlYQ'ChlY&ng IQ'itCrXUhuonq hoi phuc cua nen kinh te.

Tai nqay 30/6/2015, qia tri tai san rang tren chLrng chi Quy cua Quy SS I-SCA dat VND 10.182,94,tang 1,83% so voi tu luc thanh lap. Trong cung giai dean so sanh, chi so VNlndex da giam 1,97%trong khi chi so tham chieu giam 2, 17%.

Tang trl.PiYngcue quy t{li ngay 301612016

NAV/CCQ(dong) 1 thanq 3 tMng

SSI-SCA 10.182,94 2,29% 2,73%

Tang trlfang 3,02% 4,86%tham chleu"VN-lndex 4,12% 7,61%

Tang trlY&ng (%)

6 tMng TCrdau narn TCrkhi thanh lap

3,57% 3,57% 1,83%

6,17% 6,17% -2, 17%

8,69% 8,69% -1,97%

*: Tang trlY&ng tham chieu = 80% tang trlfang cua Vn-lndex + 20% IQ'ituc tu Trai phieu Chfnh Phuky nan 5 narn. Vf-

3

Trang ky, quy da thanh hoan toan b¢ so hliu trai phieu ghi nhan lai 1,17 ty VND .

Hau het cac co phteu trong danh rnuc deu c6 rmrc tang so voi dau narn. Den thoi diem ngay30/6/2015, cac co phieu d6ng g6p chfnh cho lqi nhuan cua quy la VNM (2,5 ty), FPT (1,48 ty) vavsc (0,8 ty). a chieu ngLYQ'Clai, phan lo chua thuc hien cua quy chu yeu do 2 co phieu HPG vaDBC voi rmrc lo chua thuc hien Ian ILYQ'tla -1,3 ty va -1,1 ty. Tuy nhien 2 co phieu nay deu co ketqua kinh doanh rat tot va djnh qia 6' rnuc hop ly. Do do quy cho r~ng viec lo nay chi dien ra trongng<:tinhan, viec kiem scat rui ro tong the cua danh rnuc van dLYQ'cdam bao.

110-SSl-SCA -VNlndex -Thamchieu

105

100

95

90

85

8009/2014 11/2014 01/2015 03/2015 05/2015

rH[Oi

4. Bao cao v~ hoat dqng giam sat cua Ngan hang giam satVui long xem Bao cao ve heat dong qiarn sat cho giai doan ban nien narn 2015 do nqan hang qiarnsat Deutsche Bank AG, Chi nhanh Thanh pho Ho Chf Minh ky nqay 31 thang 07 narn 2015 (dfnh

kern).

5. Bao cao v~ hoat dqng uy quy~n

Doi voi Quy SSl-SCA, cac don vi nhan uy quyen bao gem:

Ngan hang Deutsche Bank AG, Chi nhanh Thanh pho Ho Chl Minh cung cap dich Vl:Jquan triquy va dich Vl:Jdai ly chuyen nhuonq.Cac cong ty chimq khoan dLY6'iday cung cap dich Vl,Jdc;iily phan phoi chung chi quy:

o Cong Ty Co Phan Chung Khoan Sai Gon (SSI)o Cong Ty co Phan Chung Khoan Bao Viet (BVSC)0 Cong Ty TNHH Chung Khoan Ngan Hang TMCP Nqoai ThLYO'ngViet Nam (VCBS)0 Cong Ty TNHH Chung Khoan ACS (ACBS)0 Cong Ty Co Phan Chung Khoan MB (MBS)0 Cong Ty Co Phan Chung Khoan VNDIRECT (VNDIRECT)o Cong Ty co Phan Chung Khoan thanh pho Ho Chi Minh (HSC)

a) Chi phi phai tra cho ben nhan uy quyen so voi lqi nhuan, thu nhap, tong chi phl heat dong cuaquy cho giai doan tl.f 01.01.2015 den 30.06.2015

Ti>ng chi phi Ti I~ so v6'i Ti I~ so v6'iTi I~ so voiTong chi phi

(VND) Lginhu~n Thu nh~p hoat dQng Quy

Phi dich Vl:Jquan tri Quy 69.300.000 1,67% 1,20% 4,57%

Phi dai ly chuyen nhLYQ'ng 71.847.600 1,73% 1,24% 4,74%

4

Phi giao dich tra D~i ly phanphoi

20.910.334 0,50% 0,36% 1,38%

b) Tong chi phi cac heat dong uy quyen phai tra cha ben nhan uy quyen cha giai doan tll' 01.01.2015den 30.06.2015

