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    MobileCommProfessionals, Inc.

    Your Partner for Wireless Engineering Solutions

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    Objective

    Understand LTE Duplexing

    Single Transmitter FDMA Principle

    Multi carrier principle

    OFDMA and SC FDMA PrincipleMultipath Propagation

    Cyclic Prefix

    OFDMA and SC FDMA

    Transmitter Receiver

    OFDM and SC FDMA Key Parameters

    Resource Block

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    Duplexing and Multiple Access

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    Legacy- Single Transmitter

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    FDMA Principle

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    LTE: Multi-Carrier Principle

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    The Rectangular Pulse

    Advantages:

    Simple to implement: there is nocomplex filter system required to

    detect such pulses and to generatethem.

    The pulse has a clearly definedduration. This is a major advantagein case of multi-path propagationenvironments as it simplifies handling

    of inter-symbol interference.

    Disadvantage:

    It allocates a quite huge spectrum

    However the spectral power densityhas null points exactly at multiplesof the frequency fs = 1/Ts.

    This will be important in OFDM.

    time

    amplitude

    Ts fs1

    Ts

    Time Domain

    frequency f/fs

    spectralpowerdensity

    Frequency Domain

    fs

    FourierTransform

    InverseFourierTransform

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    OFDMA Principle

    Transmits hundreds or even thousands of separately modulatedradio signals using orthogonal subcarriers spread across a

    wideband channel

    Orthogonality:

    The peak (centrefrequency) of onesubcarrier

    intercepts thenulls of theneighbouringsubcarriers

    15 kHzin LTE: fixedTotal transmission bandwidth

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    OFDM Basics

    Data is sent in parallelacross the set of subcarriers, each subcarrieronly

    transports a part of the whole transmission

    The throughputis the sum of the data rates of each individual (or used)

    subcarriers while the power is distributed to all used subcarriers

    FFT( Fast Fourier Transform) is used to create the orthogonalsubcarriers.

    The number of subcarriers is determined by the FFT size ( by the bandwidth)

    Power

    Frequency

    Bandwidth

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    OFDM Signal

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    OFDM: Nutshell

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    Frequency-Time Representation

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    FFT/IFFT

    It can be shown that the OFDM signal may be obtained by transformingLdata symbols by the IFFT, where L is the number of subcarriers.

    Therefore, OFDM transmitter and receiver are implemented using IFFTand FFT respectively.

    The size of the FFT should be chosen carefully as a balance betweenprotection against multipath (i.e. ISI), temporal variations (i.e. ICI), anddesign cost/complexity.

    LTE FFT period is 66.67 usec, corresponding to the 15 KHz subcarrierseparation.

    IFFT FFT

    d1d2

    dL

    d1d2

    dL

    Time-domain(to be transmitted)

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    Motivation for OFDMA

    Good performance in frequency selective fadingchannels

    Low complexity of base-band receiver

    Good spectral properties and handling of multiplebandwidths

    Link adaptation

    Frequency domain scheduling

    Compatibility with advanced receiver and antenna

    technologies.

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    Challenges

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    1) ISI

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    Solution: CP

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    2) Multi-Carrier Modulation

    The center frequencies must be spaced so that interference between different

    carriers, known as Adjacent Carrier Interference ACI, is minimized; but not toomuch spaced as the total bandwidth will be wasted.

    Each carrier uses an upper and lower guard band to protect itself from its

    adjacent carriers. Nevertheless, there will always be some interference

    between the adjacent carriers.

    frequency

    fsubcarrier

    f0 f1 f2 fN-1fN-2

    fsub-used

    ACI = Adjacent Carrier Interference

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    Solution: OFDM Multi-Carrier

    OFDM allows a tight packing of small carrier

    called the subcarriers - into a given frequency band.

    No ACI (Adjacent Carrier Interference) in OFDM

    due to the orthogonal subcarriers !

    PowerDen

    sity

    PowerDens

    ity

    Frequency (f/fs) Frequency (f/fs)

    SavedBandwidth

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    3)Inter-Carrier Interference (ICI)

    The price for the optimum subcarrier spacing is the sensitivity of OFDMto frequency errors.

    If the receivers frequency slips some fractions from the subcarrierscenter frequencies, then we encounter not only interference betweenadjacent carriers, but in principle between all carriers.

    This is known as Inter-Carrier Interference (ICI) and sometimes alsoreferred to as LeakageEffectin the theory of discrete Fouriertransform.

