38
Kinh giri: - Uy ban Cluing khoan Nha mroc - So-Giao djch chimg khoan thanh ph8 H6 Chi Minh -SO-giao djch chrmg khoan Ha NQi / ~ N~AN !lANG ~MCP ~Au TU CONG HOA xA HOI CHU NGHiA VI~T NAM "V' VA PHAT TRIEN VI¥T NAM DQclip - Tl! do - H~nh phiic BIDV s6:1f~./BC-BIDV Ha N(Ji, ngayJ(thcmg 01 ndm 2017 BAo cAo TINH HINH QUAN TRl CONG TY (Giai dO!,n tit 0110112016 din 3111212016) - Ten cong ty niem y8t : Ngan hang TMCP D~u tu va Phat trien Vi~t Nam (BIDV) - Dia chi tru So' chinh: 35 Hang Voi, Hoan Kiem, Ha NQi. - Dien thoai: (+84-4) 22205544 Fax: (+84-4) 22200399 - V6n diSu l~: 34.187.153.340.000 d6ng (Bang chi}: Ba muai b6n nghin mot tram tam muoi bay tY mot tram nam muoi ba trieu ba tram b6n muoi nghin d6ng) - Mil chimg khoan: BID I. Ho~t dQng ella J)~i hQi dang c8 dong Trong nam 2016, Ngan hang TMCP D~u tu va Phat trien Vi~t Nam t6 clnrc hai cuoc hop Dai hQid6ng c6 dong, cu thS: (i) DHnCD thuong nien 2016 duoc t6 chiec vao ngay 2410412016, do' tien hanh: - Thong qua k8t qua hoat dong kinh doanh nam 2015; k8 hoach kinh doanh nam 2016. - Thong qua Bao cao k8t qua ho;;ttdQng cua HDQT nam 2015 va tr<;mgtam ho;;tt dQng nam 2016. - Thong qua Bao cao K8t qua ho;;ttdQng cua Ban KiSm soat nam 2015 va tr~mg tam cong tac nam 2016. - Thong qua Bao cao tai chinh hqp nh§.t nam 2015 dil duQ'CkiSm toan thea chuAn mvc k8 toan Vi~t Nam va ch8 dQ k8 toan ap d\lng cho cac t6 chuc tin d\lng t;;tiVi~t Nam; phuang an trich l~p cac quy, phan ph6i lQ'inhu~n va chi tra c6 tuc nam 2015. - Thong qua muc thu lao cua HDQT va Ban KiSm soat BIDV nam 2016. - Thong qua Phuang an tang v6n diSu l~ nam 2016. - Thong qua toan van Di@ul~ Ngan hang TMCP D~u tu va Phat triSn Vi~t Nam. 1

~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

Embed Size (px)

Citation preview

Page 1: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

Kinh giri: - Uy ban Cluing khoan Nhamroc

- So-Giao djch chimg khoan thanh ph8H6 Chi Minh

- SO-giao djch chrmg khoan Ha NQi

/

• ~ N~AN !lANG ~MCP ~Au TU CONG HOAxA HOI CHU NGHiA VI~T NAM"V' VA PHAT TRIEN VI¥T NAM DQclip - Tl! do - H~nh phiic

BIDV s6:1f~./BC-BIDV Ha N(Ji, ngayJ(thcmg 01 ndm 2017

BAo cAo TINH HINH QUAN TRl CONG TY(Giai dO!,n tit 0110112016din 3111212016)

- Ten cong ty niem y8t : Ngan hang TMCP D~u tu va Phat trien Vi~t Nam (BIDV)

- Dia chi tru So'chinh: 35 Hang Voi, Hoan Kiem, Ha NQi.

- Dien thoai: (+84-4) 22205544 Fax: (+84-4) 22200399

- V6n diSu l~: 34.187.153.340.000 d6ng (Bang chi}: Ba muai b6n nghin mot tram tammuoi baytY mot tram nam muoi ba trieu ba tram b6n muoi nghin d6ng)

- Mil chimg khoan: BID

I. Ho~t dQngella J)~i hQidangc8 dong

Trong nam 2016, Ngan hang TMCP D~u tu va Phat trien Vi~t Nam t6 clnrc haicuoc hop Dai hQid6ng c6 dong, cu thS:

(i) DHnCD thuong nien 2016 duoc t6 chiec vao ngay 2410412016, do' tien hanh:

- Thong qua k8t qua hoat dong kinh doanh nam 2015; k8 hoach kinh doanh nam2016.

- Thong qua Bao cao k8t qua ho;;tt dQng cua HDQT nam 2015 va tr<;mgtam ho;;ttdQngnam 2016.

- Thong qua Bao cao K8t qua ho;;ttdQng cua Ban KiSm soat nam 2015 va tr~mgtamcong tac nam 2016.

- Thong qua Bao cao tai chinh hqp nh§.t nam 2015 dil duQ'CkiSm toan thea chuAnmvc k8 toan Vi~t Nam va ch8 dQ k8 toan ap d\lng cho cac t6 chuc tin d\lng t;;tiVi~tNam; phuang an trich l~p cac quy, phan ph6i lQ'inhu~n va chi tra c6 tuc nam 2015.

- Thong qua muc thu lao cua HDQT va Ban KiSm soat BIDV nam 2016.

- Thong qua Phuang an tang v6n diSu l~ nam 2016.

- Thong qua toan van Di@ul~ Ngan hang TMCP D~u tu va Phat triSn Vi~t Nam.

1

Page 2: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

- Phe chuan Quy chS t6 chirc va heat dong cua HQi d6ng quan tri Ngan hang TMCPD~u tu va Phat trien Vi~t Nam, Quy chS t6 chirc va hoat dQng cua Ban kiem soat Nganhang TMCPD~u tu va Phat trien Viet Nam.

- Thong qua chu tnrong thanh l~p Cong ty con cua BIDV trong IinhV\fC quan lyquy d~u tu tren co sa mua lai phan v6n gop cua Vietnam Partners tai Congty liendoanh quan ly Quy d~u tu BIDV - Vietnam Partners (BVIM).

- Thong qua viec thtrc hien hoat dong bu tnr, thanh toan giao dich clnrng khoan phaisinh.

- Th6ng nh~t mi@nnhiem chirc danh thanh vien HDQT.

(ii) lJHlJClJ bdt thuong duac t6chtrcvetOngay2211012016afi tiJn hanh:

- Thong qua viec sua d6i DiSu1~Ngan hang TMCPD~u tu va Phat trien Vi~t Nam.

- Phe chuan vi~c sua d6i Quy chS t6 chilc va hOC;ltdQng cua HQi d6ng Quan tri Nganhang TMCPD~u tu va Phat triSn Vi~t Nam. .

Nghi quyltlQuylt ilinh cila lJHlJClJ

STT s6Ngay N(>idungNghj quy~tl

Quy~t djnh

Nghi QuySt s6 Nghi quySt DC;lihQi d6ng c6 dong, thuemg1 1155/2016INQ 24/04/2016 nien 2016 cua Ngan hang TMCP Dau tu va

-DOOCD Phat triSn Vi~t NamNghi QuySt s6 Nghi quySt DC;lihQi d6ng c6 d6ng b~t

2 2886/20 16INQ 22/10/2016 thucmg 2016 cua Ngan hang TMCPD~u tu-DOOCD va Phat triSn Vi~t Nam

17%

Ly do khongtham dl}'

II. HQi dAng qmin tri

1. Thong tin vi cu~c h(Jpcila cac thanh vien HlJQT trong niim 2016Trong nam 2016, HDQT BIDV t6 chilc 6 cUQch9P, trong do co 4 cUQch9P dinh ky

duqc t6 chuc vao ngay11/03/2016, 07/06/2016, 21110/2016, 20/12/2016 va 02 cUQch9P dQtxu~t duqc t6 chuc vao ngay0110912016, 16109/2016.

1 Dng Tr~n B~c Ha Chu tichHDQT

119/2016

s6 bu6ihQpHDQTthamdl}'

ST Thanh vienT HDQT

Chu-cVl}. Ngay b~tdAu/

khong conla thanhvienHDQT

116

ThanhvienHDQT

- Di cong tacoUy quySn choUVHDQT

2

Page 3: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

{

/, "-

2

3

4

5

Ong Phan DircTu

Ong Nguyen HuyTva

Ong Trfin AnhTu~n

Ong r.e DimNguyen

UVHDQT 114/2016

UVHDQTkiemTGD

UVHDQT

UVHDQT

6/6

6/6

6/6

1/6

100%

100%

100%

170/0

Tr~n Anh Tu§.nchu tri phienhop,- Nghi hiruthea chSdQtir119/2016

Nghi hiru theachSdQ tir114/2016

7 Bft i.e Thi KimKhuyen

6 Ong Trfin ThanhVan

8 Bft Phan ThiChinh

UVHDQT 6/6

UVHDQT

UVHDQT

UVHDQT

UVHDQT

12 Ong Nguyen Van UVHDQTLQc

5/6

6/6

6/6

5/6

6/6

6/6

2. Hoat il~ng gidmsat cua HDQT ilai vai Ban DiJuhanh

9 OngNgo VanDung

10 Bft Nguyen ThiKim Thanh

11 Ong To NgQcHung

UVHDQT 113/2016 116

13 OngDang Xuan UVHDQTSinh

3

17% Nghi hiru theachSdQ tir113/2016

83%

100%

100%

100%

83%

100%

100%

Nghi phep.Couy quyen choUVHDQTPhan Dircrothay m~tduhQp

Nghi phep

Page 4: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

Cong tac giam sat tuan thu cac chi dao diSu hanh cua lIDQT nam 2016 tiSp tucdiroc chu trong thuc hien manh me, quyet liet, dam bao t§.t ca cac Nghi quyet, Quyetdinh, chi dao cua lIDQT, thanh phan lIDQT dircc giam sat tiSn dQ chat che, thirongxuyen va ro trach nhiem.

Cac chi dao cua lIDQT trong nam 20 16 t~p trung van cac v§.ndS chu ySu gom: Chidao hoat dQng cua h~ thong qua viec I§.yy kiSn va thong qua lIDQT cac nQi dung 100cuah~ thong thea quy dinh; Chi dao hoat dong kinh doanh h~ thong; Chi dao triSn khai cacnhiem vu trong tam thea dinh huong chuyen d6i mohinh t6 chirc giai doan 2016-2020;Chi thi dinh huong hQi nhap qu6c tS BillV giai do~ 2016-2018; TiSp 1\lc chi d(;lod~ym(;lnhhO(;ltdQng ngan hang ban Ie; Chi d~o phan cong nhi~mV\l trong lIDQT, Ban diSuhanh; Chi d~o triSn khai C\lthS hoa nQidung ChiSn IuQ'cphat triSn cong ngh~ thong tin giaido~n 2015-2020 tb nhin dSn nam 2030; cac bi~n phap triSn khai thvc hi~n chu truong chid(;locua Chinh phu vS cai thi~n moi truOng kinh doanh, nang cao nang Ivc c(;lnhtranh, h6trQ'phat triSn doanh nghi~p, ....

