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Academic year 2014-2015
AESTHETIC OUTCOME OF AUTOTRANSPLANTED
PREMOLARS REPLACING MAXILLARY INCISORS. A RETROSPECTIVE STUDY.
Stéphanie TOURNE
Promotor: Prof. dr. G. De Pauw
In partial fulfillment of the requirements for the degree of master in orthodontics
Faculty of Medicine and Health Sciences, Department of Dentistry
Academic year 2014-2015
AESTHETIC OUTCOME OF AUTOTRANSPLANTED
PREMOLARS REPLACING MAXILLARY INCISORS.
A RETROSPECTIVE STUDY
Stéphanie TOURNE
Promotor: Prof. dr. G. De Pauw
In partial fulfillment of the requirements for the degree of master in orthodontics
Faculty of Medicine and Health Sciences, Department of Dentistry
De auteur(s) en de promotor geven de toelating deze Masterproef voor consultatie
beschikbaar te stellen en delen ervan te kopiëren voor persoonlijk gebruik. Elk ander
gebruik valt onder de beperkingen van het auteursrecht, in het bijzonder met
betrekking tot de verplichting uitdrukkelijk de bron te vermelden bij het aanhalen van
resultaten uit deze Masterproef.
Datum
(handtekening student(en)) (handtekening promotor)
(Naam student) (Naam promotor)
Acknowledgements_________________________________________________________________
First and foremost I offer my sincerest gratitude to my supervisor, Dr. L. Temmerman for the
support and correction throughout my thesis.
I would also like to thank Prof. dr. G. De Pauw who has helped me with his patience and
knowledge while allowing me the room to work in my own way. A special thanks goes to Dr.
Barendregt, Prof. dr. C. Politis and Dr. P. Plakwicz for their enthusiasm and data collection.
I also thank everybody else who supported me in any way during the completion of this
project.
Table of contents_________________________________________________________________
Introduc)on...............................................................................................................................1
Chapter 1: General introduc=on......................................................................................2
I. Dental trauma........................................................................................................................3
1. Prevalence and risk factors...........................................................................................3
2. Psychological aspects....................................................................................................4
3. Impact on the alveolar process.....................................................................................4
II. Treatment op0ons................................................................................................................5
1. Orthodon)c space closure............................................................................................5
2. Prosthe)c rehabilita)on...............................................................................................7
2.1 Dental implants.................................................................................................7
2.2 Resin bonded bridge (RBB)................................................................................8
3. Autotransplanta)on.....................................................................................................9
III. Autotransplanta0on..........................................................................................................10
1. Indica)ons..................................................................................................................10
2. GraL selec)on............................................................................................................11
3. Dental )ssue reac)ons aLer autotransplanta)on.....................................................12
3.1 Periodontal healing.........................................................................................12
3.2 Root development...........................................................................................13
3.3 Pulp healing.....................................................................................................13
4. Post transplanta)on treatment and follow-‐up………………..........................................14
5. Survival-‐ and success-‐rate..........................................................................................16
IV Smile aesthe0cs..................................................................................................................18
1. Smile design................................................................................................................18
1.1 Facial aesthe)cs..............................................................................................18
1.2 Gingival aesthe)cs...........................................................................................18
1.3 Microaesthe)cs...............................................................................................19
1.4 Macroaesthe)cs..............................................................................................19
2. Assessment of the smile aesthe)cs............................................................................21
2.1 Subjec)ve methods.........................................................................................21
2.2 Objec)ve methods..........................................................................................21
Chapter 2: Aesthe=c outcome of autotransplanted premolars replacing
maxillary incisors. A retrospec=ve study.....................................................................24
I. Research of the literature....................................................................................................25
1. Medline.......................................................................................................................25
2. Web of science...........................................................................................................26
3. Cochrane Library.........................................................................................................27
II. Aim......................................................................................................................................28
III. Material and Methods.......................................................................................................29
1. Subjects.......................................................................................................................29
2. Data collec)on............................................................................................................30
2.1 Intra-‐oral pictures............................................................................................30
2.2 Gingival thickness............................................................................................30
2.3 Plaque and Ginigival Index…………………………………………………………..………………31
2.4 Addi)onal informa)on....................................................................................31
3. Aesthe)c evalua)on...................................................................................................32
4. Pa)ent’s aesthe)c sa)sfac)on...................................................................................33
IV. Sta0s0cal tests…………………………………………………………………………………………………..………….34
1. Error of the method; Intra-‐observer reliability……………………………………………………….34
1.1 Dahlberg’s Formula……………………………………………………………………………………..34
2.1 Intraclass correla)on…………………………………………………………………………………..34
V. Results……………………………………………………………………………………………………………………………35
1. Study sample..............................................................................................................35
2. Aesthe)c evalua)on...................................................................................................37
3. Addi)onal parameters................................................................................................40
4. Pa)ent’s sa)sfac)on...................................................................................................40
VI. Discussion………………………………………………………………………………………..……………………………44
1. Aesthe)c evalua)on……………………………………………………………………………………………….44
2. Type of restora)on………………………………………………………………………………………………...45
3. Orthodon)c treatment…………………………………………………………………………………………..46
4. Gingival thickness…………………………………………………………………………………………………..46
5. Gingivi)s and Plaque Index………………………………………………………………………………….…47
6. Limita)ons………………………………………………………………………………………..……………………48
VII. Conclusions………………………………………………………………………………………………..…………………50
VIII. Bibliography………………………………………………………………………………..………………………………51
IX. Appendix…………………………………………………………………………………..…………………………………..57
Abstract_________________________________________________________________
Purpose: The aim of this study was to evaluate the aesthetic outcome of autotransplanted
premolars to the anterior maxilla.
Materials and Methods: A cross-sectional study including 32 patients who have had an
autotransplantation of a premolar to the maxillary incisor region, was conducted. Different
restorations were chosen for the transplanted premolar: buildup with composite or porcelain
laminate veneer. The mean observation time was 7 years (range: 1-23 years). The aesthetic
outcome was rated using the Pink Esthetic Score (PES) and the White Esthetic Score (WES).
Patients rated aesthetics by means of 100 mm visual analogue scales.
Results: Patients responded very favorably regarding the treatment outcome. According to the
PES and WES, 56% had acceptable aesthetics and 9% had an (almost) perfect outcome.
Thirty-four percent were aesthetic failures (PES and/or WES< 6), mainly due to a low WES.
Patients with a porcelain veneer scored significantly higher for the WES (p=0.026).
Conclusions: Patients responded very favorably regarding the treatment outcome.
The aesthetic outcome was disappointing in 34% of the cases. This result was mainly due to a
low WES. Laminate veneers might be better to provide a more aesthetic result.
Introduc=on_________________________________________________________________
Orthodontic treatment planning may be difficult in patients with missing teeth, especially in
the anterior region. Tooth transplantation in young children and adolescents has become a
valid treatment option. Over the past 20 years the procedure of autotransplantation of teeth
has become very successful. The long-term survival rates are high.
Nowadays, aesthetic appearance has become more important in addition to optimal function.
Hence, clinical success of a transplanted tooth also depends on harmonious integration of the
transplant in the patient’s mouth.
The published literature contains little comprehensive studies concerning the aesthetic results
of premolar autotransplantation. The aim of this study is to evaluate the aesthetic outcome of
transplanted premolars to the maxillary anterior region.
1
Chapter I General introduc0on
_________________________________________________________________
2
I. Dental trauma
The main cause of tooth absence in the maxillary frontal region is dental trauma. Loss of a
maxillary incisor has a major impact on a patient’s smile.
Trauma can cause direct tooth loss or can weaken a tooth considerably leading to its final loss
after a short or long-term period. Avulsion is a total displacement of the tooth out of its
socket, and occurs in 0.5-3% of traumatic injuries in the permanent dentition (1). The
maxillary incisors are the most frequently affected and it occurs mostly in children from 7 to 9
years old, because the bone around the tooth is not fully mineralised yet (2). An avulsed tooth
should not be replanted if there is advanced periodontal disease, if the alveolar socket is not
intact enough, if the extra-oral time was longer than 1 hour in dry conditions (2).
Reimplantation after a long extra-alveolar period can result in ankylosis and tooth loss (3).
Ankylosis can also appear after an intrusion injury. Other injuries which can cause tooth
extraction after trauma are resorption of the root structure due to periodontal damage, root
fracture and pulp infection. In cases of infection, an endodontic treatment is required.
However, in young children this treatment can weaken the tooth considerably, because of the
rather broad pulp canal (3).
1. Prevalence and risk factors
___________________________________________________________________________
In a review article of Bastone et al., the prevalence of dental trauma in children was ranged
between 6 and 34% (4). The prevalence of dental trauma differs considerably in various
studies due to differences in study design.
The oral factors that influence the risk for Traumatic Dental Injuries are overjet with
protrusion and inadequate lip coverage (5). The amount of overjet that increases the risk for
TDI is still in discussion. Another risk factor for dental trauma is human behaviour.
Hyperactive children, obese children, children with epilepsy etc. would have an increased risk
for TDI (6)(7)(8). Furthermore, one of the main causes for TDI is sports (9). Other causes of
TDI can be inappropriate use of teeth, oral piercings, traffic accidents etc. 3
2. Psychological aspects
__________________________________________________________________________________
In cases of early loss of a central incisor, one should not underestimate the psychological
aspects. Teenagers have various peer relationships, and they interact with many peer groups.