T6ng chi phi(VND)

Phi dich vu quan tr! Quy 69.300.000

Phi d~i ly chuyen nhuonq 71.847.600Phi giao dich tra Dai ly phan

20.910.334phoiTong chi phi cho hoat d¢nguy quy~n giai doan ban nien 162.057 .934narn 2015

c) f)e quan ly Va ph6ng ng\Ja rui ro lien quan den cac heat dong UY quyen baa gem dich Vl,Jquan triquy, dich vu dai ly chuyen nhU'Q'ngva dich vu phan phoi chll'ng chi quy, Cong Ty TNHH Quan Ly QuySSI da thuc hien cac bien phap cu the nhu sau:

Ky ket cac hop dong chi tiet cung cap dich Vl,J,ban ghi nho heat dong trong pham Vi dich Vl,Jvoicac ben nhan uy quyen, trong d6 neu ro tracn nhiern cua ben nhan uy quyen.- Nhan vien qiam sat hoat dong cua dal ly chuyen nhU'Q'ng (theo sl,I' phan conq cua Cong Ty) daphoi hO'Pchat che vot D~i ly chuyen nhuonq va Dai ly phan phoi de heat dong chuyen nhuonq tuanthu cac chinh sach va quy trinh lien quan dU'Q'Cquy djnh trong Ban Cao Bach, hop dong cung cap

dich Vl,J.- Thuonq xuyen kiem tra, giam sat bao dam noat dong da dU'Q'Cuy quyen dU'Q'Cthuc hien thantrong, an toan, phu hO'P voi quy dinh cua phap luat, quy dinh tai Dieu L$ Quy, baa dam chat IU'Q'ngdich Vl,Jcung cap phu hop v&i tieu chi va yeu cau cua Cong Ty Quan Ly Quy.

d) Danh gia ve heat dong cua cac don vi nhan uy quyenTrang giai dean ban nien 2015, cac don vi nhan uy quyen cung cap dich Vl,Jquan tr! quy, dai lycnuyen nhU'Q'ng va dc;li ly phan phoi cha Quy da duy tri du trang thiet bi co so vat chat, giai phap kythuat, an ninh h$ thong, h$ thong dl! ph6ng tharn hoa, h$ thong dl,I' phong n6ng, quy trinh nqhiep vu,h$ thong kiem scat noi bo, quan tr! rui ro, nhan Sl,I'co kinh nqhiern va trinh do chuyen rnon phu hopde thuc hien cac noat dong uy quyen. Cac heat dong uy quyen trong narn da dU'Q'Cthuc hien thongsuet, khong gay anh hU'&ng t&i hoat dong dau tU' cua nha dau tu cua Quy.

5

CONG HOA xA H01 CHU NGHiA vier NAM8¢c lap - Tu' do - Hanh phuc

oOo

Tp Ho Chf Minh, nqay 31 thanq 07 narn 2015

BAO cAo GIAM SAT HO~T E>QNGQUAN Ly QUYBAN NIENNAM 2015

Kinh qui: Uy Ban ChU>ngKhoan Nha NU'6'c9

Ngan hang giam sat:E>iachi:

Ngan hang Deutsche Bank AG, chi nhanh Thanh ph6 HOChi MinhLau 14, Toa nha Sai Gon Center65 Le Loi, Tp Ho Chf Minh, Viet NamTel: +84 8 62990 000 Fax: +84 8 38244 602

Giay phep hoat d()ng: S6 20/NH-GP do Ngan hang Nha NU'&cVi$t Nam cap ngay 28/06/1995Giay chunq nhan dang ky heat d()ng IU'u ky chl.fng khoan s6 09/GPHE>LK ban hanh b&i Oy Ban Chl.fngKhoan, nqay 16 thanq 10 narn 2000.

Cong ty quan ly quy: Cong ty TNHH Quan ly Quy SSIGiay Phep Thanh L$p va Hoat 8¢ng s6 19/UBCK-GP do UBCKNN cap nqay 03/08/2007, va Giay Phep £>ieuChlnh s6 12/GPE>C-UBCK do UBCKNN cap nqay 27/07/2011

Tr1,1s& chfnh:

Quy E>AuTU' LQ'i Th~ canh Tranh B~n Vfmg SSI (SSl-SCA)S6 15/GCN-UBCK do Uy Ban Chl.fng Khoan Nha NU'&c cap ngay 26 thanq 09 narn2014Tang 5, ic Ngo Quyen, PhU'ang Ly Thai Tb, Qu$n Hean Ki~m. Ha N<;>i.