S6 IUQ'llgcac chi d~o cua lIDQT ngay cang gia tang v6i kh6i IUQ'ng100 nhung ch§.tIUQ'ngcong tac giam sat ngay cang duQ'c nang len, khong chi dUng I~i 6 vi~c thea doigiam sat kSt qua thvc hi~n rna da:di van phan tich nguyen nhan, Iy do vi~c khong thvchi~n d:1ydu, dung thai h~n cac kSt Iu~n, chi d(;locua HDQT, Chu tich HDQT. Qua do cocac dS xu§.t, ki@nnghi phli hQ'Pdam bao nang cao kycuang ky Iu~t diSu hanh, dong gopquan trQng trong cong tac qm\n tri diSu hanh cua lIDQT, giup HDQT thuang xuyenn~m b~t duQ'c tinh hinh ho~t dQng cua ngan hang dS co cac chi d(;lodinh huOOg cungnhu giai quy@tkip thai, hi~u qua nhfrng v§.ndS 100phat sinh.

KSt qua ho~t dQng giam sat nhin chung cho th§.y: Cac chi d(;loda:phan cong theadung chuc nang nhi~m V\lcua cac dan vi; Cac UVlIDQT duQ'cphan cong ph\l trach cacKh6i, dan vi da:chu dQng va quy@tIi~t trong vi~c ph6i hQ'Pchi d~o ho~t dQng cling cacthanh vien trong Ban diSu hanh. Du6i sv chi d~o cua HDQT, Ban DiSu hanh cung da:kh~n truong, nghiem tuc hO(;lchdinh, dangkY k@hO(;lchva xay dvng nhi~m V\l C\l thStrong tUng thai ky d@ntUng thanh vien Ban DiSu hanh, chi d~o tung don vi Kh6iIBanthvc hi~n, co bao cao d:1ydu, kip thai b~ng van ban d@nHDQT/Chu tich lIDQT vS kStqua thvc hi~n nhi~m V\l,quySn h(;lnduQ'cgiao thea dinh ky va khi co yeu c:1u.

3. HO{lt d{ing cua caeUy ban thu{ie H{ii dang quiin tr!

Hi~n t~i BIDV co 04 -Oy ban thuQc lIDQT Ia -Oy ban Quan Iy rui ro, -Oy banNhan sv, -Oyban ChiSn IuQ'Cva T6 chuc; va -Oyban Cong ngh~ Thong tin. lIDQT banhanh Quy ch@t6 chuc va hO(;ltdQng rieng cho tUng -Oyban.

3.1. Uy ban Quan If; rid ro:

Trong nam 2016, Uy ban QLRR da:thvc hi~n cac nhi~m V\l:

- Tham muu, tu v§.n cho HDQT vS cac chiSn IuQ'c,chinh sach quan Iy rui ro; cacbi~n ph~p phong ngua, kiSm soat rui ro tren cac mang ho~t dQng chinh (ho(;ltdQng tind\lng, dau tu va ho~t dQng quan Iy rui ro thi truOng, tac nghi~p va thanh khoan).

4

Page 5: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

/

• - Tham rmru cho HDQT trong viec hoach dinh co ch8 chinh sach trong cong tacquan ly rui ro tren pham vi toan h~ thong nhu: Trien khai Khung quan ~yrui ro t6ng thSthea thong l~ va quy dinh NHNN tai BIDV; Ban hanh Tuyen bo Khau vi rui ro nam2016 cua BIDV; Cacdu an triSn khai ap dung quan tri rui ro thea tieu chu~n Basel II,III tai BIDV.

- Thirc hien chi dao cua HDQT v@tang cuong, hoan thien cong tac phat triSn thSch8, nang cao nang hrc quan ly rui ro thea thong l~ t6t.

- Thuc hien phe duyet c~p tin dung, dfiu tu thea tham quyen,

- Thuc hien phe duyet phuong phap xac dinh gia tri chiu rui ro va cac gioi han ruiro thi tnrong,thanh khoan thea tham quyen,

3.2. Uy ban NhanS1/:

Cac noidungtham mUll, tu v~n clla -Oyban Nhan sv d6i vai lIDQT nam 2016:

- Co y ki8n tu v~ d6i vai vi~c sua d6i, b6 sung quy trinh/quy diM quy ho~ch, b6

nhi~m can bQ.

- Tham gia y ki8n d6i vai chinh sach ti@nluang, thuemg va cac ch8 d9 khac d6i vainguai lao dQng.

- Tham gia chi d~o cong tac ra soat, nghien Clmd6i mm, hoan thi~n cac chinh sach vagiai phap chi8n lugc trong quan 1y,phat triSn ngu6n nhan lvc clla BIDV

3.3. Uy ban Chiin IU(Jcva T6 chuc:

Trong nam 2016, -Oyban Chi8n lugc va T6 chuc dffhoan thanh t6t nhi~m V\ltrongvai tra la dan vi tham mUll, tu v~n cho HDQT cac v~n d@co tfim anh huemg r9ng trenquy rno toan h~ th6ng, lien quan d8n Chi8n lugc phat triSn, K8 ho~ch kinh doanh va Mohinh t6 chuc clla toan h~ th6ng, bao gam:

- Tu v~n v@Bao cao co c~u l~i c\lrn chi nhanh va mo hinh quan ly vung;

- Tham mUll ChuySn d6i rno hinh t6 chuc clla BIDV thea khuy8n nghi clla Tu v~nTA2 va thong l~ qu6c t8;

- Tham gia y ki8n d6i vai K8 ho~ch kinh doanh BIDV nam 2017;

- Tham gia y ki8n d6i vai Bao cao hoan thi~n mo thuc quan tri di@uhanh theakhuy8n nghi Cllatu v~n va thong l~ qu6c t8;

- Co y ki8n d6i vai DS an thanh l~p van phang 4 t~i Cfin Tho;

- Co y ki8n d6i vai Bao cao Vi~t Nam 2035 - Danh gia tac d9ng d6i vai nganhNgan hang va d@xu~t ung xu vai BIDV.

3.4. Uy ban Cong ngh¢ thong tin

Trong nam 2016, -Oy ban Cong ngh~ thong tin dff tham gia chi d~o cac dan vitrong cac ho~t d9ng cong ngh~ thong tin (CNTT) va triSn khai cac dv an CNTT tn,mgdiSm CllaBIDV, C\lthS:

j(

dT

J

5

Page 6: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

- Tham gia chi dao viec xay dung va trien khai Chien hroc phat trien CNTT giaidoan 2015-2020, t~m nhin 2030 da:duoc HDQT phe duyet va cu thS hoa bang cacchuang trinh hanh dong trong giai doan nay

- Tham gia chi dao viec xay dung va trien khai kS hoach CNTT nam 2016 va t6chirc giam sat, trien khai chat che, dam bao thee dung tiSn dQduoc phe duyet;

- Tham gia chi dao viec trien khai, thaogO' cac kh6 khanvirong mac va dfiy nhanhtiSn dQ thuc hien cac du an CNTT quan trong cua h~ thong dang thuc hien nam 2016(Chuyen d6i h~ thong Corebanking, LOS, Trung tam dfr lieu, .... );

- Tham gia chi dao HQi d6ng thfim dinh cac du an CNTT tlnrc hien cong tac thfimdinh, trinh phe duyet cac giai doan d6i voi cong tac mua s~m va triSn khai dv an CNTT;

- Tham muu tu v~n va chi d?o triSn khai dv an trang bi h~ th6ng Corebanking chochi nhanh BIDV t?i Myanmmar.

Nam 2016, danh d~u ch?ng ducmg 10 nam lien t\lC BIDV duQ'c danh gia xSp h?ngcao nh~t vS chi s6 s~n sang ling d\lng va phat triSn CNTT - ICT (VietNam index). Va 2nam lien tiSp, BIDV nh~n giai thu6ng " Ngan hang Vi~t Nam t6t nh~t vS cong ngh~ vav~n hanh 2015, 2016" do t?P chi hang d~u khu vvc Asian Banking va Finance (ABF)binh ch9n.

4. Cae Nghj quyitiQuyit djnh cua H{Jidang quiin trj nam 2016 (chi tiit t{liPh{l/{lc01)

III. Ban ki~m smit

1. Thong tin vi thanh vien Ban KiJm soat (BKS):

Ngay b~t S8LydodAu/khong b A. Ty I~Thanh vien UOikhongSTT Chuc v\l con hi hQp thamBKS tham dl}'thanh vien BKS dl}' hQphQpBKS tham dl}'

1 V5BichHa Truang BKS 17/4/2015 04/04 100%

2 Cao Cv TriTV chuyen

08/3/2012 04/04 100%trach

3Nguy~n Thi TV chuyen

08/3/2012 04/04 100%Tam trach

2. HO{ltd{Jnggiam sat cua BKS dBi v6'iHlJQT, Ban lJiiu hiinh vacJdang:

Ban KiSm soat da: thvc hi~n giam sat ho?t dQng cua HDQT, BDH trong vi~c thvchi~n cac nhi~m V\l, quySn h?n thee quy dinh t?i DiSu l~ va cac quy dinh nQi b9 cuaBIDV, C\lthS:

- Giam sat viec triSn khai thuc hien cac chiSn luO'c va kS hoach kinh doanh cua. .. . .BIDV da:duQ'cDHDCD nam 2016 thong qua tren cO'sa xem xet cac van ban, quy dinh,

6

Page 7: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

tai lieu, thong bao chi dao, di@uhanh cua HDQT, BDH; Chi dao bQ phan Kiem toan nQibo trien khai thuc hien va hoan thanh toan dien kS hoach kiSm toan nam 2016, thirc hienkiSm toan va dinh gia h~ thong kiSm soat nQi bQ d6i ~ai mot s6 linh VlJCnghiep vu hoatdong trong ySu cua BIDV; KSt qua giam sat, kiem toan va d@xufit, kiSn nghi gui toi

Chu tich HDQT, TGD.

- HDQT dff chi dao triSn khai d~y du, kip thai chu tnrong cua Chinh phu, chi daocua NHNN, Nghi quyet DHDCD, ban hanh cac Nghi Quyet, Quyet dinh, Chi thi dSdinh huang, chi dao kip thai hoat dQng cua toan h~ thong, BDH dff t6 chirc trien khainhiem vu, kS hoach thea nQi dung dinh huang, yeu c~u t~i cac Nghi quySt, QuySt dinhcuaHDQT.

