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7/29/2019 AlGaN HEMT
1/42
U.S. Department of Defense
UCS
UCSBUCS
UCSB
AlGaN/GaN HEMTs and HBTs
Umesh K. Mishra
7/29/2019 AlGaN HEMT
2/42
U.S. Department of Defense
UCS
UCSBUCS
UCSB
PART I
AlGaN/GaN HEMTs
7/29/2019 AlGaN HEMT
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U.S. Department of Defense
UCS
UCSBUCS
UCSB
1500
260
5000
1300
TmaxJFM
Ratio
BFOM
Ratio
EgMaterial
9.5
9.7
13.1
11.4
700 C8024.63.4GaN
600 C603.12.9SiC
300 C3.59.61.4GaAs
300 C1.01.01.1Si
BFOM = Baligas figure of merit for power transistor performance [K**Ec3]JFM = Johnsons figure of merit for power transistor performance
(Breakdown, electron velocity product) [Eb*Vbr/2]
Materials Properties Comparison
7/29/2019 AlGaN HEMT
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UCSUCSBUCSUCSB
NeedNeed Enabling FeatureEnabling Feature Performance AdvantagePerformance Advantage
High Linearity
High Frequency
TechnologyLeverage
High TemperatureOperation
HEMT Topology
High Electron Velocity
Wide Bandgap
Direct Bandgap:Enabler for Lighting
High Power/Unit Width Wide Bandgap, High Field Compact, Ease of Matching
High Efficiency High Operating Voltage Power Saving, ReducedCooling
Optimum Band Allocation
Bandwidth, -Wave/mm-Wave
Rugged, Reliable,Reduced Cooling
Driving Force for Technology:Low Cost
High Voltage Operation High Breakdown Field Eliminate/Reduce Step Down
Low Noise High gain, high velocity High dynamic range receivers
ThermalManagement
SiC Substrate High power devices withreduced cooling needs
NeedNeed Enabling FeatureEnabling Feature Performance AdvantagePerformance Advantage
High Linearity
High Frequency
TechnologyLeverage
High TemperatureOperation
HEMT Topology
High Electron Velocity
Wide Bandgap
Direct Bandgap:Enabler for Lighting
High Power/Unit Width Wide Bandgap, High Field Compact, Ease of Matching
High Efficiency High Operating Voltage Power Saving, ReducedCooling
Optimum Band Allocation
Bandwidth, -Wave/mm-Wave
Rugged, Reliable,Reduced Cooling
Driving Force for Technology:Low Cost
High Voltage Operation High Breakdown Field Eliminate/Reduce Step Down
Low Noise High gain, high velocity High dynamic range receivers
ThermalManagement
SiC Substrate High power devices withreduced cooling needs
Advantages of WBG Devices
CS
CS
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UCSUCSBUCSUCSBDC Device Level Issues (HEMTs)
If it aint good @ DC it aint goin to be good @ RF
SG
D
Maximize I Maximize nS,
Maximize nS Maximize PSP, PPE Maximize Al mole fraction
without strain relaxation
Mazimize Minimize effective gatelength
Minimize Lg and gatelength extension
Maximize Minimize dislocations Smooth interface
- - - - - - - - - - - - -AlGaN PSP + PPE+ + + + + + +
Lg
GaN
Vmax
Imax
V
- - - - - - - - - - - - - - - - - - - -
max max max18
S
P V I
I V n
=
=
UCS
UCSBUCS
UCSB
7/29/2019 AlGaN HEMT
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UCSUCSBUCSUCSBIssues With Mazimizing Al Mole Fraction in AlxGa1-xN
Eg
Lattice Constant
GaN
AlN
InN
AlxGa1-xN
G
Pseudomorphic Relaxed with Misfit Morphology MediatedBy Dislocaton
DISLOCATIONS LEAD TO PREMATURE RELAXATION OF AlGaN AND A POTENTIALRELIABILITY PROBLEM BECAUSE OF THE METALLIZED PITS
xAl = 0.2 xAl = 0.4 xAl = 0.6
250 nm 250 nm 250 nm
xHC= 0.3
relaxed
GaN
2.5 3 3.5
UCS
UCSBUCS
UCSB
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U.S. Department of Defense
UCSUCSBUCSUCSBIssues With Increasing Mobility
0
5
10
15
20
25
30
0
1 104
2 104
3 104
4 104
5 104
6 104
7 104
10 100 1000
NS,
1012c
m-2
,cm2
/Vs
1000/T, 1/K
x = 0.09
High Mobility AlGaN/GaN StructuresGrown by RF Plasma Assisted MBE
xAl
0.0 0.2 0.4 0.6
ns
[1
013cm-2]
0.60.81.0
1.21.41.61.8
300
300
300
300
[cm2/Vs]
0
1000
1100
1200
1300
1400
1500
INCREASING Al MOLE FRACTION DECREASES MOBILITY
RMS [nm]
0.1 0.2 0.3 0.4 0.5 0.6
300
300
300
300
[cm
2/Vs]
600
800
1000
1200
1400
Al0.3
Ga0.7
NMobility v. Al Fraction Plot
Relaxed
UCS
UCSBUCS
UCSB
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UCSUCSBUCSUCSBMinimizing Gate Length Extension
ELECTRONS IN SURFACE STATES AND/ORBUFFER TRAPS DEPLETE THE CHANNELCAUSING GATE LENGTH EXTENSION
SEVERE CONSEQUENCE: DISPERSIONBETWEEN SMALL SIGNAL AND LARGESIGNAL BEHAVIOR BECAUSE OF THE LARGETRAP TIME CONSTANTS
Vds
(V)
Id(5mA
)
DC
AC
Load line
Dispersion
WHY DO THESE TRAPS ARISE?