Adolescents go through a period of rapid physical, emotional and social changes (10). They
are very sensitive to impacts (like loss of a central incisor) and this may lead to long-term
psychological effects like depression and anxiety due to teasing (11). Replacing a visible lost
tooth will be important to reduce the negative social and psychological outcome. Oral health
influences people’s quality of life: How people look, speak, smile, chew, taste, and enjoy
food. The goal of treatment is to restore the capacity of people to make social contacts, as
well as restoring the functional aspect of the lost tooth (12).
3. Impact on the alveolar process
__________________________________________________________________________________
Another consequence of the premature loss of teeth is the changes to the alveolar process. The
alveolar process is a tooth-dependent tissue that develops in conjunction with the eruption of
the teeth. The volume as well as the shape of the alveolar process is determined by the form
of the teeth, their axis of eruption and inclination (13). Subsequent to the loss of teeth, the
alveolar process will undergo atrophy (11). The greatest amount of bone loss occurs in the
horizontal dimension, mainly on the facial aspect of the ridge. The vertical loss of ridge
height is most pronounced in the buccal aspect. This resorption results in the relocation of the
ridge to a more palatal/lingual position and a narrower and shorter ridge (14). The size of the
residual ridge is reduced most rapidly in the first 6 months, but bone resorption will continue
throughout life at a slower rate (15). However, sufficient bone volume is essential to obtain
optimal functional and aesthetic prosthetic reconstruction (16).
4
II. Treatment op=ons in case of loss of a maxillary incisor
When a maxillary incisor is missing, various treatment options are possible. The choice of the
best treatment alternative for a missing maxillary incisor is very individual. The treatment
plan may depend on various factors as occlusion, space conditions, tooth morphology, facial
morphology, etc (17-19).
Possible treatment options for a missing incisor are: orthodontic space closure, prosthetic
rehabilitation, autotransplantation.
1. Orthodontic space closure
_____________________________________________________________________________________________________
Orthodontic space closure is one of the treatment options when a maxillary incisor is missing.
In case of a missing central incisor, orthodontic space closure is possible but is not used
frequently, because of the difficulty to obtain a good aesthetic result.
A great advantage of space closure is that the patient will have exclusively natural teeth, and
the gingival tissues and interdental papillae will change in synchrony with the patients age
(20). Also, a permanent result is reached at an early age (20). Disadvantages of space closure
are the need for enameloplasty in order to improve the aesthetic result and the more elaborate
orthodontic treatment (21). Space closure is recommended for 2 malocclusions: Angle class II
malocclusion with no crowding in the mandibular arch, and Angle class I malocclusion with
crowding in the mandibular arch, and where extractions are necessary (19, 22-24).
Not only the type of malocclusion, but also the tooth morphology is of great importance (24,
25). For example, Brough et al. (26) investigated the influence of canine morphology, size and
shape on the smile attractiveness in cases of canine substitution in cases of a missing lateral
incisor. Increasing canine gingival height, canine width, canine tip height and pointed canines
were perceived to be less attractive. Also, facial morphology is of importance. A dished-in
profile is a contra-indication for space closure, to keep the lips as much supported as possible.
5
When a maxillary lateral incisor substitutes a central incisor, or when a maxillary canine is
replacing a lateral incisor, some finishing criteria should be taken into account to perceive an
aesthetic result (20, 22, 25, 27, 28):
1. Taking gingival heights as a guide for tooth positioning
2. Matching the shape of the temporary restoration with the adjacent tooth. This
allows the orthodontist to place the teeth in the correct position
3. Positioning of the canine and first premolar so that the arch form is largely maintained
4. Rotation of the premolar and molar mesially
5. Optimal crown torque for canine, first- and second premolar.
6. Aesthetic recontouring of the canine to lateral incisor with resin build-ups or porcelain
veneers.
7. Bleaching of dark canines
8. Properly finished occlusal contacts and long-term retention to overcome the tendency
of space- reopening.
9. Simple surgical procedures for localised clinical crown lengthening
When taken these criteria into account, a satisfying result can be achieved. Czochrowska and
co-workers (17) evaluated the overall aesthetic appearance of mesialised lateral incisors by
comparing with the contralateral tooth and concluded that space closure can be recommended
if the right indications are present. Robertson et al. (29) concluded that patients, who were
treated with canine substitution when the lateral incisor was missing, are generally more
satisfied than the patients who had a prosthetic replacement of the missing incisor. In general,
opinions about the most aesthetic treatment option depend on personal opinion (21). Patients
with the maxillary incisor spaces closed would be healthier periodontally (24).
6
2. Prosthetic rehabilitation_____________________________________________________________________________________________________
The advantage of replacing maxillary incisors prosthetically includes maintaining the canine
at its natural position within the dental arch and maintaining the morphology of canine and
first premolar (21). Prosthetic rehabilitation of the open space is recommended in class III
cases or class I cases with no space deficiencies (22). This is in contrast with the findings of
Rosa et al. (20, 28) who do not see a class III malocclusion as a contra-indication for
orthodontic space closure.
There are many possible prosthetic options for the replacement of a missing maxillary incisor,
as a dental implant, a resin-bonded bridge, a conventional bridge or a partial denture.
Conventional bridgework and partial dentures are not commonly used treatment options,
because of their invasive nature and lack of comfort in young patients.
2.1 DENTAL IMPLANTS
An option for replacing a missing maxillary incisor is the use of a dental implant. Nowadays,
it is well known that single-tooth implants have very good long-term results regarding
survival-rate and function (19, 30, 31). An advantage of dental implants, comparing to a resin
bonded bridge is the maintenance of the alveolar bone (19).
So far, a considerable number of studies dealing with implant aesthetics have been published
(32). In general, these studies deal with short-term assessment of implant aesthetics and show
good results in well-selected cases. On the other hand, long-term studies on single implants
are scarce. A long-term follow-up study of Dierens et al. (33), demonstrated that peri-implant
soft-tissue remains stable over 16-22 years. However, recession and eruption can be expected
at neighbouring teeth. In a study of Jemt and co-workers (34), it was concluded that single
implants increase the risk of gingival recession at the adjacent teeth. Nevertheless,
comparison of studies dealing with aesthetic assessment of dental implants should be done
with caution, due to differences in study designs (32).
On the other hand, the main disadvantage of dental implants is the time of implant placement.
7
Like an ankylosed tooth, an implant does not have any physiological eruption during growth
and no formation of alveolar bone takes place in synchrony with vertical growth (35). Infra-
occlusion of the implant will occur.
Nivedita et al. (36) reviewed the current literature regarding the use of dental implants in
growing patients, and concluded that one should wait for the completion of dental and skeletal
growth in order to obtain an aesthetically acceptable result, especially in the incisor region
(37). Because of continued facial growth, several years can elapse between the end of
orthodontic treatment and implant placement. During this period, the roots of the adjacent
teeth can reapproximate during retention. Even more, in a study of Olsen and Kokich (38),
11% of patients had enough relapse to prevent implant placement. A 6.3 mm intercoronal
space, 5.7 mm interradicular space and fixed retention were recommended in order to
maintain the space for implant placement later on.
2.2 RESIN BONDED BRIDGE (RBB)
Another treatment option for the replacement of maxillary incisors is the resin-bonded bridge.
According to Barber et al (39), resin bonded bridges (RBB) have several advantages. The
main advantage is the minimal tooth preparation needed for bonding. Therefore, the RBB is
considered to be a very conservative method for tooth replacement. A second advantage is the
easy rebonding, when debonded. A simple cleaning of the bridge-wing and the tooth surface
should be sufficient. Also, the RBB is less expensive compared to implants, fixed bridgework,
or partial dentures.
The main disadvantage of the RBB stated by Barber and coworkers (39) is the relatively high
failure rate (6-7% after 4 years). Although, a general improvement of debonding rate has been
seen over the years. Wyatt et al. (40) reviewed the current literature concerning failure- and
clinical success rates of the RBB. They concluded that the survival rates of the RBB are
between 63% and 85% after 5 years. Also, the debonde rate is higher in the mandible than the
maxilla. The RBB bridge can also be used awaiting future implant placement.
8
3. Autotransplantation_____________________________________________________________________________________________________
Autotransplantation is the non-traumatic transfer of an autogenous tooth from the donor
alveolus to the receptor alveolus. An autograft is a graft from one site to a different site in the
same person. Teeth can also be transplanted from one person to another. This type of
transplantation is called allotransplantation, but has a lower success rate due to
immunological reactions in the host’s body (41). Systemic research on autotransplantation
started in 1771 (Hunter), but failed mostly because of lack of knowledge of root resorption
and the disability to control infection. The last 20 years, autotransplantation has become a
reliable and predictable clinical procedure. The advantage of this kind of replacement is that
the tooth, as well as the bone is replaced without using the adjacent teeth (42). Tooth
transplantation can be used as a definitive treatment option, or as an interim solution before
implant placement.
TRANSPLANT IMPLANT
‘Biologic’ replacement Artificial’ replacement
Creates alveolar bone
Needs alveolar bone
Normal periodontal membrane Ankylosed (osseointegrated)
Adjustable position after surgery
Nonadjustable
Erupts, in synchrony with neighbours during continues growth and eruption
Does not erupt
Normal interdental gingival papillae Frequently interdental gingival recession (particularly with 2 neighbouring implants)
Long-term observations (>40 years) Long-term observations lacking (>10-15years)
Table 1. (43) Comparison of outcome between autotransplantation of developing premolars and single-tooth implants after accidental loss of maxillary incisor.
