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Science and Technology Directorate Domestic Nuclear Detection Office Kevin Gutierrez DHS SBIR Program Manager Domestic Nuclear Detection Office DHS Small Business Innovation Research(SBIR) Programs Overview: 2015 SBIR Road Tour MT-WA-OR-ID August 17 – August 21, 2015

Science and Technology Directorate Domestic Nuclear Detection Office Kevin Gutierrez DHS SBIR Program Manager Domestic Nuclear Detection Office DHS

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Page 1: Science and Technology Directorate  Domestic Nuclear Detection Office Kevin Gutierrez DHS SBIR Program Manager Domestic Nuclear Detection Office DHS

Science and Technology Directorate Domestic Nuclear Detection Office

Kevin GutierrezDHS SBIR Program ManagerDomestic Nuclear Detection Office

DHS Small Business Innovation Research(SBIR) Programs Overview:

2015 SBIR Road TourMT-WA-OR-ID

August 17 – August 21, 2015

Page 2: Science and Technology Directorate  Domestic Nuclear Detection Office Kevin Gutierrez DHS SBIR Program Manager Domestic Nuclear Detection Office DHS

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Homeland Security Missions

Preventing Terrorism and Enhance Security

Secure and Manage Our Borders

Enforce and Administer Our Immigration Laws

Safeguard and Secure Cyberspace

Strengthen National Preparedness and Resilience

Page 3: Science and Technology Directorate  Domestic Nuclear Detection Office Kevin Gutierrez DHS SBIR Program Manager Domestic Nuclear Detection Office DHS

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CBP

FEMAUSCG

TSA

ICE

USCIS NPPD

FEMA GrantsUSSS

DHS Percent of Total Budget Authority by Organization FY2015 President’s Budget

~ $60.919B in FY2015across all organizations

Percent of Total Budget Authority by Organization, FY15 President’s Budget

Customs and Border Protection (CBP) 21%

Federal Emergency Management Agency (FEMA)

20%

U.S. Coast Guard (USCG) 16%

Transportation Security Administration (TSA)

12%

Immigration and Customs Enforcement (ICE) 9%

U.S. Citizenship and Immigration Services (USCIS)

5%

National Protection and Programs Directorate (NPPD)

5%

FEMA Grants 4%

U.S. Secret Service (USSS) 3%

Science and Technology Directorate (S&T) 2%

Department Operations (Dept. Ops) 1%

Federal Law Enforcement TrainingCenter (FLETC);Office of Inspector General (OIG); andOffice of Health Affairs (OHA)

1%

Analysis and Operations (A&O) 0.5%

Domestic Nuclear Detection Office (DNDO) 0.5%

All others

S&TDNDO

Source: Budget-in-Brief Fiscal Year 2015 http://www.dhs.gov

Page 4: Science and Technology Directorate  Domestic Nuclear Detection Office Kevin Gutierrez DHS SBIR Program Manager Domestic Nuclear Detection Office DHS

To deliver effective and innovative insight,

methods and solutions for the critical needs

of the Homeland Security Enterprise.

S&T Directorate Mission

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Page 5: Science and Technology Directorate  Domestic Nuclear Detection Office Kevin Gutierrez DHS SBIR Program Manager Domestic Nuclear Detection Office DHS

S&T’s Visionary Goals

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SCREENING AT SPEED: Security that Matches the Pace of Life

A TRUSTED CYBER FUTURE: Protecting Privacy, Commerce, and Community

ENABLE THE DECISION MAKER: Actionable Information at the Speed of Thought

RESPONDER OF THE FUTURE: Protected, Connected, and Fully Aware

RESILIENT COMMUNITIES: Disaster-Proofing Society

Page 6: Science and Technology Directorate  Domestic Nuclear Detection Office Kevin Gutierrez DHS SBIR Program Manager Domestic Nuclear Detection Office DHS

S&T’s Apex Programs

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Border Situational Awareness

Next-Generation First Responder

Real-Time Bio Threat Awareness

Next-Generation Cyber Infrastructure

Screening Flood Awareness

Page 7: Science and Technology Directorate  Domestic Nuclear Detection Office Kevin Gutierrez DHS SBIR Program Manager Domestic Nuclear Detection Office DHS

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Develop the global nuclear detection and reporting architecture

Develop, acquire, and support the domestic nuclear detection and reporting system

Characterize detector system performance before deployment

Establish situational awareness through information sharing and analysis

Establish operation protocols to ensure that detection leads to effective response

Conduct a transformational research and development program

Provide stewardship of USG Technical Nuclear Forensics Center planning, integration and development

DNDO Mission and ObjectivesThe DNDO is a jointly-staffed, national office established in 2005 for the purpose of improving the Nation’s capability to detect and report unauthorized attempts to import, possess, store, develop, or transport nuclear or radiological material for use against the

