Alia Moses Financial Disclosure Report for Moses, Alia

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<ul><li><p>8/3/2019 Alia Moses Financial Disclosure Report for Moses, Alia</p><p> 1/6</p><p>Rev.!l/2011 FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 20 10Report Required by the E thicsin Governmen t Act of 1978(5 U.S.C. app. 101-111)</p><p>1. Person Reporting ( last name, f irst , middle initia l)M o s e s , A l i a</p><p>4. Tit le (Art ic le 111 judges indica te ac t ive or senior sta tus;magis t rate judges indicate fu l l - or par t - t ime)U.S. Dis t r i c t Judge - Act ive</p><p>7. Chamber s o r Of f ice Addre ss1 1 I E . B r o a d w a y , R o o m A - 202D e l R io , T X 7 8 8 4 0</p><p>2 . C our t o r O rga n iz a t ionWeste r n D is t r ic t o f Tex as</p><p>5a. Report Type (check appropriate type)</p><p>] N om ination, Date[] Initial [] Annual [] Final5b. [] Amended Report8. On the b a s i s o f t he in fo rma t ion con ta ine d in th i s R e por t a nd a nymodif ica t ions perta in ing there to , i t i s , in my opin ion , in compliancewi th a pp l i ca b le l a ws a nd re gu la t ions .</p><p>R e v ie wing Of f i ce r Date</p><p>3. Date of Repor t05 /13 /2011</p><p>6. R e por t ing Pe r iod</p><p>01 /01 /201 0to12/31/2010</p><p>I M P O R T A N T N O T E S : The instructions accompanying this form must be foflowed. Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.</p><p>I . P O S I T I O N S . (Reporting individual only; see p p . 9 - 1 3 of filing instructions.)N O N E (No reportable positions.)</p><p>POSITION1 .2.</p><p>3.</p><p>4.</p><p>NAME OF ORGANIZATION/ENTITY</p><p>I I . A G R E E M E N T S . m e p o r t i n g individual only; seepp. 14-16 of fillng instructions.)~] N O N E (No reportable agreements.)</p><p>DATE P A R T I E S A N D T E R M S</p></li><li><p>8/3/2019 Alia Moses Financial Disclosure Report for Moses, Alia</p><p> 2/6</p><p>FINANCIAL DISCLOSURE REPORTPage 2 of 6</p><p>Name of Person ReportingMoses, Alia</p><p>Date of Report05/13/2011</p><p>I I I . N O N - I N V E S T M E N T I N C O M E . (Repo . i .g i .d iv ldao l o .d spo .se; see pp . I 7 -24 of ~ l l .g instructions.)A. Filer s l~on-Investm ent Incom e~] N O N E (No reportable non-investment income.)</p><p>DATE SOURCE AND TYPE</p><p>2.</p><p>3.</p><p>4.</p><p>INCOME(yours, not spouses)</p><p>B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were married during any portion of the reporting year, complete this section.(Dollar amount not required except for honoraria .)</p><p>~] N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE</p><p>1. 2010 Self-Employed: Public Relations/Marketing/Writing Income2.</p><p>3.</p><p>4.</p><p>I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)</p><p>N O N E (No reportable reimbursements.)SOURCE DATES LOCATION</p><p>1 .2.3.4.5.</p><p>PURPOSE ITEMS PAID OR PROVIDE</p></li><li><p>8/3/2019 Alia Moses Financial Disclosure Report for Moses, Alia</p><p> 3/6</p><p>FINANCIAL DISCLOSURE REPORTPage 3 of 6</p><p>Name of Person ReportingMoses, Alia</p><p>Date of Report05/1 3/201 1</p><p>V . G I F T S . a n e l u d e s t h o s e t o s p o u s e a . d d e p e . d e . t children; see pp. 2 8 - 3 1 of filing instructions.)N O N E (No reportable gifts.)</p><p>SOURCE DESCRIPTION1 .2.</p><p>3.</p><p>4.</p><p>5.</p><p>VALUE</p><p>V I . L I A B I L I T I E S . ( I n c l u d e s t h o s e o f s p o u s e a n d d e p e n d e n t children; seepp. 32-33 of filing instructions.)D N O N E (No reportable liabilities.)</p><p>CREDITOR1 . Chase Visa2.</p><p>3.</p><p>4.</p><p>5.</p><p>Credit Card</p><p>DESCRIPTION VALUECODEK</p></li><li><p>8/3/2019 Alia Moses Financial Disclosure Report for Moses, Alia</p><p> 4/6</p><p>FINANCIAL DISCLOSURE REPORTPage 4 of 6</p><p>N a m e o f P e r s o n R e p o r t i n gMoses, Alia</p><p>Date of Report05/13/2011</p><p>V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , t ra n s a c t i o n s ( I n c l u d e s t h o s e o f s p o u s e a n d d e p e n d e n t c h i l d re n ; s e e p p . 