    One possible cause that introduces frequency errors is a fast movingTransmitter or Receiver (Doppler effect).

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    f0 f1 f2 f3 f4

    P

    I3

    I1I4I0

    ICI=Inter-CarrierI

    nterference

    Frequency Drift

    Two effects begin to work: Subcarrier has no longer its

    power density maximum- soloose of signal energy.

    The rest of subcarriers haveno longer a null point here.So we get some noise fromthe other subcarrier.

    OFDM T itt

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    LowPass

    cos(2fct)

    -sin(2fct)

    I

    Q

    ModulationMapper

    IFFT

    s0

    ModulationMapper

    s1

    ModulationMapper

    sN-1

    b10 ,b11,

    Serial toParallel

    Converter(Bit

    Distrib.)

    b20 ,b21,

    bN-1 0

    BinaryCodedData

    .

    .

    .

    D

    Ax0, x1, , xN-1 IQSplit

    LowPass

    D

    A

    R

    freq.f1f2f0 fN-1

    s0

    s1 sN-1s2

    FrequencyDomain

    timet1t2t0 tN-1

    x0x1

    xN-1

    x2

    TimeDomain

    CP/Guard

    Generation

    I

    Q

    Time Domain Signal

    FrequencyDomain Signal:(Collection ofSinusoids)

    Each entry to the IFFT modulecorresponds to a different sub-carrier

    Each sub-carrier is modulatedindependently by ModulationSchemes:

    BPSK,QPSK, 16QAM, 64QAM

    OFDM Transmitter

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    reference(pilot)

    ChannelCorrection

    Demodulator

    Bit Mapping

    j

    I

    Q

    A

    D

    ChannelEstimation

    RF

    LowNoise

    Amp.

    +Bandp

    ass

    A

    D

    AGCAutomatic

    Gain Control

    De-rotator

    signalstrength

    LNA gain

    Frequency And Timing Sync

    signalautocorreation

    pha

    secorrection

    timee

    adjust

    .

    .

    .

    s0

    s1

    sN-1

    channel

    response

    s0

    Bit Mappings1

    Bit MappingsN-1

    .

    .

    .

    .

    .

    .

    .

    .

    .

    B10 ,B11,

    B20 ,B21,

    BN-1 0

    BitDistrib

    ution

    Soft BitCodedData

    freq.f1f2f0 fN-1

    s0s1 sN-1

    s2

    Frequency Domain

    Time Domain

    timet1t2t0 tN-1

    y0y1yN-1

    x2

    QPSK

    Im

    Re

    10

    11

    00

    01

    skd11

    d10

    OFDM Receiver

    Windowing+

    FFT

    FrequencyD

    omain

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    OFDM Key Parameters

    2) Subcarrier Spacing (f = 15 KHz)The Symbol time is

    Tsymbol = 1/f = 66,7s

    f

    TSYMBOL

    TCP SYMBOL

    TCP

    TS

    Frequency

    Time

    Powerdensity

    Amplitude

    1) Variable Bandwidth options: 1.4, 3, 5, 10, 15 and 20 MHz

    Frequency

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    3) The number of Subcarriers Nc

    If BW = 20MHz Transmission BW = 20MHz2MHz = 18 MHz

    the number of subcarriers Nc = 18MHz/15KHz = 1200 subcarriers

    TransmissionBandwidth [RB]

    Transmission Bandwidth Configuration [RB]

    Channel Bandwidth [MHz]

    Resourceblock

    Channeledge

    Channeledge

    DC carrier (downlink only)Active Resource Blocks

    OFDM Key Parameters

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    4) FFT (Fast Fourier Transform) size Nfft

    For a bandwidth BW = 20 MHzNc = 1200 subcarriers not a power of 2

    The next power of 2 is 2048 the rest 2048 -1200

    848 padded with zeros

    5. Sampling rate fs

    This parameter indicates what is the sampling frequency:

    fs = Nfft x f

    Example: for a bandwidth BW = 5 MHz (with 10% guard band)

    The number of subcarriers Nc = 4.5 MHz/ 15 KHz = 300

    300 is not a power of 2 next power of 2 is 512 Nfft = 512Fs = 512 x 15 KHz = 7,68 MHz fs = 2 x 3,84 MHz which is the chip rate inUMTS!!

    The sampling rate is a multiple of the chip rate from UMTS/ HSPA. Thiswas acomplished because the subcarriers spacing is 15 KHz. Thismeans UMTS and LTE have the same clock timing!