- BKS dff thuang xuyen giam sat vi~c thlJc hi~n cong b6 thong tin cua BIDV v@tinh d~y du, kip thai thea quy dinh d6i vai cac thong tin phai cong b6. KSt qua giam satcho th~y vi~c cong b6 thong tin tren website cua BIDV dff tuan thu yeu c~u thea quydinh phap lu~t.

3.S"phBi h!J'phOflt d9ng giii'a BKS dBi vui hOflt d9ng cua HDQT, Ban DiJu hanh vacac can b9 qulm Ij khac:

- SlJ ph6i hQ'Pho~t dQng giua BKS vai HDQT, BDH va can bQquan ly khac cuaBIDV Iuon dam bao nguyen t~c: tuan thu cac quy dinh cua phap lu~t, cua BIDV va vilqi ich chung cua toan h~ th6ng.

- Cac cUQch9P quan tr9ng cua BKS d@uco SlJtham dlJ cua d~i di~n HDQT va d~idi~n BDH. Cac bao cao va kiSn nghi, d@xu~t cua BKS d@uduqc gui taiHDQT/Chutich HDQT va TGD dS xem xet, chi d~o cac dan vi lien quan nghien cUu, thlJc hi~n.

- HDQT cling t~o di@uki~n thu~n lqi cho BKS thlJc hi~n cac chuc nang nhi~m V\lthea quy dinh. Toan bQ cac phien h9P HDQT va mQt s6 cUQch9P cua BDH lien quandSn triSn khai kS ho~ch, danh gia kSt qua kinh doanh,. .. d@uco SlJtham dlJ cua TruOngBKS va;ho~c Thanh vien BKS. HDQT da ban hanh Quy chS v@ph6i hQ'Pho~t dQng vacung c~p thong tin giua cac dan vi va BKS. Quy chS nay thuang xuyen duqc ra soat,chinh sua phti hQ'Pvai thlJc tS ho~t dQng cua Ngan hang.

IV. Dao t~o v~qmin trj cong ty

Cac khoa dao t~o lien quan dSn quan tri cong ty rna cac thanh vien HDQT, thanhvien BKS, T6ng Giam d6c, Ban Di@uhanh va Thu ky da tham gia thea quy dinh v@quan tri cong ty.

III

-a

STT Khoa dao t~olHQi thao/Khao sat dil tham gia DBi tU'Q'nghQC

Lffnh d~o ngan hang tuang lai 01 Thu ky Ban dieu1

Thai gian: 06106-18/1112016 hanh.

2Hqi thao TPP - Ca hqi, thach thuc va giai phap 02 Uy vien HDQT vad6i vai doanh nghi~p Vi~t Nam. 03 thanh vien Ban

7

Page 8: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

Thai gian: Ngay 1210512016 dieu hanh,

HQi thao quoc te ve tai chinh (VICIF 2016) 01 thanh ." Banvien3

,

Thai gian: Ngay 09 -10/06/2016 dieu hanh,

02 thanh ." BanXay dung lIDQT hieu qua trong Ngan hang

vienTKlIDQT va 2 thanh

4 (IFC, DHQG Ha NQi, Hi~p hQiNgan hang)vien P.Ki@m toan nQi

Thai gian: Ngay 05/10/2016 bQ (Ban ki@msoat)

5 02 thanh ." BanMoi tnrong ki@msoat va cong b6 thong tin (IFC,

VIenTKlIDQT va 2 thanh

DHQG Ha NQi, Hiep hQiNgan hang) vien P.Ki@m toan nQiThai gian: Ngay 06/10/2016 bQ (Ban ki@msoat)

Quan tri tai chinh doanh nghiep: Thach thirc va 01 thanh vien BKS6 CO'hQi moi (CPA australia) ,

Thai gian: ngay 25/10/2016

7 Cac nguyen t~c quan ly rui ro (PWC Vi?t Nam) 03 thanh vien BKSThai gian: Ngay 06-08/1212016

HQi thao ve Quyche niem yet va Quy che cong

8b6 thong tin cuaSagiao dich clnrng khoan 02 thanh vien Ban,

TKlIDQTTP.Ho Chi MinhThai gian: Ngay 29/12/2016

V. Danh sach v~ nguiri eo lien quan ella BIDV theo quy djnh t~i khmin 34 f)i~u 6Lu~t Chung khoan

1. Danh sach vS nguai co lien quan cua BIDV (chi tiit t(li Ph{l/{lc 2)

2. Giao dich gifra BIDV v6i nguai co lien quan cua BIDV; ho~c gifra BIDV v6i c6dong 160, nguai nQi bQ, nguai co lien quan cua nguai nQi bQ (chi tiit t(li Ph{l/{lc 3)

3. Giao dich gifra nguai nQi bQ cua BIDV, nguai co lien quan cua nguai nQi bQ v6icong ty con, cong ty do BIDV n~m quySn ki@msoat (chi tiit t(li Ph{l/{lc3)

4. Giao dich gifra BIDV v6i cac d6itugng khac

4.1. Giao djch giua BID V vai congty ma thanh vien HDQT, thanh vien BKS, TGD dava dang la thanh vien sang l(lp ho(lc thanh vien HDQT, TOD di~u hanh trong thai gianba namtro lqi day (chi tiit t(li Ph{l/{lc 3)

4.2. Oiao djch giua BID V vai cong ty ma nguai co lien quan cua thanh vien HDQT,thanh vien BKS, TOD la thanh vien HDQT, TOD (chi tiit t(li Ph{l/{lc 3)

VI. Giao dieh e&phi~u ella ngrroi ni}i hi}va ngrr01 lien quan ella ngrriri ni}i hi}

8

Page 9: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

1. Danh sach nguoi nQi bQ va nguoico lien quan cua nguoi nci bQ(chi tiit t{li Ph{l [{lc

4)

2. Giao dich cua ngiroi nQi bQva nguoico lien quan d6i voic6 phieu cua BIDV

NguO'isA e6 phi~u se e6 phieu SO' hfru

Ly do

STT tlnrc hi~nQuan h~ v6'i SO' huu dfiu euAiky

tang,

giao djchngum ni}i bi} ky ghim

(mua,ban,

A

S6c6 S6c6 ehuyen

phieuTy l~ phieu

Ty l~ d6i,thmrng...)

1 re ru Chi gai -Uy 0 0% 1.000 0,000029%Mua co

Bich Nga vien HBQT dQc phieu

l~p ToNgocHung

VII. Cac vAn d~e§n hru y khac: Khfmg co

NO'inhan: (9)- Nhir tren;- Thanh vien HDQT (d~bao cao) I- UBQLRR; UBCL&TC; UBNS; UBCNTT;_Ban Ki~m soat; Ban KT&GS; Ban PC; lIPTruong DTCB;- LUllTKHDQT; VP.

TM. HOI DONG QUAN TIq? "PHV TRAcH ~

9

Page 10: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

"

00.....

.......

.......

.......

.......

.......

.......

.......

..'-0

00

-J0

\V

I.j>

.U

Jtv

.......

~-J

0\

VI

.j>

.U

Jtv

.......

0~

VI

VI

.j>

..j>

.U

JU

JU

Jtv

tvtv

.......

.......

.......

.......

0\

VI

VI

000

0U

JV

IU

J'-0

VI

UJ

'-0

.......

00

00

\.j>

.tv

VI

00

VI

0),

.......

UJ

UJ

0\

0'-0

VI

0\

tv0

0.j>

.0

\.....

..0

z,0

--E

----

Z--

----

,0z,

0,0

,0z,

0,0

DD

DD

DD

Dt:!J

t:!J0

"::.

t:!Jt:!J

Dt:!J

t:!Jt:!J

t:!JD

t:!Jt:!J

t:!:)

Dt:!J

t:!Jto

II

~,

II

II

II

I

toI

toI

toto

tott1

tt1=

.('1»

tt1tt1

tt1tt1

tt1tt1

tt1tt1

tt1=

,_.

S,_

.,_

.S

S8

~~

S6

,_.S

~S

~S

-<d

UU

U<

<~

(

<<

<-<

-<-<

<<

-<-<

-<=

00

tv0

00

tvtv

tvtv

00

Ztv

.......

.......

.......

.......

~'D

UJ

VI

.j>

.-J

VI

UJ

.......

tvtv

00

00

VI

.......

00

00

~,

----

----

----

-----

-----

-- ----

----

--'-<

00

00

00

00

00

00

00

00

0w

UJ

tvtv

tvtv

tvtv

.......

.......

.......

.......

.......

.......

.......

.......

.......

-<N

----

NN

----

--NN

------

N---

---

~(

tvtv

tvtv

tvtv

tvtv

tvtv

tv=

00

00

00

00

00

00

00

00

0.....

.......

.......

.......

.......

......

......

.......

.......

.......

.......

.......

.......

.......

.......

.......

.......

..0

"0

\0

\0

\0

\0

\0

\0

\0

\0

\0

\0

\0

\0

\0

\0

\0

\0

\~

, =-

,....,

t:!J,....

,(')

,....,

S>-

0tt1

::r::

(J,....

,tt1

tt1>-

0~

>-0

>-0

>-0

::r:: ~

~e:

~,...

..0

'·::.

P"

(1),

'P

"~

~.0)

::r~

~P

"::r

P"

::r::r

0',

(1)'

~~

,S

(1)

=,....

.=~

,=

=(1

)~

,(1

)(1

),(1

).::

(1)

.....::

(')

.....=

g.g.

~(')

~'"'

::rs·

::r~

::r~c

rq::r

::r~

~§"

~.Q

(')

C('

(')

::~

,o

=~

,~

,::

.Q<:

::(')

::r(')

::r-

::r,-<

:g.

r§'=

g.~

)

~~

)~

.::'-<

:0

)s·

.~)

o.(

1)

'e:..~

::r.(

1)

.(1

)(')

'g>::r

1''"O

..........

..........

..........

~::r

f§~

,.....

~=

~.....

~0

)""

2::.

<:~

:tt1

~(')

""(')

.....o

0).

""~

('C

([

(1)"

8'~

(1)"

.....(6

;O

!-(J

(')

=.(

1)

~(1

),

='-<

:.....

..'-<

~,

::'e:

.~0

)IciQ

(')&

.....rg

.&

.e;;

(1),

S~

g-...

..::r

(')

.....

crq

.g.....

&[

~,

0

;.<(')

,.....=

Pl>

-.::

S§,

.~(')

.~P

"::r

=cr

qS

~(1

)"0

'(1

),(')

rg.&

~I

::'8

~~

(.....

~.

~

~,

::r§

P"

.~P

"=

(')

~,

&<:

~'8

~§)

.0!

-S

~'

;.<(')

~0

crq

0)

=~

,

g:O

!-cr

q0

'S

0)'

tv'"0

C(.

~,

(')

§'=2

Jg5

::r:;>

;"~

,.....

=::

~(')

(]q0

.....~

O::r

~::r

~,

(1),

'e.cr

q~

'e:.