UCS
UCSBUCS
UCSB
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UCSUCSBUCSUCSB
GaAsGaAs High PowerAmplifier Module
Equivalent
High Power
GaNGaN AmplifierModule
I
N
O
U
T
I
N
O
U
T
10-x power density ( > 10 W/mm)
10-x reduction in power-combining
Improved efficiency (> 60 %)
Improved reliability
Compact size
Superior Performance at reduced costGaAsGaAs High PowerAmplifier Module
Equivalent
High Power
GaNGaN AmplifierModule
I
N
O
U
T
I
N
O
U
T
I
N
O
U
T
I
N
O
U
T
10-x power density ( > 10 W/mm)
10-x reduction in power-combining
Improved efficiency (> 60 %)
Improved reliability
Compact size
Superior Performance at reduced cost
Example of Advantage of WBG Devices
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UCSBUCS
UCSB
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UCSUCSBUCSUCSB
AlGaN
2DEG
SOURCE DRAINGATE
GaN
Nucleation
LayerGaN, AlGaN or AlN
Substrate: Typically Sapphire or SiC
SiN Passivation
Schematic of Device Structure
UCS
UCSBUCS
UCSB
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UCSUCSBUCSUCSBBall and Stick Diagram of the GaN Crystal
UCS
UCSBUCS
UCSB
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UCSUCSBUCSUCSBPolarization World
UCS
UCSBUCS
UCSB
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UCSUCSBUCSUCSB
AlxGa1-xN
GaN
+ + + + + + + + + + +
+ + + + + + + + + + +
,Q AlGaN
,Q AlGaN
,Q GaN
,Q GaN
+ + + + + + + + + + +
( ) ( )( ) ,,x GaNAlGaNP Q Q = +
includes the contribution of spontaneous and piezo-electric contributionsQ
How does the electron gas form in AlGaN/GaN structures? - A
UCS
UCSBUCS
UCSB
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U.S. Department of Defense
UCSUCSBUCSUCSB
InxGa1-xN
+ + + + + + + + + + +
+ + + + + + + + + + +
,Q InGaN
,Q InGaN+
,Q GaN
,Q GaN
( ) ( )( ) ,,x InGaNGaNP Q Q = +
includes the contribution of spontaneous and piezo-electric contributionsQ
How does the electron gas form in AlGaN/GaN structures? - B
UCS
UCSBUCS
UCSB
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GaNAlGaN
sp2
( )Q cm
sn2( )Q cm
vE
,Eg GaN
l , Maximum Dipole MomentA GaN g GaN vV E E+ =!