9
III. Autotransplantation
1. Indications__________________________________________________________________________________
The three main indications for autotransplantation of developing premolars are unevenly
distributed agenesis, agenesis of the mandibular second premolars, and accidentally lost or
congenitally missing maxillary central and lateral incisors in children. Also, when a
permanent molar is lost due to decay, it may be indicated to replace this tooth by a developing
third molar. Other indications could be replacement of ectopic teeth, developmental anomalies
of teeth, etc. (44).
Bone inductive properties are particularly useful when there has been traumatic loss of
anterior teeth with concomitant loss of supporting bone. For this reason autotransplantation is
frequently the treatment of choice in a dental patient with loss of a central incisor in whom
orthodontic extractions are indicated for correction of the malocclusion (45, 46). Presently, it
is not recommended to remove premolars where optimal occlusion exists. In normal occlusion
and in cases of class I or class II malocclusion, the adverse effects are more serious when
lower premolars are absent than when upper premolars are absent (46).
Furthermore, the patient has to meet certain criteria, listed by Lownie et al. (47):
1. There should be sufficient space in the arch for the transplanted tooth. If not, minor
orthodontic movements may be necessary.
2. The transplanted tooth should have a better prognosis than the remaining deciduous tooth.
3. The patient’s motivation and oral hygiene should be acceptable.
4. Other possible types of treatment should have been considered.
10
2. Graft selection__________________________________________________________________________________
The selection of the graft depends on crown as well as root anatomy. The dimensions of the
crown of the graft should be compatible with the recipient site. Crown anatomy can then be
modified after transplantation by the use of a porcelain crown or veneer. Also the root
anatomy of the graft should fill the recipient site. It should avoid contact with adjacent bone
and provide at least 1 mm of space to the adjacent roots. It is not exceptional that potential
grafts will exceed existing labio-palatal dimensions, especially if atrophy of the alveolar
process has taken place. In this case, the recipient site can be expanded surgically.
Especially the use of premolars is recommended with exception of the first maxillary
premolar because of its difficult atraumatic removal with double roots. The mandibular
premolars will usually fit into the maxillary anterior region after only minor adjustments,
whereas maxillary premolars will usually require surgical alternations in the socket area
including expansion of the socket. In addition, the dimension at the cervical aspect of the graft
is important. This must be in reasonable harmony with the contralateral tooth. Such harmony
can often be obtained if the graft is rotated 45° or 90° (the socket must be enlarged to
accommodate the root) (48). Mostly however, there is an adequate mesiodistal space created
by orthodontic treatment so that the transplant can be placed in an ideal position, namely 90°
rotated so that less labiopalatal reduction is necessary. In this position, gingivectomy may be
necessary to recreate symmetry (48).
As one can see in figure 1 (42, 49), root development is divided in different stages from 1 to
7. Stage 1 represents 1/4 root formation with open apex and stage 7 is complete root
formation with closed apex.
Kristerson et al. (50) identified the influence of root development on the success of
autotransplantation. In this study, 100 transplanted premolars were divided into different
stages of root development. 12 months after transplantation a clinical and radiographic
examination was performed. Periodontal healing without root resorption was related to the
stage of root development. It was concluded that transplantation of premolars with 1/2-3/4
root development provides a good chance of pulp survival, limited risk of root resorption and
ensures sufficient final root length (figure 2). This statement was confirmed by many authors
(51-54).
11
Figure 1. Seven different stages of root formation according to Moorrees et al.(49), modified by Kristerson et al. (42).
Figure 2 Pulpal and periodontal healing and root growth after transplantation related to stage of root development at the time of grafting (55).
3. Dental tissue reactions after autotransplantation__________________________________________________________________________________
3.1 PERIODONTAL HEALING
The key to a successful clinical outcome of a transplantation is the healing of the
periodontium. It is generally accepted that preservation of the periodontal ligament (PDL) is a
crucial factor for an optimal healing. In a previous transplantation experiment in monkeys by
Andreasen and Kristeron (56), it was postulated that the removal or drying of the PDL leads
12
to ankylosis or a resorption process. Also later, Andreasen et al. (57) showed that trauma to
the PDL of the transplant is the explanatory factor for the development of root resorption. In
the literature, three types of resorption have been described (57):
surface resorption, replacement resorption and inflammatory resorption.
3.2 ROOT DEVELOPMENT
The root development of a transplant is a less critical factor in the prognosis of the transplant
(50). Although, Mendes et al. (44) stated that the transplantation is successful if the roots
develop beyond their bifurcation.
Root development is attributed to Hertwig’s epithelial root sheath (HERS). HERS is a
bilayered epithelial sheath, formed by the fusion of inner and outer enamel epithelia below the
level of the crown’s cervical margin during tooth development (58). Findings show that some
of the transplants attain almost their final root length, which shows that HERS can function
normally after transplantation (55). Arrest of root development in other transplants is
attributed to damage of HERS during removal of the transplant (47). The exact role of HERS
in root formation is still unclear, but damage of it by premature occlusal loading can lead to
its breakdown. To attain a good final root length, the tooth germs should be placed in their
original level. Clinical observations indicate that the root growth of a transplant is arrested
when the tooth germ is placed in a functional position.
According to Slagvold and Bjercke, transplanted premolars have 1.3 mm shorter roots (59).
3.3 PULP HEALING
Examination of pulp healing is done clinically with a pulpal sensitivity test and
radiographically for monitoring of root canal obliteration. Most authors agree that pulp
healing is closely related to the stage of root development at the time of transplantation (48,
50, 60). Most immature transplanted teeth show both loss of sensitivity, as root canal
obliteration, due to the damage to vascular and nervous supply of the pulp. It is likely that
obliteration of the pulp is caused by ingrowth of connective tissue from the PDL into the pulp
chamber (52). This tissue stimulates formation of tertiary dentine, which leads to obliteration
of the pulp chamber. The clinical importance of root canal obliteration is the difficulty to
perform endodontic treatment, when necessary. However, pulp canal obliteration is not an
13
indication for endodontic intervention on a routine base, as the frequency of pulp necrosis is
not higher in obliterated teeth compared to intact teeth (61).
After transplantation, a healing process usually restores the content of the pulp canal with the
nervous supply (48, 55). In this point of view, teeth in which the apical diameter is too small
will have a greater risk of necrosis, because post-operative revascularisation is more difficult
(44). According to Andreasen (48), apical diameters above 1 mm have lower risks for pulp
necrosis. On the other hand, Laureys and co-workers (62) concluded that an apical diameter
smaller than 1 mm did not prevent revascularisation and ingrowth of vital tissue.
Unlike immature teeth, teeth with fully developed roots do not undergo pulpal repair (47, 48,
50). There are two explanations for this observation. First of all, the apical opening is too
small for revascularisation, and on the other hand, the longer the tooth, the longer the distance
for revascularisation. Therefore, transplants with closed or partially closed apices should be
treated endodontically after splint removal, as soon as the periodontal tissues have healed
(within 3 weeks after surgery) (50).
4. Post transplantation treatment and follow-up___________________________________________________________________________
One week post-transplantation the sutures can be removed. Most authors recommend clinical
and radiographic control after 4 to 8 weeks. Further clinical and radiographic controls should
be performed at 6 months, 1 year, 2 years and 5 years after transplantation (52, 57). Clinically,
tooth position, mobility, percussion, pocket depth and gingival condition should be checked.
Healing of the PDL starts 1 month after transplantation and is completed after 2 months. This
can be seen by reformation of the lamina dura. The pulp will react positively on sensibility
tests after 4 or 6 months. Most of the time, the response is smaller than before transplantation.
In many cases there is radiographic evidence of pulp revascularisation by obliteration,
whereas no sensibility reaction can be provoked.
The most common complications seen after tooth transplantation are lack of pulp canal
revascularisation and ankylosis or replacement resorption (45). Former is rare when the graft
has an open apex but can be treated by endodontic therapy. The latter is a more severe
complication, as eruption of the transplant is prevented and the root is substituted by bone. In
cases of ankylosis, a gradual resorption can be expected, and no good treatment is available.
14
Pulp necrosis is mostly diagnosed 4-8 weeks after transplantation, whereas root resorption is
diagnosed 1-6 months after transplantation (48, 57).
When reshaping the transplanted tooth, one should be aware of exposing dentine and making
the tooth accessible to bacterial invasion. Therefore, it is recommended to reshape/restore the
transplant before total canal obliteration has occurred. If necessary, endodontic treatment can
be started. Nowadays, composite build-ups and ceramic laminate veneers are most commonly
used for restoration of the graft. Because the root of a transplant develops a normal
periodontal ligament, orthodontic movement can be performed like every other tooth.
In many cases, orthodontic treatment after transplantation is necessary to increase aesthetic
results, or for other reasons. In those cases, pulp necrosis, due to strangulation of the
vascularisation entering the apical foramen, during orthodontic treatment, has to be prevented.