Ten quy:Giay phep hoat a<;>ng:

Ngan hang Deutsche Bank AG, Chi nhanh Thanh pho Ho Chi Minh, da chuan bi ban bao cao giam sat nayvao nqay 31/07 /2015 a~ xac nhan viec thuc hien cac nghia v1,1voi tu each la Ngan hang Giarn sat theo cacluat va quy dinh phap ly c6 lien quan va Hop dong Giam sat Quy.

I. Nhfl'ng vi pharn cua cong ty quan ly quy

1. Cong ty quan ly quy vi pharn cac quy dinh tai dieu 72 cua tuat Chl.fng khoan:

Cong ty quan ly quy Giay phep thanh 1$pva hoat d¢ng Hinh thuc viI

S6 IU'qng quy bis6 pharn anh hU'&ng

Cong ty TNHH Quan ly So 15/GCN-UBCK do Uy Ban Khong c6Quy SSI Chl.fng Khoan Nha NU'&c cap

ngay 26 thang 09 narn 2014

2. Cong ty quan ly quy vi pharn cac quy dinh tal dieu 73 cua tuat Chl.fng Khoan

Cong ty quan ly quy Giay phep thanh 1$pva heat d¢ng Hinh thuc viI

S6 IU'qng quy bls: pham anh hU'&ngso

Cong ty TNHH Quan ly So 15/GCN-UBCK do Uy Ban Khong coQuy SSI Chl.fng Khoan Nha NU'&c cap

nqay 26 thanq 09 narn 2014

3. Cong ty quan ly quy dinh gia sai gia tr! tai san rong cua quy

Cong ty quan ly quy Muc sai 1$ch I Thai gian quy bi I Tlnh tr~ng khac phuc (hoandinh gia sai tat/chU'a hoan tat)

Cong ty TNHH Quan ly Khong c6Quy SSI

4. Cong ty quan ly quy vi pharn cac quy dinh ve han che dau tu t~i dieu 92 cua Luat Chung khoan

Ten conq ty:S6 Ian vi pharn:se quy bi anh hU'&ng:s6 quy dang quan ly:

Cong ty TNHHQuan ly Quy SSIkhong c6khong c6khong c6

STT Loai hinh vi pharn I Ten quy I Bi$n phap xU>lyKhong c6

I I

5. Cong ty quan ly quy vi pharn cac quy dinh khac ma ngan hang giam sat phat hien

Cong ty quan ly quy Loai vi I so quy bi tac dongI

Bi$n phap xU>lypharn b&i vi pharn

Cong ty TNHH Quan ly Quy SSI Khong c6

11. Vi pham cua ngan hang giam sat

1. Vi pharn quy dinh cua t.uat chung khoan

Vi pharn Loai hinh vi pharn Bien phap xU>ly

Bieu 98 Khong c6Bieu 99

2. Vi pharn cac quy dinh tai Thong tu thanh 1$pva quan ly quy dau tU' chung khoanVi pharn l.oai hinh vi pharn Bi$n phap xU>ly

BieuBieu

3. Vi pharn cac quy dinh trong hop dbng giam sat

Hop dbng giam sat se vi pharn I t.oai vi pharn I So quy bi tac dongHop dbng giam sat tai san giQ>aDeustche Bank AG, Khong c6Chi nhanh Tp H6 Chf Minh va Cong ty TNHH Quanly Quy SSI

4. Bao cao ve loi phat hien trong khi doi scat chung tll', tai san giQ>aconq ty quan ly quy va Ngan hanggiam sat

Ngay phat hien lei Ten quy I t.oai loi

Bieu Khong c6Bieu Khong c6

5. NhQ>ngvi pharn giam sat khac

Tong s6 vi pharn l.oai vi pharn I se quy tac dc)ng8ieu Khong c6Dieu Khong c6

111. Danh gia c1,1th~ v~ hoat dc}ng quan ly quy cua cong ty quan ly quy

I. Tinh tuan thu:

Quy 8au TU' Lqi The Canh Tranh Ben VCmg SSI nhan gi~y cht'.fng nhan dang ky chao ban chunq chi quy racong chunq s6 50/GCN-UBCK nqay 26 thang 6 narn 2014 do Chu tich Oy Ban Chung Khoan Nha NU'&c cap.