How does the electron gas form in AlGaN/GaN structures? - C
UCS
UCSBUCS
UCSB
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U.S. Department of Defense
UCSUCSBUCSUCSB
EFGaNAlGaN
EDD
DD+ 2( )Q cm
Q sn
How does the electron gas form in AlGaN/GaN structures? - D
UCS
UCSBUCS
UCSB
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UCSUCSBUCSUCSB
Vds
(V)
Id(5
mA)
DC
AC
Load line
Dispersion
Dispersion in AlGaN/Ga HEMTs
UCS
UCSBUCS
UCSB
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UCSUCSBUCSUCSB
Lg
AlGaN
GATE
Electrons in
Surface States
GaN
Source Drain
Depletion of 2DEG
caused by occupied
surface states
UCS
UCSBUCS
UCSB
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UCSUCSBUCSUCSBPerformance of Passivated AlGaN/GaN HEMT on Sapphire
UCS
UCSBUCS
UCSB
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UCSUCSBUCSUCSB
0
5
10
15
20
25
30
35
40
45
0 5 10 15 20 25 30
0
20
40
60
80
100
120
140
160
Pout
Gain
PAEId
Pin
(dB)
P
out
(dB),Ga
in(dB),PAE(%)
Id(mA)
Pout = 10.3 W/mmPAE= 41.6%
f=8GHz,Tuned for Power
0
5
10
15
20
25
30
35
40
45
0 5 10 15 20 25 30
0
20
40
60
80
100
120
140
160
Pout
Gain
PAEId
Pin
(dB)
P
out
(dB),Ga
in(dB),PAE(%)
Id(mA)
Pout = 10.3 W/mmPAE= 42%
f=8GHz,Tuned for Power
Performance of AlGaN/GaN HEMT on SiC (CLC)
UCS
UCSBUCS
UCSB
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U.S. Department of Defense
UCSUCSBUCSUCSB
0
1
2
3
4
5
6
7
8
9
10
-5 0 5 10 15 20 25
-30
-20
-10
0
10
20
30
40
50
60
70
Pin (dB)
Pout(
W/mm)
f=8GHz
PAE(%)
Increasing Vds
PAE; Pout
0
1
2
3
4
5
6
7
8
9
10
-5 0 5 10 15 20 25
-30
-20
-10
0
10
20
30
40
50
60
70
Pin (dB)
Pout(
W/mm)
f=8GHz
PAE(%)
Increasing Vds
PAE; Pout
Drain Bias Dependence of Rf Power (CLC)
UCS
UCSBUCS
UCSB
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UCSUCSBUCSUCSBFlip-chip AlGaN/GaN HEMT for Thermal Management
UCS
UCSBUCS
UCSB
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UCSUCSBUCSUCSB
Vds (V/divsion)
Id(A/d
ivsion)
Vg start: +2V, Step: -2 V
I-V Curves from 8mm-wide HEMT
UCS
UCSBUCS
UCSB
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UCSUCSBUCSUCSBLow Flip-chip Wide Bandwidth Amplifier
UCS
UCSBUCS
UCSB
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UCSUCSBUCSUCSB
0
5
10
15
20
25
30
35
40
18 22 26 30 34 38 42
10
15
20
25
30
35
40
45
50
GainDEPAEPout
Pin (dBm)
Gai
n(dB),DE(%),PA
E(%)
Pout(dBm)
0
5
10
15
20
25
30
35
40
18 22 26 30 34 38 42
10
15
20
25
30
35
40
45
50
GainDEPAEPout
Pin (dBm)
Gai
n(dB),DE(%),PA
E(%)
Pout(dBm)
Pulse Power Performance of mm-flipped Device
UCS
UCSBUCS
UCSB
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UCSUCSBUCSUCSB
IncludesIncludes ALL LEADINGALL LEADING players in the fieldplayers in the fieldCREE =CREE = Cree LightingCree Lighting++ CreeCree--DurhamDurham
1996 1998 2000 2002
Total power
Year
Cree
Totalpower(W)
HRL
CREE
Cree
UCSBCornell
0
10
20
30
40
50
60
Early
Player
s
Sapphire
SiC
0
1
2
3
4
5
6
7
8
9
10
1996 1998 2000 2002Year
Powerde
nsity(W/mm)
CREE
Cree
Cree
Cornell
UCSB
HRL
Early
Play
ers
Sapphire
SiC
11 Power densityCornell
UCSB
NEC
IncludesIncludes ALL LEADINGALL LEADING players in the fieldplayers in the fieldCREE =CREE = Cree LightingCree Lighting++ CreeCree--DurhamDurham
1996 1998 2000 2002
Total power
Year
Cree
Totalpower(W)
HRL
CREE
Cree
UCSBCornell
0
10
20
30
40
50
60
Early
Player
s
Sapphire
SiC
0
1
2
3
4
5
6
7
8
9
10
1996 1998 2000 2002Year
Powerde
nsity(W/mm)
CREE
Cree
Cree
Cornell
UCSB
HRL
Early
Play
ers
Sapphire
SiC
11 Power densityCornell
UCSB
NEC
Power Performance vs. Year
Cree108W,
CW Cree
UCS
UCSBUCS
UCSB
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UCSUCSBUCSUCSB
Part II
High Voltage Operation (> 330 V) ofAlGaN/GaN HBTs
UCS
UCSBUCS
UCSBBipolar transistor key issues
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UCSUCSBUCSUCSBBipolar transistor key issues
Injection
!1
n! 1[I=I0 exp (qv/nkt)]
Output ConductanceOutput Conductance
IC/VCE!!!! 0
(WB/VCE!!!! 0)
CollectionCollection
Cbc!!!! 0
v!!!! vsat [2 x 107 cm/s] (Kolnik et. al.)
