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2
Notes:
Use of Prior Employer’s Facilities
9Failure to Comply
with Securities Laws
Notes:
10 9
3
409A Violations• No Valuation• Non-Qualified
Deferred Compensation
Infringing Another’s
Trademarks
8 7
Notes: Notes:
Trademark:
Registered Trademark:
TM
R
4
Failure to ObtainInvention
Assignments
5Non-compliance with California Wage and
Hour Laws
6 5
Notes: Notes:
5
Lack of Tax Planning
3Entrenched
Management(no vesting, no buy-
sell)
4 3
Notes: Notes:
6
Lack of Corporate
Documentation
Not Having the Right Legal
Counsel
2 1
Notes: Notes:
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