....

...0"

§·0

s-O

'"=

~,

~g-

O'"

.....(')

Ul

s-o)

,=

§.~

UJ

.....(')

0\

,.....

=~

(0

P"

~(,

s·::

0'·

::r~

,s-

~g-

~.~

~§)

,S<:

g.<:

::r.~

O!-

;§.::.

~,

0)

~,

0(')

::r.~

~P

"~

,~

,cr

q:;>

;"

::r::

.....0

)::to

rg.

~~

=S

g.&

""'1

(0),

,

0)·

~.....

(')

P"

<:C

(.P

"~

,'"'

(1),

=(t

;;..

'"0

8~'"

...... ~

~::

<:~

.'H~

0z

crq

tt1.(

1)

s·'H

=~

0(')

~=

g.S

O§.

~(

......~

s~

S&

~~

'-<:

~,

~h=

s-,....

,(6

;..n

('1»

'C(

.§)

<:(1

),.

=~

;0

'"~

)=

P"

=-<

(1)

=,...

.,'-<

:.....

e:..::

=S.

~.

.~-

0.....

'-0

==

tt10

:;>;"

P"

(')

.....s(

§,s-

(')

.e:(1

).g

P"

~.~

(1),

'C(

::.

I(')

~"....

C(

::r.....

(')

~

I=y(1

).P

"P

(')

-<~

§'

C(

..c8'

:(')

~[

Q,

<:(1

),tv

P"

~,

'C(

§::

(')

0,....

,·0

~,

.~)

O!-

=~

,pq

~.•

(1)

(')

§'

~.....

.,0

).....

. ~'

roo+-

crq

=0

\=

..,=

8......

O!-

.~

...,

~~

;:!.

IciQ=

S0

=~

::r(')

(1)

(1).

~:.

....~

,~

,=-

=s'

=(1

).(')

~,Q

.P

"S

::::r

S<:

=-~

'"'(1

).~

g-'-<

~tv

&.,...

..3'

,0)

tv~

)'('1

»,

Ul

0P

".....

-.;:r

~=

0(1

)F

=Sh

.......

'8~

~0

,.....

crq

s'.....

.F

=0

\,...

..~

,(1

)(')

0\

~=

~=

=~

P"

,....,

,0)

&•

(1)

tv'C

(....

Scr

q'C

(O

!-~

~)

.8':

0g-

o.....

~Q

,~

,,0

)~

,~

.......

0=

,.....

=(')

~=

0"

0\

Z§,

=cr

q;.<

~~

(1),

~~

::'

=S

§:(')

g:S

S::to

crq

::'"0

(1)"

crq

.(1

),0

'~

~tt1

~::r

=.S

:=

=S

'0'

~~

,'"0

0!-

cr"

~~

Ul

=C

(I

~".;;

~,

.g0

'·~

,S

.--

::=

0',

......(1

);

~U

l,...

..<:

::~

.::

s-~

tv

==

~,

0(')

~<:

crq

C(

P"

......

~,

~,

§~

. 0>1

0\

(')

.,.....

......

=g.

..cP

".....

0'

::,...

..cr

q~

'"'(1

)".Q

'e.

~,

~.

.....S

=2·

.....=

crq

.S:

'e.

r§)~

Ul

,.....

§'C

(cr

"<:

tt1a

~.....

.~

,~

,

S::

P"

0'·

~'"0

~U

l

=::

P"

-<~

,

crq

-~

)'

(')

s-'0

'=

......

P"

(1).

::r'e:

.

OJ

~~

~

=·d r- .ej

o-<~

~>

,Cj

o~

~>

>, ~~

,~

~~

>,C

j~

~

=~

Cj

.~~

II~

,0~

~d

~q

~ ~"

.~.~

:-3~

>..

,0~

ej

ej

>~~

~d.

~" ~ ~ .~ ~ = ~

~d·

·0'

>~

~C

j·0

·~

~ ~~

0,

0"

'0>

>I')

~.;;

~C

j"0

',0

I=

ej

~·o

·>.

.=;

~

~Q

..~

~0

~

~I

ej.

.~~

~~

.~C

j>(

s.~

~].

):'

NC

'-<

0 ~I')

~

0'\

.trj•

~ ~ > ~

Page 11: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

:>8o::lI

~trl-.;t0

0

r---ooO\O'-NC""l-.;ttrll.ONNNC""lC""lC""lC""lC""lC""lC""l

1.0.-o~.-N

o~Ci:)~

u§§trlCi:)trl.-.-

N

Page 12: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

V1

..,...,.

..,...,.

..,...,.

..,.rJ

:l

0\

0\

0\

0\

0\

0\

0\

0\

0\

0\

VI

VI

V1

V1

V1

V1

V1

V1

VI

...,'0

00

-..l

0\

VI

..,.W

tv.....

..0

\00

0-.

.l0

\V

I..,.

wtv

.......

0'0

00

-..l

0\

V1

..,.W

...,

.......

.......

.......

.......

.......

.......

.......

.......

.......

.......

.......

......

.......

......

.......

.......

.......

.......

.......

......

.......

.......

.......

......

.......

.......

.......

rJ:l

..,...,.

..,...,.

..,...,.

..,...,.

..,...,.

..,...,.

..,.W

WW

Ww

tv.....

.......

.......

......

.......

.......

.......

.......

.0

),

WW

WW

tvtv

tvtv

tvN

tvN

0-.

.l0

\..,.

..,......

..0

\'0

\00

00

00

00

00

00

0

Wtv

.......0

'00

0-.

.l0

\V

1..,.

WN

0\

W0

-..l

0\

V1

.......

.......0

'00

0-.

.l0

\V

1..,.

E,0

,0,0

,g,0

,0,0

,0,0

,g,0

,0,0

,0---

- ,g--

,g,0

,0,g,

0,0

,0,g ~

t§10

10O

"'="

t:!lt:!l

t:!lt:!l

t:!lt:!l

t:!lt:!l

t:!lt:!l

t:!lt:!l

t:!lt:!l

t:!lt:!l

t:!lt:!l

t:!l~~

I"""'''

toto

toto

toto

toto

toI

toto

toto

toto

toI

II

toto

toto

toto

to=

o~

)

OJ

OJ

OJ

OJ

=8

88

~~

8~

8~

8~

88

88

~~

88

88

~8

~8

88

< fl:i(

<::<::

<::<::

<::<::

<::<::

<::<::

<::<

<<

<<

<::<::

=

00

0tv

tvN

tvtv

tvtv

tvN

~.....

.......

.......

.......

.......

.......

.......

.......

.......

.......

.......

.......

.......

.......

.._

.(J

Ci

ww

ww

ww

ww

ww

wW

tv0

0'0

\00

\'0

0\

0\

0\

0\

0\

0\

0\

0\

fl:i'

---- --

------

------

------

------

----

-----

----- -

------

---~

00

00

00

00

00

00

00

00

00

00

00

00

00

0

VI

V1

V1

V1

V1

V1

VI

VI

V1

V1

V1

V1

V1

V1

V1

VI

V1

V1

..,...,.

..,...,.

..,...,.

..,...,.

..,.<

----w

--ww

--w---

-----w

w---

-----

------

--w--w

ww

fl:i(

tvtv

tvN

tvN

tvN

tvN

tvN

tvtv

tvN

N=

00

00

00

00

00

00

00

00

00

00

00

00

00

0.....

.......

.......

.......

.......

.......

.......

.......

.......

.......

.......

.......

......

.......

......

.......

......

.......

.......

.......

..,__

......

......

.......

.......

.......

.......

.0

'"0

\0

\0

\0

\0

\0

\0

\0

\0

\0

\0

\0

\0

\0

\0

\0

\0

\0

\0

\0

\0

\0

\0

\0

\0

\0

\0

\fl:

i. = -o ofl:i _. Q

. = = (JCi

Page 13: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

.;.e-=<~E--

\0-o~['-S2\0o

\0- o~00

S2<'lo

o00

-<'l(",)..q-tr)\O['-O

OO

'l0

00

00

00

00

00

00

00

00

0-0\

Page 14: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

o ~ --o 00 N o ......

0\

NN

0'\

0\

._J

._J

'-0

0\

ZZ

DD

toto 86

«

NN

NN

00

00

00

00

O'\~

~N

O\V

lNN

,Oz,

O,o

t!lD

t!H

!lI

II

I

toto

toto

68

68

««

00

._J

0\

----

00

\0'-0

NN

00

..........

......

0\

0\

1--

"'0

00

00

\-...

........_

--....._

.........~

1--

'.........

00

00

NN

NN

00

00

.........to

-,._

.,._

.

0\

0\

0'\

0\

c.n

.......

o ---o 00 N o .......

0'\

'-0 Vl o -l:

:- ---o 00 N o ........

0\

o -l::- 25 00 N o .......

0\

~ ('I»

1:::1 -e .~ ....

Page 15: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

....<cu

·O

J)

:>s

5.<

~'<

0~

S<

Il....

0U

"tj><

'<cu

cu<

~....'<

cu!:;l.

>,

0....

§O

J)·s

;;.<

~o

><,~

'<0

0::l

!:;l•U

::l....

12::l

,~0

OJ)

......0

,~"tj

CI

oE-<

0..

·c·!:;l.

U0

'<0

....<

0,

-:S,~

-~....

"tj::l

,~<

Il;;.

..0o

...c0

«»,§

!:;l,8

<0·

........

'<cu

...c....

..0::l

II)..::.::

::lo

..0.t::

.~'51:>

-<~

....<

IlU

12"'=

'0

";j..D

!:;l.O

J)<

II).II)

S0

-<§

.;;t:

~0

'<0

00

'~8-:S

..0o

0..

..0.<

~0

..o·

..Du

0::l

.~....

<cu

·..0

cu;.e'

..0........

-~..0

'<0

0l

0U

'~.

~0

0o

00

;;.-~'Cd.

....0

..~

0l

\00

0'1

<cu

·0

..;;.

bJ).8

00

,~'51:>

I........

II)0

\0;0

'<~

S=

....::E

..........0

\00

..0........

.~=

gf0

0..

'<II)

........0

l....

r:/10

!:;lO

J),<~

't:lbIJ

0l

..::.::0

,<~

..........

0l

-:S.....:l

§"2>-:@

'II)<0.

<0

5I

....0

l::l

><0

S~

-:S\0

'51:>'<

cu0

><....

.<~

oC3

uS

=!:;l

........:.2

~.,~

::l)~

'!:;l::l

)~.8

=<

cu·

..00

0....

;§0

0...c

0-:S

::l-]

~~

tbf-<

0l

'(11

)::l

.~<

IlU

gf...c

<~

'<II)

'5<

Il::l

"2.8

..0.....

bIJ~

-<~

.~u

....<

~.

::l0

...c_.....

o·<

II)'<0

....u

:0;;.