Nation, and to further enhance this capability over time. --- NSPD 43/HSPD 14

Page 8: Science and Technology Directorate  Domestic Nuclear Detection Office Kevin Gutierrez DHS SBIR Program Manager Domestic Nuclear Detection Office DHS

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DNDO Transformational R&D: Program Elements Exploratory Research (ER)

– Driven by gaps and weaknesses in the Global Nuclear Detection Architecture (GNDA) and technical nuclear forensics

– Investigate promising concepts to show feasibility through laboratory Proof-of-Concept (PoC) demonstrations

Academic Research Initiative (ARI)– Conduct basic and exploratory research to stimulate innovation

in many sectors while augmenting the ER– Create next generation of scientists and engineers

Advanced Technology Demonstration (ATD)– Further develop technology concepts previously demonstrated

under the ER or equivalent– Characterize Performance Test Units (PTU) in a simulated

operational environment to assess technology transition potential

Small Business Innovative Research (SBIR)– Strengthen the role of innovative small business concerns with

federally-funded research and development– Augments the ATD and ER with 2-4 new topics a year

Cs2LiYCl6 (CLYC) Scintillator

SORDS Detector and Truck

TlBr Semiconductor

Tri-energy, intensity modulated x-ray generator

Page 9: Science and Technology Directorate  Domestic Nuclear Detection Office Kevin Gutierrez DHS SBIR Program Manager Domestic Nuclear Detection Office DHS

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DNDO Research Portfolios HighlightsMaterials Research and Supporting Technology

Advanced Scintillators: High energy resolution (2%), high stopping power, large size (2000 cm3), and low cost ($10/cm3)

Advanced Semiconductor: High stopping power, high energy resolution (<1%) and/or production costs less than CZT

Photomultiplier tube replacement technology Success: Commercialization of SrI2 and CLYC materials and detectors

Neutron Detection Including He-3 Alternatives Near & long term alternatives to He-3 neutron detectors for portal, backpack,

handheld, and personal applications Novel approaches for fast neutron detection and active interrogation Success: Two different portal systems sold commercially

Radiation Detection Techniques Novel approaches to Compton and coded aperture imaging for enhanced threat

detection and localization Sensor fusion and machine vision to enhance gamma ray imaging and to enable

target tracking Approaches to dual neutron / gamma imaging Success: Transfer of imaging technology to ARES and RAIN ATDs

Different electronics for TlBr

First Czochralski growth of BaBrCl:Eu2+

Testing Backpack Systems

Smart Phone Integration

Page 10: Science and Technology Directorate  Domestic Nuclear Detection Office Kevin Gutierrez DHS SBIR Program Manager Domestic Nuclear Detection Office DHS

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DNDO Research Portfolios Highlights (cont.)Shielded Threat Detection Techniques

Enabling Components: Mono-chromatic photon sources for low dose scanning, compact accelerators for mobile systems, fast detectors

Challenging scenarios: human-occupied vehicles, human portable systems Unique Signatures: gravity gradiometry, multiplicity Success: X-ray generators and automated threat recognition software being used in

commercial radiography systems

Algorithms and Modeling Advanced spectrum processing and nuclide identification algorithms Machine learning applied to alarm adjudication (CBP collaboration) Systematic mapping and modeling of background Improvements to modeling tools (MCNP-X) and front end interface (SWORD) Success: Computer based personnel training software

Nuclear Forensics Signatures: Improving the information content of measurable data Methodologies: Improving the techniques to determine material processing history,

age, geographic origins, transport pathways, and intended use Success: Forensics Signature Knowledge Capture Toolkit

Laser Driven Compact Sources

Nuclear Street View

Advanced Simulation and Visualization Training Software

Knowledge Capture Toolkit

Page 11: Science and Technology Directorate  Domestic Nuclear Detection Office Kevin Gutierrez DHS SBIR Program Manager Domestic Nuclear Detection Office DHS

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DHS SBIR – A Three-Phase ProgramPhase I:

Scientific and Technical

Feasibility/Study

Funded with SBIR funds, 33% may be outsourced Not to exceed 6 months in duration Award sizes:

$100,000 for S&T Directorate’s SBIR $150,000 for DNDO’s SBIR

An additional $5,000 per year for Technical Assistance Awardees given automatic access to Auto Harvest Foundation Participation in DHS/NSF I-Corps Program (S&T only)

Phase II:Full Research/R&D

Prototype Demonstration

Funded with SBIR funds, 50% may be outsourced Generally 24 months in duration Award sizes:

$750K for S&T Directorate’s SBIR $1,000,000 for DNDO’s SBIR

An additional $5,000 per year for Technical Assistance Potential for cost match (1:2) Potential for additional $300K for 12 months for CRPP award Participation in DHS/NSF I-Corps Program at $50K (S&T only)