Trong 6 thang dflu nam 2015, Cong ty TNHH Quan ly Quy SSI da tuan thu theo cac nc)i d1,mgquy djnh taidieu 45 Th6ng tU' 183 hU'&ng dan thanh lap va quan ly quy mo ve Che de) bao cao, IU'u trCPh6 SO', quan lythong tin.

Trong 6 thanq dflu narn 2015, ve linh vuc dflu tu, Cong ty TNHH Quan ly Quy SSI da tuan thu cac han cheve dflu tu, han Che vay theo quy djnh phap luat hien hanh Va quy dinh te;iif)ieu 1$ quy, t~t ca cac he;ingrnucdeu narn trong gi&i han cho phep.

Trong 6 thanq dau narn 2015, viec xac djnh gia tr] tai san rong cua quy tuan thu theo quy djnh phap luat hienhanh, quy dinh tai 8ieu 1$quy, Ban cao bach va khong c6 trU'ong hop sai sot nao xay ra.

Ve heat dong phat hanh bo sung cht'.fng chi quy, mua lai cht'.fng chi quy, Cong ty TNHH Quan ly Quy SSIthuc hien tuan thu theo quy dinh phap luat, quy dinh te;ii8ieu 1$quy, Ban cao bach.

11. cac van de khac:

Trong 6 thanq dau narn, heat dc)ng cua Quy tuan thu quy djnh tai dieu 32 8ieu 1$Quy - Quy dinh ve hop Bandai dien; Ban Dai dien Quy c6 to chuc cac cuoc hop Ban Dai dien nhu sau:

*Ngay 19/03/2015 voi 100% tham dl,I' cua Ban dai dien Quy va Ngan hang giam sat. Nc)i dung cu thil nhu'sau:

1. Bao cao ket qua hoat dong kinh doanh narn 2014 va ke hoach heat dong narn 20152. Bao cao ke hoach to chuc DHNDT thU'ong nien 20153. Thong qua Quy trinh to chuc hop va xin y kien Ban 8ai dien Quy4. Thong qua giao dich ban trai phieu theo to trinh cua SSIAM va dam bao tuan thu han che dau tLI' trong8ieu 1$QuyNc)idung cuoc hop dU'Q'Cthao lu$n va th6ng nh~t v&i ty 1$ 100%

*Ngay 17/06/2015, theo Bien ban hop Ban dai dien Quy do Cong ty quan ly quy cung cap cho chunq toi, ty 1$thanh vien Ban de;iidien Quy tham dl! cac cuoc hop la 100%, Ngan hang Giarn sat khong tham gia cuoc hopnay, noi dung hop thong qua viec giao dich thoa thuan co phieu MBB theo chi tiet sau day:

Ten co phieu:S6 IU'c;rng:Hinh thuc giao dich:Gia:Ngay giao dich:

MBB200.000thoa thuan15.700 VND/CP18/06/2015 & 19/06/2015

Trong ky, heat dong cua Quy tuan thu quy dinh tai dieu 21 8ieu 1$ Quy - Quy djnh ve Dai hoi Nha dau tu,Quy co to chuc Dai hoi Nha dflu tu thU'ong nien narn 2014 voi cac noi dung dU'Q'CNghj quyet thong qua nhusau:

1. Thong qua Bao cao ket qua heat dong kinh doanh narn 2014 va ke hoach hoat dong nam 20152. Thong qua Bao cao tai chinh narn 2014 da diroc kiilm toan3. Bao cao ke hoach to chuc 8HN8T thU'ong nien 20154. Thong qua viec Dai hoi Nha dflu tu uy quyen cha Ban dai dien Quy ll,l'a chon to cnuc kiilm toan bao cao taichinh narn 2015 µ!._.

IV. Ki~n ngh!: khong c6Chung toi cam dean va hoan toan chiu trach nhiern tnroc phap lu~t rtlng nhCmg thong tin tren day la day du,trung thuc va chfnh xac.

Dc;iidien co tharn quyenNgan hang Deutsche Bank AG, Chi nhanh Ho Chi Minh

D~ng Vu Hoal Di~uGiam Doc Nghiep VI) Chling Khoan

Tr~n Dai TrangTruonq Ban Dich VI) Quan Tri Quy

~