    OFDM Key Parameters

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    Bandwidth

    (NCf)

    1.4 MHz 3 MHz 5 MHz 10 MHz 15 MHz 20 MHz

    Subcarrier Fixed to 15 kHz Spacing (f)

    Symbol Tsymbol= 1/f = 1/15kHz = 66.67s

    duration

    Sampling rate,

    fS(MHz)

    1.92 3.84 7.68 15.36 23.04 30.72

    Data

    Subcarriers (NC)

    72 180 300 600 900 1200

    NIFFT

    (IFFT Length)

    128 320 512 1024 1536 2048

    Number ofResource Blocks 6 15 25 50 75 100

    Symbols/slot Normal CP=7; extended CP=6

    CP length Normal CP=4.69/5.12sec., Extended CP= 16.67sec

    OFDM Recap

    OFDMA Ch ll

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    OFDMA Challenges

    1) Tolerance to frequency offset(Inter carrier Interference-ICI)

    2) High Peak-to-Average Power Ratio

    (PAPR)

    Frequency

    ICI

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    SC FDMA

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    SC FDMA nd OFDMA

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    SC-FDMA and OFDMA

    OFDMA transmits data in parallelacross multiple subcarriers

    SC-FDMA transmits data in series employing multiple subcarriers

    In the example:

    OFDMA: 6 modulation symbols ( 01,10,11,01,10 and 10) are

    transmitted per OFDMA symbol, one on each subcarrier

    SC-FDMA: 6 modulation symbols are transmitted per SC-FDMA

    symbol using all subcarriers. The duration of each modulation

    symbol is 1/6thof the modulation symbol in OFDMA

    OFDMA SC-FDMA

    SC FDMA and OFDMA

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    OFDM SC-FDMA

    Difference in transmission: for SC-FDMA there is an extra block onthe transmission chain: the FFT block

    which should spread the input modulation symbols over all theallocated subcarriers

    SC-FDMA and OFDMA

    OFDMA vs SC FDMA: QPSK

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    OFDMA vs SC-FDMA: QPSK

    From: TS 36.211.

    SC FDMA P i i l

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    SC-FDMA Principles

    PAPR is the same as that used for the input modulation symbols

    This could be achieved by transmitting Nmodulation symbols in series at N times therate.

    One can see that the SC-FDMA symbol which ishaving 66.66s is containing N sub-symbols

    N = 6 in the example shown

    In Time domain only one modulation symbolis transmitted at a time.

    The number of subcarriers which could be allocated for transmissionshould be multiple of 2,3 and/or 5

    This limitation is imposed by the input of the FFT block which isbefore the IFFT. This enables efficient implementation of theFFT.

    Note that also the number of Resource Blocks should bemultiple of 2,3 or/and 5

    SC FDMA P inciples

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    The FFT output size is always smaller than the IFFT input size

    FFT

    IFFT

    .

    .

    .

    Subcarriers

    allocated for oneUE

    Subcarriersallocated to

    other users orset to zero

    This is because a typical cells uplinkcapacity will be greaterthan 180kHz

    Other UEs will be assigned other groups ofsubcarriers to use across the uplink channelbandwidth.

    No two UEs will be assigned the same180KHz block to use simultaneously.

    As not all sub-carriers are used by themobile station, many of them are set to zeroin the diagram

    Notethat if the output size of the FFT is equalto the size of the IFFT input then the overalleffect is nullsince the two operations (FFT andIFFT are complementary)

    SC-FDMA Principles

    SC FDMA Principles

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    Adjusting the data rate in SC-FDMA

    Halved SC-FDMAsub-symbol

    duration

    Initialbandwidth

    SC-FDMAsub-

    symbolduration

    Doubledbandwidth

    If the data rate increases more bandwidth is needed to transmit more modulationsymbols (when data rate is doubled the resource allocation in the frequency domain

    is also doubled). The individual transmission is now shorter in time but wider inthe frequency domain.