Vbr!!!! Ecrit WC [Ecrit ~2 MV/cm] (Bhapkar and Shur.)
Subcollector
Base
Collector
Emitter
TransportTransport-- !!!! 1
UCS
UCSBUCS
UCSBHurdles with GaN bipolar transistors
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UCSUCSBUCSUCSBHurdles with GaN bipolar transistors
Lack of low damage etch toreveal base
Leaky E/B junction
Bad base contact
No etch stop High RB
Poor p-GaN base contact
Low p-GaN base
conductivity Deep acceptor (~160 meV)
Subcollector
Base
Collector
Emitter
Surface leakageSurface leakage
due to etch damagedue to etch damage
Dislocation causesDislocation causes
leakageleakage
Hard to control junction placement inHard to control junction placement inMOCVD due to memory effect of pMOCVD due to memory effect of p--dopantdopant MgMg
Low minority carrierLow minority carrier
lifetimelifetime
UCS
UCSBUCS
UCSB Demonstration of dislocation enhanced leakage
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UCSUCSBUCSUCSB g
1 10-15
100 10-15
10 10-12
1 10-9
100 10-9
10 10-6
-20 -15 -10 -5 0 5 10 15 20
LeakageCurrent[A]
Applied Bias [V]
Leakage from Collector to Emitter,
Wing vs Window
LEO used to investigate leakage of devicesLEO used to investigate leakage of deviceswithout dislocations. (Lee McCarthy et al.)without dislocations. (Lee McCarthy et al.)
Dislocated
LEO
AFM scan of wing vs Windowon LEO GaN
Regrowth Mask Regrowth Mask
StandardtemplateLEO GaN
Results: LEO device demonstratedReduction in LeakageStable operation past 20V
Gain unchangedDevices on dislocated material alsofunctional
ExplanationThick substrate sufficiently reduces
dislocations to prevent C/E short in
window regionGain (e) not currently limited by
dislocation density
UCS
UCSBUCS
UCSBStrategy: Thick Collector
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gy
Decent dislocation density
High quality MOCVD templates achievedDislocation density ~ 5e8 cm-2
Low background doping
ND < 1e16 cm-3 (Assuming uniform doping ND and Ecritical = 2 MV/cm,requires 10 m to achieve 1 KV breakdown voltage.)
Doping vs. Depth
(010704GA, 8 m collector)
1.E+14
1.E+15
1.E+16
1.E+17
0 1 2 3
Depth (m)
Doping(cm-3)
UCS
UCSBUCS
UCSBEmitter Regrowth Process Flow
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g
Selectively grow MOCVDemitter on base-collector
structures.1. Pattern regrowth mask
2. Regrow emitter layer byMOCVD
3. Remove mask and contactbase and etch to collector
4. Contact collector, emitter
n+ Subcollector
Sapphire Substrate
n- Collector
p Base
Mask
n+ Subcollector
Sapphire Substrate
n- Collector
p Base
n+
Emitter
n+ Subcollector
Sapphire Substrate
n- Collector
p Base
n+
Emitter
n+ Subcollector
Sapphire Substrate
n- Collector
p Base
n+
Emitter
1. 2.
3. 4.Pd/Au
Al/Au
Al/AuRegrown emitter
UCS
UCSBUCS
UCSB SIMS: Mg by MOCVD
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Severe memory effect observed in non-interrupted MOCVD growthSlow decay tail into GaN:Si regrown on as-grown GaN:Mg layer
Growth directionGrowth direction
1E+15
1E+16
1E+17
1E+18
1E+19
1E+20
1E+21
0 0.5 1 1.5 2 2.5 3
Depth (m)
Concentration(cm-3)
Low Mg
background in
clean reactor
Mg
Si
Turnoff of Mg source
Decay rate ~ 140
nm/decade
230 nm
400 nm
1.E+16
1.E+17
1.E+18
1.E+19
1.E+20
1.E+21
1 1.5 2 2.5 3 3.5
Depth (m)
Concentration(cm-3) Mg
Si
Regrown surface
Decay rate
~ 115 nm/decade
~ 30 nm/decade
Memory effect Slow decay tail in regrowth
UCS
UCSBUCS
UCSBSIMS: regrowth with surface treatment
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Regrown in Mg-free reactor and all grown by MOCVD Presence of an excessive amount of Mg on the surface, which
can be removed by acid etch
Occurrence of Mg diffusion, ~ 40 nm/decade sharpness achieved
1E+15
1E+16
1E+17
1E+18
1E+19
1E+20
1E+21
1E+22
1E+23
0 500 1000 1500 2000
Depth (nm)
Mg
concentratio
n(a.u.)