Therefore, orthodontic movement is recommended after periodontal healing and before pulp
canal obliteration. This is normally within 3 to 9 months after transplantation (55). Watanabe
(63) and Zacchrisson (43) recommend starting orthodontic treatment 3 to 5 months after
transplantation.
15
5. Survival and success rate (52, 63-69)__________________________________________________________________________________
Number of teeth
Success rate(%)
Survival rate (%)
Mean observation time
(Year ‘y’ and Months ‘m’)
Andreasen et al. (1990) (48) 370 96 ( C r.f)
95 (iC r.f)15 (C r.f)95 (iC r.f) 1-13 y
Kristerson & Lagerström (1991) (42)
50 82 (iC r.f) 92 (iC r.f) 7y,6m
Kugelberg (1994) (64) 45 / 82 (C r.f)
96 (iC r.f) 1-4 y
Lundberg & Isaksson (1996) (65)
278 84 (C r.f)94 (iC r.f)
84 (C r.f)94 (iC r.f) 5y, 6m
Czochrowska et al. (2002) (66) 33 79 (iC r.f) 90 (iC r.f) 26,4 y
Jonsson & Sigurdson (2004) (52)
40 92 (C r.f) 97 (C r.f) 10y, 4m
Watanabe et al. (2010) (63) 38 63 (C r.f) 86 (C r.f) 9,2y
Kvint et al.(2010) (67) 269 81 (iC r.f) 90,7
(iC r.f) 4,8y
Gonnissen et al. (2010) (68) 73 57 (C r.f) 75 (C r.f) 11y
Plakwicz et al. (2013) (69) 23 100
(iC r.f)91,3 (iC r.f) 2y, 11m
Table 2. Survival and succes rates after tooth transplantation (C r.f = complete root formation / iC r.f= incomplete root formation during transplantation).
16
Several studies have shown autotransplantation to be a reliable treatment alternative,
regarding its long-term survival and success rates (45) (Table 2). The success rate can be
defined as the percentage of transplanted teeth, meeting certain criteria as no ankylosis, pulp
revascularisation etc. The survival rate is defined as the percentage of transplanted teeth, still
present at the time of recall and still functioning in the patient’s mouth, not taking other
parameters into account.
The dissimilarity between studies could be explained by the difference in observation time
(45). It is also important to consider the difference in ‘success-criteria’. There are no fixed
success criteria (68).
The prognosis and success of a transplant depends on a number of influencing factors (54),
like donor tooth type (single rooted teeth have the best prognosis due to less difficult surgical
removal), developmental stage of the donor tooth (Cfr. fig.2), age of the patient (due to
reflection of the relation between age and root development), extraoral storage of the graft
(risk of dehydratation and mechanical damage to the PDL), experience of the surgeon and
oral hygiene.
17
IV. Smile aesthe=cs
1. Smile design
___________________________________________________________________________
Periodontal health and aesthetic appearance became more and more emphasized in
orthodontics and other dental disciplines (70). Modern dentistry requires a harmonious
balance between occlusion and soft tissues. The dentist is striving for the most attractive
smile.
Many parameters are involved, creating a beautiful smile. The smile design can be divided in
four parts: facial aesthetics, gingival aesthetics, microaesthetics and macroaesthetics (71).
1.1 FACIAL AESTHETICS
Based on a review of the literature, Frese et al. (72) concluded that symmetry is a very
important factor in facial attractiveness. For the determination of the facial midline, Morley
and co-workers (71) suggested to use two reference points because eyes, nose and chin can be
deceptive: nasion (the midpoint between the eyebrows), and the base of the philtrum. The
facial midline should coincide with the maxillary and mandibular incisor midline as much as
possible. A discrepancy of 1,5 to 2 mm is acceptable, and gives the dentition a natural
appearance (73).
1.2 GINGIVAL AESTHETICS
Gingival aesthetics should not be underestimated in the smile design.
Factors that influence gingival aesthetics are: gingival morphology and spatial conditions,
periodontal biotype, shape, texture and color of the soft tissue (74).
The presence of a papilla between the incisors is a key aesthetic factor as well. Furthermore,
gingival margin discrepancies should be avoided; the gingival margin of the 2 central incisors
should be at the same level. This level should be more apically than the gingival margin of the
lateral incisors and at the same level as the canines (75).
18
1.3 MICROAESTHETICS
Microsaesthetics involves all the elements dealing with the tooth itself. With regard to microaesthetics, the anatomy of the anterior teeth is of great importance. According to Wolfart and colleagues (76), most dentists prefer a width to height ratio of 75 to 80. Also, incisal translucency, lobe development etc. play a role in the aesthetic outcome. In 1978, Levin (77) introduced the golden proportion for the anterior tooth region. Nowadays, authors believe that the golden proportions are not always superior (78). Another key factor in microaesthetics is the tooth position in the dental arch. In a frontal view, axial inclination of anterior teeth is slightly progressive as the teeth progress away from the midline (73)(Fig. 3). Wolfart et al. (76) investigated aesthetics with regard to tooth inclination, and concluded that incisors with ideal tooth axes are rated the most attractive. Mesial or distal angulations of more than 10 degrees are rated least attractive.
Figure 3. (73) Maxillary anterior teeth with adequate axial inclinations.
1.4 MACROAESTHETICS
Macroaesthetics takes groups of teeth and the relationship between previous aspects into
consideration. Concerning macroaesthetics, the smile line is an important factor. The smile
line is the line that connects the incisal margins of the maxillary incisors with the canines or
premolars (73). When the incisal edges of the maxillary central incisors appear below the tips
of the canines, the smile line is convex (Fig. 4,a). When they appear above the tips of the
canines, the smile line is concave. This is called a ‘reverse smile line’ (Fig. 4,b). According to
Morley et al. (71), a convex smile line is in general more aesthetic than a concave smile line.
On the other hand, a straight smile line in males is also acceptable.
A second aspect in the evaluation of macroaesthetics is the presence of buccal corridors.
A buccal corridor is the space between the buccal surface of the posterior teeth and the lip
corners, while smiling. Janson and colleagues (79) concluded in their systematic review that
there is no agreement in the literature concerning buccal corridors. Some found no agreement,
where others concluded that small buccal corridors are more attractive.
19
Also, the size of incisal embrasures can influence the smile aesthetics. The incisal embrasure
can be defined as the space existing on the incisal aspect of the interproximal contact area
between adjacent anterior teeth. In normal dentitions, the size and volume of the incisal
embrasures between teeth increases as the teeth are positioned posteriorly (71)(Fig. 4,c).
A last important factor concerning macroaesthetics, is the tooth and gingival exposure. This is
the amount of tooth structure or gingiva that appears during smile. Too much or too little
exposure can impede a beautiful smile. A normal maxillary central incisor exposure is 3/4 of
the clinical crown to 2 mm of gingival exposure (73). Nevertheless, the maxillary incisal edge
reveal shrinks with age, while mandibular incisor exposure increases (71).
Figure 4 (73) a. Convex smile line b. Reverse smile line c. Incisal embrasures
One can conclude that smile design is a gathering of various factors. Although there is an
agreement between authors concerning which characteristics create the most perfect smiles, it
should not be forgotten that each patient is unique, with their own age characteristics,
personality, specificity and expectations. Furthermore, lay people can have different
preferences regarding frontal dentofacial aesthetics compared to their clinician (80).
20
2. Assessment of the smile aesthetics
__________________________________________________________________________
In modern dentistry focus has shifted from survival of tooth restorations, dental implants,... to
the quality of restoration/implant survival. Nowadays, dentists are more and more concerned
with the aesthetic outcome of their restorations. For the evaluation of dental aesthetics, a
distinction must be made between subjective and objective methods.
2.1 SUBJECTIVE METHODS
The opinion of the patient is very important in determining the treatment success. Subjective
rating methods, for example questionnaires, were developed to rate the satisfaction of the
patients.
2.2 OBJECTIVE METHODS
However, subjective assessment can’t evaluate any potential errors in restorations. As a
consequence, objective methods by professional examiners based on fixed criteria were
necessary. In the last 30 years, various articles, introducing objective rating systems were
published (81-84). Within the context of a rise in aesthetic awareness, not only
prosthodontists, but also periodontists searched for a good scoring index for objective implant
assessment. In 2005, Meijer and colleagues (85) published a new rating system for the
assessment of the crown on single-tooth implants: the Implant Crown Aesthetic index (ICA).
This new index drew attention of many researches and practitioners, as the index takes not
only parameters evaluating the implant crown, but also the peri-implant mucosa into account.
Later on, however, Gehrke et al. (74) found the validity and reproducibility of the ICA index
to be defective.
In the same year, Testori and colleagues (86) proposed a new index of aesthetic assessment.
Points up to 9 are given to parameters as: presence and stability of the mesiodistal papilla,
buccopalatal alveolar ridge stability, structure and color of peri-implant mucosa and gingival
contour.
Fürhauser et al. (87) presented a rating system for the aesthetic evaluation of the soft tissue
around single-implant restorations: The Pink Esthetic Score (PES).
21
1. Mesial Papilla
2. Distal papilla
3. Midfacial level
4. Midfacial contour
5. Alveolar process deficiency
6. Soft tissue colour
7. Soft tissue texture
Figure 5. (87) Pink Esthetic Score by Fürhauser et al.