Phase III:Commercialization

(non SBIR funds)

Funded with private or non-SBIR government sources No dollar or time limits Size standards do not apply For work that derives from, furthers the Phase I/Phase II effort, or

brings to conclusion Can be sole-sourced; competition determined in Phase I

Page 12: Science and Technology Directorate  Domestic Nuclear Detection Office Kevin Gutierrez DHS SBIR Program Manager Domestic Nuclear Detection Office DHS

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DHS SBIR Program Information DHS S&T SBIR program initiated in 2004

DHS DNDO SBIR program initiated in 2008

Two DHS organizations; one joint solicitation since FY14

Treated as a federal procurement; subject to the Federal Acquisition Regulations (FAR)

Solicitations announced in FedBizOpps Phase I: Firm fixed price contracts Phase II: Cost plus and/or firm fixed price contracts

FY2015 Budget: S&T Directorate’s SBIR: $14.6M DNDO’s SBIR: $3.1M

5K$ for

Technical Assistance

15Days permitted for direct contact with

topic authors

50K$ for participation in DHS/NSF I-Corps Program (S&T only)

30Day open proposal

submission period

90Days from

solicitation close to notification

Page 13: Science and Technology Directorate  Domestic Nuclear Detection Office Kevin Gutierrez DHS SBIR Program Manager Domestic Nuclear Detection Office DHS

Presenter’s Name June 17, 2003

Issued once each fiscal year, Dec/Jan timeframe

Topics determined by the government in response to component and HSE needs

Federal employee review panels; source selection authority

Community can suggest topics: S&T: https://sbir2.st.dhs.gov DNDO: [email protected]

Unsolicited proposals are not accepted

DHS SBIR Solicitation Information

Joint solicitationwith multiple topics

relevant toeach organization

You may submit a proposal(s) in response to any/all of the solicitation topics. 13

Page 14: Science and Technology Directorate  Domestic Nuclear Detection Office Kevin Gutierrez DHS SBIR Program Manager Domestic Nuclear Detection Office DHS

Presenter’s Name June 17, 2003

Solicitation Can Be Found Two Ways

Searching FedBizOpps webpage at https://www.fbo.gov

Following the SBIR Solicitations link on the DHS SBIR Program Portal at https://sbir2.st.dhs.gov

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Page 15: Science and Technology Directorate  Domestic Nuclear Detection Office Kevin Gutierrez DHS SBIR Program Manager Domestic Nuclear Detection Office DHS

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DHS SBIR Highlights

17% of Ph I

submissions received an award

33% of Ph II projects received Phase III

funding **

38% of Ph I awards received Phase II

funding

40+Commercial

products on the market *

133M

$ of Ph III funding awarded on DHS

SBIR technologies**

* Information from a 2013 study of completed SBIR Phase II projects** Includes DHS internal R&D funds; funding from other government agencies; product sales, licenses,

and private investments

DHS SBIR Program Fun Facts 3,529 Phase I proposals submitted

Proposals received from every state in the U.S., plus D.C. and Puerto Rico

Submissions from over 1900 small businesses 62% of submissions from small businesses with

24 or fewer employees

Small businesses in 43 states received Phase I funding

50% of Phase I awards made to small businesses with 24 or fewer employees

16% of Phase I awards made to women-owned small businesses

DHS SBIR technologies have resulted in 85 patents applications filed *

31 patents issued; 28 patents pending

Page 16: Science and Technology Directorate  Domestic Nuclear Detection Office Kevin Gutierrez DHS SBIR Program Manager Domestic Nuclear Detection Office DHS

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Key DHS Web Sites and DHS SBIR Points of ContactDHS SBIR Points of Contact www.dhs.gov http://www.dhs.gov/how-do-i/do-business-dhs http://www.dhs.gov/small-business-assistance

DNDO

Kevin GutierrezSBIR Program [email protected]

Mitaire OjaruegaSBIR Program [email protected]

Program email:[email protected]

S&T DirectorateElissa “Lisa” SobolewskiSBIR Program [email protected]

Francis “Frank” BarrosSBIR Program [email protected]

Program email and website: [email protected]://sbir2.st.dhs.gov

SBIR Help Desk:[email protected], 703-480-7676

To report SBIR fraud, waste and abuse:• Email: [email protected]• Anonymous Hotline: 1-800-323-8603• Fax: 202-254-4292• Mail: DHS Office of Inspector General/Mail Stop 0305, Attn: Office of Integrity & Quality Oversight - Hotline 245 Murray Drive SW Washington, DC 20528-0305

Page 17: Science and Technology Directorate  Domestic Nuclear Detection Office Kevin Gutierrez DHS SBIR Program Manager Domestic Nuclear Detection Office DHS

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Questions?