<II).

-=0

'0....

....'51:

.....5E.::

-:S:a

.~.bI):'=

g-~

12E-<

,~....

.~O

J)(J

..0...c

:0S

........

0l!:;l

''''C

I>-

0<

cu· 0

.....:l'"'

<0

0..

OJ)

I~\0

..0cu

~o·<

~.

<0·

<Il

....U

0.......

@8

"0"'=

'........

cu-:S

::l"'='

<~

!::,~

..c.s

,<§

->-

..0S

,CIS;;.

~"<

~0

..00

..0._

...~

OJ)

..c0

~~

gU

I~8

..........

'<0

<~

'51:0

OJ)

~u

........

....0

~u

"§<

cu·

><~

.§CIS·

\0

,_'::l

5.....

~\0

g.;;

~'~

.O

J)0

..0'::l

::l.

___

]0

0........

u"§

§;~....

<cu

u"tj

u

~l:!

un

2-

>,

0g

OJ)

·s·u

,<~

=::l

(":j0

>,

~.

"2u

0<

Il::l.

::l'0

..00

....(Q

,j..c

S<

~.

<0,

<~

U,<

~Z

<0

§0

0"0

!:;l.><

!:;lE-<

~.2

><,~

..D~

'<II)

..cu

-<II)

<Il

'<II)

=O

J)U

...."0

OJ)

';;."0

.~>

,0

)~

0..c

....u

:a:.Q

g0

"0·c

5<

§.

)~.

0:.Q

....::l

'<II)

OJ)

\0o·

g,~

S~

.,<~

,~::l:s

:.Q....

!::'51;

<~

0"§

OJ)

0..c

..0-<

II)o

.........!:;l

gf~

,0"tj

0..

<II)

0'<

II);;..

<Il

....0

,5,<

~..c

......0

;0._

0l

0"0

><'@

.'::l

o·,<

00

<~

OJ) ..~

~u

,~:5

,~E

....___

.~g

..on

....,<

0!::

§0

....!:;l

;;.O

J)..c:a

"EO..c

........g

..0"0

,<g

:..0

~~

.><

gf-:S

0u

::l

___

0:a

:~..0

!:;l<

0~

u,<

~,8

......::l

,~0

~o·..D

Uu

'!:;l::l

::l0

0"0

0gf

<Il

..0'E

u....

OJ)....

........

,<~

.~..c

~>

,gf ,,~

,<~

-5,<

~<

II).'<

00

"2,~

::l..0

..D:9

.s.~

u:ttj

5-0

u,!:;l

'<0

..0::l

OJ)

'~.<

~.;:J

"2"§

..,<~

,~._

.......s,<

cu'.5

,<0

lr)

~'<

0:6

::l0

,~O

J)U

:ttjg

"§..

0,~

"0u

!:;l.....

"0~

n0

"0......

!:;l.......

0(Q

)01"""(

....0

::l.<

II)0

US

<II).

>,

....'!:;l

"0<

II).......

§.;;.~

....,~

~o·"tj

'<cu

-:So

<0

...c

S'<

II)'<

cu'<

II)0

[email protected]

;0o

OJ)

o·'~

"'='

-5..0

>,

..c::l

0!:;l.

~S

Su

0<

Il0

!::'E

§u

gu

..0O

"',~"tj

~5-

<Il

0,<

0:g

<0

o~

.

~.~

;;...s,§

....;;.

].')~

~..0

,..<0.~

S:a

,~0

.§0

15"(Q

)+

--'U

0....

..cO

J) ~....

..0..0

"tj12

u-:S

..::.::,~

<0

,....

c-O

....,~

~U

'<cu

<0

,<

t).0

....O

J)...."2~

.....g

.~....

0::l

:aS

..D..0

<II).

0<

cu·<

cu·

<II)."2

0"2

s<O

l'V

)..c

0;;..

<0

>"<

0:s

>,

OJ)5'

'<cu

12<

II).;;..S

....0

"'0

-~::l..o

::lu

::l-~

00

,~'<

II),~

::l..c

><

0,~

..0"tj

...."tj

OJ)

0"0

..c..o::l.

"tj..c

·S..0

..c0

~.g

.~~~~

.0

u:.2'

S"0

OJ)

,~....

'<cu

~-,~

.~<

II)0

<II) 5

<II)

,~

,~

<II)

~<

cu...c

....bIJ~

.!:;l..c

'<0

..0.

0..0

..c"<

t...c

0~

'<0

..0,~

l!:;lE-<

E-<Z

Zu

~p

.,U

p.,"tj

::cp

.,p

.,~

p.,

~U

~~

p.,

;;."tj

='CIS\0

\0\0

\0\0

\0\0

\0\0

\0\0

\0\0

\0\0

\0\0

\0\0

.0........

......-......

..............

..............

..............

............

................

..............

..............

........=

00

00

00

00

00

00

00

00

00

0)CIS

~~

~~

~~

~~

~~

~~

~~

~~

~~

~...

00

00

0......

................

..............

................

................

................

........0

l0

l.....

............

................

................

................

................

................

..............

..............

............

......___

........

______

___

........___

______

................

................

........

___

........23

______

,~0

'1......

0l

"<t

\00

l0

l~

~0

0......

\0\0

t-O

O0

0........

\0bJ)

......0

l(":j

0l

0l

00

00

0......

..............

........0

l0

l~

0......

Z

~>-

=U

)~>-

>-@>-

>->->-

>->-

>->-

>-Q

>->->-

>->-

>-...

88

QQ

8Q

Q8

Q8

Q......

8Q

88

88

(~.=......

............

............

......~

......~

~~

~~

~~

~~

~~

~I

~~

~~

~~

••

r-~c6I

II

II

II

II

IQ

II

II

I-=.0

~~

Q~

~~

CI

~C

IQ

~~

~~

~~

~~

~Q

'C

IQ

'Q'

CI

~~

Q'Q

'Q

'Q

'

______

'(0"<

t~

\0........

0'1

00

0\

~\0

"<t

~N

lr)

00

0........

00

0\

rJJt-

OO

00

0\

00

l0

l~

~lr)

t-O

O0

'10

"<t

"<t

\00

0......

00

00

00

00

0'1

0'1

0'1

0'1

0'1

0'1

0'1

0'1

0\

0........

..............

........~

0l

0l

0l

0l

0l

0l

0l

0l

0l

0l

0l

0l

0l

~~

~~

~~

~"<

tlr)

\0t-

OO

0\

0........

0l

~"<

tlr)

\0t-

OO

0'1

0......

0l

~......

..............

................

........0

l0

l0

l0

l0

lN

NN

0l

N~

~~

rJJ........

................

..............

..............

..............

..............

..............

..............

..............

................

Page 16: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

_.

_.

_.

_.

_.

rJ).

ww

ww

w~

-..)

0\

VI

.j:>.

.W

~W

WW

WW

.j:>.

..j:

>..

.j:>.

.w

wr:f

.Jw

tv0

tvtv

'"tv

.j:>.

.tv

00>

,

---- z

,0,0

~,0

,0t!J

t!J,0

t!Jt:!:

i0"

=-I

II

I

to~

,...

toto

toto

=·tD

>

U.....

..8

.......

8=

uu

<<:

-<-<

<-<

~( =

ww

tvZ

_.

_.

(JQ

_.0

-o\0

0'\

~,

------

----

'-<_

._

._

._.

_.

tvtv

tvtv

tv<

----N

N--

~(

tvtv

tv=

00

00

0_

._

._

._

._

.0

"0

\0

'\0

\0

\0

'\~

, =....,

>-0

>-0

....,....,

>-0.~

(=-

::r'

~,

""I

::r'

::;3

§'~

,.....

C~

,(J

Q0

..q

::;3

0..

~("

)'C

.Q(J

Qc

t~t'-<

opj

,'-<

~,

~, 0

's

.~....

0.

c·c:r

~0.

.:;>;

"0

"'-<

::;3'

~0

'·....

~!

~'

(JQ

'"~

,

.~.g

c-'-<

Co

~,

~"~

i><C

~.

0::;

3

~~

!....

0.

::;3

a::r

::r~,

C§.

::;3

~'g

~s

s~

,(J

Q0

.....

(")(

JQ.~

0("

)'g:

.....0

..,_

.<:

0'

.....~

~,

~,

::;3

i><g:

~,

::r'

::r(J

Q~

h::

;3,0

"o'

!....

~0

.'"

~,

~"

Qq

(")

::r.Q

.....~

::r'

C0

.~

g0

'·::;

3.~

, a~"

(")

(JQ

>tD

>

::r~

i><C

=~

,~

,::;

3~

,~"-

::;3

'-<i-+

0

g.("

)("

).~

::rg:

o..~

...0

.§..

..<

5-.~

::;3

~,

....::r'

(JQ

§"§

'0

.~

,....

....,.~

,"'!

'0'

=..,

0..

=::r

2;

!')

re'(J

Qs

=0

,=-

<:(J

Q...

..'-<

....~

,9:

....go

tD>

,~"

S'=

....("

)go

~"t!J

0'

C=

g:=

§'

0..

(")

·0>

(JQ

...::r'

~!

C....

_::;

3Q

.~

,

~=

u("

)...

..(J

Q.~

,=

.~, (

")c

g"(J

Qc

~,

tv::;

3to

"0

0c:r

8<:

_.

'0'

-<~

,

-..)

.... ""I ..... ~,. = & ~.

::r .~,

.... ::r 0"

::;3

(JQ 9: .~

,::;

3

Page 17: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

en>

-'\0

00

-.l

0'\

VI

~w

N>

-'.....

.....,

0....,

t!1Z

....,Z

'"'CI

l'~

Z~

'"'CI

....,

.§'

~0

)(J

Q::r

(1)

§)'

~~

)'::r

:rZ

0)

§.~

::l

§1)

,)'

(JQ

=X

(1)1

(JQ

-<.~

;l(1

)1>-

t!1:r

::l

·0§(

i"'i

::l

g.~

,-e

~-<

0g.

:r::~

)s·

0;;

::l

~(

[t;I

(J~

....,....,

=::x:

:en

::l

~I

::r

j-<

~~

,

~r-

::l

~·2

§"

::x::

·0

(JQ

(JQ

~)

,0)

::l

t:)

.....0

~til,

(1),

10=

::l

....,

n,-

...gU

Q....,

=::;

&re::

tIl"UQ

0iJ

;'c

iJ;'

c.:r

n=-

._.0

0,

on

1),)

.'-'

Ill,

:r=

=e·

e·S

e·eo

e·e·

e·e·

:r::t::C

o'<

'<'<

'<'<

'<'<

'<<:

<:t!1

eo.....

.:r

:S.

10eo

<::S

.<:

:S.

:S.

t:::;

=;.CD

;(1

),..