This index includes 7 variables (Fig. 5). The contralateral tooth is used as a reference, and
points are given to each item respectively. On each item 0, 1 or 2 points can be assigned,
representing major, minor or no discrepancies compared to the contralateral tooth. The highest
score for the PES is 14. Nowadays, the PES is considered a useful and objective rating
method. However, the assessment of the implant crown is not included in this index (74).
In 2009, Belser et al. (88) defined a new index for objective outcome assessment. In this
index, the author modified the PES and completed it with an implant restoration index: the
WES (White Esthetic Score). In contrast to the proposal of Fürhauser in 2005, Belser only
included 5 of the 7 parameters of the PES: mesial papilla, distal papilla, curvature of the facial
mucosa, level of the facial mucosa and root convexity / soft tissue colour and texture at the
facial aspect of the implant site. These 5 items are also given a score of 0, 1, or 2, taking the
contralateral tooth as a reference. 0 representing major discrepancies, 1 minor, and 2 no
discrepancies.
The WES focuses on the implant restoration itself, and is also based on 5 parameters: tooth
form, outline/volume of the crown, colour, surface texture, translucency / characterization.
Scoring of the WES is comparable to the PES; where the contralateral tooth is also used as a
reference. On each item 0, 1 or 2 points can be assigned representing major, minor or no
discrepancies. The highest score for the WES is 10.
22
Figure 6. (88) White Esthetic Score (left) and Pink Esthetic Score (right) by Belser et al.
23
Chapter II
Aesthe0c outcome of autotransplanted premolars replacing maxillary incisors. A retrospec0ve study
________________________________________________________
24
I. Research of the literature
The same filters, publication date from 1990/01/01 to 2015/02/31 and English literature were
used in all the databases.
A first selection was made, based on the elimination of case reports, animal- and in-vitro
studies. Furthermore, after reading the abstracts, a second selection was made. This selection
was based on the presence of a subjective or objective rating method of the aesthetics of the
transplants, or the presence of succes-criteria concerning the aesthetic result of the
transplantations.
1. Medline___________________________________________________________________________
Results Selection 1 selection 2
#1
#2
#3
#4
#5
#6
#7
#8
#9
#10
“Tooth transplantation” [Mesh] 0 / /
“Tooth transpl*” OR “transpl* of teeth” 3076 2135 /
“Esthetic*” OR “Aesthetic*” 23339 18705 /
“Success” OR “Success rate” 155451 150563 /
“Tooth survival” OR “Survival rate” OR “life*” 924256 891454 /
#2 AND #3 360 168 1
#2 AND #4 267 203 2
#2 AND #5 179 158 2
#2 AND #3 AND #4 41 23 0
#2 AND #3 AND #5 12 9 0
Table 3. Search results, Medline.
After discarding all the duplicates, three articles were finally selected in Medline:
Czowhrowska E, Stenvik A, Zachrisson B. The esthetic outcome of autotransplanted
premolars replacing maxillary incisors. Dent Traumatol. 2002; 18: 237-245. (89)
25
Czowhrowska E, Stenvik A, Bjercke B, Zachrisson B. Outcome of tooth transplantation:
Survival and success rates 17-41 years posttreatment. Am J Orthod Dentofacial Orthoped.
2002;121:110-9. (66)
Plakwicz P, Woitowicz A, Czochrowska E. Survival and success rates of autotransplanted
premolars: A prospective study of the protocol of developing teeth. Am J Orthod Dentofacial
Orthop. 2013; 44:229-37 (69)
2. Web of Science
___________________________________________________________________________
Results Selection 1 Selection 2
#1 Topic=(Tooth Transplantation) refined by: Web of science categories= (Dentistry
Oral Surgery Medicine)
51 39 1
#2 Topic=(Aesthetic) OR Topic=(Esthet*) refined by: Web of science categories= (Dentistry Oral
Surgery Medicine)
665 551 /
#3 Topic=(Succes rate) OR Topic=(Succes)refined by: Web of science categories= (Dentistry Oral
Surgery Medicine)
520 465 /
#4 #1 AND #2 20 11 1#5 #1 AND #3 22 15 /
Table 4. Search results ,Web of science.
The final selection in the Web of science consisted of two articles:
Czowhrowska E, Stenvik A, Zachrisson B. The esthetic outcome of autotransplanted
premolars replacing maxillary incisors. Dent Traumatol. 2002; 18: 237-245.(89)
Plakwicz P, Woitowicz A, Czochrowska E. Survival and success rates of autotransplanted
premolars: A prospective study of the protocol of developing teeth. Am J Orthod Dentofacial
Orthop. 2013; 44:229-37 (69)
26
3. Cochrane Library
___________________________________________________________________________
Cochrane Reviews
Selection 1 Selection 2
#1 “Tooth Transplantation” 4 4 0#2 Aesthetic* OR esthetic* AND Dental 24 24 0
Table 5. Search results, Cochrane Library.
In the Cochrane Library, no systematic reviews were selected.
All references of the selected articles were checked, and based on the criteria, some extra
articles were included:
Zachrisson B, Stenvik A, Haanaes H. Management of missing maxillary anterior teeth with
emphasis on autotransplantation. Am J Orthod Dentofacial Orthop. 2004;126:284-8 (43)
Czochrowska E, Stenvik A, Album B, Zachrisson B. Autotransplantation of premolars to
replace maxillary incisors: A comparison with natural incisors. Am J Orthod Dentofacial
Orthop. 2000; 118: 592-600 (90)
Table 6 summarizes the selected articles:
# pt # transplteeth
observation time
survival rate%
succes rate%
professional aesthetic
assesment
scoring pt satisfaction
1. Czochrowska et al. 2002 (89)
22 22 3y, 11m 100 95 Yes Yes
2. Czochrowska et al. 2002 (66)
25 30 26y, 4m 90 79 / Yes
3. Czochrowska et al. 2000 (91)
40 45 4,0y 100 / only soft tissue /
4. Plakwicz et al. 2013 (69)
19 23 2y, 11m 100 91,3 / Yes
5. Zachrisson et al 2004 (43)
/ / / / / / /
Table 6. Summary of the selected articles (pt= patient; y= years; m=months; transpl= transplanted).
27
From the selected articles, only the first (89) and the third (91) one have used some kind of
objective method to rate the transplant’s aesthetics. Hence, the third article only scores the
soft tissue without assessing the hard tissue. The first article by Czochrowska et al (2002) (89)
evaluates both tissues by assessing 8 features. The features variate from colour of the tooth,
soft tissue surrounding the tooth to tooth morphology and position. All measurements were
given numerical scores by defining cut-off points. The sum of the scores was transformed to
an aesthetic category.
One can conclude that the current litterature contains little evidence concerning the aesthetic
outcome of premolar transplantations to the incisor region, especially using an objective
scoring system. The objectives of this study were, therefore, to evaluate the aesthetic outcome
of transplanted premolars to the incisor region with both an objective scoring method with
well defined criteria, as well as an subjective scoring method, rating the patient’s opinion
about the results.
II. Aim
The literature contains little comprehensive studies concerning the aesthetic results of
premolar autotransplantation. The aim of this study was to evaluate the aesthetic outcome of
transplanted premolars to the maxillary anterior region. The null hypothesis stated that there
was no difference between the aesthetic outcome of transplanted premolars and their
contralateral tooth, using an objective scoring system. The satisfaction of the patient regarding
tooth transplantation was also rated.
28
III. Material and Methods
1. Subjects_____________________________________________________________________________________________________
The sample of this study consisted of a group of patients, who have had a premolar
transplantation to the maxillary anterior region. Material was obtained from 4 centres:
University hospital of Ghent (Belgium), ZOL hospital in Genk (Belgium), Clinic for
Periodontics Rotterdam (The Netherlands) and University of Warsaw (Poland).
The inclusion criteria for the transplantation patients are:
- One premolar transplant to the maxillary incisor region (12-22)
- Non-restored contralateral tooth
- Natural teeth present both mesial and distal to the transplant
- Restorative procedure: All transplanted teeth are restored to maxillary central or lateral
incisor morphology by a composite resin or laminate veneer build-up.
- No orthodontic appliance present on the transplanted tooth, neighbouring and
contralateral teeth
The subjects fulfilling the criteria were contacted by email and phone. The material was
collected in the clinic where the patient was treated. All patients were asked to sign an
informed consent. An approval was given for this project by the ethical committee of Ghent
and Genk (B670201316476) (see appendix I) and the Medical University of Warsaw (AKBE/
85/14).
29
2. Data collection
___________________________________________________________________________
2.1 INTRA-ORAL PICTURES
Intra-oral pictures (frontal and occlusal photograph) were taken from all patients, using a
black contrast plate (Fig. 7). The photographs show only the maxillary arch and the
surrounding gums as much as possible.
Figure 7. Frontal and occlusal photograph of the dental arch.
2.2 GINGIVAL THICKNESS
The gingival thickness was evaluated by placing a periodontal probe into the labial buccal
sulcus of the contralateral incisor. Each patient was categorised into a ‘thick’, ‘thin’ or
‘doubt’ group. The ginigva was categorised as thin if the outline of the periodontal probe
could be seen through the gingiva, thick if the outline could not be seen, and doubt if it was
unclear, as described by De Rouck and colleagues (92).
Figure 8. Evaluation of gingival thickness by placing a periodontal probe.