3 4 - 6 0 o f f i l in g i n s t r u c ti o n s . )</p><p>2.</p><p>3.4.5.6.</p><p>7.8.</p><p>9.</p><p>1 0 .</p><p>1 2 .</p><p>1 3 .</p><p>14 .</p><p>1 6 .</p><p>N O N E (No reportable income, assets, or transactions.)</p><p>D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g( in c lu d in g t ru s t a ss e ts ) r e p o r t in g p e r io d(1) (2)</p><p>Place "(X)" after each asset A m o u n t Type (e.g.,exempt from prior disclosure C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )</p><p>W estar Energy Inc Direct Stock Reinv PlanW estar Energy Inc Com m on Stock</p><p>The Bank an d Trust Accounts</p><p>NekTar Theraputics Com m on Stock</p><p>Linsco Prem ier M M kt Por t Acct s (Y)</p><p>Nuveen H igh Yie ld Mu n B d Fd CI C (Y)</p><p>Oppenh eimer Rochester Natl Mu ni(Y)</p><p>First Trust M un i C/E Port Ser 23 (Y)</p><p>Ky liptix Solutions Inc Com m on Stk (Y)</p><p>C h a m p i o n sh i p B u l l Riding Inc Com m Stk( )</p><p>G r o ss v a l u e a t e n do f r e p o r t i n g p e r i o d(1) (2)</p><p>Va l u e ValueC o d e 2 M e th o d</p><p>(. l-P) C o d e 3</p><p>A Dividend J TA Dividend J TA I n t e r e s t J T</p><p>None J T</p><p>(l )Type (e.g.,</p><p>b u y , s e l l ,r e d e m p t i o n )</p><p>T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4) (5)</p><p>D a t e V a l u e G a i n Ident i ty ofm m / dd / yy Co d e 2 I Co d e 1 buye r / s e l l e r</p><p>{J-P) (A-H) (if privatet ransact ion)</p><p>1 7 .</p><p>I . Incom e Gai n Cod es : A = $1, 000 o r l ess B =$ i ,001 - $2,500 C = $2 , 5 01 - $5 , 000( S e e C o l u n m s B I a n d D 4 ) F =$50,001 o $100,000 G = $1 00,001 - $ 1,0 00,00 0 HI =$ 1,0 00 ,0 01 - $ 5,0 00 ,0 00</p><p>2 . Va lu e C o d es J = $1 5,000 o r less K = $15,001 - $50,000 L =$50,001 - $100,000( S e e C o l u m n s C I a n d D 3 ) N =$ 250 ,001 - $500,000 O =$500,001 - $ 1 ,000,000 P I = $ 1,000 ,001 - $ 5,000 ,000</p><p>P3 =$25,000,001 - $ 50,000,000 P4 = Mo re Ihan $5 0 , 000 , 0003 . Value Met hod C odes Q = Appra i sa l R = Cost (Rea l Es t a t e O nl y ) S = A s s e s s m e n t( S e e C o l u m n C 2 ) U =Book Va lue V =Othc r W = Est i m at ed</p><p>D=$5,001 - $15 ,000H2 = More t han $5 , 000 ,000M =$100,001 - $250,000P2 = $5 , 000 , 001 -$25 , 000 , 000T = C a s h M a r k et</p><p>E =$15 ,001 - $50,000</p></li><li><p>8/3/2019 Alia Moses Financial Disclosure Report for Moses, Alia</p><p> 5/6</p><p>FINANCIAL DISCLOSURE REPORTPage 5 of 6</p><p>Na m e o f P e r so n Re p o r t in gM o s e s , A l ia</p><p>Da te o f R e por t05 /13 /2011</p><p>VIII . A D D IT IO N A L INF O R M A T IO N O R EXPL A N A T IO NS. t~,,,~ic,,,e~,,,rtolrepo,~.~</p></li><li><p>8/3/2019 Alia Moses Financial Disclosure Report for Moses, Alia</p><p> 6/6</p><p>FINANCIAL DISCLOSURE REPORTPage 6 of 6</p><p>IX. CERTIFICATION.</p><p>N a m e o f Pe rs on R e por t ingM o s e s , A l ia</p><p>Date o f Repor t05/13/2011</p><p>l c e r ti f y th a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f, a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u to r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .1 f u r t h e r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e inco m p l i a n ce w i t h t h e p r o v i s i o n s o f 5 U. S .C . a p p . 50 1 e t . s e q . , 5 U. S . C . 7 353 , a n d J u d i c i a l Co n f e r e n ce r e g u l a t i o n s .</p><p>Signature</p><p>N O T E : A N Y I N D I VI D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4)</p><p>C o m m i t t e e o n F i n a n c i a l D i s c l o s u r eA d m i n i s tr a t i ve O f f i ce o f t he U n i t e d S t a t e s Cour t sSu i t e 2 -301O n e C o l u m b u s C i r c le , N . E .W a s h i n g t o n , D . C . 2 0 5 4 4</p></li></ul>