4
A: Level 14, 333 Collins St, Melbourne Victoria 3000 T: 1300 346 782 E: [email protected] W: www.windsorcapital.com.au Accountants Certificate

Accountants Certificate - Windsor Capital€¦ · Accountants Certificate. Accounts Certificate Annexure 2 Accountants Certificate Prospective investors should request their accountant

  • Upload
    others

  • View
    17

  • Download
    0

Embed Size (px)

Citation preview

Page 1: Accountants Certificate - Windsor Capital€¦ · Accountants Certificate. Accounts Certificate Annexure 2 Accountants Certificate Prospective investors should request their accountant

A: Level 14, 333 Collins St, Melbourne Victoria 3000

T: 1300 346 782

E: [email protected]

W: www.windsorcapital.com.au

Accountants Certificate

Page 2: Accountants Certificate - Windsor Capital€¦ · Accountants Certificate. Accounts Certificate Annexure 2 Accountants Certificate Prospective investors should request their accountant

Accounts Certificate

Annexure 2 Accountants Certificate

Prospective investors should request their accountant to certify the following form by completing and signing it if they believe they qualify as a Wholesale Client, based on their income or net assets.

To: Windsor Capital Management Pty Ltd (ABN 42 156 577 463) (as manager of the Windsor Capital Select Mortgage Fund (the “Fund”)) (the “Manager”).

1. investor — Details of investor (block letters please):

Dr/Mr/Mrs/Miss/Ms: __________________________________________________________________________________________________________

Address: ________________________________________________________________________________________________________________________

____________________________________________________________________________ State: ___________________ Postcode: ________________

Telephone: _______________________________________________________ Email: _______________________________________________________

2. Certification — I certify that the following is true and correct in every particular:

2.1 qualified — I am a qualified accountant within the meaning of section 9 (Dictionary) of the Corporations Act 2001 (Cth);1

2.2 request — this certificate is given at the request of the investor described in paragraph 1 of this certificate (“Investor”) in relation to an offer by the Trustee to apply to make an investment in the Fund; and

2.3 Investor — having reviewed the position of the Investor, the Investor:

(a) assets — has net assets of at least A$2.5 million; or

(b) income — had a gross income for each of the last two (2) financial years of at least A$250,000 a year.

Signed: _______________________________________________________ Membership No.: ______________________________________________

Name: _______________________________________________________ Date: ___________________________________________________________ (Name of Qualified Accountant — block letters please)

(a) CAANZ — Chartered Accountants Australia and New Zealand (“CAANZ”) (formerly The Institute of Chartered Accountants in Australia), who is entitled to use the post-nominals ‘CA’, ‘ACA’ or ‘FCA’, and is subject to and complies with CAANZ’s continuing professional education requirements;

(b) CPAA — CPA Australia (“CPAA”), who is entitled to use the post-nominals ‘CPA’ or ‘FCPA’, and is subject to and complies within CPAA’s continuing professional development requirements;

(c) IPA — the Institute of Public Accountants (the “IPA”), who is entitled to use the post-nominals ‘AIPA’, ‘MIPA’ or ‘FIPA, and is subject to and complies with the IPA’s continuing professional education requirements; or

(d) foreign — one of the following eligible foreign professional bodies:

(i) USA — The American Institute of Certified Public Accountants;

(ii) UK — Association of Certified Chartered Accountants (United Kingdom);

(iii) Canada — Canadian Institute of Chartered Accountants;

(iv) NZ — Institute of Chartered Accountants of New Zealand;

1 Qualified accountant — “Qualified accountant” means a member of a professional body that is approved by ASIC in writing for the purposes of the definition. ASIC has indicated that it will approve any member of:

2 The certificate should be: (a) provided before any application is made; and (b) given no earlier than two (2) years before the application is made.

Page 3: Accountants Certificate - Windsor Capital€¦ · Accountants Certificate. Accounts Certificate Annexure 2 Accountants Certificate Prospective investors should request their accountant

Accounts Certificate

(v) E&W — The Institute of Chartered Accountants in England and Wales;

(vi) Ireland — The Institute of Chartered Accountants in Ireland; and

(vii) Scotland — The Institute of Chartered Accountants of Scotland,

who:

(A) EXPERIENCE — has at least three (3) years’ practical experience in accounting or auditing, and

(B) RECIPIENT — is only providing a certificate for these purposes to a person who is resident in the same country (other than Australia) as the certifier.

Page 4: Accountants Certificate - Windsor Capital€¦ · Accountants Certificate. Accounts Certificate Annexure 2 Accountants Certificate Prospective investors should request their accountant

Accounts Certificate