30
2.3 PLAQUE AND GINGIVAL INDEX
The presence of inflammation in the marginal portion of the gingiva is usually assessed using
a periodontal probe, according to the principles of Loë et al. (93). In this study a symplified
variant of the Gingival bleeding Index (94) and the Plaque Index (95) was used. Bleeding
from the gingival margin within 15 sec after probing and the presence of visible plaque was
scored as ‘1’. Absence of bleeding of visible plaque scored ‘0’. The Plaque and Gingivitis
index was measured at the labial side of the transplants.
2.4 ADDITIONAL INFORMATION
Following data were additionally collected, because they could influence the aesthetic result:
- Age of the patient
- Age at the time of transplantation
- Type of restoration (laminate veneer or resin build-up)
- Gender
- Donor tooth
- Position of the donor tooth in the recipient area (rotated or not rotated)
- Orthodontic treatment after transplantation
- Surgeon (By whom/where was the transplantation performed)
- Lifespan of the restoration
- Soft tissue manipulation
- Position of the transplant (central or lateral incisor)
- Mesio-distal width: the mesio-distal width of the contralateral incisor was measured,
in order to calibrate the pictures on the computer.
31
3. Aesthetic evaluation
__________________________________________________________________________
Figure 9. Guide for the use of PES and WES (88).
The Pink Esthetic Score (PES) by Fürhauser et al. (87) and the White Esthetic Score (WES)
by Belser and colleagues (88) were used to evaluate the aesthetic outcome of the transplants
on the intra-oral pictures. These scoring systems are frequently used in the aesthetic
evaluation of dental implants. (See figure 9) In this rating method, the transplanted tooth is
compared to its contralateral tooth.
The scoring was done twice by the same observer to measure the intra-observer reliability.
The overall aesthetic outcome was assessed by combining the PES and WES. As described by
Cosyn et al. (96), cases can be considered as an aesthetic failure when PES and/or WES <6,
aesthetically acceptable when PES or WES are ≥6 and <9, and as an (almost) perfect result if
PES and WES were ≥9.
32
4. Patient’s aesthetic satisfaction__________________________________________________________________________________
The patients were asked to express their perception regarding tooth transplantation using a
questionnaire with a visual analogue scale, adapted from Czochrowska et al. (66). Two
additional questions were added (Question 9 and 10) (See appendix II).
33
IV Sta=s=cal tests
To determine which statistical tests had to be performed, all parameters were put to a test of
normality: The Shapiro-Wilk test. If the parameters scored lower than 0.05, the values were
not distributed according to the Gaussian ‘bell curve’. In that case, a non-parametric test
should be used. To find differences in the outcome (PES and WES), the non-parametric
Mann-Whitney U test and the Kruskal-Wallis test were used. The Spearman test was used for
evaluation of a possible correlation between two variables. The significance level was set to
0.005 (5%).
1. Error of method; Intra-observer reliability
___________________________________________________________________________
For analyzing intra-observer reliability 15 patients were rescored 4 weeks after the first
recording by the same clinician (ST).
1.1 DAHLBERG’S FORMULA
Dahlberg’s formula was used to determine the random error (RE) of scoring the PES and
WES. The Dahlberg formula is defined as:
√ (Σd2/2n) d= the difference between the first and the second scoring
n= the sample size which was re-measuredThe RE for the WES= 1.32The RE for the PES= 0.75
1.2 INTRACLASS CORRELATION
The intraclass Correlation Coefficient (ICC) reflects the degree of reproducibility or
consistency of the measurements. The ICC was measured for PES and WES:
ICC for PES= 0.93ICC for WES=0.85
According to Fleis et al. (97), it can be concluded that both PES and WES have excellent
reliability.
34
V. Results
1. Study Sample
_________________________________________________________________
After searching the databases of the different centres, 45 patients met the selection criteria and
were contacted. Two patients lost the transplanted tooth in the past. Eleven patients could not
be contacted or motivated for participation. The remaining 32 patients came in for clinical
examination and data collection. (17 patients from University Hospital Ghent, 3 patients from
ZOL (Ziekenhuis Oost-Limburg) hospital in Genk, 8 patients from University of Warsaw and
4 patients from a private dental practice in Rotterdam (Figure 10). The mean age of the
patients was 19 years (range 11-36). The mean observation time was 7 years (range 1-23).
The mean age of the restoration was 4.7 years (range 1-12) (Table 7).
Figure 10. Distribu(on of included pa(ents.
35
TABLE 1: DEMOGRAPHICS
PATIENTS Number %Total
Ghent Genk Rotterdam Warsaw
32
17348
Female/Male 13/19 40.6/59.3TRANSPLANTS
Donor tooth 15 25 45 35 14 44 24 34
149521100
43.728.115.66.23.13.10.00.0
Rotation Yes No
275
84.315.6
Site Central incisor Lateral incisor
293
90.69.3
Orthodontic treatment Yes No
275
84.315.6
Restoration Resin build-up Veneer
293
90.69.4
Biotype Thick Thin Doubt
2372
71.821.86.9
Plaque Index No Plaque Plaque
2111
65.634.3
Gingival Bleeding Index No bleeding bleeding
1913
59.340.6
Table 7. Demographics.
36
2. Aesthetic evaluation
___________________________________________________________________________
Thirty-four per cent (n=11) were aesthetic failures (PES and/or WES < 6). Eighty-one per
cent of these failures was considered unfavourable because of a WES < 6 (n=9), whereas only
two cases showed a disappointing PES (PES < 6). The remainder (56%, 18 cases)
demonstrated acceptable aesthetics. Three cases (9%) showed a (almost) perfect outcome
(PES and WES ≥ 9) (Tables 8,9 / Figures 11,12). The presence of a mesial and distal papilla
(PES) was overall most easy to satisfy, whereas tooth colour, translucency/characterization
and surface texture (WES) were most difficult. A statistically significant difference was found
between patients with a porcelain veneer and the WES. Patients with a veneer scored
significantly higher for the WES (p=0.026). However, the clinical significance of this
outcome should be handled with caution, because of the very small number of transplants
with veneers in this study population (Table 7).
A.
B.
C.
Figure 11. Examples of unfavorable aesthe(cs (A), acceptable aesthe(cs (B) and an almost perfect result (C).
37
Figure 12. Outcome of PES and WES.
PES <6 PES ≥ 6 and <9 PES ≥9 WES <6 WES ≥ 6 and <9 WES ≥9
Number of patients
2 18 12 9 19 4
% 6.2 56.2 37.5 28.1 59.3 12.5Table 8. Overall aesthe(c outcome.
38
PATIENT
PEStotal
WEStotal1 3 72 8 73 6 54 7 75 7 46 9 77 9 58 8 69 9 410 6 611 8 412 8 313 10 614 8 415 10 816 6 617 6 518 9 719 6 720 6 821 9 622 7 623 9 724 8 625 9 926 9 927 5 628 8 429 9 630 7 931 6 632 9 9
Table 9. Results for PES and WES (≥ 9: green / <6: red).
39
3. Additional parameters
___________________________________________________________________________
No statistically significant difference was found between the presence of plaque or bleeding
by probing and the PES or WES score. There was no difference in PES and WES when the
donor tooth came from the upper jaw, compared with the lower jaw. The statistical tests were
conducted for all donor teeth separately and for the upper teeth together compared to the
lower teeth together. No significant difference was found for PES and WES between the
different gingival biotypes, whether the patient had orthodontic treatment or whether the
transplant was rotated in the alveolar recipient site (Table 10). No statistically significant
difference was found for the plaque Index and the WES, but the difference was small. (p=
0.055).
Parameter Statistical test P value (PES) P-value (WES)
Biotype Kruskal- wallis 0.44 0.61
Donor tooth Kruskal-Wallis 0.52 0.97
rotation Mann-Withney U 0.136 0.122
Orthodontic treatment Mann-Withney U 0.67 0.200
Plaque Index Mann-Withney U 0.81 0.055
bleeding Index Mann –Withney U 0.40 0.102
Table 10. P-‐values of the different parameters for PES and WES.
4. Patient’s satisfaction
___________________________________________________________________________
Figure 13 shows the results with means and ranges of the 100 mm visual analogue scale. A
threshold was set on 25%: When the mean was less than 2.5, the treatment and results were
assumed to be good. Most patients found it rather easy to decide to do the autotransplantation
(Question 3) (mean 1.7). In general, the patients experienced the transplantation as a quite
40
uncomfortable procedure. (Question 1 and 2) (mean 4.2 and 3.5), and they tended to know
which tooth was moved to which position (Question 4 and 5) ( mean 1.4 and 2.1). For most
patients, it did not take extra effort to maintain the transplanted tooth (Question 8) (mean 1.5).
In general, the aesthetic outcome of the transplant was found to be a bit different as the other
teeth (Question 6) (mean 4.8). Although, most patients where rather satisfied with the
aesthetic outcome of the surrounding gums and crown (Question 9 and 10) (means 1.8). Also,
in the majority of the cases, patients were satisfied with the position of the transplanted tooth
in the dental arch (Question 7) (mean 1.4).