    For double data rate the amount of inputs in transmitter doubles and the sub-symbol duration(Time) is halved. Note that the SC-FDMA is still 67 s

    Double the datarate

    SC-FDMAsymbol 67s

    SC-FDMAsymbol 67s

    SC-FDMA Principles

    In the example 6 modulation symbols are sent initially and 12 modulations for double data rate

    SC FDMA: Multiplexing

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    SC-FDMA: Multiplexing

    One user always continuous in frequencySmallest uplink bandwidth, 12 subcarriers: 180 kHz (same for OFDMA in downlink)

    Largest uplink bandwidth: 20 MHz (same for OFDMA in downlink)

    In time domain the granularity for resource allocation is 1 msfor one user (same for OFDMA in downlink)

    User 2 f

    User 1 f

    f

    Receiver

    User 1 User 2

    Bandwidth Distribution

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    Bandwidth Distribution

    CarrierBandwidth

    (MHz)

    Number ofSub-Carriers

    1.4 72

    3 198

    5 330

    10 660

    15 990

    20 1320

    Resource: Element Block Grid

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    Resource: Element, Block, Grid

    [source: 3GPP TR 25.814]

    LTE Reference Signals (R)areInterspersed Among ResourceElements

    The Usage of RE

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    The Usage of RE

    Resource elements

    reserved for

    reference symbols

    Control Channel

    Region (1-3 OFDM symbols)

    One subframe (1ms)

    12

    sub

    carriers

    Frequency

    TimeData

    Region

    Duplexing FDD/TDD

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    DuplexingFDD/TDD

    FDD

    ..

    ..

    ..

    ..

    Downlink Uplink

    Frequency band 1

    Frequency band 2

    .. ..Single frequency

    band

    TDD

    Frame Structure: Generic

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    Frame Structure: Generic

    Radio Frame Type 1 FDD

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    Radio Frame Type 1 - FDD

    1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19

    radio frame 10 msec

    subframe 1 msec Type 1

    0

    0 1 2 3 4 5 67 OFDM symbols (short CP)

    Radio Frame Type 2 TDD

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    Slot

    f

    time

    UL/DLcarrier

    radio frame 10 ms

    subframe 0

    DwPT

    S

    GP

    UpPT

    S

    half frame

    subframe 2subframe 3subframe 1 subframe 4 subframe 5

    DwPT

    S

    GP

    UpPT

    S

    half frame

    subframe 7subframe 8subframe 6 subframe 9

    Slot

    f

    time

    UL/DLcarrier

    radio frame 10 ms

    subframe 0

    DwPTS

    GP

    UpPTS

    half frame

    subframe 2subframe 3subframe 1 subframe 4 subframe 5

    half frame

    subframe 7subframe 8subframe 6 subframe 9

    Downlink Slot Uplink or Downlink Special SlotUplink Slot

    Radio Frame Type 2 - TDD

    Special Subframe

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    Special Subframe

    DwPTS (Downlink Pilot Timeslot Channel) Can contain synchronization, PDSCH and PDCCH.

    The DwPTS is used for downlink synchronization.

    Primary synchronization signal transmitted in the first OFDM symbol of theDwPTS.

    Secondary synchronization signal transmitted in the last OFDM symbol ofsubframe 0 (immediately preceding to the DwPTS).

    Resources not used for synchronization signals can be used for data,reference signals and control signaling.

    UpPTS (Uplink Pilot Timeslot Channel) Used by eNB to determine the received power level and the received

    timing from the UE.

    Resources not used for reference signals(sounding and/or demodulationreference signals) can be used for random access.

    No PUCCHis transmitted in UpPTS.

    GP (Guard Period) The guard period between DwPTS and UpPTS determines the maximum cell

    size.

    TDD Frame Configurations

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    TDD Frame Configurations

    Configuration1 DL:UL=2:2 (or 3:2)

    Configuration2 DL:UL=3:1 (or 4:1)

    D S UDownlink Special Uplink

    Uplink-

    downlink

    configuration

    Downlink-to-Uplink

    Switch-point

    periodicity

    Subframe number

    0 1 2 3 4 5 6 7 8 9

    0 5 ms D S U U U D S U U U

    1 5 ms D S U U D D S U U D

    2 5 ms D S U D D D S U D D

    3 10 ms D S U U U D D D D D

    4 10 ms D S U U D D D D D D

    5 10 ms D S U D D D D D D D6 5 ms D S U U U D S U U D

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    Summary

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    Summary

    Understand LTE Duplexing

    Single Transmitter FDMA Principle

    Multi carrier principle

    OFDMA and SC FDMA PrincipleMultipath Propagation

    Cyclic Prefix

    OFDMA and SC FDMA

    Transmitter Receiver

    OFDM and SC FDMA Key Parameters

    Resource Block

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    HAPPY LEARNING

    MobileCommProfessionals, Inc.www.mcpsinc.com