..,'<

~;

(1),

CD;

(i;;

(1)

(1),

10,<

g.

-<n

::l

::l

0.

:S.

::l

::l

::l

::l

::l

::l

>-1

<:~-=

o~:r::

:r:::r::

::r::r::

:r:::r::

:r::I

0;>.0

>(1

)....,

t:!1t!1

o::l

t!1t:!1

t:!1t!1

t:!1t!1

0::l

til"

.....

1010

.~10

1010

1010

10t!1

C°l

ll

>-1

>-1

"0>-

1>-

1>-

1>-

1>-

1....,

en::r:

0"

,0,n

G-~

t;;..z

ct:::

;-..

.

t:) -ss·

n =: -;:;; = :I" 'til,

:1""

0=;1

:ren

>-'

Nw

~N

-.l

~iJ

;'c

t;;..0

"0

\0~

ww

VI

0w

0~

~0-

wV

,'<

,n

Cn

-.l

>-'

0'\

C'"

0W

00

00

-.l

~0

0>

-'>

-'~

!'~

.0

00

00

0'\

-.l

VI

0'\

>-'

W

0g

»~

'0 00

00

0

"CI

_

0'0

'00

'0·0

00

:r,til,

Vl

00

·0

00

·0

'0iJ

;'t;;

..'"

0'\

00

0>

-'0

00

«.

c~

.0

00

00

0N

-.l

N>

-'n

:rV

lN

Vl

\00

0V

I0

N0

-.l

0w

\00

0>

-'0

'\0

'\-.

lC

1:;1

~~

~~

~~

~~

~~

~!'

c0

00

~ =- n :r c·

~ =='(j r-

~'Z

,(j o

>.C")

0~

~>

N=

~>,= ~

~'

>- Z~C

")~

==M

·~0

0'Z

~>-,

~(]

n~"

"C

=='M

'~

Z~

>"'Z

ejC1

~~

d.

Q.

~ n 0,

~ ~ ~> Z

(]

,0,0

'(j

'Z>-

C")

Z=

n~

o·(j.

,0>

>~

>-,S

;~

t;:Ij

"t:I

1

~I

=~

~·o

-<.s::

;~

Z~

(]

>-<0

=~

Iej

.

N='Z

0.~

C")

~&=

C"I

"t:I

~I

=-> =,~

~~ 'M

'~ 'Z > ~

Page 18: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

N

.;

.=-= y::;c

=';0

ci"?ci"?

ci"?ci"?

ci"?ci"?

ci"?ci"?

ci"?ci"?

ci"?ci"?

ci"?ci"?

,==

0'"

-f"

l~-

N0

\\0

r--N

0r--

0-=

yN

00

00

00-

00

\00

00

00

0-

r--\0

\0r--

N0

00

0,~

=:i'

00

00

00

0-0

00

'"fI.l

~~

0O

~0

00

00

00

00

0~.-a

O~

O~

O~

O~

O~

O~0

O~

O~

d0

00

o~

'...."'0E-<

y

f'b-<0

0\

'"-

---0

0--r--

f"l

f"l

Nf"

l0

f"l

0~

00

,5r--

00

00

~r--

00

'"~

'""'0

'"=

'"v:

C!

0\

C!-

'"~

N~

y

=y

'....00

Mb

'"r--:

M,.....;

0\N

NN

'<0

~2

=~

=f"

l\0

NN

\0~

IZl-=,=

~N

Nc..-=

=(~....

o---

N-

Page 19: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

c:r'O

c:r'O

r:j'

c:rIJ

).2'

c:rIJ

).

~C

I;;.

_Q

>-

~;;;

..Q

).,

nC

In

nC

In

CI

'"Q

,.,

CI

'"0

,.,

00

00

00

S~

~"

s!'c

<.

s,.,~

s,.,~

«.

«.

'0_

'0_

::.·n

o>c:r

·no>

lI:"

no"

'"~

;;.,

rI.)

«,

CI

C<.

CI

C<.

nc:r

nc:r

00

00

00

CI

t:;,

CI

!:i'

'$-

'$-

-;!(_

'$-

'$-

'$-

S:~=

s!'C

I0

oo

::.c:r ....

nn

c:rc:r

CI·

CI·

o ~ n n 0> = (J'Q q s =

n =: -.... no>

CI c:r ·no>

Page 20: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

~

I'

~.=

~,:=(,I

:af-;

e.~

.5:z;

5.(0'cf?-

'cf?-'cf?-

'cf?-.~

.=

00

00

~,:=

(,I~

.(:)=,>

,f-;

'"~

~.:.:

f-;(C

I.j.,:=

.<-

c..s:

'>'''0

f-;(,I

.(:).(00

00

0,<>

"0

'"=

,>,

';;:l(,I=

(,I

'<0

~~

=.:.:

f-;rJ:J

,:=.l:s

;:Jc..,:=

.<~Il.U~f-;

(CI.j.

e,:=

,~=~._

z;,:=

«(,I

~~

is'z

00

o.......

Page 21: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

\J1

_.

,_.

,_.

'D0

0-J

0\

U't

.I::-

wN

,......

>-3

N,_

.0

>-3

Zo

<(l

no

oo

otJ

j

~

ZZ

to(J

q0

).-

,0

>0

)0

)0

)0

)0

),0

)

~~

~)

~)

::l

~::l

~::l

::l

::l

::l

.....J

::l

::l

(Jq

::l

(Jq

(Jq

Oq

Oq

Oq

-e:

.....:::r

~S~

~~

~~

~~

)

~,

0<

<1:1

::l

..........

00

o0

,0:::r

,.Q

(Jq

.....~

.....:::r

0)'

0>

·....,

.(6;

·5;

(1.)

(1.)

:::r~

::l

~::l

§,::l

......

.....=

......

S'"0

0'"0

~.

:::r~

.....:::r

:::r1:1

ZZ

(1.)

0-

S(J

q.....

1:1::l

0(1

.)~

)':::r

~>

,~

S~

0-

~~

gJ13=

::l

~::l

80

::l

Vl

(l

(1.)

tJj

<:::r

:::r0

.....g.

~,

:::r~

~~

.~

,

.....J

,0::l

~,

0~

:::r~

::l

0g:

l'~

,~

.

~

(Jq

:::r:::r

~,

'"0::l

13=5'

(1.)

.e:.

0tJ

j~

:::r

8.....

<.....

..0

tJj

:::r

tJ0

.V

l~

,~

,

.(1;;

::l

S0

<~

)'.....

......

~tJ

j<

~~

~.....

.. tJV

l

tJj

<gJ

'S < I

Vl,0

,0,0

rt:

rn

(l

(l

(l

(l

Q.

~~

r:::::

r~

.~.~

.fi)

CD;

0)

0)

0)

0)

0>

::l

::l

::l

.0(1

.)::l

::l

::l

::l

::l

§!::l

::l

::l

(Jq

(Jq

(Jq

(Jq

(Jq

~~

~= ~

0-

0-

0-

~~

~~

~q-

q-.....

.q-

1:10

00

.~~

g.§.

§.0

00

00

.~.~

.~=-

()

()

()

()

00

00

0::!

'..~

)

::l

::l

::l

::l

::l

::!,•

......

.....(1

.),

(1.)

,(5

;..0;

;..'"0

'"0'"0

'"0

.....J

>-3

>-3

.....J

>-3

>-3

.....J

.....J

>-l

>-3

.....J

<.....

J>-

l.....

J>-

3.....

J>-

l.....

J>-

ln

>-l

..........

(6;.

...........

.....(;

;.......

.....

.....

.....~

.....(6

;.......

.....;;.

-(6

;.......

.....~

,(5

;..

(1.)

'(1

.)'

(1.)

'(1

.)'

(1.)

'(1

.)(1

.)'

(1.»

'(1

.»'

(1.)

'(1

.»'

(1.)

'(1

.)'

(1.)

'0

::l

i=I

::l

::l

::l

::l

i=I

::l

::l

::l

::l

::l

::l

::l

::l

::l

::l

::l

::l

i=I

(Jq

OQ

(Jq

<:(J

q(J

q(J

q(J

q

S:OS

:(Jq

.....<:

(Jq

(Jq

(Jq

(Jq

(Jq

(Jq

(Jq

13=(J

q

~.~

. 8:

~8:

8:~

. 8:

8:8

~~

.8:

8:8:

8:8:

8:0

8:.....

..........

(1.)

.....~

.()

......

e-()

.....()

e-st-

()

e-.....

J

I()

I()

st-()

()

i=I

.....0

,=-

0,

:::r

0,

0,

0,

0,

=.~

..~

.~

g.~

~§.

gJgJ

~§.

(l

~~

~~

<:::l

~~

::l

~Z

=-:::

r:::r

::l

=-tJ

j

~~

n:::r

..........

=-.....

.:::

r.....

g:::r

.....,0

>g

:::r.....

.:::

r.....

.....J

......~

00

.~0

.~0

.~0

......§

0.~

0(l

.~.

~,

::l

~,

~,

::l

~,

::l

~,

§,

::l

§,

::l

§,

~,

::l

~,

f')

()

i=I

::l

::l

::l

(Jq

::l

i=I

.....

~

IJQ

()

.....~

,'e:

......

=.~

. 'e:.

::l

~~

~:::r

tJj

0

tJj

t:dtJ

jS

0..

S~

......

~<

f')

-<=-

..... 'e:.

..... 'e:.

t-<S;

-< tJj

to

\J1

0),

::to ~)' 1:1

Nw

,.-.

,.....

.0

\,_

.,....

..U

't0

0'D

.I::-

., .....0

N:-0

00

0U

't0

.~)

00

,_.

.I::-

wN

.j::.

,_.

0\

=N

.j::.

0,_

.N

f'"-J

1,0

-J~

:-0..

-0

N1

,0_.

,_.

,_.

w,_

.v,

U't

-J1

,00

\0W

0)'

W0

00

,_.

NU

't0

\N

U't

,_.

00

N0

0w

.j::.

0-J

WW

-J0

01:1

00

0N

0\

,_.

w0

0N

0-J

U't

0\

.I::-

00

N0

1,0

.I::-

0_

.U

'te

<z

~>,

0

=~

~)

·d

~l

r ·d ('j

go~

t'!jll

~0

Za::

>:$

q0

.trj,

~

~~

>..~ ('

jZ

d

=~a

< 9' ('j >, ('j

('j

t:O,0

,tr

j)Z

Z0

r=

~ trj)

~0

'Z

'0)>

nto

.s;

~d

"01

>1=

Z",

,0,

'1:;

~~

('j

~a.

=z

.~0 &= "go>1

=,<

n~ 'M

'~ Z ~

Page 22: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

~1.0

"<tt-

N0

0\

N0

\0

1.0("

)C

O

=N

VI

N"<t

0\0

(")

00

\0

......'<0

......V

I\0

0("

)0

\......