The spearman test was used to find a correlation between the answers (Table 11). A
statistically significant correlation was found between the answers to question 2 and question
6 (rs=0.47, p=0.008) and question 8 and question 6 (rs= 0.71, p=0.001). In other words,
patients who experienced more pain and discomfort during the transplantation found the
aesthetic outcome of the transplanted tooth quite different compared with the rest of their
teeth. This feeling was also present for patients for whom the transplanted tooth required
more effort to maintain compared with the other teeth. A signifiant correlation was found
between the answers to question 9 and 6 (rs= 0.68, p<0.001) and question 10 and 6 (rs= 0.80,
p<0.001). Summarized, patients who were less satisfied with the aesthetic outcome of the
crown or the gums surrounding the transplant were less satisfied with the aesthetic outcome of
the transplanted tooth compared with the other teeth. Even more, a statistically significant
correlation was found between question 9 and 10 (rs=0.70, p<0.001). Patients who did not like
the aesthetics of the crown, were not satisfied with the results of the soft tissue either. On the
contrary, no correlation was found between question 9 (satisfaction of the gums) and PES and
question 10 (satisfaction of the crown) and WES.
Question 6 Question 10 PES WES
Question 2rs= 0.47p= 0.008
Question 8rs= 0.71p= 0.001
Question 9rs= 0.68p< 0.001
rs= 0.70p<0.001
rs= -0.16p= 0.413
Question 10rs= 0.80p<0.001
rs=-0.20p= 0.311
Table 11. Correlations found in the Questionnaire with their p-value (p) and correlation coefficient (rs).
41
42
Figure 13. Pa(ent's response to the 100 mm visual analogue scale. The values represent the means
and ranges.
43
VI. Discussion
The survival rate in the present study was high (95%) (The transplanted tooth was lost in 2
out of 45 cases), and comparable with other studies (48, 50, 52, 54, 66). In the past, tooth
survival was the main focus in literature. The survival rate is defined as the percentage of
transplanted teeth still present at the time of recall and still functioning in the patients mouth,
not taking other parameters into account.
Nevertheless, also the success rate of the transplantations is of importance. The success rate
can be defined as the percentage of transplanted teeth, meeting certain criteria. Many success
criteria have been described: (root length, absence of resorption, periodontally healthy
situation,...) (54, 68). However, the aesthetic outcome of the transplantation was not often
included. Although, creating an optimal aesthetic result is equally important in contemporary
dentistry. Therefore, the aim of the present study was to evaluate the aesthetic outcome of
transplanted premolars to the maxillary anterior region.
1. Aesthetic evaluation
___________________________________________________________________________
An aesthetic scoring system for single tooth implants was used in the current study. The
question rises if this aesthetic scale is well applicable for transplanted teeth. No well-defined
and satisfying aesthetic scoring systems for autotransplantations have been described in the
past. Therefore, a more extensive search was necessary in a broader part of dentistry to find a
well applicable scoring system. The PES and WES were chosen. The major advantage of this
aesthetic scoring system is the evaluation of both the crown of the tooth and the surrounding
soft tissues. Both are equally important in evaluating aesthetics of a transplanted tooth. In
both PES and WES different parameters are taken into account which might influence the
aesthetic outcome. These parameters are no different for transplants as they are for dental
implants.
Patients responded favourably regarding the treatment outcome. Kallu et al. (53) investigated
the aesthetic outcome of autotransplanted teeth with resin build-ups and found an overall
44
satisfaction of the patients as well.
These results were confirmed in the studies of Czochroswka et al. (66) and Plakwicz et al.
(69): most patients were satisfied with the outcome of the transplant and the opinion of the
patients matched the professional scoring for most parameters. In this study, a statistically
significant correlation was found between question 9 and question 10. Patients who did not
like the results of the crown, did not like the results of the soft tissue as well. One could ask if
these patients were just more critical towards the treatment outcome.
In another study of Czochrowska et al. (89), 22 autotransplanted premolars were compared
with their contralateral, natural incisor. Tooth colour, soft tissue appearance and tooth
morphology and position were evaluated. Only a minor part of the cases (25%) were
considered as aesthetically unacceptable. Colour and gingival width were the parameters with
the highest disparity with the contralateral incisors. There was a tendency to have better
aesthetic results with lower premolars as donor teeth, compared with upper premolars, but this
was not statistically significant. Compared to Czochrowska et al., our results were less
optimistic (34% were aesthetic failures). Especially, tooth colour, translucency/
characterisation and surface texture showed disappointing results. Another article of
Czochrowska et al. (91), published in 2000, compared the transplanted teeth with natural
incisors within the same patient. Clinical parameters as tooth moblity, plaque, gingivitis,
pocket depth and percussion were evaluated, as well as radiographic parameters as pulp
obliteration, root length and crown-root ratio. For the assessment of the interproximal
papillae, a scoring system for dental implants was used. This index measures the papilla from
a reference line through the highest curvature of the buccal gingiva of the transplant and the
adjacent tooth. Comparable with the current study, Czochrowska et al. found well preserved
interproximal gingival papillae. They also found increased mobility and more plaque in some
of the transplanted premolars.
2. Type of restoration
___________________________________________________________________________
In this study, a statistically significant difference was found between WES and laminate
veneer. Patients with laminate veneers tend to have higher WES scores. Nevertheless the
clinical significance of this outcome should be handled with caution, because of the very
small amount of veneers in this study population. In most cases, the transplanted tooth was
45
build-up with a composite resin. With this restorative material, it was difficult to achieve
enough width along the gingival margin. In these cases, the build-up often had a triangular
shape. This can be avoided by rotating the transplanted tooth during surgery or by placing a
laminate veneer (43). Another disadvantage of a resin build-up is discolouration of the
composite after some time. This problem could also be avoided with a laminate veneer. As the
results for the WES were lower than those for the PES, a careful conclusion can be made that
resin-build ups of the premolar transplants to maxillary incisor morphology are a temporary
solution. Laminate veneers might be better to provide a more aesthetic result regarding tooth
form and colour. However, the skills of the treating dentist are of great importance. Also,
attention should be brought on the fact that laminate veneers can not be placed in a young
child, because of gradual eruption of the transplant during growth. Hence, a resin-build up can
be placed as a temporary solution, in anticipation of further growth. On the other hand,
laminate veneers are much more expensive than the resin alternative and therefore not an
option for every patient. Moreover, most patients were satisfied with the composite build-up.
3. Orthodontic treatment
___________________________________________________________________________
Most of the patients in the current study underwent an orthodontic treatment. The orthodontic
treatment could have influenced the aesthetic outcome in some way, because the transplant is
not always placed in the best position during surgery. The surgeon tries to find the best fit of
the tooth in the alveolus for optimal healing. However, this position is not always the best one
to have a good aesthetic result. The orthodontist can replace the transplant afterwards in a
position for an optimal build-up of the transplanted tooth. In this study no statistically
significant difference was found between orthodontic treatment and the aesthetic outcome of
the transplant. This is probably due to the small number of patients (15.6%) who did not have
any orthodontic treatment.
46
4. Gingival thickness
___________________________________________________________________________
It has been described in the literature, that gingival thickness or biotype plays an important
role in soft tissue aesthetics (98). In the past, gingival biotype has been characterised by
different factors; gingival width, gingival thickness, width of keratinzed gingiva, crown
dimensions, presence of papillae,...(99) .
Two types of gingival biotypes have been defined; A thick periodontal biotype is attributed to
a flat and firm mucogingival appearance. Also, these patients would have squarer teeth and
better interproximal papillae (99). On the other hand, a thin periodontal biotype is described
as a thin, scalloped mucogingival appearance with more triangular shaped teeth. These
patients would have a higher incidence of black triangles, recession and bone dehiscences
(99).
Several methods to define the gingival biotype of the patient have been described.
Most clinicians use visual assessment of the gingival biotype (98, 100). However, it has been
described that this visual subjective assessment is not always sufficiently reliable (100, 101).
Kan et al. (101), investigated 48 patients with a lost maxillary incisor. Before this tooth was
extracted, the gingival thickness was identified with visual assessment and with the
periodontal probe. After extraction of the incisor the gingival thickness was measured using a
calliper. The biotype was considered thin if it was ≤ 1.0 mm and thick if it was > 1.0 mm. Kan
et al. concluded that assessment of the gingival biotype by using an periodontal probe was
more reliable compared to the visual assessment.
Recently, new methods for measuring soft tissue thickness have been described. One of these
methods is the ultrasonic determination of the thickness of mucosa. This device uses the pulse
echo principle: ultrasonic pulses are transmitted through the mucosa and the thickness of the
mucosa is determined by the timing of the echo received. This method produces valid and
reproducible results (102, 103). One could expect that patients categorised as ‘thin gingival
thickness’ would tend to have a lower PES. However, no statistically significant difference
was found between PES and gingival biotype in the current study.
47
5. Gingivitis and Plaque Index
___________________________________________________________________________
The presence of plaque has a direct influence on the presence of gingivitis. In most of these
patients, presence of gingivitis was due to a lack of oral hygiene. Another cause of gingivitis
were restorations with a bad fit of the resin-enamel border. In these cases, revision of the
restoration is necessary to obtain a healthy environment. Because of gingival swelling and
redness in cases of gingivitis, one could expect lower PES for parameters as ‘soft tissue
colour and texture’. However no significant difference between PES and gingival index was
found. On the other hand, Czochrowska et al. (91) found more plaque and bleeding in a few
transplanted premolars. Also, in the former study, a slightly increased pocket depth was seen,
probably due to gingivitis.