C: as grown, ~100 nm/decadeD: etch in HFand HCl
for 5 min, ~ 50 nm/decadeE: etch in BHF (1:20) for
15 sec and HCl for 20 sec,
~40 nm/decade
C
D
E
Regrowth surface
Detection limit
UCS
UCSBUCS
UCSBSelectively regrown n/p diodes
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Mask enhanced growth complicatesthe analysis
Regrowth rate depends on the
mask layout, diode size etc
Bunny ear regrowth profile isoften seen
Only the emitter edge is active
in device operation due to
highly resistive base layer
The junction quality depends on
how the regrowth is initiated,
e.g. Temp, P, flows, presence of
Si and Al etc.
Bunny ear regrowth profile of two differentsquare diodes
UCS
UCSBUCS
UCSB
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UCS
UCSBUCS
UCSBRegrown n/p Diodes Characteristics
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Comparison of various structures regrown on 0.5 m GaN:Mg
1100/300
1100/300
1100/300
1100/300
1140/760
~60xAl~ 5%
30 nm GaN:Si
30 nm AlGaN->GaN:Si
730 nm AlGaN:Si
60 nm GaN->AlGaN
60 nm GaN
010517AA
~40450 nm GaN:Si (1e18)
30 nm GaN
010513GC
~30xAl~ 5%
250 nm AlGaN:Si
(1e18)75 nm GaN->AlGaN:Si
(1e18)
000714AF
~30250 nm Al0.06GaN:Si(1e18)
000714AE
~30400 nm GaN:Si
(4e18 cm-3)
0005
10GF
Growth Parameter
G.R. Temp/Press
(nm/min) (C/Torr)
Layer structureRun#
-20 -15 -10 -5 0 5
10-6
1x10-5
1x10-4
10-3
10-2
10-1
100
101
102
Idensity(A
/cm
2)
V (Volts)
000510GF
000714AE
000714AF
010513GC010517AA
Year 2000
Year 2001
UCS
UCSBUCS
UCSBHBT with 8 mm GaN collector
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Current gain () > 20 Common emitter operation > 300 V Non-passivated Base thickness 1000
Al0.05GaN emitter Vbr ~330 V
UCS
UCSBUCS
UCSB Device structure
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Utilization of uid GaN spacer and grading layer- HBTs with high emitter injection coefficiency
Etch damage and current mask layout limits Vbr
n+ Subcollector
Sapphire Substrate
1000 p Base
n+
Emitter
Sapphire
2 m GaN:Si (1e18 cm-3) subcollector
8 m uid GaN (4e15 cm-3) collector
100 nm GaN:Mg (2e19 cm-3) base
8 nm uid GaN spacer
8 nm GaN->Al0.05
GaN (?3e18 cm-3) grading
4 nm GaN:Si (1e18 cm-3) contact
4 nm Al 0.05 GaN->GaN:Si (1e18 cm-3) grading
105 nm Al 0.05 GaN:Si (1e18 cm-3) emitter
8 m n- collector
Effective collectorthickness ~ 2-3 m
UCS
UCSBUCS
UCSBI-V Characteristics
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reasonable base contacts
Improved B/E diodes Rectifying B/C diodes, Vbr > 300 V
Base-collector diode
-12 -10 -8 -6 -4 -2 0 2 4 6 8 10
-0.04
-0.020.00
0.02
0.04
0.06
0.080.10
0.12
I(mA)
VBE
(V)
Base-emitter diode
-10 -8 -6 -4 -2 0 2 4 6 8 10-50
-40
-30
-20
-10
0
10
20
30
40
50
I(A)
V (Volts)
UCS
UCSBUCS
UCSBSummary
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Conclusion
In selective emitter regrowth, a sharp Mg profile, ~ 40
nm/decade, enables the precise junction placement
Improvement of regrown-emitter/base diodes
Demonstration of high Vbr (> 300 V) with high (DCcommon emitter operation up to 35)