N......

......"C

I0

0("

)......

CO

=0

0......

CO

0\

<~."<t

c:r-.

O;

·C......

NN

....'-'=,.~~....'<0rJ'J.

~U

u8

>-0::1 8

'~.

'c;j.0::1

............

'~.>-

>-......

-=>-

>-8

>-88

>-C

J8

88

8;,a'

0::10::1

0::10::1

eli0::1

eli0::1

0::10

'Cd..;::l

0;;.•

;::leli

°Cd.C':!

'~.

..........

o......

o.;::l

......b1J,a

......I::

I::,a

I::,ao

I::C

JI::

'C';j

'eli~

.a.

'elia.

'eli'C':!

0eli·

B0

00

BB

u......

.s:::......

..c......

..c......

..c

1~

§§

~§1

:;;a§'0

-s-s

'0-s

'0-s

'0-s

oo

uo

:5:~

:5:5

:~:5

:5 ~._:5

:5:~

eli.!:l

eoeo

bI)

eoeo

;>b

I)eo

eoI::

I::I::

I::I::

I::I::

I::=

I::I::

I::,<<1)

,<<1)'<<1)

'<<1),<~

'<<1)'<<1)

,<<1),<<1)

'<<1)'<<1)

,<<1)f,::

f,::~

f.=; ._f.=;

f,::f.=;

f,::f,::

f,::f,::

E-<

.s:::-§

I::I::

<~.C

......0

0.s:::

elieli

'<<1)U

U

=0

0...:.::

.0.0

"0"d

CC':!

CI::

<<1)eo

eo=

;jI::

C0

<<1)<<1)

J;j

<0<0

uU

eli

@:Bo

......;::l

<1)0

..~

'<<1)o

·E-<

..c..0

Uu

......,~

I::'<

0elib

I)I::

.<<1);::l

Z<eli

~·c

CI

-§......

......<<1)

......C

<<1).S

;::l'eli

.<<1)

>..c

..c·c

.<<1)......

Po<E-<

.s::::B

0'eli

......C

0..c

;>'eli

eli·eIi

U.a

.s:::0

0::1Po<

"0I::

;::l!:l

C

~

,<eli

=.s:::

,<eliE-<

C':!<<1)

Po<~

:.=;::l

=·<

0b

l),<eli

0"

bI)

Uc

~c

='eli

,eli

.0~

.s:::.0

.0::c

cb

I)b

I)I::

bI)

=<eli

I::I::

<eliC

<~b

I)<0

<0b

I)<0

t:r.lZ

UU

Zu

~t-

~("

)"<t

VI

1.0.......

............

............

rJ'J.

N

Page 23: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

n ::: -... tI» == =- .tI»

o '0 o o w ?J?.

o b o .... t..I ~ e

Page 24: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

,=-= (j:ce=

,_-;f?

-;f?-;f?

~~

-;f?~

c=

'<0

00

"<tN

«)

c.,..,

c•

=Q

C)

N-=

(j0

00

00

00

00

00

0,e:,

=2

00

00

00

0V

J~

~o

no

no

no

n0

00

0-

0,~

-=o

n0

--

C.

'>'''0

Eo<(j

"<t.,..,

0\

«)

\.:>"<t

0,e:,..(0

.,..,-

N-Q

C)

NQ

C)

"0'"

=.,..,

N'C!-

\.:>1.0

t--(j

=(j

'>.

..,;N

.,..,00

iii-

'<0

'<~

5.!Ii:

N-

Nr:I.l:c

.c.-=

,~,

-=C~:a(j~Q'

c.-

~'<

~Q

'S~

Zu

~

c._

~

'<~

Q

,~~

."£u

~

:i'Sr:I.l

C

Zc:c..

>.'<

~'<

~'<

~(j

(j,_

>.

C!l,~

'<0

CA

lr:I.l

C

=,;>

'0C

'00

I::i.c

................

............

........

.......

Q(j

~"0

(0.<

0,

<0

·<

<0

·~~

~'a:>

'a:><0.

<0

·<

<0

·<

<0

·<a:>

>--Sf-<

~~

~'I'"

=(j

22

22

e-"0

"02

22

22

2';>

f-<'.c'

CI

(jC

,=~

,oC

"~I::i

r:::~

~>-

r:::I::i

~ e'j@

';:l~

...~

t:z:l6

'nc'=

CA

l&

&0

0

a':EO&

&-=

00

UU

e:r:,~==

';,Z

,~(j

CU

UU

U....

:.='0

E5"0

C=

,~-='<

~o

(jCA

lC~

:0,§

';'G

-,_

o-=

,~(j

,~,~

(j0

Eo<C

Al

~

C

0>-

,~

f-=

~~

-<!a'E

·roQ

N.E"2

C

]=,

-<!a~

.c.....

0~

~'ro~

i,~

Eo<,;:...

'a:>E5

~-<rJ-<8

CA

l~

.5.....:l ._

,ro,~

f-<C1

(IlC

·ro:r:

>.

~~

~.=

(j:r:

i§'i§'i§'i§'i§'~

CI

Q,=

~'E

I==

-=,ro

~<~

<5I::i

Cu

i§'E5

Ci§'

r:::r:::

1<5r:::

r:::1<5

r:::r:::

C'E

~C

'''''"a:>

)~....-

"0I<

~I<a:>

I<a:>l<a:>

I<a:>l<a:>

I<a:>

~O

Iljb

>-

.....>

.

~~

~~

~~

~~

gfs..-.,

C-<~

r:::,,~,<~

=<0

r::::i;l

C1(0

(~-<ro

CA

l~<

0"(Q

,)a:>

<0

'...c::.....

CA

lEo<

~~

~~

ZZ

Zu:E

;Eu;S

p........

Z'--'

Eo<«

)"<t

.,..,1.0

'"-:C"!

<"'!'<:1;v:

'C![';

IX!~

'"-:-

Eo<N

NN

N!"

)

-...,.

r:I.l«

)~

N

Page 25: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

o '0 o o """-;g_

o

< 00o o i:l

Pi-

<1>.

=""'=""'"""=

""'"""=""'="

'":::

Oi.o

OO

~O\V

l

o s 0..

<1>.

o o i:l

0..

<1>.

~<0

<1>

00

0..

<1>.

n :r _, - t;; = :r .~)

Page 26: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

,=.cCol

:ac=

-<0~

~e

.!::I=Q

Ce0\

.cCol

0\

Q,l:>

=,>,

QQ

'"~

~~

QQ

Q

=-(~•

.cQ

~-

Q..

'....~

"8,l:>

-<0r-

~t'-

QC

,,='"

=..,

.....Col

=Col,>,

~0\

'<='<~

5~

!'f')N

fZl

.....c.Q

...c

(~..c=~:aCol

~s·

'i~~Z

u~

'<~~~

,~=s

u

=-·5fZ

l=

Z~

ci..>,'<~

'<~'<~

ColCol

........c.!:l~'<=

b.OfZ

l=

(00

~0

0o

==.;>

-e=

.Q.....

..........

..........

.....0>

~Col

~,,=

....~~>-(§~

~~r::"fiE-<

~~Q-Cl) -Cl)gf

(0,(0,(0· (0,(0,(0,

~.r::~

~~

gf....=

(,I(0

0'.0

'CI

'"-e

22

22

22

'~~'~O'~:

:§E-<f-<S"'0

O>~

"'0:§@

-::1~

,::.~'<0

Cl).a~

=:EO

:EO~

~-::1

~...c:

~'C

I:l:::s

.c....

b.O5

'e=

:r:(5.-

a:r:a:l

00

a:r:'s=

uo

..s.z~...<=

~:Q

CJ~

;;;J=u

uu

u-

"0

==

,~'"B

b.O'<~o

._.".=.._....-..

;l2'"C1'!::I='=

....~

.c,~C

oI

,=._

U0

~b.O

;l2

=::1U

=<~

§(~

;;.c

-<'"U

>,~

8.....

=N

13=

@s::]

<Cl)>

.c'<a

0.c

a~

(Cl),~

~::1~

:r:s::

'"0~

~.

s::5::180

=~

~d§

'<Cl)0

~-B:r:-

:a,(C

I:l0

~-(C

l)

~§>

>-(,I

~......

°Se

~~

t)f-<

.5~

0:r:a:lu

'l:I:::s

"2.c

s::e.......

.....:l0~

,ao

·~:(\1

...c:s::

:c.(Cl)

'CI:l

~.

~:r:

~t)

~(Cl)

CI:l.

Col

.o'S:~

.05::.oS

>'<a

.0.s:

~:::s

,,=.-.

,a~

.~.~

.~

....bO:§

t)bO

'CI:l

bOo....c

§.§.§.~

(§~:§

u=

=s::

'<0s::

>s::

'CI:l

~>

",a.....:l

~]

<~(0'

::1BE

B~(~

(Cl)~5::5::5::

(Cl)(Cl)(Cl)(Cl)e

.c~

u-BCI.....::I

.....:l.....:l

.....:l.....:l.....:l

Ut)

-B~

~~

""!~

~......

C"!!"1 ..,

on~

~0

00"1

............

~~

loCiloCi

loCiloCi

loCiloCi

loCiloCi

t'-r-..:

fZl

onon

on~

\0

Page 27: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

-...l

00

00 tv

00 LJ

00

Vl

z ~ G>

!::s L

'G

>

~n~

Z'S

-=C

::'~

~=c

::'::r:

:C·

::r::

~

0)

o0

00

0.2

00

0=

=(J

Q

_.=-

0<:

~~

00

~~

t!1~

t!1~

.g:

.2:

00

(JQ

::s::s

::s<:

::s::s

=.c

a.ES~

'.Q

~g;

aa

.Q~

g;=

A-

A-

A-

D-.

D_

. (JQ

(JQ

(JQ

::tA

-·s

~n=

_.I:'

<·0

>...,

g>

...,

g>

~:~

:~

:A

-

G'

....,0

>('1

).G

·el

.('1

)•('1

).e..

~S

<·c

....c::

r0

0)

,-.

~ -S-

n ::: -;; = =- ·tII)

-.....

,:0

tv""

'"~

0.....

,Q

O 00

b"0

00

00

Ut

--.

.l

~"t-

o

on @!

,_.,

0,

Page 28: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

~~

0\

V)

N0

00

00

0O

·0O

·

00

'\0

00

-0

~-

V)

-

lO

=~

(~-=~

~eo

<~=

>.

Is::

ro>

52.~

-:I'=-0

.....l•

'o:!!t.o:!]

.~

.;E5

<~5

.S~

::r:::r:

eoo...r

......Col

~>

].....:§

E5.§

roo"Q

).~

s::=

~<Q

).

~Q

~-=

<o:!;>

~Col

~.

~~

.Col

.....l~.

0.5-

t:Q0

0<'<0

0-

~.