6. Limitations
___________________________________________________________________________
The current study showed limitations regarding the variability within the sample. Few patients
had porcelain veneers or did not undergo orthodontic treatment. Therefore, it is difficult to
make conclusions regarding these variables. Moreover, the sample size within each dental
centre is very small, so a comparison between these groups could not be made. In this sample,
not a single patient underwent a soft tissue manipulation. (e.g. gingivectomy). However, the
PES was quite good, so this might not be necessary in the future either. Additionally, all
patients were treated by different oral surgeons in all dental centres. However, all surgeons
were experienced with autotransplantation of premolars to the maxillary anterior region. Also,
all restorations were placed by different general dentists. Especially for anterior restorations,
experience and insight of the dentist is crucial for the final aesthetic result.
Attention should be brought upon the fact that the scoring was done twice by the same
observer and no extra observers were included. Also, the scoring was done by an orthodontist
and different outcomes could be expected by other dental groups. A periodontist might have
the tendency to score lower for the PES, because they are more critical regarding periodontal
health. A prosthetic dentist on the other hand might be more strict for the WES, and a layman 48
might be more forgiving for the different parameters.
Even though the aesthetic result of the transplants shows some drawbacks, one should
remember that the transplant preserves the alveolar bone in a young patient unlike a resin
bonded bridge. On the other hand, with the recent attention for the use of TAD’s (Temporary
Anchorage Device) in orthodontic treatment, orthodontic space closure is applicable in more
cases than it used to be. Czochrowska et al.(17) investigated the outcome of orthodontic space
closure with a missing maxillary central incisor. She found that certain aspects of the
recontoured incisor crown mismatched the control teeth. In these cases tooth morphology is
important to define the treatment of choice. However most patients were satisfied with the
treatment results. So, different aspects as malocclusion, tooth morphology, facial morphology,
etc. should be considered for making most the adequate treatment plan.
49
VII. Conclusions
-‐ Most transplanted premolars to the maxillary anterior region have acceptable aesthetics.
-‐ A low WES was the main cause for transplants defined as ‘aesthetic failures’.
-‐ A significantly higher WES was found for patients with porcelain veneers.
-‐ Most of the patients were satisfied regarding the treatment outcome.
-‐ Patients who did not like the results of the crown, did not like the results of the soft tissue
either, and may be more critical.
-‐ Type of donor tooth, rotation of the transplant, orthodontic treatment and gingival thickness
did not influence the aesthetic outcome.
-‐ These results should be handled with caution because of the small sample size of the
different groups.
The aesthetic outcome was in some way disappointing. This result was mainly due to a low
WES. Laminate veneers might be better to provide a more aesthetic result.
On the other hand, patients responded favourably regarding the treatment outcome.
50
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101. Kan J, Morimoto T, Rungcharassaeng K, Roe P, Smith D. Gingival biotype assessment in the esthetic zone: visula versus direct measurement. Int J Periodontics Restorative Dent. 2010;30(3):237-43.
102. Müller H, Schaller N, Eger T. Ultrasonic determination of thickness of masticatory mucosa. A methodological study. Oral Surg Oral Med Oral Pathol Oral Radiol Endod. 1999;88:248-53.
103. Eghbali A, De Bruyn H, Cosyn J, Kerkaert I, Van hoof T. Ultrasonic assessment of mucosal thickness around implants: validity, reproducibility and stability of connective tissue grafts at the buccal aspect. Clin Implant Dent Relat Res. 2014;Epub a head of print.
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IX. Appendix
APPENDIX I
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APPENDIX II
Questionnaire
About the treatment
1. Do you remember the surgical operation?
Very well not at all
2. What was your experience of pain/discomfort in relation to the operation?
Very little pain very painful
3. Was the decision to do the transplantation to solve your dental problem easy or difDicult for you/your parents?
easy dif3icult
About the result
4. Do you know today which teeth was transplanted?
Know for sure do not know
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5. Do you know the original position in the mounth of the transplanted tooth?
Know for sure do not know
6. How do you perceive the aesthetic outcome the transplanted tooth compared with the rest of your teeth?
the same as others quite different
7. What is your opinion about the position of the transplanted tooth in the dental arch?
Fits nicely in totally wrong position
8. What effort does it take to maintain the transplanted tooth compared with the other teeth?
The same as others takes extra effort
9. How satisDied are you with the aesthetic outcome of the gums surrounding the crown?
Excellent aesthetics very poor aesthetics
10. How satisDied are you with the aesthetic outcome of the crown?
Excellent aesthetics very poor aesthetics
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APPENDIX III
Informed consent form for patients and parents of patientsEsthetiek van autotransplantatie van een premolaar als vervanging van een bovenincisief, een retrospectieve studie
Hierbij bevestig ik, ondergetekende (naam & voornaam) ____________________________________dat ik over de studie ben ingelicht en een kopie van de “Patiënteninformatie” en het “Toestemmingsformulier” ontvangen heb. Ik heb de informatie gelezen en begrepen. Mijn tandarts heeft mij voldoende informatie gegeven met betrekking tot de voorwaarden en de duur van de studie. Bovendien werd mij voldoende tijd gegeven om de informatie te overwegen en om vragen te stellen, waarop ik bevredigende antwoorden gekregen heb.
–Ik heb begrepen dat ik mijn deelname aan deze studie op elk ogenblik mag stopzetten nadat ik mijn arts hierover heb ingelicht, zonder dat dit mij enig nadeel kan berokkenen.Ik geef toestemming aan de verantwoordelijken van de opdrachtgever (naam invullen) en aan regulerende overheden om inzage te hebben in mijn patiëntendossier. Mijn medische gegevens zullen strikt vertrouwelijk behandeld worden. Ik ben mij bewust van het doel waarvoor deze gegevens verzameld, verwerkt en gebruikt worden in het kader van deze studie.Ik ga akkoord met de verzameling, de verwerking en het gebruik van deze medische gegevens, zoals beschreven in het informatieblad voor de patiënt. Ik ga eveneens akkoord met de overdracht en de verwerking van deze gegevens in andere landen dan België.Ik ga akkoord met het gebruik door de opdrachtgever van deze gecodeerde medische gegevens voor andere onderzoeksdoeleinden.Ik stem geheel vrijwillig toe om deel te nemen aan deze studie en om mee te werken aan alle gevraagde onderzoeken. Ik ben bereid informatie te verstrekken i.v.m. mijn medische geschiedenis, mijn geneesmiddelengebruik en eventuele deelname aan andere studies.Ik ga ermee akkoord dat mijn huisarts/specialist en andere zorgverleners die bij mijn behandeling betrokken zijn, op de hoogte worden gebracht van mijn deelname aan dit onderzoek.
Datum: ____________________
Handtekening patiënt(e) (of wettelijk vertegenwoordig(st)er):_____________________________
Deel enkel bestemd voor het onderzoeksteam Ik, ondergetekende, __________________, bevestig hierbij dat ik, ________________________ (naam van de patiën(e) voluit) of zijn wettelijke gegevens vertegenwoordig(st)er) heb ingelicht en dat hij (zij) zijn (haar) toestemming heeft gegeven om deel te nemen aan de studie.
Datum: ____________
Handtekening: __________________
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APPENDIX IV.
Patients information form
Esthetiek van autotransplantatie van een premolaar als vervanging van een bovenincisief, een retrospectieve studie
Beste Mevrouw/ MeneerBeste Juffrouw/ Jongeheer
Tegenwoordig worden er regelmatig tanden getransplanteerd van 1 plaats in de mond naar een andere plaats in de mond. Deze transplantaties hebben een hoog slaagpercentage.Wij vragen ons af of het esthetisch resultaat van deze transplantaties na enkele jaren nog steeds bevredigend is.
Wat is het doel van het onderzoek?We willen te weten komen of het esthetisch resultaat van een tandtransplantatie nog steeds bevredigend is na enkele jaren?
Hoe gaan we dit onderzoeken?Patienten die vroeger een tandtransplantatie hebben gehad van een kleine kies naar het bovenfront worden opnieuw gecontacteerd. Er wordt een klinische foto genomen van de getransplanteerde tand. Op deze foto zal de onderzoeker verschillende aspecten van het tandvlees en de kroon scoren. Vervolgens wordt er ook aan de patient gevraagd een vragenlijst in te vullen, waaruit we de tevredenheid van de patient over het esthetisch resultaat van de transplantatie kunnen peilen.
Als u akkoord gaat om aan deze studie deel te nemen, zullen uw persoonlijke en klinische gegevens tijdens deze studie worden geanonimiseerd (hierbij is er totaal geen terugkoppeling meer mogelijk naar uw persoonlijke dossier) In overeenstemming met de Belgische wet van 8 december 1992 en de Belgische wet van 22 augustus 2002, zal uw persoonlijke levenssfeer worden gerespecteerd. Als de resultaten van de studie worden gepubliceerd, zal uw anonimiteit aldus verzekerd zijn. De experimentenwet van 7/05/2004 verplicht ons om deelnemers aan wetenschappelijke projecten te verzekeren voor de deelname en het risico (hoe klein ook) dat men loopt. De waarschijnlijkheid dat u door deelname aan deze studie enige schade ondervindt, is extreem laag. Indien dit toch zou voorkomen, wat echter zeer zeldzaam is, werd er een verzekering afgesloten conform de Belgische wet van 7 mei 2004, die deze mogelijkheid dekt.
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APPENDIX V.
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