"0~

.~

.~

."0

~.

"0~

.'=-0

6E5

:I6

....eo

eoeo

z;

CI

=s::

s::s::

,,~(Q

,j,o:!.

,ro·,ro·

<01:1

~<0

<0<0

<0<0

<0<0

<0<0

E--Q

QQ

E-->

r-.r-.

r-.r-.

r-.r-.

r-.r-.

r-.r-.

-N

C")"<t

V)

1.0t""-

ee

~0

-E--

M"<t

""!0

00

00

00

0-

-0

\0

\0

'\.....

00

00

V1

--- ---- ----

-C'JC")-.:t:""!~....-.I

-""_

......................

_....

Page 29: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

"

2 (JQ ==~ n>

>lC >-3 .:. >-3 ~

,3

-< o. .~ '"0 I

o o c 2 ·0

'.....

o o C-<

2.Q

·0

'.....

.

n =- -. --. n» = e-

.n» =-'t:I

1:;'

::'rJJ

~I:

n>"

0"

?Ov.I

~,

n==

n

Ul

U.

==til

0"

...ce

s!"C

(~

Ul

.....8"

>-3 ~.

Q

't:I

_

bP

~e:

.~)

n>,.,

til

QQ

~,

==~,

QQ

NQ

nC

'

Ul

.....==

1:;'

?ft.~

s!'=

=Q

o,....

.._ oC

')

2[

::. n

00

=-.._

"o·

==-

Page 30: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

'$.......ooooo~

'$.('.looooo~

'$.8ooooo~

o......r.)

00

(V')-.:tv)I.O

[--'ooN

NN

NN

N

Page 31: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

w 00

.2 a ·0> .....

.2 a ·0> .....

.2 a ·0>

e-e-

o o :::3 0.-

~.-< .Q

!'.l -o

f) =: - t;) = :s-

.fI),

Page 32: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

o.......e<) .....

<0

·

es.....<

es

00

..........

<0

·<

ee

.@.@

.......N

..............e<)e<)

.....<0-e.@

a.-i

-=c.I,~=01

Page 33: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

V> 00

-< oQo

~ 2 00'

e-e-

I-'

I-'

='''0

=;,

='

00

-N

~=

;;..Q

"

-W

n=

n~

0=

'"Q

»

+=-

QO

S!"~.

.I,C

)

-S,.

.>-3

'-<,

0

"0_

'0Q

='o

fI),

'0~

_. ~"'"

0"'!.

=~,

0Q

wQ

n=

'w

-..l

=§'

'<t-~

S~

"nn

nn~

~~

~~

e: ntjo

tjo

='

__

__

=.

o §o o :::s

Page 34: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

e->

==:I

..CI"<

~.~

CJ

bJI==

Q.-.5

'-"-..CI

",c'O

~Q

..CI,~

CJ

;;.~

CJ

Q

E-cbJI

:f2

==~

0

~

,~..CI

~]

I...s::

....... ~.-

~==

o<

(1).--$

,~:::J

0~

,,§;;

f'~]

~bJI

~.5

...s::-

:::J'~

ceo

eoc,

~U

...s::,-....

~a:l

'!:I~

i§.~

§§

o'.....

u·0

i§...CI

~~ta

'<0

..0.....l

,5~

~~

s:::i§.

.E.E

o>

.<!<

(1)C

J..CI

s:::bI)

~.o'~

>.0.>

es:::

~

"Q

p......

l<tl)§

fj.Po.

Po.gp<

~i

bI):§.~

E9,~

!<(1)

C>

..

~

==,,~

,,§a!:!

s:::,,§

,,§s:::

>,~

10....s::

,,~<

0:::J

<0'

tl§

<~

<(1)

E-cE-c

~z~

Po.~

~~

u;Sz

u;S

S:::··tIl....:l

.....lE-c

.....N

C'")

"<tV

")\0

r--0

0.....

NE-c

ICI.Ci

I.CiI.Ci

I.CiI.Ci

I.CiI.Ci

I.Cir--

r--:r--:

CZl

..':I

'0,-....

'0,-....

..CI0

Q0

QC

J

]~]~

:ac.;S

US

U:I

.(0~

'$.~

e.!:I

:IIC

00

e..CI

CJ

<:>-

"'"<:>

0....

'0:I

~<:>

0<:>

fIJ"!~

00

<:>,~

•..CI

0"

0-

0..

....."Q

E-cC

J

r--V

")tf")

'0.(0

"<tr--

00

"0'"

:I....

\00

\C

J:I

CJ

~,...;

or)N

"<0

"!S:!:I

M

"'"CZl

..CI.=o....CI

•C!)

'0s:::oU

.....<

2~

.C!)'0s:::oU

Page 35: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

~j

\

o g:

00

2 ·0> ......

f') =-... -... 11»

CI =- '11»

Page 36: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

'::I'0

,--..,'0

,--..,-=

C)

Q

j~'8

~C

J

]~:c

]o

uu~u

~u'-'

5.(0~e

1::I

N-=

CJ

<:>.'0

::I'

.....<:><:>

fI)~

~~

<:><

~-=0

-C

I.•

.......0~

CJ

·'0.(0!"')N

"0'"

::Ir--

CJ

::IC

J~

'(0~

~::I

CZ)-=

1:SC

I.-=

<~

.

-==~:cCJ

.a~

CI.-

~'(~

Q

·s~zu~

CI._

~'(~

~

,~~u

~

='6CZ)=Zc:.

ci......'(~

'(~'(~

CJ

CJ

._.....

C,~

'(00

.0C

Z)=::I';>

'0=

<0

-

s:::,Q

~'(~

...........

...........

"'QC

J~..e

<Q.'5>-

.Q)

.Q)

(0,

(0-

(0,(0

,(Q

)E-<

._::I

CJ

'.0'

E-<"0

"0"'0

"'0lJ·

22

22

.;;C

IC

JS~

O"~

=~

S':s

'::1~

'(0Q

).>-s:::

$:I:§

~.Q

).Q

)

-=._

0.0=

'::10

.0o::C

'0::::

~::E

00

~~

::c"'0

"'0~

.Z

~C

Js:::

-=U

Us:::

U<

0C

~o-

~0

"0~

::Eu

=::I

-='(~

~.a

~.s

;0:§

"CI.:s=

'0o-=,~

CJ

._.:::

CJ

0,~~

0.0

=>-

<~

0:ca

$:I-=

.«1Q

bl)

"Q)

eo=

,Q......

::c~

.§ N'~G

~~

o:lb

l)(Q

).

~

,~

~~

§~

=C

J0

-S

C)

o..s:::

'«I

CZl

-;9

'(a<

~.~

<~

1;>-''::I

~(§

ife:c

._'(<I)

~::c

~::E

..s:::~

~E5

1;>-'~

-=(§

(0,

~U

bl)

,«I

§~

CJ

c'§

~C

J]

::cC

)

~I(~

0.0

::E0

-o

·

~cz~

z$:I

s:::"0

0.0

i!'i!'b

l)

i!'1(<

1)

~1(<

1)....

gfsdz

::Ez

bl).§

...........=

~~

=$:I

0::I

(<I).::I

,~<

~(0

'(<1)

<I)<

~(<I)

(0(<I)

(<I)(<I)

(<I)(<I)

B:§'~>0

.00

(<I)~

u:.a::E~

....lE-<

....l....l

....l....l

.....lze::

....lz

~N

-N

M'<

tV'J

\0I'-:

OC!<:>

-N

M~

-0

'10\

0\0\

0\0\

00

000

0'\

0'\

0'\

,...;C

Z)

---

Page 37: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

Ii

nI;d

otT.

ItT.

ItT.

IC

o

=-~

;:~

~~

SS

S0

)n

~Z

'S-

oo

oQ

~S

'::s

o.2

.2.2

oo

o~

.....=

:3.g

:t:C

.,~

),e'

=(J

Q

_.=-

00

=-....,

00

t:r"

::;(J

Q

::s::s

0>

-.(1)

::s::s

0>

-•(1

)0

>,0

'.....

=~

,.Q::;

I;d::;

,

::s0

..~

:Co

22

22

22

Jg0

..0

..p=

g0

C('

.....n

0..

0.-

0"

0..

0..

~,

·s~n

e_

.~

-<(1

).(1

).(J

Q(1

).n

~o

) ·0

>·0

>·0

>·0

>·0

>(1

).(1

).(1

).(1

).

=0

"~

n<

.-+

-.....

...-

+-

.-+

-.-

+-

.......

cr=

0,

._.e

,0)

~ -;-

)n e: -t;; ::s =- .~) =-'t

:I::;1

=-0

0

4e

;;..

0)"

Ntv

tvn

en

Ne

'"0

"til

S!"~"

~g"

....,

00

'-<,

<:>

~o

~'t:I

_

'0e:

-f't»

:;I:"

~...'"

<:>

'-<,e

C<'

0-

-<:

>~

~n

=--l

..e

21~

S!"

..("

),-.

._ (")

0

2[

::.s:»

ntJ

n=-

'-'

0,

e,

:~~:

::::::

::_O

i.ooo

~O

-

<2

~)(J

Q::s

c '-< (1»1 ::s ...., .::. ...., =- ~ = =-

,.......

t--I

o........

.....-

I--"

.......

~i...

>N;"'

"...., ~

) =

Page 38: ~Au TU CONG HOA HOI CHU NGHiA VI~T NAM V' VAPHAT …images1.cafef.vn/download/030217/bid-bao-cao-tinh-hinh-quan-tri... · - So-Giao djch chimg khoan thanh ph8 ... - Thong qua Bao

.-

,=-=~:aC!)

=._

:s'(0

1=

-=~

~,l:>

='....

.....'"

'(~.!II

(~:a

0:;_c.

On

E--«0~f'~

.-

'(0'"

'<~

~=

~'.....

'(0'<

~5

.!II.....

r:n._-=1c.-=(~-==~,_-=~COlIis'

'(~Q

~·s~Z

u~,

'<~

~~

(

,COlI~-2u~

~'6

r:n=

Zc:

......'(COlI'(~

~~

~~

C!),~

'<0

b.Or:n

=_

(0-=

.>'0=

.Q+

"..

~~

COlI«0._

+"

<0,<0·

~.....;6=

~(0-

ee

':S~

:Sc::rC

Oll=

-=._

b.O=

,=b.O

JjS

UC

Oll'Z

(~~

=Il.1

....:::

~

,;-=

'(~o

.::!.b.O

=j2"C

1§'-'-,

1:1'0

._:;

-='COlI

~,.cu

._CJ

QE--

b.O:f2

=(COlIO

/J-=

,§='COlI

~~

~':s,§

<§-=

»~«0

,<5,<5....=

~e-,

(~E--Z

~E--

<n

100E--

C'iC'i

r:n.....

.....

<.Drl